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Neuromodulation Using Vagus Nerve Stimulation Following Ischemic Stroke as Therapeutic Adjunct

Neuromodulation Using Vagus Nerve Stimulation Following Ischemic Stroke as Therapeutic Adjunct

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT05390580
Acronym
NUVISTA
Enrollment
40
Registered
2022-05-25
Start date
2022-09-26
Completion date
2024-08-23
Last updated
2025-10-31

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Acute Ischemic Stroke

Keywords

acute ischemic stroke, cytokines, large vessel occlusion, vagal nerve stimulator

Brief summary

This is a randomized open-label, with blinded outcome pilot study to evaluate the effect on inflammatory laboratory values and explore clinical outcomes in patients who present with ischemic strokes due to large vessel occlusions and are treated with either current accepted management, or accepted management in addition to transcutaneous auricular vagal nerve stimulation.

Detailed description

Stroke is a leading cause of death and disability worldwide. Approximately 80% of strokes are caused by cerebral ischemia. Although stroke is the third leading cause of death after heart disease and cancer, it leads to permanent disabilities in 80% of survivors. Large vessel occlusions (LVOs) account for up to 38% of acute ischemic strokes (AIS). LVOs represent a clinically significant subpopulation of cerebral ischemia due to their disproportionate morbidity and mortality without treatment. Up to 64% of patients without treatment of their LVO are dead or dependent at 3-6 months. Even after successful treatment (recanalization), infarcts can continue to increase in size, a process referred to as ischemia-reperfusion injury, for which even patients who are successfully treated in the acute setting can have poor outcomes. Highlighting the need for adjunct therapies to minimize ischemia progression for both post recanalized and unrecanalized patients. Neuroinflammation has long been recognized as an important element of AIS pathology. In the acute phase of AIS, non-specific inflammatory markers such as C reactive protein, and classical pro-inflammatory cytokines are elevated and have been associated with aggravating brain injury. An interesting avenue of research has now aimed to better understand, and eventually to target these inflammatory pathways to improve outcomes after AIS, with anti-inflammatory interventions trialed in humans. Although ongoing trials are occurring in AIS, the immunomodulation agents can be costly and have marked side effects, for which finding adjunct treatments that are easy to administer and with minimal side effects is of the utmost importance. Vagal nerve stimulation (VNS) has previously been established to have anti-inflammatory effects, and has been successfully demonstrated in other models of inflammatory conditions. Given these promising results in animal studies of AIS, and the established safety of the noninvasive transcutaneous auricular VNS (taVNS), the authors propose prospectively studying this non-morbid and safe intervention in our AIS patients due to LVO population at Barnes Jewish Hospital. Our central hypothesis is that implementing transcutaneous auricular vagal nerve stimulation (taVNS) in the acute period following an ischemic stroke due to a large vessel occlusion will attenuate the expected inflammatory response to the stroke and will curtail morbidity associated with inflammatory-mediated clinical endpoints (i.e., infarct progression). The investigators aim to determine if inflammatory markers in the blood are impacted in patients treated with noninvasive VNS, and as a secondary outcome track patient outcomes to better understand the impact on morbidity and mortality. Patients enrolled in the trial will be randomized to treatment with electrical stimulation to the auricular branch of the vagus nerve (intervention) or stimulation to the great auricular nerve (cervical nerve branch)(Sham) via an auricular, transcutaneous vagus nerve stimulator. All patients will be fitted with the device, the investigators will attach adhesive contacts to the left ear. Stimulation sessions will occur for 20 minutes twice daily during the inpatient period. Patients will have electricity applied to the different nerves depending on the randomization, they will be treated with stimulation with the following parameters: frequency 20 Hz, pulse width 250 µm, and a fixed intensity of 0.5 milliampere. The amplitude of stimulation may be reduced if a patient complains of discomfort at the site of stimulation. The site of stimulation will be inspected daily before and after treatment to ensure there is no redness or irritation at the site. The investigators will obtain laboratory samples on admission, day 0, and every 1.5 days till day 5 or discharge (whichever occurs first) to assess the patients inflammatory markers.

