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Effectiveness of Stem Cell Treatment for Adults With Ischemic Cardiomyopathy (The FOCUS Study)

Randomized, Controlled, Phase II, Double-Blind Trial of Intramyocardial Injection of Autologous Bone Marrow Mononuclear Cells Under Electromechanical Guidance for Patients With Chronic Ischemic Heart Disease and Left Ventricular Dysfunction

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00824005
Enrollment
92
Registered
2009-01-16
Start date
2009-03-31
Completion date
2012-05-31
Last updated
2015-07-01

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Angina, Chronic Ischemic Heart Disease, Ischemic Cardiomyopathy, Left Ventricular Dysfunction

Keywords

Congestive Heart Failure, Regional Wall Motion, Perfusion Defects

Brief summary

Coronary artery disease (CAD) is a common disorder that can lead to heart failure. Not all people with CAD are eligible for today's standard treatments. One new treatment approach uses stem cells-specialized cells capable of developing into other types of cells-to stimulate growth of new blood vessels for the heart. This study will determine the safety and effectiveness of withdrawing stem cells from someone's bone marrow and injecting those cells into the person's heart as a way of treating people with CAD and heart failure.

Detailed description

Coronary artery disease (CAD), a disease in which blood vessels become clogged by a build-up of plaque, is the leading cause of heart failure, a condition in which the heart can no longer pump enough blood to the rest of the body. People with heart failure caused by CAD are said to have ischemic cardiomyopathy. Normal treatment for CAD involves coronary artery bypass grafting (in which a vein from another part of the body is grafted around an artery that has become blocked) or coronary angioplasty and stent placement (in which a blocked artery is opened and a small tube is placed to keep the artery open). However, some people with ischemic cardiomyopathy, such as those with substantial scar tissue on the heart wall or those with a particular heart structure, may not be eligible for these treatments. An alternative treatment being developed is therapeutic angiogenesis, which involves stimulating the growth of new blood vessels. Recent research has shown that withdrawing stem cells from bone marrow and implanting the cells into heart tissue may be an effective way to achieve therapeutic angiogenesis. This study will determine the safety and effectiveness of using stem cells to stimulate new blood vessel growth in the hearts of people with ischemic cardiomyopathy. Participation in this study, including follow-up visits and phone calls, will last 60 months. Participants will first undergo 3 to 4 days of screening procedures that will include a physical examination, multiple lab tests, and a battery of tests on heart health. Next, participants will be randomized to receive either active stem cell injections or placebo injections. The injections and related procedures will be performed in a hospital and last approximately 72 hours. During this time, participants in both groups will first undergo a bone marrow aspiration procedure. Participants receiving active stem cells will also undergo NOGA electromechanical cardiac mapping, which involves inserting a monitoring device through a catheter and into the heart. Injections of stem cells will then be made to 15 damaged sites on the heart through a special catheter. Participants receiving placebo injections will receive 15 injections of an inactive, saline-based solution. After the injection procedures, all participants will undergo two echocardiograms, an electrocardiogram, blood tests, and overnight monitoring in a telemetry unit. After the hospital stay, all participants will attend five study visits that will occur 1 week and 1, 3, 6, and 12 months after the injection procedures. At all study visits, participants will undergo an electrocardiogram, lab tests, and a review of adverse health events. On all but the last study visit, participants will have cardiac markers assessed, and they will wear a 24-hour Holter monitor to track heart activity. At the last three visits, participants will also complete quality of life questionnaires. All participants will then receive four follow-up telephone calls that will occur 2, 3, 4, and 5 years after the injection procedures.

Interventions

Single procedure of intramyocardial electromechanical-guided injection of approximately 100 million bone marrow mononucleated cells (BM-MNCs), administered in 15 different injection sites

BIOLOGICALPlacebo

Single procedure of intramyocardial electromechanical-guided needle insertions and injection of 5% human serum albumin and saline in 15 different injection sites

