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A Study of Trastuzumab Emtansine, Paclitaxel, and Pertuzumab in Patients With HER2-Positive, Locally Advanced or Metastatic Breast Cancer

A Phase Ib-IIa, Open-label, Dose-Escalation Study of the Safety, Tolerability and Pharmacokinetics of Trastuzumab Emtansine, Paclitaxel and Pertuzumab Administered Intravenously to Patients With Her2-positive, Locally Advanced or Metastatic Breast Cancer

Status
Completed
Phases
Phase 1Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00951665
Enrollment
107
Registered
2009-08-04
Start date
2009-08-31
Completion date
2013-06-30
Last updated
2016-06-24

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Metastatic Breast Cancer

Keywords

Trastuzumab DM1 (T-DM1), Trastuzumab emtansine, Armed Herceptin, HER2, HER2+, HER2 Positive Breast Cancer

Brief summary

This Phase Ib-IIa, multi-institutional, open-label, dose-escalation study is designed to evaluate the safety, tolerability, pharmacokinetics and feasibility of trastuzumab emtansine (T-DM1) administered by intravenous (IV) infusion in combination with paclitaxel (and pertuzumab, if applicable) in patients with human epidermal growth factor receptor 2-positive (HER2-positive), locally advanced or metastatic breast cancer.

Interventions

DRUGpaclitaxel

Intravenous repeating dose

Intravenous repeating dose

Intravenous escalating dose

Sponsors

Genentech, Inc.
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Histologically documented HER2-positive locally advanced or metastatic breast cancer * Tumor tissue blocks or 15-20 unstained tissue slides for confirmatory central laboratory HER2 status testing and other exploratory assessments * Prior trastuzumab in any line of therapy (Phase Ib patients only) * No prior T-DM1 or pertuzumab therapy * Measurable or evaluable disease * Cardiac ejection fraction \>=50% by either echocardiogram or multigated acquisition scan * Life expectancy \>= 90 days as assessed by the investigator

Exclusion criteria

* Fewer than 21 days since the last anti-tumor therapy, including chemotherapy, biologic, experimental, immune, hormonal or radiotherapy for the treatment of breast cancer, with the following exceptions: hormone-replacement therapy or oral contraceptives are allowed; palliative radiation therapy involving \<=25% of marrow-bearing bone is allowed if completed within \>= 14 days prior to first study treatment * History of intolerance or hypersensitivity to trastuzumab and/or adverse events related to trastuzumab, murine proteins, or any of the excipients that resulted in trastuzumab being permanently discontinued * Peripheral neuropathy of Grade \>= 2 per NCI CTCAE, Version 3.0, at the time of, or within 3 weeks prior to, the first study therapy (Phase Ib patients) * Peripheral neuropathy of Grade \>/=1 per NCI CTCAE, Version 3.0, at the time of, or within 3 weeks prior to, the first study therapy (Phase IIa patients) * History of exposure to the following cumulative doses of anthracyclines: Doxorubicin \> 500 mg/m\^2; Liposomal doxorubicin \> 900 mg/m\^2; Epirubicin \> 720 mg/m\^2 * History of clinically significant cardiac dysfunction * Brain metastases that are untreated, or progressive, or have required any type of therapy (including radiation, surgery, or steroids) to control symptoms from brain metastases within 60 days prior to the first study treatment. * History of other malignancy within the last 5 years, except for appropriately treated carcinoma in situ of the cervix, basal cell carcinoma, or synchronous or subsequent HER2-positive breast cancer or other malignancy with a similar expected curative outcome

