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CAE for Poorly Adherent Individuals With Schizophrenia

Prospective 12-week Randomized Controlled Trial (RCT) of Remotely- Delivered Customized Adherence Enhancement for Poorly Adherent Individuals With Schizophrenia (CAE-S) vs Enhanced Treatment as Usual (eTAU)

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT06061952
Acronym
CAE-S
Enrollment
36
Registered
2023-09-29
Start date
2024-01-16
Completion date
2025-08-09
Last updated
2025-11-18

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Schizophrenia

Brief summary

This project aims to evaluate the feasibility, acceptability and preliminary efficacy of remotely delivered CAE among patients with schizophrenia (CAE-S).

Detailed description

Patients with schizophrenia will be randomly assigned to receive either CAE-S or eTAU following the baseline assessment. The primary feasibility outcomes will be attendance and patient satisfaction (Aim 1) and change from baseline to 12 weeks in schizophrenia symptoms as measured by the Positive and Negative Symptom Scale (PANSS) (Aim 2). An exploratory evaluation (Aim 3) will examine the posited mechanistic underpinnings of the CAE-S intervention by assessing change from screening to 12 weeks in psychotropic medication adherence as measured by the Tablets Routine Questionnaire (TRQ) and validated by eCAP (objective bottle openings). Secondary measures will include the Clinical Global Impression (CGI), functional status, quality of life and attitudes towards medication.

Interventions

BEHAVIORALCustomized Adherence Enhancement for Schizophrenia (CAE-S)

6-session series spaced out over approximately 6-10 weeks

eTAU participants will view a pre-taped series of 6 videos

Sponsors

Merck Sharp & Dohme LLC
CollaboratorINDUSTRY
University Hospitals Cleveland Medical Center
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
OTHER
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Individuals age 18 and older with schizophrenia as confirmed by the Mini International Psychiatric Inventory (MINI) * Prescribed an antipsychotic medication for treatment of schizophrenia * Known to have medication treatment adherence problems as identified by the Tablets Routine Questionnaire (TRQ, 20% or more missed medications in past week or past month) * Ability to be rated on psychiatric rating scales * Currently in treatment or scheduled to receive treatment at a Community Mental Health Clinic (CMHC) or other clinical setting able to provide mental health care during and after study participation * Able to provide written, informed consent to study participation * Has access to electronic device and internet to complete sessions conducted on videoconferencing platform

Exclusion criteria

* Prior or current treatment with clozapine (clozapine therapy includes additional medication-related monitoring and clinical visits that may impact medication adherence) * Medical condition or illness, which in the opinion of the research psychiatrist, would interfere with the patient's ability to participate in the trial * Physical dependence on substances (alcohol or illicit drugs) likely to lead to withdrawal reaction during the course of the study in the clinical opinion of the treated research psychiatrist * Immediate risk of harm to self or others * Female who is currently pregnant or breastfeeding

Design outcomes

Primary

MeasureTime frame
Average Number of CAE-S Sessions Attended by Those in the CAE-S Group After 12 Weeks12 weeks
Percentage of Subjects in the CAE-S Group That Agree or Strongly Agree That the Intervention Was Useful at 12 Weeks12 weeks

Secondary

MeasureTime frameDescription
Change in Positive and Negative Syndrome Scale (PANSS) Total Score Between CAE-S and eTAU Groups at 12 Weeks12 weeksThe PANSS is a clinician rated scale used for measuring symptom severity of patients with schizophrenia. Total scores range from 30 to 210, with higher scores indicating more severe schizophrenia
Change in Tablets Routine Questionnaire in the Past 7 Days (TRQ) at 12 Weeks12 weeksThe TRQ is a validated self-report measure that identifies proportion of days with missed doses in the past 7 days (past-week) and in the past 30 days (past-month). Lower scores (a smaller proportion/percentage n of missed medication) represent better adherence, while higher scores (a larger proportion/percentage of missed medication) represent worse adherence.
Change in Tablets Routine Questionnaire in the Past 30 Days (TRQ) at 12 Weeks12 weeksThe TRQ is a validated self-report measure that identifies proportion of days with missed doses in the past 7 days (past-week) and in the past 30 days (past-month). Lower scores (a smaller proportion/percentage n of missed medication) represent better adherence, while higher scores (a larger proportion/percentage of missed medication) represent worse adherence.
Change in eCAP Use in the Past Week at 12 Weeks12 weeksStudy participants will be given an eCAP device for one of their pill bottles, which will record time/date of bottle opening. eCAP will be used to monitor the antipsychotic dosed most often (index drug). If more than one drug is dosed at the same frequency, the antipsychotic most recently added to the regimen will be the index drug.. Investigators will calculate a percent of doses taken by dividing the number of times the bottle is opened by the number of times it should have been opened as per the prescription.