Interventions

Stimulus of the auricular branch of the vagal nerve with the transcutaneous auricular vagal nerve stimulation.

Patients assigned to the controls arm will have no electricity applied to the Auricular Branch of the Vagus Nerve. Stimulus will be provided to the lobule of the ear, which is not innervated by the Auricular Branch of the Vagus Nerve.

Sponsors

Washington University School of Medicine
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
SINGLE (Subject)

Masking description

Patients enrolled in the trial will be randomized to treatment with electrical stimulation to the auricular branch of the vagus nerve (intervention) or stimulation to the great auricular nerve (cervical nerve branch)(Sham) via an auricular, transcutaneous vagus nerve stimulator.. All patients will be fitted with the device, the investigators will attach adhesive contacts to the left ear. Patients are blinded to the intervention and study personnel will be unblinded.

Intervention model description

This is a randomized open-label, with blinded outcome pilot study to evaluate the effect on inflammatory laboratory values and explore clinical outcomes in patients who present with ischemic strokes due to large vessel occlusions and are treated with either current accepted management, or accepted management in addition to transcutaneous auricular vagal nerve stimulation.

Eligibility

Sex/Gender
ALL
Age
18 Years to 99 Years
Healthy volunteers
No

Inclusion criteria

* Adult patients who present with acute ischemic strokes due to large vessel occlusions

Exclusion criteria

* \<18 years old * patients with presumed chronic large vessel occlusions * NIHSS\<6 * pre-morbid modified Rankin score (mRS) \>2 * unable to initiate treatment under 36 hours from symptom discovery * Chronic or severe infection * life expectancy \<3 months * patients' undergoing active cancer or immunosuppressive/modulating therapy * patients with sustained bradycardia on arrival with a heart rate \<50 beats per minute.

Design outcomes

Primary

MeasureTime frameDescription
Neutrophil to Lymphocyte Ratio - Changes and Differences in the Levels5 daysThe primary endpoint was change in inflammatory biomarkers from baseline to day 5, with samples obtained every 1.5 days. neutrophil to lymphocyte ratio based on blood samples was the main result of interestse. Repeated measures were planned to be analyzed longitudinally using mixed-effects models (FDA guidance), specifying subject as a random effect to account for multiple observations. This approach accommodated irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction to test group differences in biomarker trajectories.
Interleukin - 1b - Changes and Differences in the Levels5 daysThe primary endpoint was change in inflammatory biomarkers from baseline to day 5, with samples obtained every 1.5 days. Interleukin-1β was the main analyte. Repeated measures were analyzed longitudinally using mixed-effects models (FDA guidance), specifying subject as a random effect to account for multiple observations. This approach accommodated irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction to test group differences in biomarker trajectories. Time was modeled quadratically for cytokine and WBC outcomes to capture U-shaped temporal patterns. Interaction p-values assessed trajectory differences between taVNS and sham arms.
Interleukin - 6 - Changes and Differences in the Levels5 daysThe primary endpoint was change in inflammatory biomarkers from baseline to day 5, with samples obtained every 1.5 days. Interleukin-6 was the main analyte. Repeated measures were analyzed longitudinally using mixed-effects models (FDA guidance), specifying subject as a random effect to account for multiple observations. This approach accommodated irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction to test group differences in biomarker trajectories. Time was modeled quadratically for cytokine and WBC outcomes to capture U-shaped temporal patterns. Interaction p-values assessed trajectory differences between taVNS and sham arms.
Tumor Necrosis Factor Alpha - Changes and Differences in the Levels5 daysThe primary endpoint was change in inflammatory biomarkers from baseline to day 5, with samples obtained every 1.5 days. Tumor necrosis factor was the main analyte. Repeated measures were analyzed longitudinally using mixed-effects models (FDA guidance), specifying subject as a random effect to account for multiple observations. This approach accommodated irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction to test group differences in biomarker trajectories. Time was modeled quadratically for cytokine and WBC outcomes to capture U-shaped temporal patterns. Interaction p-values assessed trajectory differences between taVNS and sham arms.
White Blood Cell Total Count - Changes and Differences in the Levels5 daysThe primary endpoint was change in inflammatory biomarkers from baseline to day 5, with samples obtained every 1.5 days. WBC count was the main analyte. Repeated measures were analyzed longitudinally using mixed-effects models (FDA guidance), specifying subject as a random effect to account for multiple observations. This approach accommodated irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction to test group differences in biomarker trajectories. Time was modeled quadratically for cytokine and WBC outcomes to capture U-shaped temporal patterns. Interaction p-values assessed trajectory differences between taVNS and sham arms.

