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Experimental Gene Transfer Procedure to Treat Alpha 1-Antitrypsin (AAT) Deficiency

Preclinical & Phase I/II Trials of AAV-AAT Vectors: Phase I Trial of Intramuscular Injection of a Recombinant Adeno-Associated Virus Alpha 1-Antitrypsin (rAAV1-CB-hAAT) Gene Vector to AAT-Deficient Adults

Status
Completed
Phases
Phase 1
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT00430768
Acronym
AAT
Enrollment
9
Registered
2007-02-02
Start date
2006-02-28
Completion date
2015-01-31
Last updated
2016-12-15

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Alpha 1-Antitrypsin Deficiency

Keywords

Gene Transfer Techniques, Gene Therapy, AAV, AAT, Phase I, Intramuscular transfer

Brief summary

Individuals with a deficiency of the alpha 1-antitrypsin (AAT) protein are at risk for developing emphysema and liver damage. Researchers have developed a way to introduce normal AAT genes into muscle cells with the expectation that the AAT protein may be produced at normal levels. This study will evaluate the safety of the experimental gene transfer procedure in individuals with AAT deficiency. The study will also determine what dose may be required to achieve normal levels of AAT.

Detailed description

AAT deficiency is a genetic disorder in which individuals have inadequate levels of the AAT protein. AAT protects the lungs from white blood cell enzymes that can damage air sacs within the lungs, potentially leading to emphysema. Experimental gene transfer procedures, in which normal copies of genes are inserted into cells, are being developed to treat many genetic diseases, including AAT deficiency. In this study, a modified virus, adeno-associated virus (AAV), has been genetically engineered to contain a normal copy of the AAT gene. When AAV is combined with the AAT gene, the resulting agent, Recombinant Adeno-Associated Virus Alpha 1-Antitrypsin (rAAV1-CB-hAAT) Gene Vector with a chicken beta actin promoter (CB), may be able to carry normal copies of the AAT gene into muscle cells with the expectation that additional AAT would be produced. The purpose of this study is to evaluate the safety of injecting rAAV1-CB-hAAT into individuals with AAT deficiency. This 14-month study will enroll individuals with AAT deficiency. Participants currently using AAT protein replacement will discontinue its use for 19 weeks during the study. Participants will first attend a baseline study visit, which will include a medical history review; a physical examination; an electrocardiogram (ECG) to record heart activity; blood, urine, and semen collection; pulmonary function tests; and chest and arm scans. Participants will then attend a 5-day inpatient visit, during which they will receive a series of injections consisting of one of four different doses of rAAV1-CB-hAAT. Physical examinations will occur on all 5 inpatient days; pulmonary function testing, arm circumference measurements, and collection of blood, urine, and semen will occur on selected days of the inpatient stay. Follow-up study visits, with possible overnight stays, will occur on Days 14 and 90. On Days 30, 45, 60, 75, 180, 270, and 365, participants will have blood drawn at a local clinic. On these same days, study staff will contact participants by telephone to review their medical history and symptoms. Unused blood and semen samples will be frozen and stored for future research purposes. Participants will have yearly follow-up evaluations by either telephone or mail for a total of 5 years.

Interventions

BIOLOGICALrAAV1-CB-hAAT

Sponsors

National Heart, Lung, and Blood Institute (NHLBI)
CollaboratorNIH
Beacon Therapeutics
CollaboratorINDUSTRY
Alpha-1 Foundation
CollaboratorOTHER
University of Florida
CollaboratorOTHER
National Center for Research Resources (NCRR)
CollaboratorNIH
University of Massachusetts, Worcester
Lead SponsorOTHER

Study design

Allocation
NON_RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Diagnosed with AAT deficiency * Forced expiratory volume in one second (FEV1) greater than 24% of predicted value (post bronchodilator) * Willing to discontinue AAT protein replacement 4 weeks (Group 1) and 8 weeks (Groups 2 and 3) prior to study entry, and to resume 11 weeks after rAAV1-CB-hAAT has been administered * Willing to discontinue aspirin, aspirin-containing products, and other drugs that may alter platelet function 7 days prior to study entry, and to resume 24 hours after rAAV1-CB-hAAT has been administered * Willing to use contraception throughout the study

Exclusion criteria

* Required antibiotic therapy for a respiratory infection in the 28 days prior to rAAV1-CB-hAAT administration * Required oral or systemic corticosteroids in the 28 days prior to rAAV1-CB-hAAT administration * Liver disease * Currently receiving or has received an investigational study agent in the 30 days prior to study entry * Received gene transfer agents in the 6 months prior to study entry * Currently smokes cigarettes or uses illegal drugs * History of immune response to human AAT replacement * History of platelet dysfunction * Abnormal ECG, heart disease, pulmonary edema, or embolism in the 6 months prior to study entry * Current or recent facial or chest trauma that makes it medically impossible to perform pulmonary function tests (PFTs) * Any other medical condition that the investigator deems unsuitable for study participation * Pregnant or breastfeeding

