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Increasing Documentation and Disclosure of Sickle Cell Trait Status: An Implementation Science Approach

Increasing Documentation and Disclosure of Sickle Cell Trait Status: An Implementation Science Approach

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT05387564
Enrollment
114
Registered
2022-05-24
Start date
2024-01-18
Completion date
2024-12-30
Last updated
2026-01-07

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Sickle Cell Trait

Keywords

electronic health record, pediatric, newborn screen, implementation

Brief summary

The hemoglobinopathy newborn screen (NBS) performed on all neonates in the U.S. allows for early life-saving medical care for infants with sickle cell disease (SCD), an autosomal recessive genetic disorder. Because of its detection method, the NBS incidentally reveals hemoglobinopathy traits including sickle cell trait (SCT). In an effort to uphold the rights of the newborn to their medical data and preserve autonomy in medical decision making, pediatric and genetic society guidelines recommend disclosure and documentation of SCT results during infancy. Despite this guidance, a large guideline-to-practice gap exists: SCT status is grossly under-documented in the pediatric electronic health record and few adults report knowing their SCT status despite universal screening. We plan to evaluate the effect of a toolkit of SCT Documentation and Disclosure (SCT-DD) strategies on documentation and disclosure of SCT by pediatric primary care providers in a 2-arm randomized interrupted time series trial.

Interventions

BEHAVIORALSCT Documentation and Disclosure Toolkit (SCT-DD)

A toolkit of implementation strategies

Sponsors

Nemours Children's Clinic
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
SEQUENTIAL
Primary purpose
HEALTH_SERVICES_RESEARCH
Masking
NONE

Eligibility

Sex/Gender
ALL
Healthy volunteers
No

Inclusion criteria

* Outpatient pediatric primary care providers within Nemours and their patients

Exclusion criteria

* none

Design outcomes

Primary

MeasureTime frameDescription
AcceptabilityAt conclusion of study: 18 weeks after initial roll-out of interventionsAcceptability of toolkit components by pediatric primary care providers by survey at the end of the study (i.e. 18 weeks after initial roll-out of interventions). Reported as the number who answered Agree or Strongly Agree on a 4-point Likert scale that they liked the toolkit component. Likert scale options included strong disagree, disagree, agree, strongly agree.
Self-efficacyAt conclusion of study (18 weeks after initial roll-out of interventions)Confidence to document/discuss SCT result by pediatric primary care providers by survey. Scale 1 to 10: 1 = not confident at all, 10 = extremely confident.
Feasibility of Using Toolkit ComponentsSurvey at end of study: 18 weeks after roll-out of interventionsNumber of pediatric primary care providers who used individual toolkit components in the last 6 weeks of the study (week 12-18) as indicated by answering yes to questions about whether individual toolkit components were used on a survey at the end of the study (18 weeks after roll-out of interventions).
PenetrationChart review for retrospective patients was done before intervention roll-out. Chart review for prospective patients was done on a rolling basis at 2 months of age for any newborn patient seen during the 18 week intervention periodThe number of newborns with newborn screen results visible in the electronic healthcare record and presence of documentation of abnormal newborn screen results. By chart review.

Secondary

MeasureTime frameDescription
KnowledgeSurvey for retrospective patients was sent before intervention roll-out. Survey for prospective patients were sent on a rolling basis at 2 months of age for any newborn patient seen during the 18 week intervention period.Knowledge of newborn screen results by caregivers via survey.

Countries

United States

Participant flow

Recruitment details

Invitations were sent to the physician in charge of 20 pediatric primary care sites within one hospital system in the mid-Atlantic region. Seven (7) sites were interested in participating in the pilot project and randomized to intervention arms. Clinicians and caregivers at each site were then recruited via email. Each group of participants is designated as a separate time period below: Clinicians, Caregivers from the retrospective period, caregivers from the prospective time.

Participants by arm

ArmCount
All-in
In the all-in arm, pediatric primary care physicians receive all toolkit components at once.
53
Add-in
In the add-in arm, pediatric primary care physicians will have sequential addition of toolkit components in 6 week increments
61
Total114