Countries

United States

Participant flow

Participants by arm

ArmCount
Customized Adherence Enhancement for Schizophrenia (CAE-S)
CAE is an adjunctive (to standard medication treatment) behavioral intervention delivered virtually (real-time one on one video-conferencing) in 6 individual sessions. All participants will receive content from the 4 currently existing CAE modules delivered over a 6-session series spaced out over approximately 6-10 weeks. The material from the 4 modules will be broken down into predetermined sub-sections and delivered in 6 sessions. The modules themselves are delivered in sections (thematic units within the module) and do not correspond to a specific session. The 4 CAE modules are Psychoeducation, Communication with Providers, Medication Routines, and Substance Use. Customized Adherence Enhancement for Schizophrenia (CAE-S): 6-session series spaced out over approximately 6-10 weeks
19
Enhanced Treatment as Usual (eTAU)
To optimize control intervention rigor, the eTAU participants will view a pre-taped series of 6 videos (based on NAMI or DBSA general wellness guidelines) 1:1 with a therapist who has similar credentials and competency as the CAE mental health clinician. The therapist will view the video with the participant and field questions the patient may have. Enhanced Treatment as Usual (eTAU): eTAU participants will view a pre-taped series of 6 videos
17
Total36

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyLost to Follow-up22
Overall StudyWithdrawal by Subject12

Baseline characteristics

CharacteristicCustomized Adherence Enhancement for Schizophrenia (CAE-S)Enhanced Treatment as Usual (eTAU)Total
Age at schizophrenia diagnosis23.8 years
STANDARD_DEVIATION 9.8
26.6 years
STANDARD_DEVIATION 8.3
25.1 years
STANDARD_DEVIATION 9.1
Age, Continuous42.6 years
STANDARD_DEVIATION 10.9
47.4 years
STANDARD_DEVIATION 12.9
44.9 years
STANDARD_DEVIATION 12
BMI32.7 kg/m^2
STANDARD_DEVIATION 5.3
33.6 kg/m^2
STANDARD_DEVIATION 8
33.2 kg/m^2
STANDARD_DEVIATION 6.6
Employment Status
Employed
7 Participants6 Participants13 Participants
Employment Status
Unemployed
12 Participants11 Participants23 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
2 Participants0 Participants2 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
17 Participants17 Participants34 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Health Insurance Status
Medicaid
10 Participants12 Participants22 Participants
Health Insurance Status
Medicare
9 Participants9 Participants18 Participants
Health Insurance Status
No Insurance
2 Participants0 Participants2 Participants
Health Insurance Status
Other
1 Participants0 Participants1 Participants
Health Insurance Status
Private
2 Participants1 Participants3 Participants
Health resource use, past 3 months
All-cause hospitalizations
0.05 number of events
STANDARD_DEVIATION 0.2
0.24 number of events
STANDARD_DEVIATION 0.8
0.14 number of events
STANDARD_DEVIATION 0.5
Health resource use, past 3 months
Any outpatient visits
7.5 number of events
STANDARD_DEVIATION 9.6
6.4 number of events
STANDARD_DEVIATION 4.3
7 number of events
STANDARD_DEVIATION 7.5
Health resource use, past 3 months
Emergency room / urgent care
1.3 number of events
STANDARD_DEVIATION 3.4
0.9 number of events
STANDARD_DEVIATION 1.2
1.1 number of events
STANDARD_DEVIATION 2.6
History of physical abuse10 Participants8 Participants18 Participants
History of sexual abuse9 Participants7 Participants16 Participants
Hospitalizations (lifetime)
For schizophrenia
6.7 Number of hospitalizations
STANDARD_DEVIATION 7
4.9 Number of hospitalizations
STANDARD_DEVIATION 3.3
5.6 Number of hospitalizations
STANDARD_DEVIATION 5.5
Hospitalizations (lifetime)
For substance abuse
2.6 Number of hospitalizations
STANDARD_DEVIATION 1.2
3 Number of hospitalizations2.8 Number of hospitalizations
STANDARD_DEVIATION 1
Martial Status
Married
4 Participants0 Participants4 Participants
Martial Status
Previously Married (Separated/Divorced/Widowed)
4 Participants3 Participants7 Participants
Martial Status
Single, Never Married
11 Participants14 Participants25 Participants
PANSS total score61.7 units on a scale
STANDARD_DEVIATION 9.8
66.6 units on a scale
STANDARD_DEVIATION 8.5
64 units on a scale
STANDARD_DEVIATION 9.4
Race/Ethnicity, Customized
Non-White
9 Participants9 Participants18 Participants
Race/Ethnicity, Customized
White
10 Participants8 Participants18 Participants
Sex: Female, Male
Female
13 Participants12 Participants25 Participants
Sex: Female, Male
Male
6 Participants5 Participants11 Participants
Years of Education13.4 years
STANDARD_DEVIATION 2.4
13.5 years
STANDARD_DEVIATION 2.2
13.4 years
STANDARD_DEVIATION 2.3