Secondary

MeasureTime frameDescription
Modified Ranking Scale (mRS)90 daysThis is a clinical secondary exploratory endpoints. The Modified Ranking Scale (mRS) is a clinical tool used to assess functional status after suffering a stroke. It ranges from 0 up to 6. It was assessed at day 90. The investigators will assess differences in mRS dependent of the intervention arm. 0 = no symptoms at all 1. = No significant disability despite symptoms; able to carry out all usual duties and activities 2. = Slight disability; unable to carry out all previous activities, but able to look after own affairs without assistance. 3. = Moderate disability; requiring some help, but able to walk without assistance. 4. = Moderately severe disability; unable to walk without assistance and unable to attend to own bodily needs without assistance 5. = Severe disability; bedridden, incontinent and requiring constant nursing care and attention. 6. = Dead
Number of Participants With Treatment-related Adverse Events as Assessed by CTCAE v4.0 - Hypotension (C143352)5 daysThe investigator will monitor the patient's blood pressure (millimeters of mercury - mmHg) before, during, and after the transauricular vagal nerve stimulation or sham. If hypotension occurs (systolic blood pressure less than 80 mmHg or mean arterial pressure \<60 mmHg) , the investigator will document it and assigned the appropriate grade from 1-5 based on the CTCAE.
Number of Participants With Treatment-related Adverse Events as Assessed by CTCAE v4.0 - Sinus Bradycardia (C54940)5 daysThe investigator will monitor the patient's heart rate (beat per minute) before, during, and after the transauricular vagal nerve stimulation or sham. If Sinus Bradycardia (C54940) occurs (heart rate less than 60 beats per minute), the investigator will document it and assigned the appropriate grade from 1-5 based on the CTCAE.
Change in NIH Stroke Scale (NIHSS)30 daysThe secondary endpoint was change in NIHSS from baseline to discharge (\ day 5) and 30 days. Change in the NIHSS stroke scale number (0-42 and a measure of severity) was the outcome of interest. Repeated measures were analyzed longitudinally using mixed-effects models (FDA guidance), specifying subject as a random effect to account for multiple observations. This approach accommodated irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction to test group differences in biomarker trajectories. Time was modeled quadratically for cytokine and WBC outcomes to capture U-shaped temporal patterns. Interaction p-values assessed trajectory differences between taVNS and sham arms and linearly for in-hospital NIHSS scores based on panel data plots. Interaction terms were utilized to delineate differences amongst trajectories of the outcome of interest.

Countries

United States

Participant flow

Recruitment details

We randomized 40 participants; after applying all study eligibility criteria, we excluded five participants post-hoc and included 35 participants (17 treated, 18 sham)

Pre-assignment details

Patients were randomized in a 1:1 ratio to either the stimulation or sham treatment group using SAS software (Version 9.4, SAS). A total of 80 patients were assigned to one of two groups based on a computer-generated randomization sequence using the RANUNI function with a fixed seed (43523483) to ensure reproducibility. The generated sequence was then sorted, and the first 40 patients were allocated to the stimulation group, while the remaining 40 were assigned to the sham group.

