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Non-invasive Blood-brain Barrier Opening in Alzheimer's Disease Patients Using Focused Ultrasound

Neuronavigation-guided Focused Ultrasound-induced Blood-brain Barrier Opening in Alzheimer's Disease Patients

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT04118764
Enrollment
6
Registered
2019-10-08
Start date
2020-08-06
Completion date
2022-09-28
Last updated
2024-08-26

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Alzheimer Disease

Keywords

focused ultrasound, blood-brain barrier opening, non-invasive therapy

Brief summary

The purpose of this study is to test a new technique that may, in the future, help deliver medications to the brain of people with Alzheimer's disease. Participants in this study will undergo a focused ultrasound treatment to the brain, along with Magnetic Resonance Imagine (MRI) and Positron Emission Tomography (PET) scans.

Detailed description

Central nervous system disorders are currently being symptomatically treated since the molecular events provoking their onset have not been yet identified. Drug delivery techniques have to overcome the almost impermeable blood-brain barrier (BBB) and can be grouped into two main categories: (i) invasive and targeted, and (ii) non-invasive and non-targeted methods. However, the technological advances of the past decades revealed the immense potential of focused ultrasound (FUS) in transcranial applications. In contrast to other techniques, FUS-mediated BBB opening is both non-invasive and targeted. The localized energy delivery coupled with the circulation of intravenously administered microbubbles initiates biological effects confined only to the vessel walls and contained only in the targeted region within the brain. The purpose of the study is to assess the safety and feasibility of focused ultrasound-induced blood-brain barrier opening in Alzheimer's disease patients, using a single-element transducer with neuronavigation guidance. The investigators will also test whether treatment with focused ultrasound alone alters the amyloid protein levels in the treated brain areas and its potential effects on the cognitive function of Alzheimer's patients.

Interventions

Non-invasive focused ultrasound-induced blood-brain barrier opening will be attempted using a single-element transducer, guided with a neuronavigation system.

DRUGDefinity

Definity microbubbles (10 μl/kg) will be used in conjunction with the ultrasound transducer to temporarily open the blood brain barrier.

MRI scans will be completed at baseline and immediately after the focused ultrasound treatment to confirm BBB opening and safety. A follow-up MRI will be performed three days after treatment to confirm BBB closure, only in the case of successful BBB opening.

OTHERPositron Emission Tomography (PET)

A follow-up PET scan will be performed three days after treatment to determine amyloid plaque load.

OTHERAmyvid

To be used during the PET scan to determine uptake of Amyvid within the treated area.

Sponsors

National Institute on Aging (NIA)
CollaboratorNIH
Columbia University
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
DEVICE_FEASIBILITY
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
50 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* 50 years of age or older. * Diagnosis of early Alzheimer's disease (AD) or mild cognitive impairment (MCI) at minimum. All following criteria must be met: * Probable MCI or AD consistent with criteria outlined in (McKhann et al 2011, Petersen et al 2018). * Mini Mental State Examination (MMSE) score between 12 and 26. * Modified Hachinski Ischemia Scale (MHIS) score of \<= 4 * Short form Geriatric Depression Scale (GDS) score of \<= 6. * PET scan confirming amyloid plaque load using Amyvid (18F-Florbetapir). * Ability to provide informed consent.

Exclusion criteria

* Contraindication for Magnetic Resonance Imaging (MRI). * Contra-indication history or hypersensitivity to MRI contrast agents (e.g., Dotarem) or microbubbles (e.g., Definity). * Prior brain surgery, including deep brain stimulation. * Metallic implants. * Moderate or severe uncontrolled hypertension (systolic blood pressure \> 140 mmHg). * Abnormal coagulation profile, e.g. hemophilia A or B. * Coagulopathy or under anticoagulant therapy. * History of stroke or cardiovascular disease. * Active/detectable gingivitis, herpes simplex, hepatitis, tuberculosis, and minor skin or respiratory infections. * History of seizure disorder. * History of asthma or allergies to food or medication with significant symptoms in past 3 years. * Severe brain atrophy. * Inability to comply with the procedures of the protocol, including follow-up MRI scans. * Pregnancy or lactation. * Impaired renal function with estimated glomerular filtration rate (eGFR) \<30 mL/min/1.73m2 provided by a standard blood test at maximum 2 weeks prior to the ultrasound treatment. * Active infection/inflammation. * Acute or chronic hemorrhages, i.e. \> 4 lobar microbleeds, and no siderosis or macrohemorrhages. * Tumors or space occupying lesions. * Meningeal enhancements. * Intracranial hypotension.

Design outcomes

Primary

MeasureTime frameDescription
Total Number of Individuals With Successful Opening of the BBBBaseline through 3 days post-treatmentThe total number of individuals with successful opening of the BBB will be assessed. Blood-brain barrier opening volume will be measured in mm\^3 through contrast-enhanced T1-weighted MRI on the day of the focused ultrasound treatment and 3 days after treatment, to confirm blood-brain barrier restoration.
Total Number of Safety Events Related to Opening of BBBBaseline through 3 days post-treatmentThe total number of safety events related to opening of the BBB as assessed by T2 and susceptibility-weighted (SWI) MRI. Safety will be established by the presence and the total area of hyper-intense or hypo-intense areas in the T2 and SWI scans.

