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The Abuse Liability of a Novel Heated Tobacco Product (IQOS) and Its Feasibility as a Menthol Cigarette Substitute

Effects of Heated Tobacco Product Flavor on Tobacco Use Behavior and Abuse Liability Among Menthol Cigarette Smokers

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT05499377
Enrollment
33
Registered
2022-08-12
Start date
2022-11-28
Completion date
2023-09-22
Last updated
2025-01-31

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Tobacco Use

Keywords

Heated Tobacco Products, Flavor, Abuse Liability, Tobacco, Cigarettes, Menthol, Experimental Tobacco Marketplace, Nicotine Delivery, Puff Topography, Ecological Momentary Assessment, Modified Risk Tobacco Product, IQOS, Heated Tobacco Products Flavors

Brief summary

This project examines the influence of flavor availability on switching to an MRTP known as IQOS, part of the Heated Tobacco Product (HTP) class, among menthol smokers using clinical lab and naturalistic evaluations of abuse liability. Results will help federal regulators predict the public health impact on menthol cigarette smokers of policies restricting access to menthol-flavored HTPs.

Detailed description

The public health success of FDA's proposed ban on menthol cigarettes hinges upon whether menthol smokers who are unable to quit smoking switch to non-menthol cigarettes (no public health gain) or to potentially lower harm alternatives like heated tobacco products (HTP). In 2019, FDA authorized an HTP called IQOS and its tobacco- and menthol-flavored HeatSticks (HS) as a modified risk tobacco product (MRTP). One issue relevant to FDA's future action regarding IQOS will be whether and how certain flavors may help adult cigarette smokers reduce cigarette use and switch to potentially less harmful products (FDA, 2018). Understanding the potential for HTPs like IQOS to reduce the health burden of cigarettes requires targeted research investigating the extent to which flavor availability is important for menthol smokers to switch to HTPs. For one tobacco product to substitute for another, their abuse liabilities should be congruent. Validated clinical lab methods exist for comparing tobacco product abuse liability by characterizing their nicotine delivery profiles (via plasma nicotine and puff topography) and reinforcing efficacy (via subjective and behavioral measures). Naturalistic assessment can validate clinical lab results regarding use patterns and product substitution. The current study involves a two-arm, two-week, parallel group trial. The first week is an own brand (OB) menthol cigarette baseline, during which tobacco use will be assessed daily using ecological momentary assessment (EMA). On Monday and Friday, participants will complete clinical lab sessions that involve using OB cigarettes and responding to subjective measures and an Experimental Tobacco Marketplace (ETM) task that assesses willingness to substitute menthol cigarettes with an array of tobacco products including IQOS. During the next week, participants will be randomized to receive IQOS-menthol (n=25) or IQOS-tobacco (n=25); EMA and clinical lab visits will be repeated. Aim 1 assesses IQOS' abuse liability in a clinical lab setting. Outcomes include plasma nicotine levels, puffing behavior, responses about subjective effects, and product substitution from the ETM task. Aim 2 measures tobacco use patterns in naturalistic settings where participants will report daily OB and IQOS use outcomes via EMA. The overarching hypothesis is that, relative to OB, IQOS-menthol's abuse liability profile will differ less than IQOS-tobacco's, suggesting that menthol smokers will be more likely to substitute an HTP for combustible menthol cigarettes when a menthol-flavored HTP is available. Results will deepen our understanding of the public health impact of HTPs and policies that might restrict access to menthol-flavored MRTPs.

Interventions

Participants are first instructed to smoke their usual brand of menthol cigarettes normally for the next 7 days and avoid using any other tobacco products. After this baseline week, participants are randomized to 1 of 2 HTP flavor conditions (tobacco-flavored HeatSticks or Fresh Menthol-flavored HeatSticks), with equal probability and provided with a supply of their condition specific HTP and asked to use it in place of their usual menthol cigarettes for the next week. Participants use their own brand menthol cigarettes and assigned HTP both at home (naturalistic use) and in the clinical laboratory (two visits/week).