Design outcomes

Primary

MeasureTime frameDescription
Number of Participants With Change From Baseline in Cardiac FunctionBaseline (30 days prior to study dose), end of Cycle 2, and then every three cycles in Phase Ib and every four cycles in Phase IIa throughout the duration of the study (12 months) until disease progression or study discontinuation, whichever occurs firstChange in cardiac functions i.e., left ventricular ejection fraction (LVEF) and segmental wall abnormalities were assessed by echocardiogram or multigated acquisition scans. LVEF was assessed as change from baseline as 0 to \<15%, \>=15 to \<25%, \>=25%, and missing values.
Area Under Plasma Concentration - Time Curve of Paclitaxel From Time 0 to Infinity (AUC0-inf) in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)Pre-dose, and 0.25, 1, 2, 4, 6, and 24 hours post-dose for Cycle 1 and Cycle 2Plasma AUC0-inf of paclitaxel (65 mg/m\^2 and 80 mg/m\^2) was estimated by non-compartmental analysis in Cycle 1 (in the absence T-DM1) and Cycle 2 (in the presence T-DM1).
An Elimination Half-life (t1/2) of Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)Pre-dose, and 0.25, 1, 2, 4, 6, and 24 hours post-dose for Cycle 1 and Cycle 2Plasma t1/2 of paclitaxel (65 mg/m\^2 and 80 mg/m\^2) was estimated by non-compartmental analysis in Cycle 1 (in the absence T-DM1) and Cycle 2 (in the presence T-DM1).
Plasma Clearance (CL) of Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)Pre-dose, and 0.25, 1, 2, 4, 6, and 24 hours post-dose for Cycle 1 and Cycle 2Plasma CL of paclitaxel (65 mg/m\^2 and 80 mg/m\^2) was estimated by non-compartmental analysis for in Cycle 1 (in the absence T-DM1) and Cycle 2 (in the presence T-DM1).
An Apparent Volume of Distribution at Steady-state (Vss) of Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)Pre-dose, and 0.25, 1, 2, 4, 6, and 24 hours post-dose for Cycle 1 and Cycle 2Volume of distribution is defined as the theoretical volume in which the total amount of drug would need to be uniformly distributed to produce the desired blood concentration of a drug. Vss is the apparent volume of distribution at steady-state which is estimated by (D/AUC\[0-inf\]) X (AUMC\[0-inf\])/AUC\[0-inf\]) where D is the dose of study drug, AUMC(0-inf) is the area under the first moment curve extrapolated to infinity and AUC(0-inf) is the area under the plasma concentration-time curve from time zero to infinite time. The Vss of paclitaxel (65 mg/m2 and 80 mg/m2) is observed in Cycle 1 (in the absence of T-DM1) and Cycle 2 (in the presence of T-DM1).
Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathUp to 30 days after the last dose of study treatment or study discontinuation/termination, whichever is laterAn AE is defined as any untoward medical occurrence in a participant or clinical investigation participant, temporally associated with the use of a medicinal product, whether or not considered to be related to the medicinal product. An SAE is any untoward medical occurrence that, at any dose, results in death, is life threatening, requires hospitalization or prolongation of existing hospitalization, results in disability/incapacity, or results in a congenital anomaly/birth defect.
Number of Participants With Dose Limiting Toxicity (DLT) of the Combination of T-DM1 and Paclitaxel When T-DM1 Was Administered on Either an Q3W or QW Schedule for Both With and Without Pertuzumab TreatmentUp to 23 daysDLT is defined as one of the following toxicities related to study drug during Cycle 1, according to the NCI CTCAE, Version 3: Grade 3 or higher non-hematologic AEs; Grade 3 or higher elevation of serum bilirubin, hepatic transaminases, or alkaline phosphatase; Grade 4 or higher thrombocytopenia; Grade 4 or higher neutropenia; any subjectively intolerable toxicity related to T-DM1, paclitaxel, or pertuzumab; any treatment-related toxicity prohibiting the start of the second cycle of treatment and/or prompting to a dose delay or modification during the DLT observation period, such as prompting a dose reduction at Cycle 2 Day1.
Maximum Tolerated Dose of T-DM1 When T-DM1 (Q3W or QW) and Paclitaxel (QW) Was Administered With and Without PertuzumabDays 1 to 21The MTD was defined as the highest dose of T-DM1 and paclitaxel at which 0 of 3 participants or 1 of 6 experienced a DLT, when T-DM1 (Q3W or QW) and paclitaxel (QW) was administered with and without pertuzumab treatment.
Maximum Tolerated Dose of Paclitaxel When T-DM1 (Q3W or QW) and Paclitaxel (QW) Was Administered With and Without PertuzumabDays 1 to 21The MTD was defined as the highest dose of paclitaxel at which 0 of 3 participants or 1 of 6 experienced a DLT, when paclitaxel (QW) and T-DM1 (Q3W or QW) was administered with and without pertuzumab treatment.
Number of Participants in Phase IIa of the Study Who Received 12 or More Paclitaxel Doses in Combination With T-DM1 and/or PertuzumabFrom Day 1 to 15 weeksParticipants in Phase IIa received T-DM1 Q3W and paclitaxel in Group A and T-DM1, paclitaxel, and pertuzumab in Group B.
Number of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or PaclitaxelUp to 30 days after the last dose of study treatment or study discontinuation/termination, whichever is laterParticipants were assessed for toxicity prior to each dose of T-DM1 and paclitaxel; dosing occurred only if the clinical assessment and laboratory test values were acceptable. Dose modifications included dose delayed or any dose reduction. Participants in whom significant toxicities had not recovered to the treatment range defined by the dose modification guidelines at the time of their next scheduled dose, had their dose of T-DM1 and/or paclitaxel delayed or reduced for up to 21 days.
Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenPre-dose, and 0.25 and 4 hours post-dose on Day 1; Day 8 (before paclitaxel infusion)Cmax of serum T-DM1 and total trastuzumab (sum of conjugated and unconjugated trastuzumab) in Cycle 1 was estimated by non-compartmental analysis for Phase Ib when T-DM1 was administered Q3W.
Maximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After Q3W Dose RegimenPre-dose, and 0.25 and 4 hours post-dose on Day 1; Day 8 (before paclitaxel infusion)Cmax of plasma DM1 in Cycle 1 was estimated by non-compartmental analysis for Phase Ib when T-DM1 was administered Q3W.
Area Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenPre- and post-dose (0.25 and 4 hours and Day 8 [before paclitaxel infusion) for Cycle 1 and pre- and post-dose (0.25 and 4 hours) for Cycle 2 (each cycle of 21 days)AUC0-21 for serum T-DM1 and total trastuzumab (sum of conjugated and unconjugated trastuzumab) in Cycle 1 was estimated by non-compartmental analysis for Phase Ib when T-DM1 was administered Q3W.
Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenPre-dose, and 0.25 and 4 hours post-dose on Day 1; Day 8 (before paclitaxel infusion)Cmax for serum T-DM1 and total trastuzumab (sum of conjugated and unconjugated trastuzumab) in Cycle 1 was estimated by non-compartmental analysis when T-DM1 was administered QW.
Maximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After QW Dose RegimenPre-dose, and 0.25 and 4 hours post-dose on Day 1, and Day 8 (before T-DM1 dose)Cmax for plasma DM1 in Cycle 1 was estimated by non-compartmental analysis for Phase Ib when T-DM1 was administered QW
Area Under the Serum Concentration-time Curve of Total Exposure (AUClast) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenPre-dose, and 0.25 and 4 hours post-dose on Day 1; Day 8 (before T-DM1 dose)AUClast for serum T-DM1 and serum total trastuzumab (sum of conjugated and unconjugated trastuzumab) in Cycle 1 was estimated by non-compartmental analysis for Phase Ib when T-DM1 was administered QW
Maximum Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence T-DM1) and Cycle 2 (in the Presence T-DM1)Pre-dose, and 0.25, 1, 2, 4, 6, and 24 hours post-dose for Cycle 1 and Cycle 2Plasma Cmax of paclitaxel (65 mg/m\^2 and 80 mg/m\^2) for Cycle 1 (in the absence T-DM1) and Cycle 2 (in the presence T-DM1) was estimated by non-compartmental analysis.

Secondary

MeasureTime frameDescription
Duration of Objective ResponseTumor assessments performed at the end of Cycle 2 and then every 2 cycles (i.e., Cycles 4, 6, 8, 10, etc. [each cycle of 21 days]) throughout the duration of the study (12 months) until disease progression or study discontinuation, whichever occurs firstDuration of OR is only calculated for participants with OR and is defined as the time from the first tumor assessment that supports the participant's OR to disease progression or death.
Percentage of Participants With Clinical BenefitTumor assessments performed at the end of Cycle 2 and then every 2 cycles (i.e., Cycles 4, 6, 8, 10, etc. [each cycle of 21 days]) throughout the duration of the study (12 months) until disease progression or study discontinuation, whichever occurs firstClinical benefit is defined as CR, PR, or stable disease (SD) of 6 months or more duration as assessed by the investigator. CR and PR are identified in previous outcome measure. SD is defined as neither sufficient shrinkage to qualify for PR nor sufficient increase to qualify for progressive disease (PD), taking as reference the smallest sum longest diameter since the treatment started. PD is defined as at least a 20% increase in the sum of the longest diameter of target lesions, taking as reference the smallest sum longest diameter recorded since the treatment started or the appearance of one or more new lesions.
Progression-free Survival (PFS)Tumor assessments performed at the end of Cycle 2 and then every 2 cycles (i.e., Cycles 4, 6, 8, 10, etc. [each cycle of 21 days]) throughout the duration of the study (12 months) until disease progression or study discontinuation, whichever occurs firstPFS is defined as the time from the first day of study treatment to documented disease progression or death on study i.e., death due to any cause within 30-days of last dose of study treatment, whichever occurs first.
Percentage of Participants With Objective Response Rate (ORR)Tumor assessments performed at the end of Cycle 2 and then every 2 cycles (i.e., Cycles 4, 6, 8, 10, etc. [each cycle of 21 days]) throughout the duration of the study (12 months) until disease progression or study discontinuation, whichever occurs firstParticipants with measurable disease (at least one lesion 2 centimeters \[cm\] or more on computed tomography (CT) scan or 1 cm or more on spiral CT scan) were considered for OR. ORR is defined as the percentage of patients with a complete response (CR)/partial response (PR) determined on two consecutive tumor assessments at least 4 weeks apart based on modified Response Evaluation Criteria in Solid Tumors, Version 1.0 (RECIST). CR defined as disappearance of all target and non-target lesions and normalization of tumor marker level. PR defined as at least 30 percent decrease in sum of the longest diameters of the target lesions taking as reference the baseline sum longest diameters.

