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Understanding the Effects of Transauricular Vagus Nerve Stimulation on Neural Networks and Autonomic Nervous System

Understanding the Effects of Non-invasive Transauricular Vagus Nerve Stimulation (taVNS) on Neural Networks and Autonomic Nervous System: a Randomized Double-blind Sham-control Mechanistic Trial in Healthy Participants

Status
Completed
Phases
Unknown
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT05801809
Enrollment
44
Registered
2023-04-06
Start date
2023-04-26
Completion date
2026-03-01
Last updated
2026-04-24

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Healthy Volunteers

Keywords

vagal nerve stimulation, healthy subjects, biomarkers

Brief summary

This trial aims to perform an exploratory, mechanistic, randomized double-blind sham-control trial in healthy participants to assess the physiologic effects of a single 60 minutes session of bilateral taVNS, on neural networks and autonomic function.

Detailed description

Several studies have shown promising results of taVNS to treat various disorders such as depression, anxiety, Alzheimer's disease, headache, obesity, and diabetes. However, no mechanistic studies have investigated the taVNS neural network and autonomic nervous system effects of this technique. Therefore, we aim to assess how taVNS can affect EEG metrics and HRV and assess its safety. Also, we aim to evaluate predictors that can influence the response to taVNS, so understanding the variables associated with response to taVNS can help the design of future clinical trials to maximize the effects of this intervention.

Interventions

Transauricular vagus nerve stimulation (taVNS) is a simple technique in which small surface electrodes are placed over the skin of the ear that are thought to be innervated by the auricular branch of the vagus nerve (ABVN).

Sponsors

Spaulding Rehabilitation Hospital
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
OTHER
Masking
TRIPLE (Subject, Caregiver, Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
18 Years to 99 Years
Healthy volunteers
Yes

Inclusion criteria

1. Able to provide informed consent to participate in the study. 2. Subject is older than 18 years. 3. Subjects should be naive to the stimulation (taVNS)

Exclusion criteria

1. Pregnancy. 2. Subjects who have had a neuropsychiatric or a cardiac disorder diagnosis and have received treatment and chronic medication in the past six months, or who have functional deficits as a result. 3. History of alcohol or drug abuse within the past 6 months as self-reported. 4. Presence of the following contraindication to transauricular vagus nerve stimulation 1. Ferromagnetic metal in the head and in the cranium (e.g., plates or pins, bullets, shrapnel) 2. Implanted cranial electronic medical devices (e.g., cochlear implants) 3. Implanted cardiac devices (e.g., pacemaker) 5. Unstable medical conditions (e.g. uncontrolled diabetes, uncompensated cardiac issues, heart failure, or chronic obstructive pulmonary disease). 6. Uncontrolled epilepsy, as defined by previous clinical seizures in the past 3 months in patients with treatment for epilepsy. 7. Suffering from severe depression (as defined by a score of \>30 in the Beck Depression Inventory).

Design outcomes

Primary

MeasureTime frameDescription
Resting-state Electroencephalogram (EEG)Change from baseline to 60 minutes post-intervention.Resting-state EEG was recorded using a 64-channel high-density EGI system (Electrical Geodesics, Inc., Eugene, USA) under the eyes closed condition. Data was filtered into standard frequency bands using short-time Fourier transformation (STFT): delta (0.5-4 Hz), theta (4-8 Hz), alpha (8-13 Hz), beta (13-30 Hz), and gamma (30-80 Hz). Frontal asymmetry was computed as the difference in power between homologous left and right frontal electrodes (e.g., F3-F4) in the alpha band.
Conditioned Pain Modulation (CPM) Response - Change in Pain Ratings on the Pain-6 Scale (0-10)Change from baseline to 60 minutes post-taVNS.Pain intensity was measured using the Numeric Pain Scale (NPS; 0 = no pain, 10 = worst pain). Higher scores indicate worse pain. A "pain-6 temperature" was first identified (temperature that elicits NPS = 6). Test stimulus: Pain-6 temperature applied for 30s; participants rated pain at 10, 20, and 30s. The test-stimulus score is the average of the three NPS ratings. Conditioned stimulus: After 5 minutes, the left hand was immersed in 10-12°C water for 30s while the same pain-6 temperature was applied again. Pain was rated the same way, and the conditioned-stimulus score is the average of the three NPS ratings. CPM calculation = (test-stimulus average) - (conditioned-stimulus average). Positive values = better endogenous pain inhibition; negative values = worse.

Secondary

MeasureTime frameDescription
Heart Rate Variability (HRV)Post-intervention (after 60 minutes of taVNS)HRV from ECG on non-dominant hand. High-frequency HRV calculated from 5-min resting recordings; higher values indicate greater parasympathetic activity. Post-stimulation values (60 min) were analyzed.