Design outcomes

Primary

MeasureTime frameDescription
Adverse Events Possibly, Probably or Definitely Related to Study DrugDuring 1 year after study agent administrationAdverse events considered possibly, probably or definitely related to study drug/study drug procedure Criteria to evaluate severity according to Attachment 2 of the Protocol 1. Mild toxicity, usually transient, requiring no special treatment and generally not interfering with usual daily activities 2. Moderate toxicity which may be ameliorated by simple therapeutic maneuvers, and impairs usual activities 3. Severe toxicity which requires therapeutic intervention and interrupts usual activities. Hospitalization may or may not be required 4. Life-threatening toxicity which requires hospitalization

Secondary

MeasureTime frameDescription
hAAT Expression in Blood Measured Using M-specific Allele ELISABaseline, Days 14, 30, 45, 60, 90, (180, 270, and 365 if not on protein replacement therapy)4 subjects received prior AAT augmentation therapy; 2 subjects from Group 1 having only washed out for only 28 days complicated the measurement of M-specific levels 2 subjects from group 1 and the other subject did not have an appreciable change in M-specific AAT levels. Thus reporting only Cohorts 2 and 3. After day 90 patients were able to resume AAT protein therapy and thus levels were not collected following commencement of therapy on 201 and 303. 202, Day 365 blood hemolyzed; level not determinable.

Countries

United States

Participant flow

Recruitment details

Subjects were recruited to the University of Florida, Clinical Research Center for the active study; long term follow up was completed at the University of Massachusetts, Medical School.

Pre-assignment details

Subjects on alpha-1 antitrypsin (AAT) protein replacement product prior to study, discontinued treatment 4 weeks (Group 1) and 8 weeks (Groups 2 and 3) prior to study agent administration and were able to resume treatment 11 weeks after study agent had been administered. The group was determined by when the subject joined the study.

Participants by arm

ArmCount
Group 1 Low Dose
6.9 x10e12 vector genomes Group 1 receives rAAV1-CB-hAAT 6.9 x1012 vg (vector genomes), e
3
Group 2 Middle Dose
2.1 x 10e13 vector genomes Group 2 receives rAAV1-CB-hAAT 2.1 x1013 vg
3
Group 3 High Dose
rAAV1-CB-hAAT 6.0 x10e13 vg Group 2 receives rAAV1-CB-hAAT 2.1 x1013 vg
3
Total9

Baseline characteristics

CharacteristicTotalGroup 1 Low DoseGroup 2 Middle DoseGroup 3 High Dose
Age, Customized54 years69 years54 years47 years
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants0 Participants0 Participants0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
9 Participants3 Participants3 Participants3 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants0 Participants
FEV1 (% predicted)58.0 percent predicted86.7 percent predicted50.8 percent predicted58.0 percent predicted
Gender
Female
4 Participants2 Participants0 Participants2 Participants
Gender
Male
5 Participants1 Participants3 Participants1 Participants
Prior AAT Protein Augmentation Therapy
No
5 participants1 participants2 participants2 participants
Prior AAT Protein Augmentation Therapy
Yes
4 participants2 participants1 participants1 participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
9 Participants3 Participants3 Participants3 Participants
Region of Enrollment
United States
9 participants3 participants3 participants3 participants
Weight (kg)72.6 kilograms66.5 kilograms83.0 kilograms72.6 kilograms

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
— / —— / —— / —
other
Total, other adverse events
3 / 32 / 33 / 3
serious
Total, serious adverse events
1 / 30 / 30 / 3

Outcome results

Primary

Adverse Events Possibly, Probably or Definitely Related to Study Drug

Adverse events considered possibly, probably or definitely related to study drug/study drug procedure Criteria to evaluate severity according to Attachment 2 of the Protocol 1. Mild toxicity, usually transient, requiring no special treatment and generally not interfering with usual daily activities 2. Moderate toxicity which may be ameliorated by simple therapeutic maneuvers, and impairs usual activities 3. Severe toxicity which requires therapeutic intervention and interrupts usual activities. Hospitalization may or may not be required 4. Life-threatening toxicity which requires hospitalization