Countries

United States

Participant flow

Recruitment details

This study was conducted from 21 Jul 2009 to 04 Jun 2013 at 5 centers (4 centers for Phase Ib and 5 centers for Phase IIa) in the United States.

Participants by arm

ArmCount
Phase Ib Regimen 1
Participants received T-DM1 Q3W + paclitaxel QW intravenously.
26
Phase Ib Regimen 2
Participants received T-DM1 Q3W + paclitaxel QW + pertuzumab Q3W intravenously.
10
Phase Ib Regimen 3
Participants received T-DM1 QW + paclitaxel QW intravenously.
21
Phase Ib Regimen 4
Participants received T-DM1 QW + paclitaxel QW + pertuzumab Q3W intravenously.
3
Phase IIa Group A
Participants received MTD from Phase 1b i.e. T-DM1 3.6mg/kg Q3W + paclitaxel 80mg/m\^2 QW intravenously.
22
Phase IIa Group B
Participants received T-DM1 3.6mg/kg Q3W + paclitaxel 80mg/m\^2 QW + pertuzumab Q3W intravenously.
22
Total104

Withdrawals & dropouts

PeriodReasonFG000FG001FG002FG003FG004FG005
Phase 1bAdverse Event210100
Phase 1bDeath102000
Phase 1bDisease Progression13214000
Phase 1bPhysician Decision401000
Phase 1bProtocol Violation200000
Phase 1bWithdrawal by Subject010000
Phase 2aAdverse Event000020
Phase 2aDeath000011
Phase 2aDisease Progression000065
Phase 2aLost to Follow-up000010
Phase 2aPhysician Decision000001
Phase 2aWithdrawal by Subject000020

Baseline characteristics

CharacteristicPhase Ib Regimen 1Phase Ib Regimen 2Phase Ib Regimen 3Phase Ib Regimen 4Phase IIa Group APhase IIa Group BTotal
Age, Continuous53.3 years
STANDARD_DEVIATION 12.3
51.3 years
STANDARD_DEVIATION 11.9
54.1 years
STANDARD_DEVIATION 8.5
49.3 years
STANDARD_DEVIATION 4
51.7 years
STANDARD_DEVIATION 11.8
55.1 years
STANDARD_DEVIATION 7.7
53.2 years
STANDARD_DEVIATION 10.3
Sex: Female, Male
Female
26 Participants10 Participants19 Participants3 Participants21 Participants22 Participants101 Participants
Sex: Female, Male
Male
0 Participants0 Participants2 Participants0 Participants1 Participants0 Participants3 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
EG003
affected / at risk
EG004
affected / at risk
EG005
affected / at risk
deaths
Total, all-cause mortality
— / —— / —— / —— / —— / —— / —
other
Total, other adverse events
26 / 6010 / 1021 / 213 / 322 / 2222 / 22
serious
Total, serious adverse events
7 / 265 / 107 / 212 / 36 / 226 / 22

Outcome results

Primary

An Apparent Volume of Distribution at Steady-state (Vss) of Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)

Volume of distribution is defined as the theoretical volume in which the total amount of drug would need to be uniformly distributed to produce the desired blood concentration of a drug. Vss is the apparent volume of distribution at steady-state which is estimated by (D/AUC\[0-inf\]) X (AUMC\[0-inf\])/AUC\[0-inf\]) where D is the dose of study drug, AUMC(0-inf) is the area under the first moment curve extrapolated to infinity and AUC(0-inf) is the area under the plasma concentration-time curve from time zero to infinite time. The Vss of paclitaxel (65 mg/m2 and 80 mg/m2) is observed in Cycle 1 (in the absence of T-DM1) and Cycle 2 (in the presence of T-DM1).

Time frame: Pre-dose, and 0.25, 1, 2, 4, 6, and 24 hours post-dose for Cycle 1 and Cycle 2

Population: PK population included all participants from Phase Ib who received at least one dose of T-DM1 or paclitaxel with at least one post-dose concentration data point. n denotes number of participants who received the indicated study drug.

ArmMeasureGroupValue (MEAN)Dispersion
Phase Ib Regimen 1An Apparent Volume of Distribution at Steady-state (Vss) of Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)65 mg, Cycle 1 (n = 29)167 L/m^2Standard Deviation 56.3
Phase Ib Regimen 1An Apparent Volume of Distribution at Steady-state (Vss) of Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)65 mg, Cycle 2 (n = 24)220 L/m^2Standard Deviation 57.3
Phase Ib Regimen 1An Apparent Volume of Distribution at Steady-state (Vss) of Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)80 mg, Cycle 1 (n = 18)166 L/m^2Standard Deviation 78.9
Phase Ib Regimen 1An Apparent Volume of Distribution at Steady-state (Vss) of Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)80 mg, Cycle 2 (n = 17)196 L/m^2Standard Deviation 56.5
Primary

An Elimination Half-life (t1/2) of Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)

Plasma t1/2 of paclitaxel (65 mg/m\^2 and 80 mg/m\^2) was estimated by non-compartmental analysis in Cycle 1 (in the absence T-DM1) and Cycle 2 (in the presence T-DM1).

Time frame: Pre-dose, and 0.25, 1, 2, 4, 6, and 24 hours post-dose for Cycle 1 and Cycle 2

Population: PK population included all participants from Phase Ib who received at least one dose of T-DM1 or paclitaxel with at least one post-dose concentration data point. n denotes number of participants who received the indicated study drug.

ArmMeasureGroupValue (MEAN)Dispersion
Phase Ib Regimen 1An Elimination Half-life (t1/2) of Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)80 mg, Cycle 2 (n = 17)10.8 hrStandard Deviation 30.8
Phase Ib Regimen 1An Elimination Half-life (t1/2) of Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)65 mg, Cycle 1 (n = 29)9.89 hrStandard Deviation 17.1
Phase Ib Regimen 1An Elimination Half-life (t1/2) of Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)65 mg, Cycle 2 (n = 24)11.7 hrStandard Deviation 25.1
Phase Ib Regimen 1An Elimination Half-life (t1/2) of Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)80 mg, Cycle 1 (n = 18)8.94 hrStandard Deviation 20
Primary

Area Under Plasma Concentration - Time Curve of Paclitaxel From Time 0 to Infinity (AUC0-inf) in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)

Plasma AUC0-inf of paclitaxel (65 mg/m\^2 and 80 mg/m\^2) was estimated by non-compartmental analysis in Cycle 1 (in the absence T-DM1) and Cycle 2 (in the presence T-DM1).

Time frame: Pre-dose, and 0.25, 1, 2, 4, 6, and 24 hours post-dose for Cycle 1 and Cycle 2

Population: PK population included all participants from Phase Ib who received at least one dose of T-DM1 or paclitaxel with at least one post-dose concentration data point. n denotes number of participants who received the indicated study drug.

