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Phase IIIb, Open-label, Multi-center Study to Evaluate Safety, Tolerability and Efficacy of OAV101 Administered Intrathecally to Participants With SMA Who Discontinued Treatment With Nusinersen or Risdiplam

Phase IIIb, Open-label, Single-arm, Multi-center Study to Evaluate the Safety, Tolerability and Efficacy of OAV101 Administered Intrathecally (1.2 x 10^14 Vector Genomes) to Participants 2 to < 18 Years of Age With Spinal Muscular Atrophy (SMA) Who Have Discontinued Treatment With Nusinersen (Spinraza®) or Risdiplam (Evrysdi®)

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT05386680
Acronym
STRENGTH
Enrollment
27
Registered
2022-05-23
Start date
2023-01-12
Completion date
2024-11-29
Last updated
2026-01-13

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Spinal Muscular Atrophy

Keywords

Zolgensma, OAV101, AVXS 101, gene therapy, Muscle atrophy, SBMA, spinal and bulbar muscular atrophy, spinal muscular atrophy, bulbar muscular atrophy, muscle function, myopathy, muscle wasting, atrophied muscle, loss of muscle strength, SMA

Brief summary

This was a Phase IIIb open-label, single arm, multi-center study to evaluate the safety, tolerability and efficacy of OAV101B in participants with SMA aged 2 to \<18 years after the discontinuation of treatment with nusinersen or risdiplam. The study aimed to enroll approximately 28 participants across each of 2 age brackets (2 to \<6 years, and 6 to \<18 years).

Detailed description

Eligible participants received a single OAV101B administration of 1.2x1014 vector genomes on Day 1 (Treatment period) and were followed for a period of 52 weeks. Participants were admitted to the hospital on Day -1 for pre-treatment baseline procedures. After receiving OAV101B on Day 1, participants underwent in-patient safety monitoring over the next 48 hours, after which the participant could be discharged, based on Investigator judgment.

Interventions

GENETICOAV101

Intrathecal administration of OAV101 at a dose of 1.2 x 10\^14 vector genomes, one time dose

Sponsors

Novartis Pharmaceuticals
Lead SponsorINDUSTRY

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
2 Years to 17 Years
Healthy volunteers
No

Inclusion criteria

* SMA diagnosis * Aged 2 to \< 18 years * Have had at least four loading doses of nusinersen (Spinraza®) or at least 3 months of treatment with risdiplam (Evrysdi®) at Screening * Must have symptoms of SMA as defined in the protocol

Exclusion criteria

* Anti Adeno Associated Virus Serotype 9 (AAV9) antibody titer using an immunoassay is reported as elevated * Clinically significant abnormalities in test results during screening * Contraindications for lumbar puncture procedure * At Baseline, participants are excluded if they received: * nusinersen (Spinraza®) or * risdiplam (Evrysdi®) within a defined timeframe * Vaccinations 2 weeks prior to administration of OAV101 * Hospitalization for a pulmonary event, or for nutritional support within 2 months prior to Screening or inpatient major surgery planned. * Presence of an infection or febrile illness up to 30 days prior to administration of OAV101 * Requiring invasive ventilation