Participants by arm

ArmCount
Stimulation with Transcutaneous Auricular Vagal Nerve Stimulator
Patients enrolled in the trial were randomized to treatment with electrical stimulation via an auricular, transcutaneous vagus nerve stimulator. All patients are fitted with a portable Soterix© device, a transcutaneous electrical nerve stimulation unit, and are connected to two ear electrodes, applied to the left ear during treatment periods. For taVNS treatment, these ear electrodes are placed along the concha of the ear, while in sham treatments the electrodes are placed along the ear lobe to avoid stimulation of the auricular vagus nerve from tactile pressure alone in the absence of current. Stimulation parameters were selected based on prior studies that sought to maximize vagus somatosensory evoked potentials while avoiding perception of pain. Stimulation parameters will be 20 minutes duration, frequency of 20 Hz, 250µs pulse width, and an intensity of 0.5mA. Sham treatments will involve no electrical current to the auricular branch of the vagal nerve.
17
Control - Transcutaneous Auricular Vagal Nerve Stimulator - Sham
All patients will be fitted with the device, the investigator will attach adhesive contacts to the left ear. Stimulation sessions will occur for 20 minutes twice daily during the inpatient period. Patients assigned to the controls arm will have electricity applied to the the great auricular nerve (cervical nerve branch), the lobule of the ear. The investigator will stimulate the lobule of the ear. Patients' will be treated with the following parameters: frequency 20 Hz, pulse width 250 µm, and and a fixed intensity of 0.5 milliampere. The amplitude of stimulation may be reduced if a patient complains of discomfort at the site of stimulation.
18
Total35

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyPhysician Decision32

Baseline characteristics

CharacteristicControl - Transcutaneous Auricular Vagal Nerve Stimulator - ShamTotalStimulation with Transcutaneous Auricular Vagal Nerve Stimulator
Age, Continuous67.3 years
STANDARD_DEVIATION 12.5
67.7 years
STANDARD_DEVIATION 13.4
68.1 years
STANDARD_DEVIATION 15.2
Modified rankin scale0.28 units on a scale
STANDARD_DEVIATION 0.21
0.31 units on a scale
STANDARD_DEVIATION 0.68
0.37 units on a scale
STANDARD_DEVIATION 0.32
NIH Stroke Scale (NIHSS)15.7 units on a scale
STANDARD_DEVIATION 4.4
16 units on a scale
STANDARD_DEVIATION 5.5
16.4 units on a scale
STANDARD_DEVIATION 6.6
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
6 Participants8 Participants2 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
12 Participants27 Participants15 Participants
Reperfusion %83.8 Percentage
STANDARD_DEVIATION 31.5
80 Percentage
STANDARD_DEVIATION 29.3
76 Percentage
STANDARD_DEVIATION 27.1
Sex: Female, Male
Female
10 Participants17 Participants7 Participants
Sex: Female, Male
Male
8 Participants18 Participants10 Participants
Time from Last Known Normal to recanalization attempt9.8 hours
STANDARD_DEVIATION 10.6
11.5 hours
STANDARD_DEVIATION 10.8
13.2 hours
STANDARD_DEVIATION 11.1

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
3 / 172 / 18
other
Total, other adverse events
2 / 176 / 18
serious
Total, serious adverse events
0 / 170 / 18

Outcome results

Primary

Interleukin - 1b - Changes and Differences in the Levels

The primary endpoint was change in inflammatory biomarkers from baseline to day 5, with samples obtained every 1.5 days. Interleukin-1β was the main analyte. Repeated measures were analyzed longitudinally using mixed-effects models (FDA guidance), specifying subject as a random effect to account for multiple observations. This approach accommodated irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction to test group differences in biomarker trajectories. Time was modeled quadratically for cytokine and WBC outcomes to capture U-shaped temporal patterns. Interaction p-values assessed trajectory differences between taVNS and sham arms.

Time frame: 5 days

Population: The unit of measure below is a measurement of the trajectory of the values of the outcome measurement of interest, effectively a reflection of the graph of the results, with the number reflecting the slope of the curve. These values were compared based on their treatment arm and differences amongst treatment groups with mixed effect models utilizing p-interact values that allow the distinguishing of outcome trajectories. (i.e. were they statistically significant).