Sponsors

National Institute on Drug Abuse (NIDA)
CollaboratorNIH
Virginia Commonwealth University
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
BASIC_SCIENCE
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
21 Years to No maximum
Healthy volunteers
Yes

Inclusion criteria

* Healthy adults (aged 21 and older) * Daily menthol cigarette smokers * Exhaled Carbon Monoxide (CO) reading of \> 5 PPM at in-person screening (to confirm smoking status) * A 'positive' cotinine cassette result to verify nicotine use at the in-person screening. * Participants must be willing to provide informed consent and abstain from nicotine/tobacco for ≥8 hours prior to each lab session. * Participants must have access to a computer/smartphone and be willing to receive and respond to daily surveys * Able to read and write in English

Exclusion criteria

* Daily use of any tobacco products other than cigarettes * Self-reported history of chronic medical or psychiatric conditions * Women will be excluded if they test positive for pregnancy (by urinalysis) or self-report breastfeeding. Some details of the study inclusion and

Design outcomes

Primary

MeasureTime frameDescription
Percent Change in Average Daily Cigarette Use Per Day From BaselineWeek 1 (baseline) to Week 2 (intervention)Average number of cigarettes consumed per day, collected via daily text/email survey, averaged overconsumption for Tues-Thurs of each week. Outcome will compare the percent change in cigarette consumption from the baseline week (OB menthol cigarette use) to the intervention week (IQOS use) between the two study arms.
Percent Increase in Demand as the Subject is Willing to Substitute From Cigarettes to HTPs Using the Experimental Tobacco Marketplace TaskWeek 2, Friday Clinical Lab visitParticipants will complete the Experimental Tobacco Marketplace Task - which asks participants to allocate a hypothetical budget across a large menu of products. In each session, cigarette prices increased ($0.12, $0.25, $0.50, $1.00. and $2.00 per cigarette) while prices for alternative products remained fixed. Across three ETM sessions, either all products, all products except little cigars and cigarillos (LCCs), or all products except ENDS (JUUL e-cigarettes) were available. Linear regression is performed on individual participant data using log-transformed cigarette price to determine demand and substitution. Reported demand for tobacco products is used to determine substitution between IQOS and cigarettes. Purchasing decisions are not reinforced. Outcome will compare the cross-price elasticity (CPE) of IQOS with respect to menthol cigarettes among those with access to IQOS-menthol and IQOS-Tobacco (IQOS-M group) compared to those with access to IQOS-tobacco only (IQOS-T group).
Plasma Nicotine DeliveryWeek 2, Friday Clinical Lab visit (10 puff bout period)Change in the plasma nicotine levels from before to after a standardized 10-puff (30-sec interpuff interval) bout with IQOS in the participant's assigned flavor. Outcome will compare the average plasma nicotine boost (the change in plasma nicotine levels from before to after the standardized puffing bout) across two study arms as well as compared to own-brand menthol cigarettes.

Secondary

MeasureTime frameDescription
Cigarette Craving Suppression QuestionnaireWeek 2, Friday Clinical Lab Visit (10 puff bout period)We will compare the degree of cigarette craving will be assessed before and after a 10-puff use bout of IQOS. Cigarette craving will be assessed before and after a standardized puffing bout using the Questionnaire of Smoking Urges (QSU), which features 7-point likert-like scales. The reduction in urges to smoke item from the QSU will be used in this assessment. The average cigarette craving suppression score will be compared across the two experimental IQOS groups. The Tobacco Craving Questionnaire (TCQ) is a valid and reliable 47-item self-report instrument that assesses tobacco craving in four dimensions: emotionality, expectancy, compulsivity, and purposefulness. The higher your score, the more likely you are to have withdrawal symptoms if you give up smoking; also, the withdrawal symptoms are likely to be stronger
Puff Topography (Puff Duration)Week 2, Friday Clinical Lab visit (10 puff bout period)Average duration per puff during a standardized 10-puff (30-sec interpuff interval) bout with IQOS in assigned flavor. Puff duration will be measured using a validated puff topography instrument that attaches to the IQOS device. Outcome will compare the average puff duration across two study arms.
Average Daily IQOS UsageWeek 2 (intervention week), Tuesday-ThursdayNumber of IQOS HeatSticks used each day will be assessed during the study. We will compare the number of Heatsticks used per day, on average (from Tues-Thurs of intervention week), between the two study arms.