Design outcomes

Primary

MeasureTime frameDescription
Overview of Treatment-emergent Adverse Events by Age SubgroupAdverse events were reported from single dose of study treatment plus 52 weeks, up to a maximum time period of 52 weeks.An adverse event (AE) is any untoward medical occurrence (e.g. any unfavorable and unintended sign \[including abnormal laboratory findings\], symptom or disease) in a clinical investigation participant after providing written informed consent for participation in the study. The occurrence of AEs must be sought by non-directive questioning of the participant at each visit during the study. Adverse events also may be detected when they are volunteered by the participant during or between visits or through physical examination findings, laboratory test findings, or other assessments.
Treatment-emergent Adverse Events Related to Treatment by System Organ Class, Preferred Term, Age Subgroup (>= 10%)Adverse events were reported from single dose of study treatment plus 52 weeks, up to a maximum time period of 52 weeks.An adverse event (AE) is any untoward medical occurrence (e.g. any unfavorable and unintended sign \[including abnormal laboratory findings\], symptom or disease) in a clinical investigation participant after providing written informed consent for participation in the study. The occurrence of AEs must be sought by non-directive questioning of the participant at each visit during the study. Adverse events also may be detected when they are volunteered by the participant during or between visits or through physical examination findings, laboratory test findings, or other assessments.
Adverse Events of Special Interest by System Organ Class, Preferred Term, Age SubgroupAdverse events were reported from single dose of study treatment plus 52 weeks, up to a maximum time period of 52 weeks.An adverse event (AE) is any untoward medical occurrence (e.g. any unfavorable and unintended sign \[including abnormal laboratory findings\], symptom or disease) in a clinical investigation participant after providing written informed consent for participation in the study. The occurrence of AEs must be sought by non-directive questioning of the participant at each visit during the study. Adverse events also may be detected when they are volunteered by the participant during or between visits or through physical examination findings, laboratory test findings, or other assessments. An adverse event of special interest (AESI) is primarily defined by using standard Medical Dictionary for Regulatory Activities (MedDRA) queries, and identified as follows: Hepatotoxicity, Transient thrombocytopenia, Thrombotic microangiopathy, Cardiac adverse events, signs and symptoms that may be suggestive dorsal root ganglia toxicity, and new malignancies.

Secondary

MeasureTime frameDescription
Change From Baseline at Week 52 Visit in the RULM Total Score - LS MeansBaseline, Week 52The Revised Upper Limb Model (RULM) is a validated, SMA-specific assessment that measures motor performance in the upper limbs from childhood through adulthood in ambulatory and never ambulatory individuals with SMA. The revised version of the test consists of 19 scorable items: 18 items scored on a 0 (unable) to 2 (full achievement) scale, and one item that is scored from 0 (unable) to 1 (able). These item scores are summed to give a total score ranging from 0 to 37 points with lower scores reflecting poorer ability.
Change From Baseline at Week 52 Visit in the HFMSE Total Score - Mean (SD)Baseline, Week 52The Hammersmith Functional Motor Scale Expanded (HFMSE) is a SMA-specific 33-item assessment that is administered by qualified clinical evaluators. Each motor skill item is scored on a 3-point Likert scale from 0 (no response) to 2 (full response), with a total score range of 0 to 66. A higher score indicates a higher ability level.
Change From Baseline at Week 52 Visit in Assessment of Caregiver Experience in ACEND Instrument Score - LS MeansBaseline, Week 52The Assessment of Caregiver Experience in Neuromuscular Disease (ACEND) instrument quantifies the caregiver impact experienced by parents/caregivers of children affected with severe neuromuscular diseases, including children with SMA. The total score is on a scale of 0 to 100 with a higher score indicating that caregivers experienced less intense caregiving impact.
Change From Baseline at Week 52 Visit in Assessment of Caregiver Experience in ACEND Instrument Score - Mean (SD)Baseline, Week 52The Assessment of Caregiver Experience in Neuromuscular Disease (ACEND) instrument quantifies the caregiver impact experienced by parents/caregivers of children affected with severe neuromuscular diseases, including children with SMA. The total score is on a scale of 0 to 100 with a higher score indicating that caregivers experienced less intense caregiving impact.
Change From Baseline at Week 52 Visit in the HFMSE Total Score - LS MeansBaseline, Week 52The Hammersmith Functional Motor Scale Expanded (HFMSE) is a SMA-specific 33-item assessment that is administered by qualified clinical evaluators. Each motor skill item is scored on a 3-point Likert scale from 0 (no response) to 2 (full response), with a total score range of 0 to 66. A higher score indicates a higher ability level.
Change From Baseline at Week 52 Visit in the RULM Total Score - Mean (SD)Baseline, Week 52The Revised Upper Limb Model (RULM) is a validated, SMA-specific assessment that measures motor performance in the upper limbs from childhood through adulthood in ambulatory and never ambulatory individuals with SMA. The revised version of the test consists of 19 scorable items: 18 items scored on a 0 (unable) to 2 (full achievement) scale, and one item that is scored from 0 (unable) to 1 (able). These item scores are summed to give a total score ranging from 0 to 37 points with lower scores reflecting poorer ability.