Sponsors

National Heart, Lung, and Blood Institute (NHLBI)
CollaboratorNIH
Cardiovascular Cell Therapy Research Network (CCTRN)
CollaboratorUNKNOWN
The University of Texas Health Science Center, Houston
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
QUADRUPLE (Subject, Caregiver, Investigator, Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Patients \>18 years of age with significant coronary heart disease not amenable to revascularization. * Left ventricular dysfunction (LVEF) less than or equal to 45%, measured by echocardiogram; limiting angina (Class II to IV); and/or congestive heart failure (CHF), NYHA class II to III * Receiving maximal medical therapy, defined as a medical regimen that includes the maximal tolerated dose of at least two antiangina medications, such as beta-blockers, nitrates, or calcium-channel blockers * Presence of a defect, as identified by single photon emission computed tomography (SPECT) isotope protocol, or viability, as identified by NOGA electromechanical cardiac mapping system * Coronary artery disease not well suited to any other type of revascularization procedure in the target region of the ventricle, as determined by a cardiovascular surgeon and interventional cardiologist who are not investigators in the trial * Hemodynamic stability, as defined by systolic blood pressure of at least 80 mm Hg without intravenous pressors or support devices * Females of childbearing potential must be willing to use two forms of birth control for the duration of the study

Exclusion criteria

* Atrial fibrillation or flutter without a pacemaker that guarantees a stable heart rate * Unstable angina * Left ventricular (LV) thrombus, as documented by echocardiography or LV angiography * A vascular anatomy that precludes cardiac catheterization * Severe valvular disease or mechanical aortic valve that precludes safe entry of the catheter into the left ventricle * Pregnant or lactating * Platelet count less than 100,000 per mm3 * White blood cell count less than 2,000 per mm3 * Revascularization within 30 days of consent * Transient ischemic attack or stroke within 60 days of study consent * Implantable cardioverter-defibrillator shock within 30 days of baseline consent, and within 30 days of randomization * Presence of ventricular tachycardia lasting 30 seconds or more on 24-hour Holter monitor or electrocardiogram (ECG) performed during screening period * Bleeding diathesis, defined as an international normalized ratio of at least 2.0 in the absence of warfarin therapy * A history of malignancy in the last 5 years excluding basal cell carcinoma, that has been surgically removed, with proof of surgical clean margins * Has a known history of HIV, has active hepatitis B or active hepatitis C * Any condition requiring immunosuppressive medication * High-risk acute coronary syndrome (ACS) or a myocardial infarction in the month prior to consent * A left ventricular wall thickness of \<8 mm (by echocardiogram) of the infero-lateral wall at the target site for cell injection. * Inability to walk on a treadmill, except for class IV angina patients, who will be evaluated separately * Enrolled in an investigational device or drug study within the previous 30 days * Hepatic dysfunction, as defined as aspartate aminotransferase (AST) or alanine aminotransferase (ALT) more than 1.5 times the upper limit of normal range prior to study entry * Chronic renal insufficiency, defined as a serum creatinine level greater than 2.5 mg/dL or requiring dialysis * Any other condition that in the judgment of the investigator would be a contraindication to enrollment or follow-up

Design outcomes

Primary

MeasureTime frameDescription
Change in Maximal Oxygen Consumption (VO2max)Measured at Baseline and Month 6The VO2(max) is assessed using the Naughton treadmill protocol.
Change in Left Ventricular End Systolic Volume (LVESV)as Assessed Via EchoMeasured at Baseline and Month 6Echocardiographic measurements were performed by an echocardiographic core laboratory. LVESVs were calculated by the modified biplane Simpson method, using myocardial contrast to enhance endocardial definition. To account for patient body surface area, LVESV indices are reported.
Change in Reversible Defect SizeMeasured at Baseline and Month 6Adenosine myocardial perfusion (SPECT) tests were collected at baseline and 6 months to identify change in ischemic (reversible) defects. SPECT imaging was performed at rest and after adenosine infusion over 4 minutes. To enhance the detection of viability on resting images, sublingual nitroglycerin was administered 15 minutes before injecting technetium Tc 99m sestamibi for the resting image.

