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Upper Punctal Plug Occlusion in Previous Lower Punctal Occlusion.

Effectiveness of Upper Punctal Plug Occlusion in Patients With Dry Eye Disease With Previous Lower Punctal Occlusion.

Status
Recruiting
Phases
Unknown
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT07571330
Enrollment
36
Registered
2026-05-06
Start date
2026-02-12
Completion date
2026-11-01
Last updated
2026-05-06

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Aqueous-deficient Dry Eye Disease, DED

Keywords

Aqueous-deficient dry eye disease, DED, Punctual plug, Superior punctual plug

Brief summary

This study evaluates the therapeutic effect of upper punctal plug occlusion in patients with dry eye disease with previous lower punctal occlusion.

Detailed description

This prospective, consecutive, interventional, longitudinal, case series study includes patients with aqueous-deficient dry eye disease who have inferior punctal occlusion. The study aims to evaluate the effect of superior lacrimal punctal occlusion with a plug dry eye symptoms and signs. Assessments will be performed at baseline and at 2 weeks, 4 weeks, 3 months, and 6 months following superior punctal occlusion

Interventions

PROCEDUREPunctal plug occlusion

Superior lacrimal punctal occlusion with plug in patients with aqueous-deficient dry eye who have previously occlusion of the inferior lacrimal punctum.

Sponsors

Universidad Autonoma de Nuevo Leon
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
OTHER
Masking
NONE

Intervention model description

Prospective, consecutive, interventional case series study of patients with aqueous-deficient dry eye disease.

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Patients of both sexes * One or both eyes may be included * Inferior lacrimal punctum occluded (with a punctal plug or cauterization), clinically sealed under slit-lamp examination * Functional superior lacrimal punctum * Aqueous-deficient dry eye (such as Sjögren's disease, graft-versus-host disease, or primary dry eye disease.) * Age \>18 years * OSDI score \>13 and one of the following signs: Tear film markers (Fluorescein tear break up-time \<5, First non-invasive tear breakup time \<10, Schirmer test without anesthesia \<10 mm, Schirmer test with anesthesia \<10 mm), Ocular surface markers (corneal staining \>5 spots or conjunctival staining \>9 spots).

Exclusion criteria

* Active ocular surface infection. * Patients who are unwilling to participate or to provide written informed consent.

Design outcomes

Primary

MeasureTime frameDescription
1. EffectivenessBaseline, 2 weeks, 4 weeks, 3 months and 6 monthsTo evaluate signs and symptoms of dry eye, after superior lacrimal punctal occlusion with plug in patients with aqueous-deficient dry eye who have previously occlusion of the inferior lacrimal punctum at baseline, 2 weeks, 4 weeks, 3 months and 6 months

Secondary

MeasureTime frameDescription
Change in lower tear meniscus heighBaseline to 3 months after upper punctal plug placement.Change in lower tear meniscus height measured using Keratograph and optical coherence tomography (OCT) after upper punctal plug placement.
Change in lower tear meniscus areaBaseline to 3 months after upper punctal plug placement.Change in lower tear meniscus area measured using Keratograph and optical coherence tomography (OCT) after upper punctal plug placement.
Change from baseline in dry eye severity as assessed by the Ocular Surface Disease Index (OSDI)Baseline to 3 months after upper punctal plug placement.The OSDI is a validated 12-item questionnaire evaluating dry eye symptoms and their impact on vision-related functioning across three domains: ocular symptoms, visual function, and environmental triggers. Each item is scored on a 5-point scale (0 = none of the time to 4 = all of the time). The total OSDI score is calculated as: OSDI= number of questions answered (sum of scores)×25 Scores range from 0 to 100, with higher scores indicating greater disability. Severity categories are: normal (0-12), mild (13-22), moderate (23-32), and severe (33-100).
Change from baseline in dry eye symptoms as assessed by the Symptom Assessment in Dry Eye (SANDE) scale.Baseline to 3 months after upper punctal plug placement.The SANDE is a validated, patient-reported outcome measuring dry eye symptom burden using two 100-mm visual analog scales assessing frequency and severity of symptoms (0 = none, 100 = maximal). The composite SANDE score is calculated as the square root of the product of frequency and severity scores: Higher scores indicate worse symptoms.
Change in tear film break-up time (TFBUT).Baseline to 3 months after upper punctal plug placement.Change in tear film break-up time measured with fluorescein after upper punctal plug placement.
Change in non-invasive tear break-up time (NIBUT).Baseline to 3 months after upper punctal plug placement.Change in non-invasive tear break-up time measured using Keratograph after upper punctal plug placement.
Change from baseline in ocular surface damage as assessed by the SICCA Ocular Surface Staining Score (OSS).Baseline to 3 months after upper punctal plug placement.The SICCA OSS is a standardized clinical grading system developed by the Sjögren's International Collaborative Clinical Alliance to quantify ocular surface epithelial damage using vital dyes. The score combines fluorescein corneal staining and lissamine green conjunctival staining in each eye.
Change from baseline in corneal epithelial damage as assessed by the National Eye Institute Corneal Fluorescein Staining (NEI) scoreBaseline to 3 months after upper punctal plug placement.The NEI corneal fluorescein staining score is a standardized slit-lamp-based grading system used to quantify corneal epithelial damage after fluorescein instillation. The cornea is divided into five regions (central, superior, inferior, nasal, and temporal). Each region is graded on a 0 to 3 scale based on staining density and extent: 0 = no staining 1. = sparse punctate staining 2. = moderate/dense punctate staining 3. = severe staining or coalescent areas The total NEI score is the sum of all regions, ranging from 0 to 15, with higher scores indicating greater corneal epithelial damage.
Change in Schirmer I test results.Baseline to 3 months after upper punctal plug placement.Change in tear production measured using the Schirmer I test with and without anesthesia after upper punctal plug placement.
Change in corneal sensitivity.Baseline to 3 months after upper punctal plug placement.Change in corneal sensitivity measured by corneal esthesiometry after upper punctal plug placement.
Incidence of epiphora after upper punctal plug placement.Up to 3 months after upper punctal plug placement.Incidence of epiphora reported after upper punctal plug placement during the follow-up period.
Upper punctal plug retention rate.Up to 3 months after upper punctal plug placement.Proportion of upper punctal plugs remaining in place during the follow-up period after placement.

Countries

Mexico

Contacts

CONTACTKarim Mohamed-Noriega, Dr. med.
karim.mohamednr@uanl.edu.mx+52 8113404960
PRINCIPAL_INVESTIGATORKarim Mohamed-Noriega, Dr. med.

Universidad Autonoma de Nuevo Leon

Outcome results

None listed

Source: ClinicalTrials.gov · Data processed: May 7, 2026