Countries

Australia, Belgium, Canada, France, Italy, Japan, Netherlands, Spain, United States

Participant flow

Participants by arm

ArmCount
OAV101 1.2x1014 vg - All Participants
Intrathecal administration of OAV101 at a dose of 1.2 x 10\^14 vector genomes, one time dose
27
Total27

Withdrawals & dropouts

PeriodReasonFG000
Overall StudyGuardian decision2

Baseline characteristics

CharacteristicOAV101 1.2x1014 vg - All Participants
Age, Continuous7.40 years
STANDARD_DEVIATION 3.348
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
6 Participants
Race (NIH/OMB)
Black or African American
0 Participants
Race (NIH/OMB)
More than one race
1 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
7 Participants
Race (NIH/OMB)
White
13 Participants
Sex: Female, Male
Female
12 Participants
Sex: Female, Male
Male
15 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
0 / 27
other
Total, other adverse events
27 / 27
serious
Total, serious adverse events
4 / 27

Outcome results

Primary

Adverse Events of Special Interest by System Organ Class, Preferred Term, Age Subgroup

An adverse event (AE) is any untoward medical occurrence (e.g. any unfavorable and unintended sign \[including abnormal laboratory findings\], symptom or disease) in a clinical investigation participant after providing written informed consent for participation in the study. The occurrence of AEs must be sought by non-directive questioning of the participant at each visit during the study. Adverse events also may be detected when they are volunteered by the participant during or between visits or through physical examination findings, laboratory test findings, or other assessments. An adverse event of special interest (AESI) is primarily defined by using standard Medical Dictionary for Regulatory Activities (MedDRA) queries, and identified as follows: Hepatotoxicity, Transient thrombocytopenia, Thrombotic microangiopathy, Cardiac adverse events, signs and symptoms that may be suggestive dorsal root ganglia toxicity, and new malignancies.

Time frame: Adverse events were reported from single dose of study treatment plus 52 weeks, up to a maximum time period of 52 weeks.

Population: Full analysis set - all treated participants

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age SubgroupHepatotoxicity - Number of participants with at least one event4 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age Subgroup-Hepatic enzyme increased3 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age Subgroup-Hypertransaminasaemia1 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age SubgroupTransient thrombocytopenia - Number of participants with at least one event8 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age Subgroup-Epistaxis3 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age Subgroup-Contusion2 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age Subgroup-Bone contusion1 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age Subgroup-Gastric haemorrhage1 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age Subgroup-Lower gastrointestinal haemorrhage1 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age Subgroup-Petechiae1 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age SubgroupSigns of dorsal root ganglia toxicity - No. of pts. with at least one event2 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age Subgroup-Paraesthesia1 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age Subgroup-Sensory disturbance1 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age SubgroupThrombotic microangiopathy - Number of participants with at least one event0 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age SubgroupCardiac adverse events - Number of participants with at least one event0 Participants
OAV101 1.2x1014 vg - All ParticipantsAdverse Events of Special Interest by System Organ Class, Preferred Term, Age SubgroupNew malignancies - Number of participants with at least one event0 Participants
Primary

Overview of Treatment-emergent Adverse Events by Age Subgroup

An adverse event (AE) is any untoward medical occurrence (e.g. any unfavorable and unintended sign \[including abnormal laboratory findings\], symptom or disease) in a clinical investigation participant after providing written informed consent for participation in the study. The occurrence of AEs must be sought by non-directive questioning of the participant at each visit during the study. Adverse events also may be detected when they are volunteered by the participant during or between visits or through physical examination findings, laboratory test findings, or other assessments.

Time frame: Adverse events were reported from single dose of study treatment plus 52 weeks, up to a maximum time period of 52 weeks.