ArmMeasureGroupValue (MEAN)Dispersion
Phase Ib Regimen 1Area Under Plasma Concentration - Time Curve of Paclitaxel From Time 0 to Infinity (AUC0-inf) in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)65 mg, Cycle 1 (n = 29)3440 hr*ng/mLStandard Deviation 32.3
Phase Ib Regimen 1Area Under Plasma Concentration - Time Curve of Paclitaxel From Time 0 to Infinity (AUC0-inf) in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)65 mg, Cycle 2 (n = 24)3520 hr*ng/mLStandard Deviation 38
Phase Ib Regimen 1Area Under Plasma Concentration - Time Curve of Paclitaxel From Time 0 to Infinity (AUC0-inf) in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)80 mg, Cycle 1 (n = 18)3890 hr*ng/mLStandard Deviation 48
Phase Ib Regimen 1Area Under Plasma Concentration - Time Curve of Paclitaxel From Time 0 to Infinity (AUC0-inf) in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)80 mg, Cycle 2 (n = 17)4220 hr*ng/mLStandard Deviation 49.8
Primary

Area Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose Regimen

AUC0-21 for serum T-DM1 and total trastuzumab (sum of conjugated and unconjugated trastuzumab) in Cycle 1 was estimated by non-compartmental analysis for Phase Ib when T-DM1 was administered Q3W.

Time frame: Pre- and post-dose (0.25 and 4 hours and Day 8 [before paclitaxel infusion) for Cycle 1 and pre- and post-dose (0.25 and 4 hours) for Cycle 2 (each cycle of 21 days)

Population: PK population included all participants from Phase Ib who received at least one dose of T-DM1 or paclitaxel with at least one post-dose concentration data point. Only participants with data available for this parameter were analyzed.

ArmMeasureGroupValue (MEAN)Dispersion
Phase Ib Regimen 1Area Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenT-DM1241 day*mcg/mLStandard Deviation 57.2
Phase Ib Regimen 1Area Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenTotal trastuzumab633 day*mcg/mLStandard Deviation 496
Phase Ib Regimen 2Area Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenT-DM1216 day*mcg/mLStandard Deviation 118
Phase Ib Regimen 2Area Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenTotal trastuzumab518 day*mcg/mLStandard Deviation 359
Phase Ib Regimen 3Area Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenT-DM1264 day*mcg/mLStandard Deviation 77.4
Phase Ib Regimen 3Area Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenTotal trastuzumab460 day*mcg/mLStandard Deviation 308
Phase Ib Regimen 4Area Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenTotal trastuzumab401 day*mcg/mLStandard Deviation 249
Phase Ib Regimen 4Area Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenT-DM1271 day*mcg/mLStandard Deviation 51.2
Phase IIa Group AArea Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenT-DM1382 day*mcg/mLStandard Deviation 140
Phase IIa Group AArea Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenTotal trastuzumab959 day*mcg/mLStandard Deviation 609
Phase IIa Group BArea Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenT-DM1523 day*mcg/mLStandard Deviation 288
Phase IIa Group BArea Under the Serum Concentration-time Curve of Total Exposure (AUC0-Day 21) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenTotal trastuzumab764 day*mcg/mLStandard Deviation 372
Primary

Area Under the Serum Concentration-time Curve of Total Exposure (AUClast) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose Regimen

AUClast for serum T-DM1 and serum total trastuzumab (sum of conjugated and unconjugated trastuzumab) in Cycle 1 was estimated by non-compartmental analysis for Phase Ib when T-DM1 was administered QW

Time frame: Pre-dose, and 0.25 and 4 hours post-dose on Day 1; Day 8 (before T-DM1 dose)

Population: PK population included all participants from Phase Ib who received at least one dose of T-DM1 or paclitaxel with at least one post-dose concentration data point. Only participants with data available for this parameter were analyzed.

ArmMeasureGroupValue (MEAN)Dispersion
Phase Ib Regimen 1Area Under the Serum Concentration-time Curve of Total Exposure (AUClast) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenTotal trastuzumab275 day*µg/mLStandard Deviation 170
Phase Ib Regimen 1Area Under the Serum Concentration-time Curve of Total Exposure (AUClast) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenT-DM184.6 day*µg/mLStandard Deviation 15.2
Phase Ib Regimen 2Area Under the Serum Concentration-time Curve of Total Exposure (AUClast) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenT-DM191.9 day*µg/mLStandard Deviation 41.8
Phase Ib Regimen 2Area Under the Serum Concentration-time Curve of Total Exposure (AUClast) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenTotal trastuzumab149 day*µg/mLStandard Deviation 94.1
Phase Ib Regimen 3Area Under the Serum Concentration-time Curve of Total Exposure (AUClast) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenTotal trastuzumab295 day*µg/mLStandard Deviation 121
Phase Ib Regimen 3Area Under the Serum Concentration-time Curve of Total Exposure (AUClast) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenT-DM1150 day*µg/mLStandard Deviation 28.3
Phase Ib Regimen 4Area Under the Serum Concentration-time Curve of Total Exposure (AUClast) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenT-DM1242 day*µg/mLStandard Deviation 18
Phase Ib Regimen 4Area Under the Serum Concentration-time Curve of Total Exposure (AUClast) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenTotal trastuzumab460 day*µg/mLStandard Deviation 250
Phase IIa Group AArea Under the Serum Concentration-time Curve of Total Exposure (AUClast) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenTotal trastuzumab270 day*µg/mLStandard Deviation 62.2
Phase IIa Group AArea Under the Serum Concentration-time Curve of Total Exposure (AUClast) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenT-DM1165 day*µg/mLStandard Deviation 42.4
Primary

Maximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After Q3W Dose Regimen

Cmax of plasma DM1 in Cycle 1 was estimated by non-compartmental analysis for Phase Ib when T-DM1 was administered Q3W.

Time frame: Pre-dose, and 0.25 and 4 hours post-dose on Day 1; Day 8 (before paclitaxel infusion)

Population: PK population included all participants from Phase Ib who received at least one dose of T-DM1 or paclitaxel with at least one post-dose concentration data point. Only participants with data available for this parameter were analyzed.

ArmMeasureValue (MEAN)
Phase Ib Regimen 1Maximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After Q3W Dose Regimen2.4 nano gram per milliliter (ng/mL)
Phase Ib Regimen 2Maximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After Q3W Dose Regimen3.4 nano gram per milliliter (ng/mL)
Phase Ib Regimen 3Maximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After Q3W Dose Regimen2.7 nano gram per milliliter (ng/mL)
Phase Ib Regimen 4Maximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After Q3W Dose Regimen3.2 nano gram per milliliter (ng/mL)
Phase IIa Group AMaximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After Q3W Dose Regimen5.1 nano gram per milliliter (ng/mL)
Primary

Maximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After QW Dose Regimen

Cmax for plasma DM1 in Cycle 1 was estimated by non-compartmental analysis for Phase Ib when T-DM1 was administered QW

Time frame: Pre-dose, and 0.25 and 4 hours post-dose on Day 1, and Day 8 (before T-DM1 dose)

Population: PK population included all participants from Phase Ib who received at least one dose of T-DM1 or paclitaxel with at least one post-dose concentration data point. Only participants with data available for this parameter were analyzed.