Baseline characteristics

CharacteristicTotalAdd-inAll-in
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
0 Participants0 Participants0 Participants
Age, Categorical
Between 18 and 65 years
28 Participants12 Participants16 Participants
Confidence regarding hemoglobinopathies
Confidence to discuss hemoglobinopathy results with family
7.75 units on a scale (1-10, 10 'extremely')
STANDARD_DEVIATION 1.76
7.5 units on a scale (1-10, 10 'extremely')
STANDARD_DEVIATION 1.7
8.08 units on a scale (1-10, 10 'extremely')
STANDARD_DEVIATION 1.83
Confidence regarding hemoglobinopathies
Confidence to discuss inheritance of hemoglobinopathies
7.75 units on a scale (1-10, 10 'extremely')
STANDARD_DEVIATION 2.19
8.50 units on a scale (1-10, 10 'extremely')
STANDARD_DEVIATION 2.2
7.19 units on a scale (1-10, 10 'extremely')
STANDARD_DEVIATION 2.07
Confidence regarding hemoglobinopathies
Confidence to discuss reproductive options for hemoglobinopathies
6.00 units on a scale (1-10, 10 'extremely')
STANDARD_DEVIATION 2.54
6.25 units on a scale (1-10, 10 'extremely')
STANDARD_DEVIATION 2.99
5.8 units on a scale (1-10, 10 'extremely')
STANDARD_DEVIATION 2.21
Confidence regarding hemoglobinopathies
Confidence to interpret the hemoglobinopathy newborn screen results
7.33 units on a scale (1-10, 10 'extremely')
STANDARD_DEVIATION 2.1
7.33 units on a scale (1-10, 10 'extremely')
STANDARD_DEVIATION 2
7.33 units on a scale (1-10, 10 'extremely')
STANDARD_DEVIATION 2.2
Race (NIH/OMB)
Caregivers who completed surveys
American Indian or Alaska Native
2 Participants1 Participants1 Participants
Race (NIH/OMB)
Caregivers who completed surveys
Asian
3 Participants1 Participants2 Participants
Race (NIH/OMB)
Caregivers who completed surveys
Black or African American
35 Participants27 Participants8 Participants
Race (NIH/OMB)
Caregivers who completed surveys
More than one race
3 Participants1 Participants2 Participants
Race (NIH/OMB)
Caregivers who completed surveys
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Caregivers who completed surveys
Unknown or Not Reported
5 Participants2 Participants3 Participants
Race (NIH/OMB)
Caregivers who completed surveys
White
38 Participants17 Participants21 Participants
Race (NIH/OMB)
Physicians
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Physicians
Asian
4 Participants2 Participants2 Participants
Race (NIH/OMB)
Physicians
Black or African American
2 Participants2 Participants0 Participants
Race (NIH/OMB)
Physicians
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Physicians
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Physicians
Unknown or Not Reported
1 Participants0 Participants1 Participants
Race (NIH/OMB)
Physicians
White
21 Participants8 Participants13 Participants
Sex: Female, Male
Caregivers who completed surveys
Female
85 Participants49 Participants36 Participants
Sex: Female, Male
Caregivers who completed surveys
Male
1 Participants0 Participants1 Participants
Sex: Female, Male
Physicians
Female
21 Participants8 Participants13 Participants
Sex: Female, Male
Physicians
Male
7 Participants4 Participants3 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 160 / 12
other
Total, other adverse events
0 / 160 / 12
serious
Total, serious adverse events
0 / 160 / 12

Outcome results

Primary

Acceptability

Acceptability of toolkit components by pediatric primary care providers by survey at the end of the study (i.e. 18 weeks after initial roll-out of interventions). Reported as the number who answered Agree or Strongly Agree on a 4-point Likert scale that they liked the toolkit component. Likert scale options included strong disagree, disagree, agree, strongly agree.

Time frame: At conclusion of study: 18 weeks after initial roll-out of interventions

Population: At conclusion of study: 18 weeks after initial roll-out of interventions.

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
All-inAcceptabilityLiked the newborn screen EPIC prompt11 Participants
All-inAcceptabilityLiked the educational module11 Participants
All-inAcceptabilityLiked the reference materials10 Participants
Add-inAcceptabilityLiked the newborn screen EPIC prompt8 Participants
Add-inAcceptabilityLiked the educational module8 Participants
Add-inAcceptabilityLiked the reference materials5 Participants
Primary

Feasibility of Using Toolkit Components

Number of pediatric primary care providers who used individual toolkit components in the last 6 weeks of the study (week 12-18) as indicated by answering yes to questions about whether individual toolkit components were used on a survey at the end of the study (18 weeks after roll-out of interventions).

Time frame: Survey at end of study: 18 weeks after roll-out of interventions

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
All-inFeasibility of Using Toolkit ComponentsEHR Prompt13 Participants
All-inFeasibility of Using Toolkit ComponentsEducational video12 Participants
All-inFeasibility of Using Toolkit ComponentsReference Materials11 Participants
Add-inFeasibility of Using Toolkit ComponentsEHR Prompt10 Participants
Add-inFeasibility of Using Toolkit ComponentsEducational video9 Participants
Add-inFeasibility of Using Toolkit ComponentsReference Materials8 Participants
Primary

Penetration

The number of newborns with newborn screen results visible in the electronic healthcare record and presence of documentation of abnormal newborn screen results. By chart review.