Secondary

MeasureTime frameDescription
Clinical Improvement in CCS Classification (Angina Pectoris)Measured at Baseline and Month 6Clinical improvement in Canadian Cardiovascular Society (CCS) functional classification of angina pectoris. The CCS scale ranges from Class I (best)able to conduct ordinary daily activity without causing angina to Class IV (worst) Inability to perform any physical activity without discomfort; anginal symptoms may be present at rest. Patients receive a rating of 1-4 for their anginal symptoms. Results reflect the mean change in the total score over time.
Clinical Improvement in NYHA ClassificationMeasured at Baseline and Month 6Clinical improvement in New York Heart Association (NYHA) classification. The NYHA scale ranges from 1 (best)Mild- no limitation of physical activity due to heart failure to 4 (worst) Severe-Unable to carry out any physical activity without discomfort due to heart failure. Patients receive a rating of 1-4 for their heart failure symptoms. Results reflect the mean change in the total score over time.
Number of Participants With a Decrease in Anti-anginal MedicationMeasured at Baseline and Month 6Number of participants with a decrease in anti-anginal medication (nitrates needed weekly)
Exercise Time and LevelMeasured at Baseline and Month 6Exercise time and level as assessed via six minute walk test. (change in number of feet walked)
Regional Wall Motion by MRI (in Eligible Patients)Measured at Baseline and Month 6Regional wall motion as measured by cardiac MRI (in patients who are not contraindicated)
LV Diastolic DimensionMeasured at Baseline and Month 6Left ventricular (LV) diastolic dimension as assessed by contrast echocardiography
Incidence of a Major Adverse Cardiac EventMeasured at Baseline and Month 6Incidence of major adverse cardiac events (new MI, rehospitalization for PCI in coronary artery territories that were treated, death, or rehospitalization for acute coronary syndrome and for congestive heart failure). (Incidence rate)
Reduction in Fixed Perfusion Defect(s)Via SPECTMeasured at Baseline and Month 6Fixed total defect is the stress total defect minus the reversible component.
Serum BNP Levels in Patients With CHFMeasured at Baseline and Month 6Serum b-type natriuretic peptide (BNP) levels in patients with congestive heart failure (CHF). A minority number of patients had pro-BNP collected versus regular BNP; these numbers are reported in the analysis population description.
Regional Blood Flow Improvement by MRI (in Eligible Patients)Measured at Baseline and Month 6Regional blood flow improvement as measured by cardiac MRI (in patients who are not contraindicated)
Regional Wall Motion by EchocardiographyMeasured at Baseline and Month 6Movement of the left ventricular wall measured in mm from baseline to six months.

Countries

United States

Participant flow

Recruitment details

Enrollment took place at five Network centers and their associated satellite facilities between April 29, 2009 and April 18, 2011. The main centers are located in Ohio, Texas, Florida, Minnesota, and Tennessee. Study brochures, patient informational DVDs, and clinical trials.gov were among the tools used for recruitment.

Participants by arm

ArmCount
Placebo Injections
Participants will receive placebo injections.
31
Active Stem Cell Injections
Participants will receive active stem cell injections.
61
Total92

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyDeath01
Overall StudyLost to Follow-up01

Baseline characteristics

CharacteristicPlacebo InjectionsActive Stem Cell InjectionsTotal
Age, Continuous62.32 years
STANDARD_DEVIATION 8.25
63.95 years
STANDARD_DEVIATION 10.9
63.4 years
STANDARD_DEVIATION 10.1
Region of Enrollment
United States
31 participants61 participants92 participants
Sex: Female, Male
Female
2 Participants8 Participants10 Participants
Sex: Female, Male
Male
29 Participants53 Participants82 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
— / —— / —
other
Total, other adverse events
11 / 3119 / 61
serious
Total, serious adverse events
6 / 319 / 61

Outcome results

Primary

Change in Left Ventricular End Systolic Volume (LVESV)as Assessed Via Echo

Echocardiographic measurements were performed by an echocardiographic core laboratory. LVESVs were calculated by the modified biplane Simpson method, using myocardial contrast to enhance endocardial definition. To account for patient body surface area, LVESV indices are reported.

Time frame: Measured at Baseline and Month 6

Population: Only participants with both baseline and six month LVESV data available are included.

ArmMeasureValue (MEAN)Dispersion
Placebo InjectionsChange in Left Ventricular End Systolic Volume (LVESV)as Assessed Via Echo0 mL/m2Standard Deviation 10.8
Active Stem Cell InjectionsChange in Left Ventricular End Systolic Volume (LVESV)as Assessed Via Echo-0.9 mL/m2Standard Deviation 11.6
Comparison: Change in the difference of end systolic volume over time.p-value: 0.85695% CI: [-10.05, 12.07]t-test, 2 sided
Primary

Change in Maximal Oxygen Consumption (VO2max)

The VO2(max) is assessed using the Naughton treadmill protocol.

Time frame: Measured at Baseline and Month 6

Population: Only participants with both baseline and 6 month VO2max data available are included.