ArmMeasureValue (MEAN)
Phase Ib Regimen 1Maximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After QW Dose Regimen1.0 ng/mL
Phase Ib Regimen 2Maximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After QW Dose Regimen1.8 ng/mL
Phase Ib Regimen 3Maximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After QW Dose Regimen3.0 ng/mL
Phase Ib Regimen 4Maximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After QW Dose Regimen2.7 ng/mL
Phase IIa Group AMaximum Plasma Concentration (Cmax) of DM1 in Cycle 1 After QW Dose Regimen4.0 ng/mL
Primary

Maximum Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence T-DM1) and Cycle 2 (in the Presence T-DM1)

Plasma Cmax of paclitaxel (65 mg/m\^2 and 80 mg/m\^2) for Cycle 1 (in the absence T-DM1) and Cycle 2 (in the presence T-DM1) was estimated by non-compartmental analysis.

Time frame: Pre-dose, and 0.25, 1, 2, 4, 6, and 24 hours post-dose for Cycle 1 and Cycle 2

Population: PK population included all participants from Phase Ib who received at least one dose of T-DM1 or paclitaxel with at least one post-dose concentration data point. n denotes number of participants who received the indicated study drug.

ArmMeasureGroupValue (MEAN)Dispersion
Phase Ib Regimen 1Maximum Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence T-DM1) and Cycle 2 (in the Presence T-DM1)65 mg, Cycle 1 (n = 29)1430 ng/mLStandard Deviation 53.5
Phase Ib Regimen 1Maximum Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence T-DM1) and Cycle 2 (in the Presence T-DM1)65 mg, Cycle 2 (n = 24)1280 ng/mLStandard Deviation 59.8
Phase Ib Regimen 1Maximum Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence T-DM1) and Cycle 2 (in the Presence T-DM1)80 mg, Cycle 1 (n = 18)1540 ng/mLStandard Deviation 64.4
Phase Ib Regimen 1Maximum Plasma Concentration of Paclitaxel in Cycle 1 (in the Absence T-DM1) and Cycle 2 (in the Presence T-DM1)80 mg, Cycle 2 (n = 17)1590 ng/mLStandard Deviation 56.7
Primary

Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose Regimen

Cmax of serum T-DM1 and total trastuzumab (sum of conjugated and unconjugated trastuzumab) in Cycle 1 was estimated by non-compartmental analysis for Phase Ib when T-DM1 was administered Q3W.

Time frame: Pre-dose, and 0.25 and 4 hours post-dose on Day 1; Day 8 (before paclitaxel infusion)

Population: Pharmacokinetics (PK) population included all participants from Phase Ib who received at least one dose of T-DM1 or paclitaxel with at least one post-dose concentration data point. Only participants with data available for this parameter were analyzed.

ArmMeasureGroupValue (MEAN)Dispersion
Phase Ib Regimen 1Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenT-DM153.5 microgram per millilitre (Mcg /mL)Standard Deviation 3.1
Phase Ib Regimen 1Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenTotal trastuzumab73.9 microgram per millilitre (Mcg /mL)Standard Deviation 33.4
Phase Ib Regimen 2Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenT-DM144.9 microgram per millilitre (Mcg /mL)Standard Deviation 4.8
Phase Ib Regimen 2Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenTotal trastuzumab61 microgram per millilitre (Mcg /mL)Standard Deviation 23.2
Phase Ib Regimen 3Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenT-DM143.6 microgram per millilitre (Mcg /mL)Standard Deviation 16.3
Phase Ib Regimen 3Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenTotal trastuzumab62 microgram per millilitre (Mcg /mL)Standard Deviation 15.2
Phase Ib Regimen 4Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenT-DM154.6 microgram per millilitre (Mcg /mL)Standard Deviation 13.6
Phase Ib Regimen 4Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenTotal trastuzumab55.2 microgram per millilitre (Mcg /mL)Standard Deviation 12.3
Phase IIa Group AMaximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenT-DM162.2 microgram per millilitre (Mcg /mL)Standard Deviation 18.9
Phase IIa Group AMaximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenTotal trastuzumab91 microgram per millilitre (Mcg /mL)Standard Deviation 45.4
Phase IIa Group BMaximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenT-DM176.1 microgram per millilitre (Mcg /mL)Standard Deviation 31.5
Phase IIa Group BMaximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After Q3W Dose RegimenTotal trastuzumab87.4 microgram per millilitre (Mcg /mL)Standard Deviation 39.5
Primary

Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose Regimen

Cmax for serum T-DM1 and total trastuzumab (sum of conjugated and unconjugated trastuzumab) in Cycle 1 was estimated by non-compartmental analysis when T-DM1 was administered QW.

Time frame: Pre-dose, and 0.25 and 4 hours post-dose on Day 1; Day 8 (before paclitaxel infusion)

Population: PK population included all participants from Phase Ib who received at least one dose of T-DM1 or paclitaxel with at least one post-dose concentration data point. Only participants with data available for this parameter were analyzed.

ArmMeasureGroupValue (MEAN)Dispersion
Phase Ib Regimen 1Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenT-DM124.3 mcg/mLStandard Deviation 2.61
Phase Ib Regimen 1Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenTotal trastuzumab57.8 mcg/mLStandard Deviation 31.7
Phase Ib Regimen 2Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenTotal trastuzumab39.9 mcg/mLStandard Deviation 24.1
Phase Ib Regimen 2Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenT-DM126 mcg/mLStandard Deviation 11.2
Phase Ib Regimen 3Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenTotal trastuzumab66.1 mcg/mLStandard Deviation 25.2
Phase Ib Regimen 3Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenT-DM139.4 mcg/mLStandard Deviation 7.09
Phase Ib Regimen 4Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenTotal trastuzumab97.6 mcg/mLStandard Deviation 45.7
Phase Ib Regimen 4Maximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenT-DM163.7 mcg/mLStandard Deviation 8.72
Phase IIa Group AMaximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenTotal trastuzumab92.1 mcg/mLStandard Deviation 69.4
Phase IIa Group AMaximum Serum Concentration (Cmax) of T-DM1 and Total Trastuzumab in Cycle 1 After QW Dose RegimenT-DM187.8 mcg/mLStandard Deviation 75.3
Primary

Maximum Tolerated Dose of Paclitaxel When T-DM1 (Q3W or QW) and Paclitaxel (QW) Was Administered With and Without Pertuzumab

The MTD was defined as the highest dose of paclitaxel at which 0 of 3 participants or 1 of 6 experienced a DLT, when paclitaxel (QW) and T-DM1 (Q3W or QW) was administered with and without pertuzumab treatment.

Time frame: Days 1 to 21

Population: Safety Population: All participants of the dose finding part of the study (phase 1b) who received at least a single dose of study medication were included.

ArmMeasureValue (NUMBER)
Phase Ib Regimen 1Maximum Tolerated Dose of Paclitaxel When T-DM1 (Q3W or QW) and Paclitaxel (QW) Was Administered With and Without Pertuzumab80 mg/m^2
Phase Ib Regimen 2Maximum Tolerated Dose of Paclitaxel When T-DM1 (Q3W or QW) and Paclitaxel (QW) Was Administered With and Without Pertuzumab80 mg/m^2
Phase Ib Regimen 3Maximum Tolerated Dose of Paclitaxel When T-DM1 (Q3W or QW) and Paclitaxel (QW) Was Administered With and Without Pertuzumab80 mg/m^2
Phase Ib Regimen 4Maximum Tolerated Dose of Paclitaxel When T-DM1 (Q3W or QW) and Paclitaxel (QW) Was Administered With and Without Pertuzumab80 mg/m^2
Primary

Maximum Tolerated Dose of T-DM1 When T-DM1 (Q3W or QW) and Paclitaxel (QW) Was Administered With and Without Pertuzumab

The MTD was defined as the highest dose of T-DM1 and paclitaxel at which 0 of 3 participants or 1 of 6 experienced a DLT, when T-DM1 (Q3W or QW) and paclitaxel (QW) was administered with and without pertuzumab treatment.