Time frame: Chart review for retrospective patients was done before intervention roll-out. Chart review for prospective patients was done on a rolling basis at 2 months of age for any newborn patient seen during the 18 week intervention period

Population: Number of newborn patients in the all-in and add-in arms who were seen at sites enrolled in the trial during the retrospective and prospective periods. Chart reviews completed on all patients. Chart review for retrospective patients was done before intervention roll-out. Chart review for prospective patients was done at 2 months of age.

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
All-inPenetrationNewborn screen available in EPIC - Retrospective424 Participants
All-inPenetrationNewborn screen available in Careeverywhere - Retrospective167 Participants
All-inPenetrationSickle cell trait on newborn screen - Retrospective9 Participants
All-inPenetrationSickle cell trait on problem list - Retrospective4 Participants
All-inPenetrationSickle cell trait documented as disclosed - Retrospective4 Participants
All-inPenetrationNewborn screen available in EPIC - Prospective190 Participants
All-inPenetrationNewborn screen available in Careeverywhere - Prospective54 Participants
All-inPenetrationSickle cell trait on newborn screen - Prospective4 Participants
All-inPenetrationSickle cell trait on problem list - Prospective3 Participants
All-inPenetrationSickle cell trait documented as disclosed - Prospective3 Participants
Add-inPenetrationSickle cell trait on newborn screen - Prospective9 Participants
Add-inPenetrationNewborn screen available in EPIC - Retrospective303 Participants
Add-inPenetrationNewborn screen available in EPIC - Prospective190 Participants
Add-inPenetrationNewborn screen available in Careeverywhere - Retrospective179 Participants
Add-inPenetrationSickle cell trait documented as disclosed - Prospective4 Participants
Add-inPenetrationSickle cell trait on newborn screen - Retrospective13 Participants
Add-inPenetrationNewborn screen available in Careeverywhere - Prospective70 Participants
Add-inPenetrationSickle cell trait on problem list - Retrospective11 Participants
Add-inPenetrationSickle cell trait on problem list - Prospective9 Participants
Add-inPenetrationSickle cell trait documented as disclosed - Retrospective2 Participants
Primary

Self-efficacy

Confidence to document/discuss SCT result by pediatric primary care providers by survey. Scale 1 to 10: 1 = not confident at all, 10 = extremely confident.

Time frame: At conclusion of study (18 weeks after initial roll-out of interventions)

Population: Based on participants who answered final survey at 18 weeks post intervention

ArmMeasureGroupValue (MEAN)Dispersion
All-inSelf-efficacyConfidence to interpret the hemoglobinopathy newborn screen results8.55 units on a scale (1-10)Standard Deviation 1.37
All-inSelf-efficacyConfidence to discuss hemoglobinopathy results8.27 units on a scale (1-10)Standard Deviation 1.35
All-inSelf-efficacyConfidence to discuss inheritance of hemoglobinopathies8.73 units on a scale (1-10)Standard Deviation 1.42
All-inSelf-efficacyConfidence to discuss reproductive options of hemoglobinopathies6.18 units on a scale (1-10)Standard Deviation 2.48
Add-inSelf-efficacyConfidence to discuss reproductive options of hemoglobinopathies7.0 units on a scale (1-10)Standard Deviation 2.36
Add-inSelf-efficacyConfidence to interpret the hemoglobinopathy newborn screen results8.20 units on a scale (1-10)Standard Deviation 1.32
Add-inSelf-efficacyConfidence to discuss inheritance of hemoglobinopathies8.89 units on a scale (1-10)Standard Deviation 0.92
Add-inSelf-efficacyConfidence to discuss hemoglobinopathy results8.8 units on a scale (1-10)Standard Deviation 0.78
Secondary

Knowledge

Knowledge of newborn screen results by caregivers via survey.

Time frame: Survey for retrospective patients was sent before intervention roll-out. Survey for prospective patients were sent on a rolling basis at 2 months of age for any newborn patient seen during the 18 week intervention period.

Population: Surveys completed

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
All-inKnowledgeSurvey respondents who reported they received newborn screen results - Retrospective14 Participants
All-inKnowledgeSurvey respondents who reported they received newborn screen results - Prospective6 Participants
All-inKnowledgeSurvey respondents who reported sickle cell trait on their child's newborn screen -Retrospective0 Participants
All-inKnowledgeSurvey respondents who reported sickle cell trait on their child's newborn screen -Prospective0 Participants
Add-inKnowledgeSurvey respondents who reported sickle cell trait on their child's newborn screen -Prospective1 Participants
Add-inKnowledgeSurvey respondents who reported they received newborn screen results - Retrospective15 Participants
Add-inKnowledgeSurvey respondents who reported sickle cell trait on their child's newborn screen -Retrospective2 Participants
Add-inKnowledgeSurvey respondents who reported they received newborn screen results - Prospective18 Participants

Source: ClinicalTrials.gov · Data processed: Feb 5, 2026