Population: Full analysis set - all treated participants

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
OAV101 1.2x1014 vg - All ParticipantsOverview of Treatment-emergent Adverse Events by Age SubgroupAny treatment-emergent adverse event27 Participants
OAV101 1.2x1014 vg - All ParticipantsOverview of Treatment-emergent Adverse Events by Age SubgroupAny treatment-emergent adverse event related to study treatment13 Participants
OAV101 1.2x1014 vg - All ParticipantsOverview of Treatment-emergent Adverse Events by Age SubgroupAny serious treatment-emergent adverse event4 Participants
OAV101 1.2x1014 vg - All ParticipantsOverview of Treatment-emergent Adverse Events by Age SubgroupAny serious treatment-emergent adverse event related to study treatment0 Participants
OAV101 1.2x1014 vg - All ParticipantsOverview of Treatment-emergent Adverse Events by Age SubgroupAny severe treatment-emergent adverse event1 Participants
OAV101 1.2x1014 vg - All ParticipantsOverview of Treatment-emergent Adverse Events by Age SubgroupAny treatment-emergent adverse event leading to study discontinuation0 Participants
OAV101 1.2x1014 vg - All ParticipantsOverview of Treatment-emergent Adverse Events by Age SubgroupAny treatment-emergent adverse event leading to death0 Participants
OAV101 1.2x1014 vg - All ParticipantsOverview of Treatment-emergent Adverse Events by Age SubgroupAny treatment-emergent adverse event of special interest13 Participants
Primary

Treatment-emergent Adverse Events Related to Treatment by System Organ Class, Preferred Term, Age Subgroup (>= 10%)

An adverse event (AE) is any untoward medical occurrence (e.g. any unfavorable and unintended sign \[including abnormal laboratory findings\], symptom or disease) in a clinical investigation participant after providing written informed consent for participation in the study. The occurrence of AEs must be sought by non-directive questioning of the participant at each visit during the study. Adverse events also may be detected when they are volunteered by the participant during or between visits or through physical examination findings, laboratory test findings, or other assessments.

Time frame: Adverse events were reported from single dose of study treatment plus 52 weeks, up to a maximum time period of 52 weeks.

Population: Full analysis set - all treated participants

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
OAV101 1.2x1014 vg - All ParticipantsTreatment-emergent Adverse Events Related to Treatment by System Organ Class, Preferred Term, Age Subgroup (>= 10%)Number of participants with at least one event13 Participants
OAV101 1.2x1014 vg - All ParticipantsTreatment-emergent Adverse Events Related to Treatment by System Organ Class, Preferred Term, Age Subgroup (>= 10%)Gastrointestinal disorders7 Participants
OAV101 1.2x1014 vg - All ParticipantsTreatment-emergent Adverse Events Related to Treatment by System Organ Class, Preferred Term, Age Subgroup (>= 10%)-Vomiting6 Participants
OAV101 1.2x1014 vg - All ParticipantsTreatment-emergent Adverse Events Related to Treatment by System Organ Class, Preferred Term, Age Subgroup (>= 10%)General disorders and administration site conditions5 Participants
OAV101 1.2x1014 vg - All ParticipantsTreatment-emergent Adverse Events Related to Treatment by System Organ Class, Preferred Term, Age Subgroup (>= 10%)-Pyrexia3 Participants
OAV101 1.2x1014 vg - All ParticipantsTreatment-emergent Adverse Events Related to Treatment by System Organ Class, Preferred Term, Age Subgroup (>= 10%)Nervous system disorders6 Participants
OAV101 1.2x1014 vg - All ParticipantsTreatment-emergent Adverse Events Related to Treatment by System Organ Class, Preferred Term, Age Subgroup (>= 10%)-Headache4 Participants
Secondary

Change From Baseline at Week 52 Visit in Assessment of Caregiver Experience in ACEND Instrument Score - LS Means

The Assessment of Caregiver Experience in Neuromuscular Disease (ACEND) instrument quantifies the caregiver impact experienced by parents/caregivers of children affected with severe neuromuscular diseases, including children with SMA. The total score is on a scale of 0 to 100 with a higher score indicating that caregivers experienced less intense caregiving impact.

Time frame: Baseline, Week 52

Population: Full analysis set - for all treated participants with a valid measurement without a protocol deviation with impact

ArmMeasureValue (LEAST_SQUARES_MEAN)
OAV101 1.2x1014 vg - All ParticipantsChange From Baseline at Week 52 Visit in Assessment of Caregiver Experience in ACEND Instrument Score - LS Means1.06 scores on a scale
Secondary

Change From Baseline at Week 52 Visit in Assessment of Caregiver Experience in ACEND Instrument Score - Mean (SD)

The Assessment of Caregiver Experience in Neuromuscular Disease (ACEND) instrument quantifies the caregiver impact experienced by parents/caregivers of children affected with severe neuromuscular diseases, including children with SMA. The total score is on a scale of 0 to 100 with a higher score indicating that caregivers experienced less intense caregiving impact.