Time frame: Days 1 to 21

Population: Safety Population: All participants of the dose finding part of the study (phase 1b) who received at least a single dose of study medication were included.

ArmMeasureValue (NUMBER)
Phase Ib Regimen 1Maximum Tolerated Dose of T-DM1 When T-DM1 (Q3W or QW) and Paclitaxel (QW) Was Administered With and Without Pertuzumab3.6 mg/kg
Phase Ib Regimen 2Maximum Tolerated Dose of T-DM1 When T-DM1 (Q3W or QW) and Paclitaxel (QW) Was Administered With and Without Pertuzumab3.6 mg/kg
Phase Ib Regimen 3Maximum Tolerated Dose of T-DM1 When T-DM1 (Q3W or QW) and Paclitaxel (QW) Was Administered With and Without Pertuzumab2.4 mg/kg
Phase Ib Regimen 4Maximum Tolerated Dose of T-DM1 When T-DM1 (Q3W or QW) and Paclitaxel (QW) Was Administered With and Without Pertuzumab2.4 mg/kg
Primary

Number of Participants in Phase IIa of the Study Who Received 12 or More Paclitaxel Doses in Combination With T-DM1 and/or Pertuzumab

Participants in Phase IIa received T-DM1 Q3W and paclitaxel in Group A and T-DM1, paclitaxel, and pertuzumab in Group B.

Time frame: From Day 1 to 15 weeks

Population: Safety Population: All participants of the phase IIa part of the study who received at least a single dose of study medication and did not have disease progression in the first 12 weeks of study treatment were included.

ArmMeasureValue (NUMBER)
Phase Ib Regimen 1Number of Participants in Phase IIa of the Study Who Received 12 or More Paclitaxel Doses in Combination With T-DM1 and/or Pertuzumab11 participants
Phase Ib Regimen 2Number of Participants in Phase IIa of the Study Who Received 12 or More Paclitaxel Doses in Combination With T-DM1 and/or Pertuzumab11 participants
Primary

Number of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or Paclitaxel

Participants were assessed for toxicity prior to each dose of T-DM1 and paclitaxel; dosing occurred only if the clinical assessment and laboratory test values were acceptable. Dose modifications included dose delayed or any dose reduction. Participants in whom significant toxicities had not recovered to the treatment range defined by the dose modification guidelines at the time of their next scheduled dose, had their dose of T-DM1 and/or paclitaxel delayed or reduced for up to 21 days.

Time frame: Up to 30 days after the last dose of study treatment or study discontinuation/termination, whichever is later

Population: Safety Population: All participants who received at least a single dose of study medication were included.

ArmMeasureGroupValue (NUMBER)
Phase Ib Regimen 1Number of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or PaclitaxelPaclitaxel20 participants
Phase Ib Regimen 1Number of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or PaclitaxelT-DM113 participants
Phase Ib Regimen 2Number of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or PaclitaxelT-DM15 participants
Phase Ib Regimen 2Number of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or PaclitaxelPaclitaxel7 participants
Phase Ib Regimen 3Number of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or PaclitaxelT-DM119 participants
Phase Ib Regimen 3Number of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or PaclitaxelPaclitaxel14 participants
Phase Ib Regimen 4Number of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or PaclitaxelPaclitaxel3 participants
Phase Ib Regimen 4Number of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or PaclitaxelT-DM12 participants
Phase IIa Group ANumber of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or PaclitaxelPaclitaxel18 participants
Phase IIa Group ANumber of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or PaclitaxelT-DM115 participants
Phase IIa Group BNumber of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or PaclitaxelPaclitaxel19 participants
Phase IIa Group BNumber of Participants Who Had Adverse Events That Required Dose Modification of T-DM1 or PaclitaxelT-DM112 participants
Primary

Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and Death

An AE is defined as any untoward medical occurrence in a participant or clinical investigation participant, temporally associated with the use of a medicinal product, whether or not considered to be related to the medicinal product. An SAE is any untoward medical occurrence that, at any dose, results in death, is life threatening, requires hospitalization or prolongation of existing hospitalization, results in disability/incapacity, or results in a congenital anomaly/birth defect.

Time frame: Up to 30 days after the last dose of study treatment or study discontinuation/termination, whichever is later

Population: Safety Population: All participants who received at least a single dose of study medication were included.

ArmMeasureGroupValue (NUMBER)
Phase Ib Regimen 1Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny SAEs7 participants
Phase Ib Regimen 1Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to pertuzumab discontinuationNA participants
Phase Ib Regimen 1Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathDeath1 participants
Phase Ib Regimen 1Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to T-DM1 discontinuation3 participants
Phase Ib Regimen 1Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to paclitaxel discontinuation20 participants
Phase Ib Regimen 1Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs Grade 40 participants
Phase Ib Regimen 1Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs26 participants
Phase Ib Regimen 1Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs Grade 319 participants
Phase Ib Regimen 2Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs Grade 35 participants
Phase Ib Regimen 2Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny SAEs5 participants
Phase Ib Regimen 2Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to T-DM1 discontinuation1 participants
Phase Ib Regimen 2Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathDeath0 participants
Phase Ib Regimen 2Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs10 participants
Phase Ib Regimen 2Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to paclitaxel discontinuation7 participants
Phase Ib Regimen 2Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to pertuzumab discontinuation1 participants
Phase Ib Regimen 2Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs Grade 42 participants
Phase Ib Regimen 3Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs21 participants
Phase Ib Regimen 3Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to paclitaxel discontinuation14 participants
Phase Ib Regimen 3Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathDeath2 participants
Phase Ib Regimen 3Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny SAEs7 participants
Phase Ib Regimen 3Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs Grade 315 participants
Phase Ib Regimen 3Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs Grade 41 participants
Phase Ib Regimen 3Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to T-DM1 discontinuation1 participants
Phase Ib Regimen 3Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to pertuzumab discontinuationNA participants
Phase Ib Regimen 4Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs Grade 41 participants
Phase Ib Regimen 4Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs3 participants
Phase Ib Regimen 4Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathDeath0 participants
Phase Ib Regimen 4Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to paclitaxel discontinuation3 participants
Phase Ib Regimen 4Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to T-DM1 discontinuation1 participants
Phase Ib Regimen 4Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs Grade 32 participants
Phase Ib Regimen 4Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny SAEs2 participants
Phase Ib Regimen 4Number of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to pertuzumab discontinuation1 participants
Phase IIa Group ANumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathDeath1 participants
Phase IIa Group ANumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs22 participants
Phase IIa Group ANumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs Grade 313 participants
Phase IIa Group ANumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs Grade 46 participants
Phase IIa Group ANumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to pertuzumab discontinuationNA participants
Phase IIa Group ANumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to T-DM1 discontinuation2 participants
Phase IIa Group ANumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to paclitaxel discontinuation13 participants
Phase IIa Group ANumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny SAEs6 participants
Phase IIa Group BNumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to pertuzumab discontinuation0 participants
Phase IIa Group BNumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathDeath1 participants
Phase IIa Group BNumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs Grade 42 participants
Phase IIa Group BNumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs Grade 313 participants
Phase IIa Group BNumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny AEs22 participants
Phase IIa Group BNumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAny SAEs6 participants
Phase IIa Group BNumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to T-DM1 discontinuation0 participants
Phase IIa Group BNumber of Participants With Any Adverse Events (AEs), Serious Adverse Events (SAEs), AEs of Grades 3/4, and DeathAEs leading to paclitaxel discontinuation13 participants
Primary