ArmMeasureValue (NUMBER)
Stimulation with Transcutaneous Auricular Vagal Nerve StimulatorInterleukin - 1b - Changes and Differences in the Levels-0.222 percent change/day
Control - Transcutaneous Auricular Vagal Nerve Stimulator - ShamInterleukin - 1b - Changes and Differences in the Levels0.327 percent change/day
Comparison: Repeated measures were analyzed with longitudinal mixed-effects models (FDA guidance), using subject as a random effect. This accounted for irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction; quadratic time terms captured U-shaped cytokine/WBC patterns. Interaction p-values tested trajectory differences between taVNS and sham.p-value: 0.24Mixed Models Analysis
Primary

Interleukin - 6 - Changes and Differences in the Levels

The primary endpoint was change in inflammatory biomarkers from baseline to day 5, with samples obtained every 1.5 days. Interleukin-6 was the main analyte. Repeated measures were analyzed longitudinally using mixed-effects models (FDA guidance), specifying subject as a random effect to account for multiple observations. This approach accommodated irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction to test group differences in biomarker trajectories. Time was modeled quadratically for cytokine and WBC outcomes to capture U-shaped temporal patterns. Interaction p-values assessed trajectory differences between taVNS and sham arms.

Time frame: 5 days

Population: The unit of measure below is a measurement of the trajectory of the values of the outcome measurement of interest, effectively a reflection of the graph of the results, with the number reflecting the slope of the curve. These values were compared based on their treatment arm and differences amongst treatment groups with mixed effect models utilizing p-interact values that allow the distinguishing of outcome trajectories. (i.e. were they statistically significant).

ArmMeasureValue (NUMBER)
Stimulation with Transcutaneous Auricular Vagal Nerve StimulatorInterleukin - 6 - Changes and Differences in the Levels-4.099 percent change/day
Control - Transcutaneous Auricular Vagal Nerve Stimulator - ShamInterleukin - 6 - Changes and Differences in the Levels4.323 percent change/day
Comparison: Repeated measures were analyzed with longitudinal mixed-effects models (FDA guidance), using subject as a random effect. This accounted for irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction; quadratic time terms captured U-shaped cytokine/WBC patterns. Interaction p-values tested trajectory differences between taVNS and sham.p-value: 0.0001Mixed Models Analysis
Primary

Neutrophil to Lymphocyte Ratio - Changes and Differences in the Levels

The primary endpoint was change in inflammatory biomarkers from baseline to day 5, with samples obtained every 1.5 days. neutrophil to lymphocyte ratio based on blood samples was the main result of interestse. Repeated measures were planned to be analyzed longitudinally using mixed-effects models (FDA guidance), specifying subject as a random effect to account for multiple observations. This approach accommodated irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction to test group differences in biomarker trajectories.

Time frame: 5 days

Population: We were unable to analyze this outcome due to no patient (0/35) in the trial obtaining a repeat Complete blood count (CBC) with differential within the 5 days post baseline/recruitment. 15% patients underwent a repeat CBC with differential after day 7, outside of our analysis window.

ArmMeasureValue (NUMBER)
Stimulation with Transcutaneous Auricular Vagal Nerve StimulatorNeutrophil to Lymphocyte Ratio - Changes and Differences in the LevelsNA ratio
Control - Transcutaneous Auricular Vagal Nerve Stimulator - ShamNeutrophil to Lymphocyte Ratio - Changes and Differences in the LevelsNA ratio
Primary

Tumor Necrosis Factor Alpha - Changes and Differences in the Levels

The primary endpoint was change in inflammatory biomarkers from baseline to day 5, with samples obtained every 1.5 days. Tumor necrosis factor was the main analyte. Repeated measures were analyzed longitudinally using mixed-effects models (FDA guidance), specifying subject as a random effect to account for multiple observations. This approach accommodated irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction to test group differences in biomarker trajectories. Time was modeled quadratically for cytokine and WBC outcomes to capture U-shaped temporal patterns. Interaction p-values assessed trajectory differences between taVNS and sham arms.

Time frame: 5 days

Population: The unit of measure below is a measurement of the trajectory of the values of the outcome measurement of interest, effectively a reflection of the graph of the results, with the number reflecting the slope of the curve. These values were compared based on their treatment arm and differences amongst treatment groups with mixed effect models utilizing p-interact values that allow the distinguishing of outcome trajectories. (i.e. were they statistically significant).