Time frame: Baseline, Week 52

Population: Full analysis set - for all treated participants with a valid measurement without a protocol deviation with impact

ArmMeasureValue (MEAN)Dispersion
OAV101 1.2x1014 vg - All ParticipantsChange From Baseline at Week 52 Visit in Assessment of Caregiver Experience in ACEND Instrument Score - Mean (SD)1.43 scores on a scaleStandard Deviation 9.318
Secondary

Change From Baseline at Week 52 Visit in the HFMSE Total Score - LS Means

The Hammersmith Functional Motor Scale Expanded (HFMSE) is a SMA-specific 33-item assessment that is administered by qualified clinical evaluators. Each motor skill item is scored on a 3-point Likert scale from 0 (no response) to 2 (full response), with a total score range of 0 to 66. A higher score indicates a higher ability level.

Time frame: Baseline, Week 52

Population: Full analysis set - for all treated participants with a valid measurement without a protocol deviation with impact

ArmMeasureValue (LEAST_SQUARES_MEAN)
OAV101 1.2x1014 vg - All ParticipantsChange From Baseline at Week 52 Visit in the HFMSE Total Score - LS Means1.05 scores on a scale
Secondary

Change From Baseline at Week 52 Visit in the HFMSE Total Score - Mean (SD)

The Hammersmith Functional Motor Scale Expanded (HFMSE) is a SMA-specific 33-item assessment that is administered by qualified clinical evaluators. Each motor skill item is scored on a 3-point Likert scale from 0 (no response) to 2 (full response), with a total score range of 0 to 66. A higher score indicates a higher ability level.

Time frame: Baseline, Week 52

Population: Full analysis set - for all treated participants with a valid measurement without a protocol deviation with impact

ArmMeasureValue (MEAN)Dispersion
OAV101 1.2x1014 vg - All ParticipantsChange From Baseline at Week 52 Visit in the HFMSE Total Score - Mean (SD)0.17 scores on a scaleStandard Deviation 2.878
Secondary

Change From Baseline at Week 52 Visit in the RULM Total Score - LS Means

The Revised Upper Limb Model (RULM) is a validated, SMA-specific assessment that measures motor performance in the upper limbs from childhood through adulthood in ambulatory and never ambulatory individuals with SMA. The revised version of the test consists of 19 scorable items: 18 items scored on a 0 (unable) to 2 (full achievement) scale, and one item that is scored from 0 (unable) to 1 (able). These item scores are summed to give a total score ranging from 0 to 37 points with lower scores reflecting poorer ability.

Time frame: Baseline, Week 52

Population: Full analysis set - for all treated participants with a valid measurement without a protocol deviation with impact

ArmMeasureValue (LEAST_SQUARES_MEAN)
OAV101 1.2x1014 vg - All ParticipantsChange From Baseline at Week 52 Visit in the RULM Total Score - LS Means0.59 scores on a scale
Secondary

Change From Baseline at Week 52 Visit in the RULM Total Score - Mean (SD)

The Revised Upper Limb Model (RULM) is a validated, SMA-specific assessment that measures motor performance in the upper limbs from childhood through adulthood in ambulatory and never ambulatory individuals with SMA. The revised version of the test consists of 19 scorable items: 18 items scored on a 0 (unable) to 2 (full achievement) scale, and one item that is scored from 0 (unable) to 1 (able). These item scores are summed to give a total score ranging from 0 to 37 points with lower scores reflecting poorer ability.

Time frame: Baseline, Week 52

Population: Full analysis set - for all treated participants with a valid measurement without a protocol deviation with impact

ArmMeasureValue (MEAN)Dispersion
OAV101 1.2x1014 vg - All ParticipantsChange From Baseline at Week 52 Visit in the RULM Total Score - Mean (SD)0.29 scores on a scaleStandard Deviation 2.849

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026