Countries

United States

Participant flow

Participants by arm

ArmCount
Tobacco-Flavored IQOS
Tobacco - where menthol smokers will only have access to tobacco-flavored HeatSticks to use in the IQOS 2.4 Tobacco Heating System Tobacco product administration and assessment: Participants are first instructed to smoke their usual brand of menthol cigarettes normally for the next 7 days and avoid using any other tobacco products. After this baseline week, participants are randomized to 1 of 2 HTP flavor conditions (tobacco-flavored HeatSticks or Fresh Menthol-flavored HeatSticks), with equal probability and provided with a supply of their condition specific HTP and asked to use it in place of their usual menthol cigarettes for the next week. Participants use their own brand menthol cigarettes and assigned HTP both at home (naturalistic use) and in the clinical laboratory (two visits/week).
12
Menthol-Flavored IQOS
Menthol - where menthol smokers will only have access to menthol-flavored HeatSticks to use in the IQOS 2.4 Tobacco Heating System Tobacco product administration and assessment: Participants are first instructed to smoke their usual brand of menthol cigarettes normally for the next 7 days and avoid using any other tobacco products. After this baseline week, participants are randomized to 1 of 2 HTP flavor conditions (tobacco-flavored HeatSticks or Fresh Menthol-flavored HeatSticks), with equal probability and provided with a supply of their condition specific HTP and asked to use it in place of their usual menthol cigarettes for the next week. Participants use their own brand menthol cigarettes and assigned HTP both at home (naturalistic use) and in the clinical laboratory (two visits/week).
18
Total30

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyPhysician Decision10
Overall StudyWithdrawal by Subject20

Baseline characteristics

CharacteristicTobacco-Flavored IQOSMenthol-Flavored IQOSTotal
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
1 Participants0 Participants1 Participants
Age, Categorical
Between 18 and 65 years
11 Participants18 Participants29 Participants
Age, Continuous46.1 years
STANDARD_DEVIATION 12.6
43.0 years
STANDARD_DEVIATION 8.3
44.2 years
STANDARD_DEVIATION 10.1
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants3 Participants3 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
12 Participants15 Participants27 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
9 Participants13 Participants22 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
3 Participants5 Participants8 Participants
Region of Enrollment
United States
12 Participants18 Participants30 Participants
Sex: Female, Male
Female
6 Participants9 Participants15 Participants
Sex: Female, Male
Male
6 Participants9 Participants15 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 120 / 18
other
Total, other adverse events
0 / 120 / 18
serious
Total, serious adverse events
0 / 120 / 18

Outcome results

Primary

Percent Change in Average Daily Cigarette Use Per Day From Baseline

Average number of cigarettes consumed per day, collected via daily text/email survey, averaged overconsumption for Tues-Thurs of each week. Outcome will compare the percent change in cigarette consumption from the baseline week (OB menthol cigarette use) to the intervention week (IQOS use) between the two study arms.

Time frame: Week 1 (baseline) to Week 2 (intervention)

Population: Percent change in Average Daily Cigarette Use per day from baseline

ArmMeasureValue (MEDIAN)
Tobacco-Flavored IQOSPercent Change in Average Daily Cigarette Use Per Day From Baseline36.8 % reduction in cigarettes per day
Menthol-Flavored IQOSPercent Change in Average Daily Cigarette Use Per Day From Baseline80.36 % reduction in cigarettes per day
Primary

Percent Increase in Demand as the Subject is Willing to Substitute From Cigarettes to HTPs Using the Experimental Tobacco Marketplace Task

Participants will complete the Experimental Tobacco Marketplace Task - which asks participants to allocate a hypothetical budget across a large menu of products. In each session, cigarette prices increased ($0.12, $0.25, $0.50, $1.00. and $2.00 per cigarette) while prices for alternative products remained fixed. Across three ETM sessions, either all products, all products except little cigars and cigarillos (LCCs), or all products except ENDS (JUUL e-cigarettes) were available. Linear regression is performed on individual participant data using log-transformed cigarette price to determine demand and substitution. Reported demand for tobacco products is used to determine substitution between IQOS and cigarettes. Purchasing decisions are not reinforced. Outcome will compare the cross-price elasticity (CPE) of IQOS with respect to menthol cigarettes among those with access to IQOS-menthol and IQOS-Tobacco (IQOS-M group) compared to those with access to IQOS-tobacco only (IQOS-T group).