Number of Participants With Change From Baseline in Cardiac Function

Change in cardiac functions i.e., left ventricular ejection fraction (LVEF) and segmental wall abnormalities were assessed by echocardiogram or multigated acquisition scans. LVEF was assessed as change from baseline as 0 to \<15%, \>=15 to \<25%, \>=25%, and missing values.

Time frame: Baseline (30 days prior to study dose), end of Cycle 2, and then every three cycles in Phase Ib and every four cycles in Phase IIa throughout the duration of the study (12 months) until disease progression or study discontinuation, whichever occurs first

Population: Safety Population: All participants who received at least a single dose of study medication were included.

ArmMeasureGroupValue (NUMBER)
Phase Ib Regimen 1Number of Participants With Change From Baseline in Cardiac FunctionNew segmental wall abnormality0 participants
Phase Ib Regimen 1Number of Participants With Change From Baseline in Cardiac FunctionLVEF, >=15 to <25%0 participants
Phase Ib Regimen 1Number of Participants With Change From Baseline in Cardiac FunctionLVEF, increase8 participants
Phase Ib Regimen 1Number of Participants With Change From Baseline in Cardiac FunctionLVEF, missing1 participants
Phase Ib Regimen 1Number of Participants With Change From Baseline in Cardiac FunctionLVEF, 0 to <15%17 participants
Phase Ib Regimen 2Number of Participants With Change From Baseline in Cardiac FunctionLVEF, 0 to <15%7 participants
Phase Ib Regimen 2Number of Participants With Change From Baseline in Cardiac FunctionLVEF, >=15 to <25%0 participants
Phase Ib Regimen 2Number of Participants With Change From Baseline in Cardiac FunctionLVEF, increase3 participants
Phase Ib Regimen 2Number of Participants With Change From Baseline in Cardiac FunctionNew segmental wall abnormality1 participants
Phase Ib Regimen 2Number of Participants With Change From Baseline in Cardiac FunctionLVEF, missing0 participants
Phase Ib Regimen 3Number of Participants With Change From Baseline in Cardiac FunctionLVEF, increase5 participants
Phase Ib Regimen 3Number of Participants With Change From Baseline in Cardiac FunctionLVEF, missing0 participants
Phase Ib Regimen 3Number of Participants With Change From Baseline in Cardiac FunctionLVEF, 0 to <15%14 participants
Phase Ib Regimen 3Number of Participants With Change From Baseline in Cardiac FunctionLVEF, >=15 to <25%2 participants
Phase Ib Regimen 3Number of Participants With Change From Baseline in Cardiac FunctionNew segmental wall abnormality0 participants
Phase Ib Regimen 4Number of Participants With Change From Baseline in Cardiac FunctionNew segmental wall abnormality0 participants
Phase Ib Regimen 4Number of Participants With Change From Baseline in Cardiac FunctionLVEF, missing0 participants
Phase Ib Regimen 4Number of Participants With Change From Baseline in Cardiac FunctionLVEF, >=15 to <25%0 participants
Phase Ib Regimen 4Number of Participants With Change From Baseline in Cardiac FunctionLVEF, increase0 participants
Phase Ib Regimen 4Number of Participants With Change From Baseline in Cardiac FunctionLVEF, 0 to <15%3 participants
Phase IIa Group ANumber of Participants With Change From Baseline in Cardiac FunctionLVEF, 0 to <15%15 participants
Phase IIa Group ANumber of Participants With Change From Baseline in Cardiac FunctionNew segmental wall abnormality3 participants
Phase IIa Group ANumber of Participants With Change From Baseline in Cardiac FunctionLVEF, >=15 to <25%0 participants
Phase IIa Group ANumber of Participants With Change From Baseline in Cardiac FunctionLVEF, missing2 participants
Phase IIa Group ANumber of Participants With Change From Baseline in Cardiac FunctionLVEF, increase5 participants
Phase IIa Group BNumber of Participants With Change From Baseline in Cardiac FunctionLVEF, missing0 participants
Phase IIa Group BNumber of Participants With Change From Baseline in Cardiac FunctionNew segmental wall abnormality1 participants
Phase IIa Group BNumber of Participants With Change From Baseline in Cardiac FunctionLVEF, increase4 participants
Phase IIa Group BNumber of Participants With Change From Baseline in Cardiac FunctionLVEF, 0 to <15%18 participants
Phase IIa Group BNumber of Participants With Change From Baseline in Cardiac FunctionLVEF, >=15 to <25%0 participants
Primary

Number of Participants With Dose Limiting Toxicity (DLT) of the Combination of T-DM1 and Paclitaxel When T-DM1 Was Administered on Either an Q3W or QW Schedule for Both With and Without Pertuzumab Treatment

DLT is defined as one of the following toxicities related to study drug during Cycle 1, according to the NCI CTCAE, Version 3: Grade 3 or higher non-hematologic AEs; Grade 3 or higher elevation of serum bilirubin, hepatic transaminases, or alkaline phosphatase; Grade 4 or higher thrombocytopenia; Grade 4 or higher neutropenia; any subjectively intolerable toxicity related to T-DM1, paclitaxel, or pertuzumab; any treatment-related toxicity prohibiting the start of the second cycle of treatment and/or prompting to a dose delay or modification during the DLT observation period, such as prompting a dose reduction at Cycle 2 Day1.

Time frame: Up to 23 days

Population: Safety Population: All participants of the dose finding part of the study (phase 1b) who received at least a single dose of study medication were included. Participants in Phase 1b (Regimen 1, Regimen 2, Regimen 3 and Regimen 4 \[60 participants\]) were considered for this analysis.

ArmMeasureValue (NUMBER)
Phase Ib Regimen 1Number of Participants With Dose Limiting Toxicity (DLT) of the Combination of T-DM1 and Paclitaxel When T-DM1 Was Administered on Either an Q3W or QW Schedule for Both With and Without Pertuzumab Treatment0 participants
Phase Ib Regimen 2Number of Participants With Dose Limiting Toxicity (DLT) of the Combination of T-DM1 and Paclitaxel When T-DM1 Was Administered on Either an Q3W or QW Schedule for Both With and Without Pertuzumab Treatment0 participants
Phase Ib Regimen 3Number of Participants With Dose Limiting Toxicity (DLT) of the Combination of T-DM1 and Paclitaxel When T-DM1 Was Administered on Either an Q3W or QW Schedule for Both With and Without Pertuzumab Treatment0 participants
Phase Ib Regimen 4Number of Participants With Dose Limiting Toxicity (DLT) of the Combination of T-DM1 and Paclitaxel When T-DM1 Was Administered on Either an Q3W or QW Schedule for Both With and Without Pertuzumab Treatment0 participants
Primary

Plasma Clearance (CL) of Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)

Plasma CL of paclitaxel (65 mg/m\^2 and 80 mg/m\^2) was estimated by non-compartmental analysis for in Cycle 1 (in the absence T-DM1) and Cycle 2 (in the presence T-DM1).

