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A SMART Approach to Evaluating the Benefits of Common Prescription and OTC Medications for Insomnia

Sequential Multiple Assignment Randomized Trial Comparing Commonly Prescribed and Over the Counter Medications for the Treatment of Insomnia in Adults

Status
Recruiting
Phases
Phase 4
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT07542756
Enrollment
1200
Registered
2026-04-21
Start date
2026-05-01
Completion date
2032-01-01
Last updated
2026-09-16

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Chronic Insomnia, Chronic Insomnia Disorder, Insomnia, Insomnia Disorder

Keywords

Sleep, Insomnia, Zolpidem, Diphenhydramine, Doxepin, Melatonin, Trazodone, Placebo

Brief summary

The purpose of this study is to assess the relative effectiveness, safety, and durability of the most commonly used prescription (zolpidem, trazodone) and over-the-counter (OTC) (melatonin, diphenhydramine) medications for insomnia, as well as a less commonly used prescription that may have a better risk/benefit profile (doxepin).

Detailed description

Nearly 50% of primary care patients report symptoms of insomnia (e.g., problems initiating and/or maintaining sleep). Such sleep-related difficulties can presage new onset comorbid illness, as well as exacerbate, and be exacerbated by, existing comorbid illnesses. Accordingly, effectively treating insomnia in primary care patients is an untapped means towards the promotion of better public health. Research Question: While cognitive behavioral therapy for insomnia (CBT-I) is considered the first-line treatment, most patients (particularly those in primary care) do not have access to this form of therapy. Instead, the majority of treated patients are using over-the-counter medications (OTCs), including melatonin and diphenhydramine (e.g., Benadryl), or are prescribed hypnotics (most commonly trazodone or zolpidem \[e.g., Ambien\]). Surprisingly, little is known about the absolute or relative effectiveness and safety of these commonly used medications, and of the often used medications, only Ambien is approved/recommended by the FDA and professional medical or sleep medicine societies. There are also limited data on which of these medical strategies has the best risk/benefit profile or is most acceptable to patients. The investigators' recent evaluation of FDA-approved medications for insomnia suggests doxepin, which is less commonly prescribed, has the most optimal risk/benefit profile. Multiple agencies have called for rigorous comparative effectiveness studies addressing these knowledge gaps, including the Agency for Healthcare Research and Quality (AHRQ), the National Institutes of Health (NIH), and the Patient-Centered Outcomes Research Institute (PCORI). Moreover, the investigators' feedback from stakeholders shows that the need for such data is not just a professional practice concern, but shared by primary care patients and clinicians. Thus, evidence-based guidance on the management of insomnia with OTC and prescriptive medications is urgently needed. Protocol Synopsis: The investigators propose to conduct a large-scale, double blinded, placebo-controlled sequential multiple assignment randomized trial (SMART) comparing the relative effectiveness and safety of over-the counter medications commonly used by patients to treat their insomnia (i.e., diphenhydramine and melatonin) and prescriptive medications that are either commonly prescribed by clinicians (i.e., zolpidem and trazodone) or less commonly used, but may have a more optimal risk/benefit profile (i.e., doxepin). All conditions will use a nightly dosing strategy and include sleep hygiene education. To better align with current practice, participants who tolerate an initial lower medication dose but do not exhibit a treatment response will increase to a higher dose after 2 weeks. Treatment responders at 1 month will be followed for up to 6 months to understand longer-term maintenance of treatment benefits. The SMART design will re-randomize treatment non-responders at 1 month to an alternative arm (with each successive treatment non-response), providing all participants the opportunity to secure a treatment response with one of the study medications. To maintain blinding, participants will be instructed to take each medication (including placebo) 30 minutes prior to bed and all medications will be manufactured by a central Pharmacy to appear identical. All participants will be further instructed to be in bed for a period of 7-9 hours to both promote safety and potentially increase medication effects on early morning awakening and total sleep time.