ArmMeasureValue (NUMBER)
Stimulation with Transcutaneous Auricular Vagal Nerve StimulatorTumor Necrosis Factor Alpha - Changes and Differences in the Levels-0.244 percent change/day
Control - Transcutaneous Auricular Vagal Nerve Stimulator - ShamTumor Necrosis Factor Alpha - Changes and Differences in the Levels-0.120 percent change/day
Comparison: Repeated measures were analyzed with longitudinal mixed-effects models (FDA guidance), using subject as a random effect. This accounted for irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction; quadratic time terms captured U-shaped cytokine/WBC patterns. Interaction p-values tested trajectory differences between taVNS and sham.p-value: 0.26Mixed Models Analysis
Primary

White Blood Cell Total Count - Changes and Differences in the Levels

The primary endpoint was change in inflammatory biomarkers from baseline to day 5, with samples obtained every 1.5 days. WBC count was the main analyte. Repeated measures were analyzed longitudinally using mixed-effects models (FDA guidance), specifying subject as a random effect to account for multiple observations. This approach accommodated irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction to test group differences in biomarker trajectories. Time was modeled quadratically for cytokine and WBC outcomes to capture U-shaped temporal patterns. Interaction p-values assessed trajectory differences between taVNS and sham arms.

Time frame: 5 days

Population: The unit of measure below is a measurement of the trajectory of the values of the outcome measurement of interest, effectively a reflection of the graph of the results, with the number reflecting the slope of the curve. These values were compared based on their treatment arm and differences amongst treatment groups with mixed effect models utilizing p-interact values that allow the distinguishing of outcome trajectories. (i.e. were they statistically significant).

ArmMeasureValue (NUMBER)
Stimulation with Transcutaneous Auricular Vagal Nerve StimulatorWhite Blood Cell Total Count - Changes and Differences in the Levels-0.914 percent change/day
Control - Transcutaneous Auricular Vagal Nerve Stimulator - ShamWhite Blood Cell Total Count - Changes and Differences in the Levels-0.050 percent change/day
Comparison: Repeated measures were analyzed with longitudinal mixed-effects models (FDA guidance), using subject as a random effect. This accounted for irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction; quadratic time terms captured U-shaped cytokine/WBC patterns. Interaction p-values tested trajectory differences between taVNS and sham.p-value: 0.14Mixed Models Analysis
Secondary

Change in NIH Stroke Scale (NIHSS)

The secondary endpoint was change in NIHSS from baseline to discharge (\ day 5) and 30 days. Change in the NIHSS stroke scale number (0-42 and a measure of severity) was the outcome of interest. Repeated measures were analyzed longitudinally using mixed-effects models (FDA guidance), specifying subject as a random effect to account for multiple observations. This approach accommodated irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction to test group differences in biomarker trajectories. Time was modeled quadratically for cytokine and WBC outcomes to capture U-shaped temporal patterns. Interaction p-values assessed trajectory differences between taVNS and sham arms and linearly for in-hospital NIHSS scores based on panel data plots. Interaction terms were utilized to delineate differences amongst trajectories of the outcome of interest.

Time frame: 30 days

Population: The unit of measure below is a measurement of the trajectory of the values of the outcome measurement of interest, effectively a reflection of the graph of the results, with the number reflecting the slope of the curve. These values were compared based on their treatment arm and differences amongst treatment groups with mixed effect models utilizing p-interact values that allow the distinguishing of outcome trajectories. (i.e. were they statistically significant).

ArmMeasureValue (NUMBER)
Stimulation with Transcutaneous Auricular Vagal Nerve StimulatorChange in NIH Stroke Scale (NIHSS)-1.613 score change/day
Control - Transcutaneous Auricular Vagal Nerve Stimulator - ShamChange in NIH Stroke Scale (NIHSS)-1.562 score change/day
Comparison: Repeated measures were analyzed with longitudinal mixed-effects models (FDA guidance), using subject as a random effect. This accounted for irregular timing, missing data, and time-varying covariates. Models included treatment, time since last known normal, and their interaction; linearly for in-hospital NIHSS scores based on panel data plots. Interaction terms were utilized to delineate differences amongst trajectories of the outcome of interest.p-value: 0.69Mixed Models Analysis
Secondary

