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Phase 3 Safety and Effectiveness Trial of Dapivirine Vaginal Ring for Prevention of HIV-1 in Women

A Multi-Center, Randomized, Double-Blind, Placebo-Controlled Phase 3 Safety and Effectiveness Trial of a Vaginal Matrix Ring Containing Dapivirine for the Prevention of HIV-1 Infection in Women

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT01617096
Acronym
ASPIRE
Enrollment
2629
Registered
2012-06-12
Start date
2012-07-24
Completion date
2015-12-31
Last updated
2022-12-21

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

HIV Infections

Keywords

HIV Infections, Anti-HIV agents, HIV-1

Brief summary

This is a double-blind, randomised, placebo-controlled study to assess the safety and efficacy of a silicone elastomer vaginal matrix ring.

Detailed description

A Multi-Center, Randomized, Double-Blind, Placebo-Controlled Phase 3 Safety and Effectiveness Trial of a Vaginal Matrix Ring Containing Dapivirine for the Prevention of HIV-1 Infection in Women. MTN-020 will enroll approximately 3676 sexually active HIVnegative women aged 18-45 years randomized in a 1:1 ratio to receive either a vaginal ring containing 25 mg of dapivirine or a placebo vaginal ring. Rings will be inserted once every 28 days for 12 consecutive months. MTN expects to initiate this study in August 2012.

Interventions

COMBINATION_PRODUCTDapivirine Vaginal Ring

Dosage form: vaginal ring Dosage: 25mg Frequency: monthly Duration: 12 months

COMBINATION_PRODUCTPlacebo Ring

Vaginal ring containing no drug substance

Sponsors

National Institute of Allergy and Infectious Diseases (NIAID)
CollaboratorNIH
International Partnership for Microbicides, Inc.
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
PREVENTION
Masking
DOUBLE (Subject, Investigator)

Eligibility

Sex/Gender
FEMALE
Age
18 Years to 45 Years
Healthy volunteers
Yes

Inclusion criteria

* Age 18 through 45 years (inclusive) at screening, verified per site SOPs; within this range, sites may restrict the upper age limit per site SOPs, to target women at high risk of HIV infection * Able and willing to provide written informed consent to be screened for and to take part in the study * Able and willing to provide adequate locator information, as defined in site SOPs * HIV-uninfected based on testing performed by study staff at screening and enrollment (per applicable algorithm in Appendix II) * Per participant report, sexually active, defined as having vaginal intercourse at least once in the 3 months prior to screening * Using an effective method of contraception at enrollment, and intending to use an effective method for the duration of study participation; effective methods include hormonal methods (except contraceptive ring); intrauterine device (IUD); and sterilization (of participant, as defined in site SOPs) * At screening and enrollment, agrees not to participate in other research studies involving drugs, medical devices, vaginal products, or vaccines for the duration of study participation -- Note: Tampons may be used for the duration of the trial.

