Anesthesia Recovery Period, Hypoxemia, Postoperative Complications
Conditions
Keywords
Heated and Humidified Oxygen, General Anesthesia, PACU, Randomized Controlled Trial, Oxygen Therapy, Post-Anesthesia Care Unit
Brief summary
This study aims to determine whether heated and humidified oxygen therapy, compared with conventional room-temperature oxygen therapy, reduces the incidence of early hypoxemia in adult patients recovering from general anesthesia in the Post-Anesthesia Care Unit (PACU). Hypoxemia is a common and potentially life-threatening complication during PACU recovery, resulting from residual anesthetics, decreased upper airway muscle tone, atelectasis, and suppression of hypoxic pulmonary vasoconstriction (HPV). Heated and humidified oxygen may offer benefits by preserving optimal HPV function, protecting airway mucosa, and reducing respiratory resistance. This is a prospective, multicenter, randomized, superiority trial with a parallel-group design. A total of 2,000 adult patients (ASA class I-III) undergoing general anesthesia will be enrolled and randomly assigned in a 1:1 ratio to receive either heated and humidified oxygen (37°C, 5 L/min via face mask) or room-temperature oxygen (room temperature, 5 L/min via face mask). The primary outcome is the incidence of hypoxemia, defined as SpO₂ ≤ 90% lasting ≥ 5 seconds, within 10 minutes after initiation of the intervention. Secondary outcomes include severe hypoxemia (SpO₂ ≤ 85%), requirement for airway interventions, lowest SpO₂ value, PACU length of stay, postoperative shivering, and agitation. Safety outcomes include nasal discomfort, epistaxis, and device-related adverse events.
Detailed description
BACKGROUND Hypoxemia is one of the most common and potentially life-threatening complications in the Post-Anesthesia Care Unit (PACU) during recovery from general anesthesia. Patients are particularly vulnerable due to residual anesthetic effects, diminished upper airway muscle tone, atelectasis, and suppression of hypoxic pulmonary vasoconstriction (HPV). Hypoxemia can precipitate arrhythmias, hemodynamic instability, prolonged PACU stay, increased unplanned ICU admissions, and in severe cases, cardiac arrest or hypoxic brain injury. Accordingly, optimizing respiratory management strategies in the PACU to prevent hypoxemia is of considerable clinical importance. Heated and humidified oxygen therapy delivers inhaled gas at near-core body temperature (37°C) with adequate humidification. The theoretical rationale includes: (1) maintaining optimal HPV function, as hypothermia inhibits HPV and exacerbates intrapulmonary shunting; (2) preserving airway mucociliary clearance and preventing secretion retention; (3) reducing respiratory resistance by minimizing airway irritation; and (4) supporting core temperature maintenance to stabilize cardiopulmonary function. This study is the first to systematically apply heated and humidified oxygen therapy in a prospective, standardized manner during the immediate short-term recovery period in the PACU, specifically to evaluate its preventive effect on early hypoxemia. The large sample size (2,000 patients) will provide sufficient statistical power for prespecified subgroup analyses. STUDY DESIGN This is a prospective, multicenter, randomized, superiority trial with a parallel-group design (1:1 allocation ratio). Patient blinding is achieved through a sham-device design: all patients are connected to identical heating devices and circuits, with the device switched off in the control group. Outcome assessors and statistical analysts remain blinded to group allocation. SAMPLE SIZE Based on an estimated control group hypoxemia rate of 8.0% and an expected 50% relative reduction in the experimental group (4.0%), with α = 0.05 (two-sided), power = 90%, and accounting for approximately 10% dropout, the calculated sample size was 1,752. This was expanded to 2,000 patients (1,000 per group) to enhance subgroup analysis power and overall evidence quality, achieving \>95% power for the primary analysis. INTERVENTIONS All patients receive oxygen at 5 L/min via face mask with the head of the bed elevated to 30°. Experimental group: oxygen heated to 36-37°C using a dry-heat blood/fluid warmer with a flexible heating sleeve, with temperature measured every 5 minutes. Control group: same device but switched off (sham), with simulated temperature measurements recorded as room temperature. OUTCOME MEASURES Primary outcome: incidence of hypoxemia (SpO₂ ≤ 90% for ≥ 5 seconds) within 10 minutes of intervention initiation. Secondary outcomes: severe hypoxemia (SpO₂ ≤ 85%), need for airway interventions, lowest SpO₂ value, SpO₂ drop \>4%, PACU length of stay, postoperative shivering, and agitation. Safety outcomes: nasal discomfort, epistaxis, device-related adverse events, and hemodynamic instability. STATISTICAL ANALYSIS Primary analysis will be performed on the intention-to-treat (ITT) population using Poisson regression with robust error variance, adjusting for study center, to calculate relative risk (RR) and 95% confidence intervals. Subgroup analyses are prespecified for age, sex, BMI, smoking status, ASA class, surgery type, Mallampati class, and intraoperative opioid use. Interim analyses are planned at 25%, 50%, and 75% enrollment, reviewed by an independent Data Safety Monitoring Board (DSMB) using O'Brien-Fleming boundaries to control type I error. DATA MONITORING An independent Data Safety Monitoring Board (DSMB) will review unblinded data at each interim analysis. All serious adverse events will be reported to the Principal Investigator within 24 hours. The study has received ethical approval from the Medical Ethics Committee of the Second Affiliated Hospital of Xi'an Jiaotong University .