Secondary

MeasureTime frameDescription
Percent Change in Amyloid PET Signal IntensityScreening through 3 weeks post-treatmentAmyloid plaques will be assessed through PET imaging before and after the focused ultrasound treatment. The standardized uptake value ratio images (SUVr) will be compared before and after the FUS treatment, to investigate if there is a change in the uptake of 18F-Florbetapir within the treated area.
Change in Mini-Mental State Examination (MMSE) ScoreScreening through 3 months post-treatmentThe MMSE is a questionnaire that is used to measure cognitive impairment. The total score range is 0 to 30, with a higher score indicating a better outcome. Cognitive function will be assessed before and after the focused ultrasound treatment to determine the change in MMSE.

Countries

United States

Participant flow

Participants by arm

ArmCount
Focused Ultrasound Treatment
Neuronavigation-guided focused ultrasound treatment in Alzheimer's disease patients using a single-element transducer in conjunction with Definity Microbubbles (10 μl/kg). Neuronavigation-guided single-element focused ultrasound transducer: Non-invasive focused ultrasound-induced blood-brain barrier opening will be attempted using a single-element transducer, guided with a neuronavigation system. Definity: Definity microbubbles (10 μl/kg) will be used in conjunction with the ultrasound transducer to temporarily open the blood brain barrier. Magnetic Resonance Imaging (MRI) with or without gadolinium contrast agents: MRI scans will be completed at baseline and immediately after the focused ultrasound treatment to confirm BBB opening and safety. A follow-up MRI will be performed three days after treatment to confirm BBB closure, only in the case of successful BBB opening. Positron Emission Tomography (PET): A follow-up PET scan will be performed three days after treatment to determine amyloid plaque load. Amyvid: To be used during the PET scan to determine uptake of Amyvid within the treated area.
6
Total6

Baseline characteristics

CharacteristicFocused Ultrasound Treatment
Age, Continuous69.7 years
STANDARD_DEVIATION 7.2
Ethnicity (NIH/OMB)
Hispanic or Latino
1 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
5 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
MMSE18.8 score on a scale
STANDARD_DEVIATION 3.2
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
0 Participants
Race (NIH/OMB)
Black or African American
1 Participants
Race (NIH/OMB)
More than one race
0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
White
5 Participants
Sex: Female, Male
Female
4 Participants
Sex: Female, Male
Male
2 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
0 / 6
other
Total, other adverse events
1 / 6
serious
Total, serious adverse events
0 / 6

Outcome results

Primary

Total Number of Individuals With Successful Opening of the BBB

The total number of individuals with successful opening of the BBB will be assessed. Blood-brain barrier opening volume will be measured in mm\^3 through contrast-enhanced T1-weighted MRI on the day of the focused ultrasound treatment and 3 days after treatment, to confirm blood-brain barrier restoration.

Time frame: Baseline through 3 days post-treatment

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Focused Ultrasound TreatmentTotal Number of Individuals With Successful Opening of the BBB5 Participants
Primary

Total Number of Safety Events Related to Opening of BBB

The total number of safety events related to opening of the BBB as assessed by T2 and susceptibility-weighted (SWI) MRI. Safety will be established by the presence and the total area of hyper-intense or hypo-intense areas in the T2 and SWI scans.

Time frame: Baseline through 3 days post-treatment

ArmMeasureValue (NUMBER)
Focused Ultrasound TreatmentTotal Number of Safety Events Related to Opening of BBB1 adverse events
Secondary

Change in Mini-Mental State Examination (MMSE) Score

The MMSE is a questionnaire that is used to measure cognitive impairment. The total score range is 0 to 30, with a higher score indicating a better outcome. Cognitive function will be assessed before and after the focused ultrasound treatment to determine the change in MMSE.

Time frame: Screening through 3 months post-treatment

ArmMeasureValue (MEAN)Dispersion
Focused Ultrasound TreatmentChange in Mini-Mental State Examination (MMSE) Score-2.5 score on a scaleStandard Deviation 2.93
Secondary

Percent Change in Amyloid PET Signal Intensity

Amyloid plaques will be assessed through PET imaging before and after the focused ultrasound treatment. The standardized uptake value ratio images (SUVr) will be compared before and after the FUS treatment, to investigate if there is a change in the uptake of 18F-Florbetapir within the treated area.

Time frame: Screening through 3 weeks post-treatment

ArmMeasureValue (MEAN)Dispersion
Focused Ultrasound TreatmentPercent Change in Amyloid PET Signal Intensity-1.47 percent changeStandard Deviation 0.77

Source: ClinicalTrials.gov · Data processed: Feb 12, 2026