Exclusion criteria

* Per participant report at screening: * Intends to become pregnant during study participation * Plans to relocate away from the study site during study participation * Plans to travel away from the study site for more than 8 consecutive weeks during study participation * Is pregnant \-- Note: A documented negative pregnancy test performed by study staff is required for inclusion; however a self-reported pregnancy is adequate for exclusion from the study. * Currently breastfeeding * Diagnosed with urinary tract infection (UTI) \-- Note: Otherwise eligible participants diagnosed with UTI during screening are offered treatment and may be enrolled after completing treatment and all symptoms have resolved. If treatment is completed and symptoms have resolved within 28 days of obtaining informed consent for screening, the participant may be enrolled. * Diagnosed with pelvic inflammatory disease, an STI or reproductive tract infection (RTI) requiring treatment per current WHO guidelines \-- Note: Otherwise eligible participants diagnosed during screening with pelvic inflammatory disease or STI/RTI requiring treatment per WHO guidelines - other than asymptomatic BV and asymptomatic candidiasis - are offered treatment and may be enrolled after completing treatment and all symptoms have resolved. If treatment is completed and symptoms have resolved within 28 days of obtaining informed consent for screening, the participant may be enrolled. Genital warts requiring treatment also must be treated prior to enrollment. Genital warts requiring therapy are defined as those that cause undue burden or discomfort to the participant, including bulky size, unacceptable appearance, or physical discomfort. * Has a clinically apparent Grade 2 or higher pelvic exam finding (observed by study staff) as per the Division of AIDS Table for Grading the Severity of Adult and Pediatric Adverse Events Version 1.0, December, 2004 (Clarification dated August 2009), Addendum 1-Female Genital Grading Table for Use in Microbicide Studies * Note: Cervical bleeding associated with speculum insertion and/or specimen collection judged to be within the range of normal according to the clinical judgment of the Investigator of Record (IoR)/designee is considered expected non-menstrual bleeding and is not exclusionary. * Note: Otherwise eligible participants with exclusionary pelvic exam findings may be enrolled/randomized after the findings have improved to a non-exclusionary severity grading or resolved. If improvement to a non-exclusionary grade or resolution is documented within 28 days of providing informed consent for screening, the participant may be enrolled. * Participant report and/or clinical evidence of any of the following: * Known adverse reaction to any of the study products (ever) * Known adverse reaction to latex (ever) * Chronic vaginal candidiasis * Non-therapeutic injection drug use in the 12 months prior to Screening * Post-exposure prophylaxis (PEP) for HIV exposure within 6 months prior to enrollment * Last pregnancy outcome 90 days or less prior to enrollment * Gynecologic or genital procedure (e.g., tubal ligation, dilation and curettage, piercing) 90 days or less prior to enrollment * Recent participation in any other research study involving drugs, medical devices, vaginal products, or vaccines, within 60 days of enrollment * Participation in the MTN-003, Vaginal and Oral Interventions to Control the Epidemic (VOICE) clinical trial, or any other HIV prevention study using systemic or topical antiretroviral medications, within 12 months of enrollment * As determined by the IoR/designee, any significant uncontrolled active or chronic cardiovascular, renal, liver, hematologic, neurologic, gastrointestinal, psychiatric, endocrine, respiratory, immunologic disorder or infectious disease, including active tuberculosis * Has any of the following laboratory abnormalities at Screening Visit: * Aspartate aminotransferase (AST) or alanine transaminase (ALT) Grade 1 or higher as per the Division of AIDS Table for Grading the Severity of Adult and Pediatric Adverse Events Version 1.0, December, 2004 (Clarification dated August 2009) * Creatinine Grade 2 or higher as per the Division of AIDS Table for Grading the Severity of Adult and Pediatric Adverse Events Version 1.0, December, 2004 (Clarification dated August 2009) * Hemoglobin Grade 2 or higher as per the Division of AIDS Table for Grading the Severity of Adult and Pediatric Adverse Events Version 1.0, December, 2004 (Clarification dated August 2009) * Platelet count Grade 1 or higher as per the Division of AIDS Table for Grading the Severity of Adult and Pediatric Adverse Events Version 1.0, December, 2004 (Clarification dated August 2009) * Pap result Grade 2 or higher according to the Female Genital Grading Table for Use in Microbicide Studies Addendum 1 to the DAIDS Table for Grading Adult and Pediatric Adverse Events, Version 1.0, December 2004 (Clarification dated August 2009) * Note: Otherwise eligible participants with an exclusionary test may be re-tested during the screening process. * Note: Women with a documented normal result within the 12 months prior to enrollment need not have Pap smear during the screening period. Women with a Grade 1 abnormal Pap smear can be enrolled upon completion of the initial phase of evaluation if no current treatment is indicated (based on local standard of care for management of abnormal cervical cytology). Need for a repeat Pap within 6 months does not preclude enrollment prior to that result becoming available. * Has any other condition that, in the opinion of the IoR/designee, would preclude informed consent, make study participation unsafe, complicate interpretation of study outcome data, or otherwise interfere with achieving the study objectives