Modified Ranking Scale (mRS)

This is a clinical secondary exploratory endpoints. The Modified Ranking Scale (mRS) is a clinical tool used to assess functional status after suffering a stroke. It ranges from 0 up to 6. It was assessed at day 90. The investigators will assess differences in mRS dependent of the intervention arm. 0 = no symptoms at all 1. = No significant disability despite symptoms; able to carry out all usual duties and activities 2. = Slight disability; unable to carry out all previous activities, but able to look after own affairs without assistance. 3. = Moderate disability; requiring some help, but able to walk without assistance. 4. = Moderately severe disability; unable to walk without assistance and unable to attend to own bodily needs without assistance 5. = Severe disability; bedridden, incontinent and requiring constant nursing care and attention. 6. = Dead

Time frame: 90 days

Population: There were three patients lost to follow up in the treatment group and one patient lost to follow up in the sham group, for which we utilized the 14 patients in the treatment group and the 17 patients left for the analyses, as we were not able to have data for the full recruited patients for this outcome.

ArmMeasureValue (MEAN)Dispersion
Stimulation with Transcutaneous Auricular Vagal Nerve StimulatorModified Ranking Scale (mRS)3.27 score on a scaleStandard Deviation 2.15
Control - Transcutaneous Auricular Vagal Nerve Stimulator - ShamModified Ranking Scale (mRS)2.78 score on a scaleStandard Deviation 2.07
Comparison: Estimated using a mixed model that includes a random effect for person, based on actual day of the mRS, 90 day assessment. Restricted to participants who survived to an mRS assessment for day 90 , leaving 14 participants (28 mRS scores) in the treatment group and 17 participants (34 mRS scores) in the sham group.p-value: 0.48Mixed Models Analysis
Secondary

Number of Participants With Treatment-related Adverse Events as Assessed by CTCAE v4.0 - Hypotension (C143352)

The investigator will monitor the patient's blood pressure (millimeters of mercury - mmHg) before, during, and after the transauricular vagal nerve stimulation or sham. If hypotension occurs (systolic blood pressure less than 80 mmHg or mean arterial pressure \<60 mmHg) , the investigator will document it and assigned the appropriate grade from 1-5 based on the CTCAE.

Time frame: 5 days

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Stimulation with Transcutaneous Auricular Vagal Nerve StimulatorNumber of Participants With Treatment-related Adverse Events as Assessed by CTCAE v4.0 - Hypotension (C143352)0 Participants
Control - Transcutaneous Auricular Vagal Nerve Stimulator - ShamNumber of Participants With Treatment-related Adverse Events as Assessed by CTCAE v4.0 - Hypotension (C143352)2 Participants
Comparison: To assess our dichotomous safety endpoints, we used logistic regression models constructed to assess differences in hypotension.p-value: 0.49Regression, Logistic
Secondary

Number of Participants With Treatment-related Adverse Events as Assessed by CTCAE v4.0 - Sinus Bradycardia (C54940)

The investigator will monitor the patient's heart rate (beat per minute) before, during, and after the transauricular vagal nerve stimulation or sham. If Sinus Bradycardia (C54940) occurs (heart rate less than 60 beats per minute), the investigator will document it and assigned the appropriate grade from 1-5 based on the CTCAE.

Time frame: 5 days

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Stimulation with Transcutaneous Auricular Vagal Nerve StimulatorNumber of Participants With Treatment-related Adverse Events as Assessed by CTCAE v4.0 - Sinus Bradycardia (C54940)2 Participants
Control - Transcutaneous Auricular Vagal Nerve Stimulator - ShamNumber of Participants With Treatment-related Adverse Events as Assessed by CTCAE v4.0 - Sinus Bradycardia (C54940)4 Participants
Comparison: To assess our dichotomous safety endpoints, we used logistic regression models constructed to assess differences in bradycardia.p-value: 0.66Regression, Logistic

Source: ClinicalTrials.gov · Data processed: Sep 2, 2026