ArmMeasureValue (MEAN)Dispersion
Placebo InjectionsChange in Maximal Oxygen Consumption (VO2max)-0.6 mL/kg/minStandard Deviation 3.2
Active Stem Cell InjectionsChange in Maximal Oxygen Consumption (VO2max)0.4 mL/kg/minStandard Deviation 2.8
Comparison: Compare the change in the cell group to the change in the placebo group.p-value: 0.16995% CI: [-0.42, 2.34]t-test, 2 sided
Primary

Change in Reversible Defect Size

Adenosine myocardial perfusion (SPECT) tests were collected at baseline and 6 months to identify change in ischemic (reversible) defects. SPECT imaging was performed at rest and after adenosine infusion over 4 minutes. To enhance the detection of viability on resting images, sublingual nitroglycerin was administered 15 minutes before injecting technetium Tc 99m sestamibi for the resting image.

Time frame: Measured at Baseline and Month 6

Population: Only participants with both baseline and six month reversible defect data available are included.

ArmMeasureValue (MEAN)Dispersion
Placebo InjectionsChange in Reversible Defect Size-2.7 percentage of reversible defectStandard Deviation 18.2
Active Stem Cell InjectionsChange in Reversible Defect Size-3.9 percentage of reversible defectStandard Deviation 25.4
Comparison: Change in percent of the defect that is reversiblep-value: 0.83595% CI: [-12.5, 10.1]t-test, 2 sided
Secondary

Clinical Improvement in CCS Classification (Angina Pectoris)

Clinical improvement in Canadian Cardiovascular Society (CCS) functional classification of angina pectoris. The CCS scale ranges from Class I (best)able to conduct ordinary daily activity without causing angina to Class IV (worst) Inability to perform any physical activity without discomfort; anginal symptoms may be present at rest. Patients receive a rating of 1-4 for their anginal symptoms. Results reflect the mean change in the total score over time.

Time frame: Measured at Baseline and Month 6

Population: Only participants with both baseline and six month CCS data available are included.

ArmMeasureValue (MEAN)Dispersion
Placebo InjectionsClinical Improvement in CCS Classification (Angina Pectoris)-0.3 units on a scaleStandard Deviation 0.7
Active Stem Cell InjectionsClinical Improvement in CCS Classification (Angina Pectoris)-0.5 units on a scaleStandard Deviation 0.8
Comparison: Change in average improvement in Canadian Class Score over time between the two groups.p-value: 0.22795% CI: [-0.66, 0.16]t-test, 2 sided
Secondary

Clinical Improvement in NYHA Classification

Clinical improvement in New York Heart Association (NYHA) classification. The NYHA scale ranges from 1 (best)Mild- no limitation of physical activity due to heart failure to 4 (worst) Severe-Unable to carry out any physical activity without discomfort due to heart failure. Patients receive a rating of 1-4 for their heart failure symptoms. Results reflect the mean change in the total score over time.

Time frame: Measured at Baseline and Month 6

Population: Only participants with both baseline and six month NYHA class data available are included.

ArmMeasureValue (MEAN)Dispersion
Placebo InjectionsClinical Improvement in NYHA Classification-0.1 units on a scaleStandard Deviation 0.7
Active Stem Cell InjectionsClinical Improvement in NYHA Classification-0.3 units on a scaleStandard Deviation 0.9
Comparison: Difference in the change in NYHA score between the two groupsp-value: 0.36195% CI: [-0.56, 0.21]t-test, 2 sided
Secondary

Exercise Time and Level

Exercise time and level as assessed via six minute walk test. (change in number of feet walked)

Time frame: Measured at Baseline and Month 6

Population: Only participants with both baseline and six month 6 minute walk data available are included.

ArmMeasureValue (MEAN)Dispersion
Placebo InjectionsExercise Time and Level80 feetStandard Deviation 415
Active Stem Cell InjectionsExercise Time and Level184 feetStandard Deviation 407
Comparison: Change in six minute walk distancep-value: 0.30295% CI: [-95, 303]t-test, 2 sided
Secondary

Incidence of a Major Adverse Cardiac Event

Incidence of major adverse cardiac events (new MI, rehospitalization for PCI in coronary artery territories that were treated, death, or rehospitalization for acute coronary syndrome and for congestive heart failure). (Incidence rate)

Time frame: Measured at Baseline and Month 6

Population: Incidence of major adverse cardiac events between baseline and 6 months. (Incidence rate)

ArmMeasureValue (NUMBER)
Placebo InjectionsIncidence of a Major Adverse Cardiac Event4 events
Active Stem Cell InjectionsIncidence of a Major Adverse Cardiac Event5 events
Comparison: The difference in the incidence of major adverse cardiac events between the two groups over time. (Incidence rate)p-value: 0.4795% CI: [-0.133, 0.039]t-test, 2 sided
Secondary

LV Diastolic Dimension

Left ventricular (LV) diastolic dimension as assessed by contrast echocardiography

Time frame: Measured at Baseline and Month 6

Population: Only participants with both baseline and six month LV diastolic data available are included.