Design outcomes

Primary

MeasureTime frameDescription
Efficacy as Determined by the Proportion of Women in Each Arm With HIV-1 Seroconversion After 120 Endpoints Are Observed in the Trial.minimum of 12 months and a maximum of 14 months per participantThe primary endpoint is HIV-1 seroconversion as measured by rapid and specialised laboratory testing according to comprehensive HIV testing algorithm. Endpoint confirmation of HIV infection is by Western Blot.
The Number of Participants That Experienced Grade 2, 3, 4 and Serious Adverse Events Over the Investigational Product Used Period (25 mg Dapivirine Administered in a Silicone Elastomer Vaginal Matrix Ring (DVR), Inserted Once Every 4 Weeks).minimum of 12 months and a maximum of 14 months per participantParticipants with grade 2 adverse events, judged to be related to investigational product, grade 3 and grade 4 adverse events and all serious adverse events. DAIDS severity grades are defined as follows: Grade 1 = mild Grade 2 = moderate Grade 3 = severe Grade 4 = potentially life-threatening Grade 5 = death

Secondary

MeasureTime frameDescription
Adherence to the Dapivirine Vaginal Ring.12 months per participantDapivirine residual levels in used rings and dapivirine plasma concentrations are two objective measures of adherence to DVR ring use. Adherence was defined as a dapivirine ring residual level \<=23.5 mg and dapivirine plasma level \>= 95 pg/mL.
Acceptability of the DVR and Placebo Vaginal Ring12 months per participantQuestionnaires and qualitative data regarding the acceptability of use of a vaginal ring inserted once every 4 weeks over the trial period; Percentage of participants with positive response. Response of 'likely' or 'very likely' to the question: 'If in the future a vaginal ring was available that provided some protection against HIV, and it was similar to the one you used in this trial, how likely would you be to keep it inserted in your vagina every day?'
Human Immunodeficiency Virus Type 1 Drug Resistance Mutations Among Participants Who Acquired HIV-1 Infection.minimum of 12 months and a maximum of 14 months per participantThe analysis of HIV-1 drug resistance will be primarily descriptive in nature, and will depend on the pattern of resistance mutations observed in the HIV-1 seroconverters. The percentage of HIV-1 seroconverters with at least one HIV-1 drug resistant mutation will be presented overall, and by treatment arm, with corresponding 95% CIs.

Countries

Malawi, South Africa, Uganda, Zimbabwe

Participant flow

Recruitment details

Participants provided written informed consent were invited to screen for the clinical trial. Each participant engaged in the screening process for up to 4 weeks (28 days) prior to enrollment. Participants who complied with inclusion and exclusion criteria were invited to enroll in the trial. Participants were randomized in a 1:1 ratio to either the Dapivirine Vaginal Ring or placebo ring group.

Pre-assignment details

Healthy, sexually active HIV-negative women who provided written informed consent were invited to screen for the clinical trial. Each participant engaged in the screening process for up to 4 weeks (28 days) prior to enrollment. Participants who complied with all the inclusion and none of the exclusion criteria were invited to enroll in the clinical trial. Eligible participants were randomly assigned in a 1:1 ratio to either the Dapivirine Vaginal Ring-004 or placebo ring group.

Participants by arm

ArmCount
Dapivirine Vaginal Ring
Vaginal ring containing 25mg dapivirine Dapivirine Vaginal Ring: Dosage form: vaginal ring Dosage: 25mg Frequency: monthly Duration: 12 months
1,313
Placebo Ring
Vaginal ring containing no drug substance Placebo Ring: Vaginal ring containing no drug substance
1,316
Total2,629

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyDeath43
Overall StudyLost to Follow-up3732
Overall StudyOther13
Overall StudyPhysician Decision1018
Overall StudyWithdrawal by Subject9681