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 190 / 17
other
Total, other adverse events
0 / 190 / 17
serious
Total, serious adverse events
2 / 190 / 17

Outcome results

Primary

Average Number of CAE-S Sessions Attended by Those in the CAE-S Group After 12 Weeks

Time frame: 12 weeks

ArmMeasureValue (MEAN)Dispersion
Customized Adherence Enhancement for Schizophrenia (CAE-S)Average Number of CAE-S Sessions Attended by Those in the CAE-S Group After 12 Weeks4.89 Number of sessions attendedStandard Deviation 1.9
Primary

Percentage of Subjects in the CAE-S Group That Agree or Strongly Agree That the Intervention Was Useful at 12 Weeks

Time frame: 12 weeks

Population: Only 16 of the 19 participants randomized to CAE-S provided data on satisfaction with CAE-S

ArmMeasureValue (NUMBER)
Customized Adherence Enhancement for Schizophrenia (CAE-S)Percentage of Subjects in the CAE-S Group That Agree or Strongly Agree That the Intervention Was Useful at 12 Weeks93.8 percentage of CAE-S participants
Secondary

Change in eCAP Use in the Past Week at 12 Weeks

Study participants will be given an eCAP device for one of their pill bottles, which will record time/date of bottle opening. eCAP will be used to monitor the antipsychotic dosed most often (index drug). If more than one drug is dosed at the same frequency, the antipsychotic most recently added to the regimen will be the index drug.. Investigators will calculate a percent of doses taken by dividing the number of times the bottle is opened by the number of times it should have been opened as per the prescription.

Time frame: 12 weeks

Population: We only have eCAP data on 11 participants in the CAE-S group and 8 participants in the eTAU group

ArmMeasureGroupValue (MEAN)Dispersion
Customized Adherence Enhancement for Schizophrenia (CAE-S)Change in eCAP Use in the Past Week at 12 WeeksBaseline20.8 Percentage of missed dosesStandard Deviation 34
Customized Adherence Enhancement for Schizophrenia (CAE-S)Change in eCAP Use in the Past Week at 12 WeeksWeek 1233.8 Percentage of missed dosesStandard Deviation 36.9
Enhanced Treatment as Usual (eTAU)Change in eCAP Use in the Past Week at 12 WeeksBaseline32.1 Percentage of missed dosesStandard Deviation 32.2
Enhanced Treatment as Usual (eTAU)Change in eCAP Use in the Past Week at 12 WeeksWeek 1250 Percentage of missed dosesStandard Deviation 35
Secondary

Change in Positive and Negative Syndrome Scale (PANSS) Total Score Between CAE-S and eTAU Groups at 12 Weeks

The PANSS is a clinician rated scale used for measuring symptom severity of patients with schizophrenia. Total scores range from 30 to 210, with higher scores indicating more severe schizophrenia