Interventions
Oxygen heated to 36-37°C using a dry-heat blood/fluid warmer with a flexible heating sleeve, delivered at 5 L/min via face mask. Temperature measured every 5 minutes.
Room-temperature oxygen delivered at 5 L/min via face mask through a bubble humidifier. Same heating device but switched off (sham), with simulated temperature measurements recorded as room temperature.
Sponsors
Study design
Masking description
The intervention provider operates the device switch and cannot be blinded.
Eligibility
Inclusion criteria
1. Age ≥ 18 years 2. Undergoing elective or emergency surgery under general anesthesia with endotracheal intubation 3. Ramsay Sedation Score of 2-4 at 1 minute after extubation 4. ASA physical status class I-III 5. Expected PACU stay ≥ 30 minutes 6. Patient or legally authorized representative provides written informed consent
Exclusion criteria
1. Pre-existing hypoxemia (SpO₂ \< 90% on room air) 2. Pre-existing diagnosis of severe chronic obstructive pulmonary disease (GOLD grade 3-4), interstitial lung disease, or uncontrolled asthma 3. Severe cardiovascular disease (NYHA class III-IV heart failure, unstable angina) 4. Neuromuscular disease affecting respiratory function 5. Maxillofacial surgery, severe spinal deformity, or other contraindications to face mask oxygen therapy or positioning 6. Use of cardiopulmonary bypass during surgery or planned postoperative ICU admission with endotracheal tube in place 7. Known intolerance to heated gas
Design outcomes
Primary
| Measure | Time frame | Description |
|---|---|---|
| Incidence of Hypoxemia Within 10 Minutes | Within 10 minutes after intervention initiation | Hypoxemia is defined as SpO₂ ≤ 90% lasting for ≥ 5 seconds during the 10-minute period immediately after initiation of the study intervention. Only events occurring during normal waveform quality are counted. |
Secondary
| Measure | Time frame | Description |
|---|---|---|
| Incidence of Severe Hypoxemia | Within 10 minutes after intervention initiation | Severe hypoxemia is defined as SpO₂ ≤ 85% lasting for ≥ 5 seconds within 10 minutes of intervention initiation. |
| Lowest SpO₂ Value | Within 10 minutes after intervention initiation | The lowest SpO₂ value recorded during the 10-minute period after intervention initiation, based on continuous monitoring. |
| Significant SpO₂ Drop >4% From Baseline | Within 10 minutes after intervention initiation | Proportion of patients with a decline in SpO₂ of more than 4% from baseline within 10 minutes of intervention initiation. |
| Need for Airway Interventions | From enrollment to PACU discharge, up to 6 hours | Proportion of patients requiring jaw thrust, increase in oxygen flow rate (\>5 L/min), or bag-mask ventilation during the entire PACU stay. |
| PACU Length of Stay | From enrollment to PACU discharge, up to 6 hours | Time from PACU admission until meeting discharge criteria (modified Aldrete score ≥ 9). |
| Incidence of Postoperative Shivering | From enrollment to PACU discharge, up to 6 hours | Proportion of patients experiencing objective shivering during the entire PACU stay. |
| Incidence of Postoperative Agitation | From enrollment to PACU discharge, up to 6 hours | Proportion of patients with Riker Sedation-Agitation Scale score ≥ 5 during the entire PACU stay. |
| Device-Related Adverse Events | From enrollment to PACU discharge, up to 6 hours | Incidence of nasal discomfort, epistaxis, condensed water aspiration, device overheating/alarm malfunction, and hemodynamic instability events during the PACU stay. |
Countries
China
Contacts
Second Affiliated Hospital of Xi'an Jiaotong University