Baseline characteristics

CharacteristicDapivirine Vaginal RingPlacebo RingTotal
Age, Continuous27.2 years
STANDARD_DEVIATION 6.09
27.3 years
STANDARD_DEVIATION 6.28
27.2 years
STANDARD_DEVIATION 6.18
BMI26.8 kg/(m^2)
STANDARD_DEVIATION 6.41
27.2 kg/(m^2)
STANDARD_DEVIATION 6.93
27.0 kg/(m^2)
STANDARD_DEVIATION 6.68
Education Status
Less than Secondary School
212 Participants192 Participants404 Participants
Education Status
Secondary School and Higher
1101 Participants1124 Participants2225 Participants
Has children1188 Participants1177 Participants2365 Participants
Has main partner
Missing
0 Participants1 Participants1 Participants
Has main partner
No
6 Participants6 Participants12 Participants
Has main partner
Yes
1307 Participants1309 Participants2616 Participants
Marital Status
Married
527 Participants547 Participants1074 Participants
Marital Status
Missing
0 Participants2 Participants2 Participants
Marital Status
Non-Married
786 Participants767 Participants1553 Participants
Number of sex partners in the last 3 months
0-1 partners
1101 Participants1089 Participants2190 Participants
Number of sex partners in the last 3 months
>2
212 Participants227 Participants439 Participants
Partner knowledge of ring use
Missing
0 Participants1 Participants1 Participants
Partner knowledge of ring use
No
478 Participants470 Participants948 Participants
Partner knowledge of ring use
Yes
835 Participants845 Participants1680 Participants
Presence of STIs268 Participants265 Participants533 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
13 Participants3 Participants16 Participants
Race (NIH/OMB)
Black or African American
1228 Participants1226 Participants2454 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
70 Participants87 Participants157 Participants
Race (NIH/OMB)
White
2 Participants0 Participants2 Participants
Region of Enrollment
Malawi
135 Participants137 Participants272 Participants
Region of Enrollment
South Africa
713 Participants713 Participants1426 Participants
Region of Enrollment
Uganda
127 Participants126 Participants253 Participants
Region of Enrollment
Zimbabwe
338 Participants340 Participants678 Participants
Sex: Female, Male
Female
1313 Participants1316 Participants2629 Participants
Sex: Female, Male
Male
0 Participants0 Participants0 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
4 / 1,3133 / 1,316
other
Total, other adverse events
1,237 / 1,3131,041 / 1,316
serious
Total, serious adverse events
116 / 1,313130 / 1,316

Outcome results

Primary

Efficacy as Determined by the Proportion of Women in Each Arm With HIV-1 Seroconversion After 120 Endpoints Are Observed in the Trial.

The primary endpoint is HIV-1 seroconversion as measured by rapid and specialised laboratory testing according to comprehensive HIV testing algorithm. Endpoint confirmation of HIV infection is by Western Blot.

Time frame: minimum of 12 months and a maximum of 14 months per participant

Population: The primary effectiveness Cohort included all eligible randomised participants excluding participants deemed to be HIV-1 RNA positive at the time of randomization, based on retrospective PCR testing of stored blood samples taken at enrollment.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Dapivirine Vaginal RingEfficacy as Determined by the Proportion of Women in Each Arm With HIV-1 Seroconversion After 120 Endpoints Are Observed in the Trial.71 Participants
Placebo RingEfficacy as Determined by the Proportion of Women in Each Arm With HIV-1 Seroconversion After 120 Endpoints Are Observed in the Trial.97 Participants
Primary

The Number of Participants That Experienced Grade 2, 3, 4 and Serious Adverse Events Over the Investigational Product Used Period (25 mg Dapivirine Administered in a Silicone Elastomer Vaginal Matrix Ring (DVR), Inserted Once Every 4 Weeks).

