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Mechanisms of Upper Airway Obstruction

Characterizing Mechanisms of Upper Airway Obstruction During Drug-Induced Sleep Endoscopy (DISE)

Status
Completed
Phases
Unknown
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT04322097
Acronym
DISE-CAD
Enrollment
133
Registered
2020-03-26
Start date
2020-06-03
Completion date
2024-05-10
Last updated
2026-01-21

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Obstructive Sleep Apnea

Keywords

upper airway, pharynx, collapsibility, compliance, drug-induced sleep endoscopy, hypoglossal stimulation

Brief summary

The current study is designed to examine underlying mechanisms of action of lingual muscles in the maintenance of airway patency during sleep. The investigators' major hypothesis is that specific tongue muscles are responsible for relieving upper airway obstruction during sleep.

Detailed description

Obstructive sleep apnea (OSA) is characterized by recurrent upper airway obstruction due to inadequate muscle tone during sleep leading to nocturnal hypercapnia, repeated oxyhemoglobin desaturations and arousals. Continuous positive airway pressure (CPAP) is the therapeutic mainstay for OSA, but adherence remains poor. The loss of motor input to the tongue during sleep has been implicated as a cause for upper airway collapse. Activation of tongue muscles with implanted hypoglossal nerve stimulators is an effective therapy for some OSA patients. Nevertheless, approximately 1/3 of OSA patients did not respond to hypoglossal nerve stimulation despite rigorous selection criteria, leaving large segments of CPAP intolerant patients at risk for OSA-related morbidity. Thus, there is a critical knowledge gap in the role of lingual muscle activity in the maintenance of airway patency. The current study is designed to examine underlying mechanisms of action of lingual muscles in the maintenance of airway patency during sleep. The investigators' major hypothesis is that specific tongue muscles are responsible for relieving upper airway obstruction during sleep. To address this hypothesis, the investigators will (1) selectively stimulate specific lingual muscle groups (viz., protrudors and retractors) and measure effects on airway patency during Drug Induced Sleep Endoscopy (DISE). The investigators will (2) correlate responses in patency to alterations in tongue morphology (as assessed with ultrasound imaging). The investigators will (3) examine the impact of anatomic factors (e.g., the size of the maxillo-mandibular enclosure) on airway responses to stimulation. Patients will (4) undergo magnetic resonance imaging (MRI) determine the extent to which maxillo-mandibular size and tongue size and fat content compress pharyngeal structures. The investigators will (5) assess apnea severity and hypoglossal nerve stimulation with Inspire to measure response to therapy via split-night PSGs. The investigators will (6) examine digital morphometrics to quantify pharyngeal anatomy. A final goal is to (7) measure tongue force, as tongue force measurements may elucidate mechanisms of therapy response as related to neuromuscular control. The study will contain two distinct pathways, Study A and Study B, in order to efficiently execute the protocol. Study A will focus primarily on measurements obtained as part of routine clinical care. Study B will focus on enhanced imaging and physiology techniques in patients using lingual muscle stimulation (Inspire). Study A: * To determine the contribution of defects in upper airway function to the pathogenesis of airway obstruction at specific sites of pharyngeal collapse by characterizing upper airway pressure-flow/area relationships during DISE. * To determine the impact of jaw thrust and mouth closure maneuvers to functional determinants of upper airway obstruction at specific sites of pharyngeal collapse. * To examine effects of maxillo-mandibular restriction and tongue size on upper airway functional properties during DISE. Study B (In addition to the objectives for Study A): * To assess effects of stimulating specific lingual muscles on upper airway patency during natural sleep and drug-induced sleep * To assess whether craniofacial morphology predicts improvements in pharyngeal patency during sleep with stimulation.

Interventions

On/off responses will be assessed both during Drug-Induced Sleep Endoscopy (DISE) and Polysomnography (PSG).

Sponsors

University of Pennsylvania
Lead SponsorOTHER

Study design

Allocation
NON_RANDOMIZED
Intervention model
PARALLEL
Primary purpose
BASIC_SCIENCE
Masking
NONE

Masking description

Participants and investigators are aware of intervention status.

Eligibility

Sex/Gender
ALL
Age
22 Years to No maximum
Healthy volunteers
Yes

Inclusion criteria

Study A Inclusion Criteria: • Scheduled to undergo DISE as part of routine clinical standard of care. Study B Inclusion Criteria: * Adults (≥ 22yrs) willing and capable of providing informed consent * Implanted with the MRI-conditional Inspire hypoglossal nerve stimulator (Model 3028 or later) * Compliant with Inspire therapy (\> 20 hours/week over 2+ weeks) as a standalone treatment for sleep-disordered breathing * Inspire remote model 2500 or later. Study B

Exclusion criteria

* MRI contraindications (claustrophobia, ferromagnetic implants/foreign bodies, etc.) * Inspire Implant Model 3024 * Inspire Remote Model 3032 * Patients who have fallen asleep while during resulting in an accident or "near miss" accident within 1 year prior to device implantation. * Inability to sleep in the supine position (by self-report) * History of severe difficulty initiating or maintaining sleep in the laboratory * Pregnant women

Design outcomes

Primary

MeasureTime frameDescription
Pharyngeal Critical Pressure (Pcrit)Collected during drug-induced sleep endoscopy (<1 day).Upper airway collapsibility (Pcrit, cmH₂O): Pressure at which the upper airway closes during inspiration, with a higher value indicating greater collapsibility. Pcrit less than zero indicates that the airway remains open. Pcrit greater than or equal to zero indicates that the airway is closed.
Pharyngeal Opening Pressure (PhOP)Collected during drug-induced sleep endoscopy (<1 day).Measurement of upper airway collapsibility (cmH2O)
Pharyngeal ComplianceUnable to be determinedPressure-area relationships

Countries

United States

Contacts

PRINCIPAL_INVESTIGATORRaj C Dedhia, MD

University of Pennsylvania

Baseline characteristics

Characteristic
Age, Continuous57.2 years
STANDARD_DEVIATION 13.8
Apnea-Hypopnea Index (AHI)31.2 events/hr
STANDARD_DEVIATION 21.1
BMI29.3 kg/m^2
STANDARD_DEVIATION 3.7
Ethnicity (NIH/OMB)
Hispanic or Latino
2 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
125 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
5 Participants
Sex: Female, Male
Female
10 Participants
Sex: Female, Male
Male
77 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 1000 / 32
other
Total, other adverse events
0 / 1000 / 32
serious
Total, serious adverse events
0 / 1000 / 32

Outcome results

None listed

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026