Time frame: Pre-dose, and 0.25, 1, 2, 4, 6, and 24 hours post-dose for Cycle 1 and Cycle 2

Population: PK population included all participants from Phase Ib who received at least one dose of T-DM1 or paclitaxel with at least one post-dose concentration data point. n denotes number of participants who received the indicated study drug.

ArmMeasureGroupValue (MEAN)Dispersion
Phase Ib Regimen 1Plasma Clearance (CL) of Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)65 mg, Cycle 1 (n = 29)20.7 L/hr/m^2Standard Deviation 31.1
Phase Ib Regimen 1Plasma Clearance (CL) of Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)65 mg, Cycle 2 (n = 24)21 L/hr/m^2Standard Deviation 36.4
Phase Ib Regimen 1Plasma Clearance (CL) of Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)80 mg, Cycle 1 (n = 18)22.8 L/hr/m^2Standard Deviation 51.1
Phase Ib Regimen 1Plasma Clearance (CL) of Concentration of Paclitaxel in Cycle 1 (in the Absence of T-DM1) and Cycle 2 (in the Presence of T-DM1)80 mg, Cycle 2 (n = 17)23 L/hr/m^2Standard Deviation 44.1
Secondary

Duration of Objective Response

Duration of OR is only calculated for participants with OR and is defined as the time from the first tumor assessment that supports the participant's OR to disease progression or death.

Time frame: Tumor assessments performed at the end of Cycle 2 and then every 2 cycles (i.e., Cycles 4, 6, 8, 10, etc. [each cycle of 21 days]) throughout the duration of the study (12 months) until disease progression or study discontinuation, whichever occurs first

Population: An efficacy population: All participants who received at least a single dose of study medication were included. Participants with OR were considered for this outcome measure.

ArmMeasureValue (MEDIAN)
Phase Ib Regimen 1Duration of Objective Response7.1 months
Phase Ib Regimen 2Duration of Objective ResponseNA months
Phase Ib Regimen 3Duration of Objective Response7.0 months
Phase Ib Regimen 4Duration of Objective ResponseNA months
Phase IIa Group ADuration of Objective ResponseNA months
Phase IIa Group BDuration of Objective ResponseNA months
Secondary

Percentage of Participants With Clinical Benefit

Clinical benefit is defined as CR, PR, or stable disease (SD) of 6 months or more duration as assessed by the investigator. CR and PR are identified in previous outcome measure. SD is defined as neither sufficient shrinkage to qualify for PR nor sufficient increase to qualify for progressive disease (PD), taking as reference the smallest sum longest diameter since the treatment started. PD is defined as at least a 20% increase in the sum of the longest diameter of target lesions, taking as reference the smallest sum longest diameter recorded since the treatment started or the appearance of one or more new lesions.

Time frame: Tumor assessments performed at the end of Cycle 2 and then every 2 cycles (i.e., Cycles 4, 6, 8, 10, etc. [each cycle of 21 days]) throughout the duration of the study (12 months) until disease progression or study discontinuation, whichever occurs first

Population: An efficacy population: All participants who received at least a single dose of study medication were included.

ArmMeasureValue (NUMBER)
Phase Ib Regimen 1Percentage of Participants With Clinical Benefit65.4 percentage of participants
Phase Ib Regimen 2Percentage of Participants With Clinical Benefit80.0 percentage of participants
Phase Ib Regimen 3Percentage of Participants With Clinical Benefit61.9 percentage of participants
Phase Ib Regimen 4Percentage of Participants With Clinical Benefit66.7 percentage of participants
Phase IIa Group APercentage of Participants With Clinical Benefit54.5 percentage of participants
Phase IIa Group BPercentage of Participants With Clinical Benefit59.1 percentage of participants
Secondary

Percentage of Participants With Objective Response Rate (ORR)

Participants with measurable disease (at least one lesion 2 centimeters \[cm\] or more on computed tomography (CT) scan or 1 cm or more on spiral CT scan) were considered for OR. ORR is defined as the percentage of patients with a complete response (CR)/partial response (PR) determined on two consecutive tumor assessments at least 4 weeks apart based on modified Response Evaluation Criteria in Solid Tumors, Version 1.0 (RECIST). CR defined as disappearance of all target and non-target lesions and normalization of tumor marker level. PR defined as at least 30 percent decrease in sum of the longest diameters of the target lesions taking as reference the baseline sum longest diameters.

Time frame: Tumor assessments performed at the end of Cycle 2 and then every 2 cycles (i.e., Cycles 4, 6, 8, 10, etc. [each cycle of 21 days]) throughout the duration of the study (12 months) until disease progression or study discontinuation, whichever occurs first

Population: An efficacy population: All participants who received at least a single dose of study medication were included. Participants with measurable disease were considered for OR.

ArmMeasureValue (NUMBER)
Phase Ib Regimen 1Percentage of Participants With Objective Response Rate (ORR)50.0 percentage of participants
Phase Ib Regimen 2Percentage of Participants With Objective Response Rate (ORR)70.0 percentage of participants
Phase Ib Regimen 3Percentage of Participants With Objective Response Rate (ORR)50.0 percentage of participants
Phase Ib Regimen 4Percentage of Participants With Objective Response Rate (ORR)66.7 percentage of participants
Phase IIa Group APercentage of Participants With Objective Response Rate (ORR)47.6 percentage of participants
Phase IIa Group BPercentage of Participants With Objective Response Rate (ORR)52.4 percentage of participants
Secondary

Progression-free Survival (PFS)

PFS is defined as the time from the first day of study treatment to documented disease progression or death on study i.e., death due to any cause within 30-days of last dose of study treatment, whichever occurs first.

Time frame: Tumor assessments performed at the end of Cycle 2 and then every 2 cycles (i.e., Cycles 4, 6, 8, 10, etc. [each cycle of 21 days]) throughout the duration of the study (12 months) until disease progression or study discontinuation, whichever occurs first

Population: An efficacy population: All participants who received at least a single dose of study medication were included.

ArmMeasureValue (MEDIAN)
Phase Ib Regimen 1Progression-free Survival (PFS)11.7 months
Phase Ib Regimen 2Progression-free Survival (PFS)11.9 months
Phase Ib Regimen 3Progression-free Survival (PFS)11.3 months
Phase Ib Regimen 4Progression-free Survival (PFS)11.0 months
Phase IIa Group AProgression-free Survival (PFS)6.0 months
Phase IIa Group BProgression-free Survival (PFS)6.6 months

Source: ClinicalTrials.gov · Data processed: Mar 2, 2026