ArmMeasureValue (MEAN)Dispersion
Placebo InjectionsLV Diastolic Dimension-8.5 mLStandard Deviation 34
Active Stem Cell InjectionsLV Diastolic Dimension0.9 mLStandard Deviation 30
Comparison: Change in the difference of end diastolic volume between the two groups over time.p-value: 0.19895% CI: [-5.03, 23.93]t-test, 2 sided
Secondary

Number of Participants With a Decrease in Anti-anginal Medication

Number of participants with a decrease in anti-anginal medication (nitrates needed weekly)

Time frame: Measured at Baseline and Month 6

Population: Only participants with both baseline and six month anti-anginal medication data available are included.

ArmMeasureValue (NUMBER)
Placebo InjectionsNumber of Participants With a Decrease in Anti-anginal Medication0 participants
Active Stem Cell InjectionsNumber of Participants With a Decrease in Anti-anginal Medication2 participants
Comparison: Difference in the change in anti-anginal meds across groupsp-value: 0.2895% CI: [-0.01, 0.09]Chi-squared
Secondary

Reduction in Fixed Perfusion Defect(s)Via SPECT

Fixed total defect is the stress total defect minus the reversible component.

Time frame: Measured at Baseline and Month 6

Population: Only participants with both baseline and six month fixed defect data available are included.

ArmMeasureValue (MEAN)Dispersion
Placebo InjectionsReduction in Fixed Perfusion Defect(s)Via SPECT1.9 percentage of defect that is fixedStandard Deviation 7.7
Active Stem Cell InjectionsReduction in Fixed Perfusion Defect(s)Via SPECT1.2 percentage of defect that is fixedStandard Deviation 8.7
Comparison: Difference in the change between the two groupsp-value: 0.795% CI: [-4.78, 3.36]t-test, 2 sided
Secondary

Regional Blood Flow Improvement by MRI (in Eligible Patients)

Regional blood flow improvement as measured by cardiac MRI (in patients who are not contraindicated)

Time frame: Measured at Baseline and Month 6

Population: The small number of patients without contraindications for MRI (n=17) precluded performing informative analysis on the MRI data.

Secondary

Regional Wall Motion by Echocardiography

Movement of the left ventricular wall measured in mm from baseline to six months.

Time frame: Measured at Baseline and Month 6

Population: Only participants with both baseline and six month wall motion data available are included.

ArmMeasureValue (MEAN)Dispersion
Placebo InjectionsRegional Wall Motion by Echocardiography0 mmStandard Deviation 0.4
Active Stem Cell InjectionsRegional Wall Motion by Echocardiography0 mmStandard Deviation 0.5
Comparison: Difference in the change between the two groupsp-value: 0.47195% CI: [-0.3, 0.14]t-test, 2 sided
Secondary

Regional Wall Motion by MRI (in Eligible Patients)

Regional wall motion as measured by cardiac MRI (in patients who are not contraindicated)

Time frame: Measured at Baseline and Month 6

Population: The small number of patients without contraindications for MRI (n=17) precluded performing informative analysis on the MRI data.

Secondary

Serum BNP Levels in Patients With CHF

Serum b-type natriuretic peptide (BNP) levels in patients with congestive heart failure (CHF). A minority number of patients had pro-BNP collected versus regular BNP; these numbers are reported in the analysis population description.

Time frame: Measured at Baseline and Month 6

Population: Only participants with both baseline and six month BNP data available are included.

ArmMeasureGroupValue (MEAN)Dispersion
Placebo InjectionsSerum BNP Levels in Patients With CHFBNP63 IUsStandard Deviation 249
Placebo InjectionsSerum BNP Levels in Patients With CHFpro-BNP234 IUsStandard Deviation 1636
Active Stem Cell InjectionsSerum BNP Levels in Patients With CHFBNP28 IUsStandard Deviation 117
Active Stem Cell InjectionsSerum BNP Levels in Patients With CHFpro-BNP497 IUsStandard Deviation 1637
Comparison: Difference in the change in BNP(reg) between cell and placebo groupp-value: 0.5595% CI: [-150, 80]t-test, 2 sided

Source: ClinicalTrials.gov · Data processed: Mar 26, 2026