Participants with grade 2 adverse events, judged to be related to investigational product, grade 3 and grade 4 adverse events and all serious adverse events. DAIDS severity grades are defined as follows: Grade 1 = mild Grade 2 = moderate Grade 3 = severe Grade 4 = potentially life-threatening Grade 5 = death

Time frame: minimum of 12 months and a maximum of 14 months per participant

Population: The Primary Safety Cohort (or ITT Cohort) included all eligible, randomized participants. All participants were analyzed as members of the treatment group to which they were randomized regardless of adherence to the planned course of treatment.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Dapivirine Vaginal RingThe Number of Participants That Experienced Grade 2, 3, 4 and Serious Adverse Events Over the Investigational Product Used Period (25 mg Dapivirine Administered in a Silicone Elastomer Vaginal Matrix Ring (DVR), Inserted Once Every 4 Weeks).1237 Participants
Placebo RingThe Number of Participants That Experienced Grade 2, 3, 4 and Serious Adverse Events Over the Investigational Product Used Period (25 mg Dapivirine Administered in a Silicone Elastomer Vaginal Matrix Ring (DVR), Inserted Once Every 4 Weeks).1231 Participants
Secondary

Acceptability of the DVR and Placebo Vaginal Ring

Questionnaires and qualitative data regarding the acceptability of use of a vaginal ring inserted once every 4 weeks over the trial period; Percentage of participants with positive response. Response of 'likely' or 'very likely' to the question: 'If in the future a vaginal ring was available that provided some protection against HIV, and it was similar to the one you used in this trial, how likely would you be to keep it inserted in your vagina every day?'

Time frame: 12 months per participant

Population: The Primary Safety Cohort (or ITT Cohort) included all eligible, randomized participants. Acceptability was reported for participant who provided responses to acceptability questionnaires.

ArmMeasureValue (NUMBER)
Dapivirine Vaginal RingAcceptability of the DVR and Placebo Vaginal Ring95.9 percentage of participants with data
Placebo RingAcceptability of the DVR and Placebo Vaginal Ring96.8 percentage of participants with data
Secondary

Adherence to the Dapivirine Vaginal Ring.

Dapivirine residual levels in used rings and dapivirine plasma concentrations are two objective measures of adherence to DVR ring use. Adherence was defined as a dapivirine ring residual level \<=23.5 mg and dapivirine plasma level \>= 95 pg/mL.

Time frame: 12 months per participant

Population: Adherence is defined by a dapivirine residual level in returned used rings ≤ 23.5 mg and a dapivirine plasma concentration ≥ 95 pg/mL (if they are both available; otherwise categorisation was based on the available measurement. The objective measures (dapivirine residual levels in used rings and dapivirine plasma concentrations) used can only be determined for participants who used the active vaginal dapivirine ring.

ArmMeasureGroupValue (NUMBER)
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 28263 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 29258 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 30251 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 32130 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 33120 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 344 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 31133 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 1443 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 2460 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 3953 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 4537 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 5573 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 6963 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 7687 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 8699 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 9943 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 10830 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 11916 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 12922 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 13872 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 14858 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 15793 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 16704 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 17701 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 18675 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 19600 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 20598 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 21576 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 22499 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 23485 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 24471 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 25391 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 26384 participants with data
Dapivirine Vaginal RingAdherence to the Dapivirine Vaginal Ring.Month 27367 participants with data
Secondary

Human Immunodeficiency Virus Type 1 Drug Resistance Mutations Among Participants Who Acquired HIV-1 Infection.

The analysis of HIV-1 drug resistance will be primarily descriptive in nature, and will depend on the pattern of resistance mutations observed in the HIV-1 seroconverters. The percentage of HIV-1 seroconverters with at least one HIV-1 drug resistant mutation will be presented overall, and by treatment arm, with corresponding 95% CIs.

Time frame: minimum of 12 months and a maximum of 14 months per participant

Population: The virology population included all ITT participants with seroconversion, excluding those who never received investigational product, or were retrospectively found to be HIV-1 RNA positive at enrollment (m-ITT) or were HIV-1 infected after discontinuation of ring use. Seroconversions among participants who were continued on open-label DVR-004 were included in the DVR-004 group, independent of initial randomization.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Dapivirine Vaginal RingHuman Immunodeficiency Virus Type 1 Drug Resistance Mutations Among Participants Who Acquired HIV-1 Infection.68 Participants
Placebo RingHuman Immunodeficiency Virus Type 1 Drug Resistance Mutations Among Participants Who Acquired HIV-1 Infection.96 Participants

Source: ClinicalTrials.gov · Data processed: Mar 14, 2026