Interventions

OTHERSleep Hygiene Education

Standard behavioral and environmental recommendations aimed at promoting healthy sleep

DIETARY_SUPPLEMENTMelatonin IR, 3 mg

Immediate release formulation of melatonin, once nightly 30 minutes prior to bed

DIETARY_SUPPLEMENTMelatonin IR, 5 mg

Immediate release formulation of melatonin, once nightly 30 minutes prior to bed

DRUGDiphenhydramine, 25 mg

Diphenhydramine 25 mg, once nightly 30 minutes prior to bed. Note: Given the strong recommendation against the use of diphenhydramine in older adults (i.e., the Beers Criteria), participants ≥64 years of age will not be randomized to the diphenhydramine arm.

DRUGDiphenhydramine, 50 mg

Diphenhydramine, 50 mg, once nightly 30 minutes prior to bed. Note: Given the strong recommendation against the use of diphenhydramine in older adults (i.e., the Beers Criteria), participants ≥64 years of age will not be randomized to the diphenhydramine arm.

DRUGDoxepin, 3 mg

Doxepin, 3 mg, once nightly 30 minutes prior to bed

DRUGDoxepin, 6 mg

Doxepin, 6 mg, once nightly 30 minutes prior to bed

DRUGTrazodone, 50 mg

Trazodone, 50 mg, once nightly 30 minutes prior to bed

DRUGTrazodone, 100 mg

Trazodone, 100 mg, once nightly 30 minutes prior to bed

DRUGPlacebo

Placebo, once nightly 30 minutes prior to bed

DRUGZolpidem, 5 mg

Zolpidem, 5 mg, once nightly 30 minutes prior to bed

DRUGZolpidem, 10 mg

Zolpidem, 10 mg, once nightly 30 minutes prior to bed

Sponsors

University of Pennsylvania
Lead SponsorOTHER
Patient-Centered Outcomes Research Institute
CollaboratorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
SEQUENTIAL
Primary purpose
TREATMENT
Masking
DOUBLE (Subject, Investigator)

Masking description

To maintain blinding throughout the study, all medications, including placebo, will be manufactured to appear identical.

Intervention model description

This study protocol is a double-blind, randomized, six-condition, placebo controlled, Sequential Multiple Assignment Randomized Trial (SMART) design. Given the strong recommendation against the use of diphenhydramine in older adults (i.e., the Beers Criteria), participants ≤63 years of age will be randomized to one of the six study medications and participants ≥64 years of age will be randomized to one of five study medications (excluding diphenhydramine). Primary analyses will evaluate effects on insomnia symptoms, side effects, and daytime function at one month. We will also leverage the SMART design to explore the effects of different treatment sequences.

Eligibility

Sex/Gender
ALL
Age
18 Years to 80 Years
Healthy volunteers
No

Inclusion criteria

* Adults aged 18-80 years. * Meet DSM-5 criteria for Insomnia Disorder. * Score ≥15 on the Insomnia Severity Index (ISI). * Sleep initiation and/or maintenance complaints: ≥30 minutes in duration, occurring ≥3 nights/week, with a duration of ≥3 months. * Willingness to discontinue use of all sleep-related medications prior to enrollment. * Completion of a 2-week washout period before starting any study medication. * Willingness to provide clinician assent for participation.

Exclusion criteria

Patients will be ineligible if they meet any of the following criteria: self-reported daytime napping (≥1 hour per day on ≥3 days per week); a history of suicidal attempts or current ideation, acute or chronic psychiatric or medical condition not controlled by therapy (according to their primary care physician), or current alcohol or drug misuse; or the diagnoses of (or high risk for) other sleep disorders, including circadian rhythm disorders (phase advance or phase delay syndromes), shift work related sleep disorder ("day sleepers" who work \~11pm to 7am) and those with rotating shiftwork schedules. To determine eligibility, all subjects will be screened using a multitier process including: an online screener; an intake interview; a review of the subjects EMR; and, finally, the receipt of the patient's PCP's assent. The following provides additional listing and details (AD) for the