Countries

United States

Contacts

PRINCIPAL_INVESTIGATORFelipe Fregni, MD, PhD, MPH

Spaulding Rehabilitation Hospital/Harvard Medical School

Participant flow

Participants by arm

ArmCount
Active taVNS
TaVNS will be administered by an earset, with conductive eartips placed on the auricular concha of the ears, connected to a stimulator, and during active stimulation, we stimulate both the cymba conchae and external auditory canal of both left and right ears with the following parameters: 30Hz, 200-250 us, and with adjustable intensity for 60 min. Transauricular vagus nerve stimulation (taVNS): Transauricular vagus nerve stimulation (taVNS) is a simple technique in which small surface electrodes are placed over the skin of the ear that are thought to be innervated by the auricular branch of the vagus nerve (ABVN).
22
Sham taVNS
Sham condition will have the same device, with an earset, and conductive eartips placed in the same location of the active stimulation; however during 60 min there will be no current and the device will be turned off. Transauricular vagus nerve stimulation (taVNS): Transauricular vagus nerve stimulation (taVNS) is a simple technique in which small surface electrodes are placed over the skin of the ear that are thought to be innervated by the auricular branch of the vagus nerve (ABVN).
22
Total44

Baseline characteristics

CharacteristicActive taVNSSham taVNSTotal
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
5 Participants2 Participants7 Participants
Age, Categorical
Between 18 and 65 years
17 Participants20 Participants37 Participants
Age, Continuous41.7 years
STANDARD_DEVIATION 68.2
40.8 years
STANDARD_DEVIATION 17.8
41.3 years
STANDARD_DEVIATION 20.2
Ethnicity (NIH/OMB)
Hispanic or Latino
2 Participants5 Participants7 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
20 Participants17 Participants37 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
3 Participants7 Participants10 Participants
Race (NIH/OMB)
Black or African American
2 Participants1 Participants3 Participants
Race (NIH/OMB)
More than one race
3 Participants2 Participants5 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants1 Participants1 Participants
Race (NIH/OMB)
White
14 Participants11 Participants25 Participants
Region of Enrollment
United States
22 participants22 participants44 participants
Sex: Female, Male
Female
15 Participants12 Participants27 Participants
Sex: Female, Male
Male
7 Participants10 Participants17 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 220 / 22
other
Total, other adverse events
1 / 220 / 22
serious
Total, serious adverse events
0 / 220 / 22

Outcome results

Primary

Conditioned Pain Modulation (CPM) Response - Change in Pain Ratings on the Pain-6 Scale (0-10)

Pain intensity was measured using the Numeric Pain Scale (NPS; 0 = no pain, 10 = worst pain). Higher scores indicate worse pain. A pain-6 temperature was first identified (temperature that elicits NPS = 6). Test stimulus: Pain-6 temperature applied for 30s; participants rated pain at 10, 20, and 30s. The test-stimulus score is the average of the three NPS ratings. Conditioned stimulus: After 5 minutes, the left hand was immersed in 10-12°C water for 30s while the same pain-6 temperature was applied again. Pain was rated the same way, and the conditioned-stimulus score is the average of the three NPS ratings. CPM calculation = (test-stimulus average) - (conditioned-stimulus average). Positive values = better endogenous pain inhibition; negative values = worse.

Time frame: Change from baseline to 60 minutes post-taVNS.

ArmMeasureValue (MEAN)Dispersion
Active taVNSConditioned Pain Modulation (CPM) Response - Change in Pain Ratings on the Pain-6 Scale (0-10)0.34 Unit on a scale (NPS 0-10)Standard Deviation 0.6
Sham taVNSConditioned Pain Modulation (CPM) Response - Change in Pain Ratings on the Pain-6 Scale (0-10)-0.53 Unit on a scale (NPS 0-10)Standard Deviation 1.14
Primary

Resting-state Electroencephalogram (EEG)

Resting-state EEG was recorded using a 64-channel high-density EGI system (Electrical Geodesics, Inc., Eugene, USA) under the eyes closed condition. Data was filtered into standard frequency bands using short-time Fourier transformation (STFT): delta (0.5-4 Hz), theta (4-8 Hz), alpha (8-13 Hz), beta (13-30 Hz), and gamma (30-80 Hz). Frontal asymmetry was computed as the difference in power between homologous left and right frontal electrodes (e.g., F3-F4) in the alpha band.

Time frame: Change from baseline to 60 minutes post-intervention.

ArmMeasureValue (MEAN)Dispersion
Active taVNSResting-state Electroencephalogram (EEG)0.016 Difference in alpha asymmetry (µV²).Standard Deviation 0.012
Sham taVNSResting-state Electroencephalogram (EEG)-0.025 Difference in alpha asymmetry (µV²).Standard Deviation 0.016
Secondary

Heart Rate Variability (HRV)

HRV from ECG on non-dominant hand. High-frequency HRV calculated from 5-min resting recordings; higher values indicate greater parasympathetic activity. Post-stimulation values (60 min) were analyzed.

Time frame: Post-intervention (after 60 minutes of taVNS)

ArmMeasureValue (MEAN)Dispersion
Active taVNSHeart Rate Variability (HRV)0.6 ms²Standard Deviation 0.3
Sham taVNSHeart Rate Variability (HRV)0.1 ms²Standard Deviation 0.2

Source: ClinicalTrials.gov · Data processed: Apr 25, 2026