Time frame: 12 weeks

Population: Only 16 participants in the CAE-S group and only 13 participants in the eTAU group provided Week 12 data

ArmMeasureGroupValue (MEAN)Dispersion
Customized Adherence Enhancement for Schizophrenia (CAE-S)Change in Positive and Negative Syndrome Scale (PANSS) Total Score Between CAE-S and eTAU Groups at 12 WeeksBaseline60.9 units on a scaleStandard Deviation 10.5
Customized Adherence Enhancement for Schizophrenia (CAE-S)Change in Positive and Negative Syndrome Scale (PANSS) Total Score Between CAE-S and eTAU Groups at 12 WeeksWeek 1253.8 units on a scaleStandard Deviation 9
Enhanced Treatment as Usual (eTAU)Change in Positive and Negative Syndrome Scale (PANSS) Total Score Between CAE-S and eTAU Groups at 12 WeeksBaseline66.0 units on a scaleStandard Deviation 9.7
Enhanced Treatment as Usual (eTAU)Change in Positive and Negative Syndrome Scale (PANSS) Total Score Between CAE-S and eTAU Groups at 12 WeeksWeek 1254.2 units on a scaleStandard Deviation 11.2
Secondary

Change in Tablets Routine Questionnaire in the Past 30 Days (TRQ) at 12 Weeks

The TRQ is a validated self-report measure that identifies proportion of days with missed doses in the past 7 days (past-week) and in the past 30 days (past-month). Lower scores (a smaller proportion/percentage n of missed medication) represent better adherence, while higher scores (a larger proportion/percentage of missed medication) represent worse adherence.

Time frame: 12 weeks

Population: Only 16 participants in the CAE-S group and only 13 participants in the eTAU group provided Week 12 data

ArmMeasureGroupValue (MEAN)Dispersion
Customized Adherence Enhancement for Schizophrenia (CAE-S)Change in Tablets Routine Questionnaire in the Past 30 Days (TRQ) at 12 WeeksBaseline11.9 Percentage of days with missed dosesStandard Deviation 20.7
Customized Adherence Enhancement for Schizophrenia (CAE-S)Change in Tablets Routine Questionnaire in the Past 30 Days (TRQ) at 12 WeeksWeek 127.4 Percentage of days with missed dosesStandard Deviation 8.7
Enhanced Treatment as Usual (eTAU)Change in Tablets Routine Questionnaire in the Past 30 Days (TRQ) at 12 WeeksBaseline7.7 Percentage of days with missed dosesStandard Deviation 8.6
Enhanced Treatment as Usual (eTAU)Change in Tablets Routine Questionnaire in the Past 30 Days (TRQ) at 12 WeeksWeek 125.4 Percentage of days with missed dosesStandard Deviation 7
Secondary

Change in Tablets Routine Questionnaire in the Past 7 Days (TRQ) at 12 Weeks

The TRQ is a validated self-report measure that identifies proportion of days with missed doses in the past 7 days (past-week) and in the past 30 days (past-month). Lower scores (a smaller proportion/percentage n of missed medication) represent better adherence, while higher scores (a larger proportion/percentage of missed medication) represent worse adherence.

Time frame: 12 weeks

Population: Only 16 participants in the CAE-S group and only 13 participants in the eTAU group provided Week 12 data

ArmMeasureGroupValue (MEAN)Dispersion
Customized Adherence Enhancement for Schizophrenia (CAE-S)Change in Tablets Routine Questionnaire in the Past 7 Days (TRQ) at 12 WeeksBaseline13.4 Percentage of days with missed dosesStandard Deviation 16.5
Customized Adherence Enhancement for Schizophrenia (CAE-S)Change in Tablets Routine Questionnaire in the Past 7 Days (TRQ) at 12 WeeksWeek 1217.9 Percentage of days with missed dosesStandard Deviation 28
Enhanced Treatment as Usual (eTAU)Change in Tablets Routine Questionnaire in the Past 7 Days (TRQ) at 12 WeeksBaseline13.2 Percentage of days with missed dosesStandard Deviation 10.9
Enhanced Treatment as Usual (eTAU)Change in Tablets Routine Questionnaire in the Past 7 Days (TRQ) at 12 WeeksWeek 128.8 Percentage of days with missed dosesStandard Deviation 11

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026