Time frame: Week 2, Friday Clinical Lab visit

ArmMeasureValue (MEAN)Dispersion
Tobacco-Flavored IQOSPercent Increase in Demand as the Subject is Willing to Substitute From Cigarettes to HTPs Using the Experimental Tobacco Marketplace Task0.14 percent increase in demand/dollarsStandard Deviation 0.4
Menthol-Flavored IQOSPercent Increase in Demand as the Subject is Willing to Substitute From Cigarettes to HTPs Using the Experimental Tobacco Marketplace Task0.67 percent increase in demand/dollarsStandard Deviation 0.8
Primary

Plasma Nicotine Delivery

Change in the plasma nicotine levels from before to after a standardized 10-puff (30-sec interpuff interval) bout with IQOS in the participant's assigned flavor. Outcome will compare the average plasma nicotine boost (the change in plasma nicotine levels from before to after the standardized puffing bout) across two study arms as well as compared to own-brand menthol cigarettes.

Time frame: Week 2, Friday Clinical Lab visit (10 puff bout period)

ArmMeasureValue (MEDIAN)
Tobacco-Flavored IQOSPlasma Nicotine Delivery6.3 Nicotine boost (ng/mL)
Menthol-Flavored IQOSPlasma Nicotine Delivery6.6 Nicotine boost (ng/mL)
Secondary

Average Daily IQOS Usage

Number of IQOS HeatSticks used each day will be assessed during the study. We will compare the number of Heatsticks used per day, on average (from Tues-Thurs of intervention week), between the two study arms.

Time frame: Week 2 (intervention week), Tuesday-Thursday

ArmMeasureValue (MEAN)
Tobacco-Flavored IQOSAverage Daily IQOS Usage4.5 IQOS sticks per day
Menthol-Flavored IQOSAverage Daily IQOS Usage4.3 IQOS sticks per day
Secondary

Cigarette Craving Suppression Questionnaire

We will compare the degree of cigarette craving will be assessed before and after a 10-puff use bout of IQOS. Cigarette craving will be assessed before and after a standardized puffing bout using the Questionnaire of Smoking Urges (QSU), which features 7-point likert-like scales. The reduction in urges to smoke item from the QSU will be used in this assessment. The average cigarette craving suppression score will be compared across the two experimental IQOS groups. The Tobacco Craving Questionnaire (TCQ) is a valid and reliable 47-item self-report instrument that assesses tobacco craving in four dimensions: emotionality, expectancy, compulsivity, and purposefulness. The higher your score, the more likely you are to have withdrawal symptoms if you give up smoking; also, the withdrawal symptoms are likely to be stronger

Time frame: Week 2, Friday Clinical Lab Visit (10 puff bout period)

ArmMeasureValue (MEDIAN)
Tobacco-Flavored IQOSCigarette Craving Suppression Questionnaire-9.5 change in craving (0-100) scale
Menthol-Flavored IQOSCigarette Craving Suppression Questionnaire-41.5 change in craving (0-100) scale
Secondary

Puff Topography (Puff Duration)

Average duration per puff during a standardized 10-puff (30-sec interpuff interval) bout with IQOS in assigned flavor. Puff duration will be measured using a validated puff topography instrument that attaches to the IQOS device. Outcome will compare the average puff duration across two study arms.

Time frame: Week 2, Friday Clinical Lab visit (10 puff bout period)

ArmMeasureValue (MEDIAN)
Tobacco-Flavored IQOSPuff Topography (Puff Duration)1.64 seconds
Menthol-Flavored IQOSPuff Topography (Puff Duration)1.33 seconds

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026