Time frame: During 1 year after study agent administration

Population: subjects in the group reporting the event

ArmMeasureGroupValue (NUMBER)
Group 1 Low DoseAdverse Events Possibly, Probably or Definitely Related to Study Druginjection site erythema mild2 participants
Group 1 Low DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInject site pain mild0 participants
Group 1 Low DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInject site induration mild1 participants
Group 1 Low DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugNumber with one or more related AE2 participants
Group 1 Low DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInjection site warmth0 participants
Group 1 Low DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInject site swelling mild1 participants
Group 1 Low DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInject site hematoma mild1 participants
Group 2 Middle DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInject site induration mild0 participants
Group 2 Middle DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugNumber with one or more related AE2 participants
Group 2 Middle DoseAdverse Events Possibly, Probably or Definitely Related to Study Druginjection site erythema mild0 participants
Group 2 Middle DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInject site hematoma mild2 participants
Group 2 Middle DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInject site pain mild0 participants
Group 2 Middle DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInject site swelling mild1 participants
Group 2 Middle DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInjection site warmth1 participants
Group 3 High DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInject site pain mild1 participants
Group 3 High DoseAdverse Events Possibly, Probably or Definitely Related to Study Druginjection site erythema mild0 participants
Group 3 High DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInjection site warmth0 participants
Group 3 High DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInject site swelling mild0 participants
Group 3 High DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInject site induration mild0 participants
Group 3 High DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugInject site hematoma mild3 participants
Group 3 High DoseAdverse Events Possibly, Probably or Definitely Related to Study DrugNumber with one or more related AE3 participants
Secondary

hAAT Expression in Blood Measured Using M-specific Allele ELISA

4 subjects received prior AAT augmentation therapy; 2 subjects from Group 1 having only washed out for only 28 days complicated the measurement of M-specific levels 2 subjects from group 1 and the other subject did not have an appreciable change in M-specific AAT levels. Thus reporting only Cohorts 2 and 3. After day 90 patients were able to resume AAT protein therapy and thus levels were not collected following commencement of therapy on 201 and 303. 202, Day 365 blood hemolyzed; level not determinable.

Time frame: Baseline, Days 14, 30, 45, 60, 90, (180, 270, and 365 if not on protein replacement therapy)

Population: AAT Levels of each subject at various time points Baseline and Days following administration. 202 Day 365 blood hemolyzed; not determinable, 201 and 303 went back on AAT protein augmentation therapy after day 90, unable to collect M-specific levels on day 180, 270 and 303.

ArmMeasureGroupValue (NUMBER)
Group 1 Low DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 365 LevelNA nM
Group 1 Low DosehAAT Expression in Blood Measured Using M-specific Allele ELISABaseline Level33 nM
Group 1 Low DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 30 Level7.5 nM
Group 1 Low DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 14 Level7.5 nM
Group 1 Low DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 45 Level6.2 nM
Group 1 Low DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 75 Level14.6 nM
Group 1 Low DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 90 Level26.8 nM
Group 1 Low DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 180 LevelNA nM
Group 1 Low DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 60 Level15.1 nM
Group 1 Low DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 270 LevelNA nM
Group 2 Middle DosehAAT Expression in Blood Measured Using M-specific Allele ELISABaseline Level10.8 nM
Group 2 Middle DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 75 Level14.7 nM
Group 2 Middle DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 90 Level12.6 nM
Group 2 Middle DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 14 Level12.7 nM
Group 2 Middle DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 30 Level17.8 nM
Group 2 Middle DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 270 Level8.0 nM
Group 2 Middle DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 45 Level16.7 nM
Group 2 Middle DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 60 Level16.8 nM
Group 2 Middle DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 365 LevelNA nM
Group 2 Middle DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 180 Level9.8 nM
Group 3 High DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 45 Level14.5 nM
Group 3 High DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 365 Level24.2 nM
Group 3 High DosehAAT Expression in Blood Measured Using M-specific Allele ELISABaseline Level11.2 nM
Group 3 High DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 180 Level10.8 nM
Group 3 High DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 14 Level12.0 nM
Group 3 High DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 90 Level14.6 nM
Group 3 High DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 270 Level7.0 nM
Group 3 High DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 75 Level12.9 nM
Group 3 High DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 30 Level14.7 nM
Group 3 High DosehAAT Expression in Blood Measured Using M-specific Allele ELISADay 60 Level20.7 nM
301 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 270 Level47.9 nM
301 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISABaseline Level9.6 nM
301 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 14 Level13.2 nM
301 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 30 Level24.7 nM
301 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 45 Level22.6 nM
301 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 60 Level20.8 nM
301 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 75 Level21.8 nM
301 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 90 Level42.6 nM
301 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 180 Level41.7 nM
301 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 365 Level50.9 nM
302 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 90 Level6.7 nM
302 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 30 Level16.6 nM
302 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 365 Level33.4 nM
302 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 270 Level33.5 nM
302 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 180 Level26.4 nM
302 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 14 Level10.3 nM
302 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 60 Level10.5 nM
302 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 45 Level18.5 nM
302 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 75 Level14.3 nM
302 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISABaseline Level7.1 nM
303 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 60 Level37.7 nM
303 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 90 Level48.5 nM
303 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 365 LevelNA nM
303 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 45 Level41.5 nM
303 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 180 LevelNA nM
303 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 30 Level10.5 nM
303 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 14 Level7.8 nM
303 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 270 LevelNA nM
303 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISABaseline Level18.3 nM
303 (High Dose)hAAT Expression in Blood Measured Using M-specific Allele ELISADay 75 Level45.9 nM

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026