Design outcomes

Primary

MeasureTime frameDescription
Relative treatment response rates during acute (1-month) treatment phaseFrom treatment initiation to 1 month after treatment initiationDefined as an at least 8-point reduction on the Insomnia Severity Index (ISI)
Relative safety and tolerability based on side effects during acute (1-month) treatment phaseFrom treatment initiation to 1 month after treatment initiationPercent of participants who experience 1 or more side effect(s), as well as the average number of events, incidence rate, and severity of events for each medication, as assessed by self-report (spontaneous and based on a weekly medical symptoms checklist)
Relative effects on daytime symptoms and function during acute (1-month) treatment phaseFrom treatment initiation to 1 month after treatment initiationAs measured by the Functional Outcomes of Sleep Questionnaire (FOSQ- 10). Min. score: 5, Max Score: 20 Lower score = more functional impairment Higher score = less functional impairment
Durability of treatment response during longer-term maintenance (1-6 months) treatment phaseFrom the start of the 2nd month after treatment initiation to 6 months after treatment initiationAmong initial treatment responders based on Insomnia Severity Index (ISI) and tolerability, the percent of subjects who continue to exhibit an ISI-based treatment response
Relative safety and tolerability based on side effects during longer-term maintenance (1-6 months) phaseFrom the start of the 2nd month after treatment initiation to 6 months after treatment initiationAmong initial treatment responders based on ISI and tolerability, percent of participants who experience 1 or more side effect(s), as well as the average number of events, incidence rate, and severity of events for each medication, as assessed by self-report (spontaneous and based on a weekly medical symptoms checklist)
Durability of effects on daytime symptoms and function during longer-term maintenance (1-6 months) phaseFrom the start of the 2nd month after treatment initiation to 6 months after treatment initiationAmong initial treatment responders based on Insomnia Severity Index (ISI) and tolerability, the relative improvements in on the Functional Outcomes of Sleep Questionnaire (FOSQ- 10). Min. score: 5, Max Score: 20. Lower score = more functional impairment, higher score = less functional impairment

Secondary

MeasureTime frameDescription
Sleep Latency (SL)From baseline (prior to treatment), to the end of 1 month of treatment (acute treatment phase) and from the start of the 2nd month after treatment initiation to 6 months after treatment initiation (longer-term maintenance phase in responders)Average self-reported Sleep Latency (SL), per sleep diary entries
Wake After Sleep Onset (WASO)From baseline (prior to treatment), to the end of 1 month of treatment (acute treatment phase) and from the start of the 2nd month after treatment initiation to 6 months after treatment initiation (longer-term maintenance phase in responders)Average self-reported Wake After Sleep Onset (WASO), per sleep diary entries
Sleep Duration/Total Sleep Time (TST)From baseline (prior to treatment), to the end of 1 month of treatment (acute treatment phase) and from the start of the 2nd month after treatment initiation to 6 months after treatment initiation (longer-term maintenance phase in responders)Average total sleep time (TST), calculated from daily sleep diaries
Self-Reported Daytime Insomnia SymptomsFrom baseline (prior to treatment), to the end of 1 month of treatment (acute treatment phase) and from the start of the 2nd month after treatment initiation to 6 months after treatment initiation (longer-term maintenance phase in responders)As measured by The Insomnia Daytime Symptoms and Impacts Questionnaire (IDSIQ). Min. score: 0, Max score: 140. Lower score = less daytime insomnia symptoms/impairment, Higher score = more daytime insomnia symptoms/impairment
Self-Reported Daytime SleepinessFrom baseline (prior to treatment), to the end of 1 month of treatment (acute treatment phase) and from the start of the 2nd month after treatment initiation to 6 months after treatment initiation (longer-term maintenance phase in responders)As measured by the Epworth Sleepiness Scale (ESS) Min. score: 0, Max score: 24 Lower score = less daytime sleepiness Higher score = more daytime sleepiness
Self-Reported FatigueFrom baseline (prior to treatment), to the end of 1 month of treatment (acute treatment phase) and from the start of the 2nd month after treatment initiation to 6 months after treatment initiation (longer-term maintenance phase in responders)As measured by the Brief Fatigue Inventory (BFI). Min. score: 0, Max score: 10. Lower score = less fatigue, higher score = more fatigue
Self-Reported DepressionFrom baseline (prior to treatment), to the end of 1 month of treatment (acute treatment phase) and from the start of the 2nd month after treatment initiation to 6 months after treatment initiation (longer-term maintenance phase in responders)As measured by the Patient Health Questionnaire (PHQ-9). Min. score: 0, max score: 27. Lower score = less depression, higher score = more depression
Self-Reported AnxietyFrom baseline (prior to treatment), to the end of 1 month of treatment (acute treatment phase) and from the start of the 2nd month after treatment initiation to 6 months after treatment initiation (longer-term maintenance phase in responders)As measured by the General Anxiety Disorder-7 (GAD-7). Min. score: 0, max score: 21. Lower score = less anxiety, higher score = more anxiety
Cognitive Dysfunction and Residual SedationFrom baseline (prior to treatment), to the end of 1 month of treatment (acute treatment phase) and from the start of the 2nd month after treatment initiation to 6 months after treatment initiation (longer-term maintenance phase in responders)As measured by the 90-second Digit Symbol Substitution Test (DSST). Min. score: 0, max score: 120. Lower score = more cognitive dysfunction \& residual sedation, higher score = less cognitive dysfunction \& residual sedation
Attention/FatigueFrom baseline (prior to treatment), to the end of 1 month of treatment (acute treatment phase) and from the start of the 2nd month after treatment initiation to 6 months after treatment initiation (longer-term maintenance phase in responders)As measured by number of lapses and mean reaction time on a 3-minute Psychomotor Vigilance Test (PVT). Min. lapses: 0, max lapses: 45. Less lapses = better performance (better attention, less fatigue), more lapses = worse performance (worse attention, more fatigue). Min mean reaction time: 100 ms, max mean reaction time: 500 ms. Lower mean reaction time = better performance (better attention, less fatigue), higher mean reaction time = worse performance (worse attention, more fatigue)
Self-Reported Quality of LifeFrom baseline (prior to treatment), to the end of 1 month of treatment (acute treatment phase) and from the start of the 2nd month after treatment initiation to 6 months after treatment initiation (longer-term maintenance phase in responders)As measured by The 12-item Short Form Survey (SF-12) Min: 0, Max: 100 (normed to population scores). Lower score = worse quality of life, higher score = better quality of life
Self-Reported State Alertness Versus SleepinessFrom baseline (prior to treatment), to the end of 1 month of treatment (acute treatment phase) and from the start of the 2nd month after treatment initiation to 6 months after treatment initiation (longer-term maintenance phase in responders)As measured by the Karolinska Sleepiness Scale (KSS), a single-item measure of state alertness versus sleepiness, administered twice daily. The item is a Likert-scale with a range of 1 (extremely alert) to 9 (very sleepy), with lower scores representing higher levels of state alertness and higher scores representing higher levels of state sleepiness.
Sleep Continuity, Activity and Caloric ExpenditureFrom baseline (prior to treatment), to the end of 1 month of treatment (acute treatment phase) and from the start of the 2nd month after treatment initiation to 6 months after treatment initiation (longer-term maintenance phase in responders)As measured by a Fitbit, a commercially-available wearable device that utilizes movement detection and heart rate measurements to make sleep/wake assessments every 60 seconds, as well as hourly measures of heart rate, diurnal activity levels, and inferential measures of caloric expenditure.

Countries

United States

Contacts

CONTACTMichael L Perlis, PhD
mperlis@upenn.edu215-746-3577
CONTACTMark Seewald, MSW
mark.seewald@pennmedicine.upenn.edu215-746-4378
PRINCIPAL_INVESTIGATORMichael L Perlis, PhD

University of Pennsylvania

Outcome results

None listed

Source: ClinicalTrials.gov · Data processed: Sep 17, 2026