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E-cigarettes for Harm Reduction in Adults With Asthma

Complimentary Electronic Cigarettes for Harm Reduction Among Adult Smokers With Asthma

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT05278065
Acronym
SWAP
Enrollment
17
Registered
2022-03-14
Start date
2022-05-01
Completion date
2024-09-12
Last updated
2025-11-18

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Asthma, Cigarette Smoking, Electronic Cigarette Use, Smoking

Keywords

Smoking, Vaping, Cigarettes, E-cigarettes, electronic nicotine delivery systems, ENDS, Asthma, Substitution, pulmonary function, harm reduction

Brief summary

Smoking is the main cause of preventable disease and death in the US and impacts respiratory illnesses including COPD and asthma. However, little is known about the effects on smoking and lung health of substituting cigarettes with ENDS in adults with asthma. This project aims to test whether providing ENDS to adults with asthma will lead to substitution of smoking for ENDS, reduced dependence, and improved lung function so such knowledge can inform interventions to reduce the public health burden of tobacco.

Detailed description

This study will use an unequally allocated between-subjects (N=30) randomized, controlled design to investigate the influence of complimentary electronic nicotine delivery system (ENDS) provision on combustible cigarette and ENDS use, cigarette dependence, pulmonary function, clinical indicators and biomarkers, and substitution of smoking for ENDS use over 16 weeks. Participants will be adults from the local community with persistent asthma symptoms who are regular combustible cigarette smokers and do not also regularly use ENDS. The study will recruit 30 non-treatment seeking participants using flyers, advertisements, a website triaging visitors to the Center for Alcohol and Addiction Studies, and through targeted recruitment at community immunology clinic partners at Rhode Island Hospital as facilitated by mentor McQuaid. Participants meeting eligibility criteria will be assessed at baseline and then randomized to one of two study conditions: a complimentary ENDS provision condition or assessment-only control. Participants will return for eight weekly visits to complete follow-up assessments; participants in the experimental condition will be provided with additional e-liquid cartridges for their ENDS devices at all follow-up visits. Tobacco use behaviors (cigarette and ENDS) and lung function will be assessed at each visits, with additional collection of biological samples and assessments of nicotine dependence, self-efficacy for cessation, and mood at week eight. Provision of complimentary ENDS will discontinue eight weeks after enrollment. Participants will complete a remote follow-up assessment sixteen weeks after enrollment. This project, and all projects at the Center for Addiction and Disease Risk Exacerbation (CADRE) are supported by the Clinical Laboratory Core (CLC) which will oversee the collection and storage of data and biological samples.

Interventions

OTHERNicotine

Participants will be provided with electronic cigarettes and 5% nicotine e-liquid cartridges for 8 weeks and encouraged at weekly assessments to use the electronic cigarette any time they would normally smoke. Participants will be able to choose commercially available e-liquid flavors (tobacco) at each weekly assessment.

Sponsors

National Institute of General Medical Sciences (NIGMS)
CollaboratorNIH
Brown University
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Intervention model description

2:1 allocation of experimental to assessment only control

Eligibility

Sex/Gender
ALL
Age
21 Years to 65 Years
Healthy volunteers
No

Inclusion criteria

* Male or female (50%), 21 to 65 (inclusive) years of age; * Persistent asthma symptoms (i.e., episodic symptoms of airflow obstruction / airway hyperresponsiveness (AHR) as documented in review of medical history); * Currently prescribed SABA medication; * Past-year smoking of ≥5 cigarettes/day; * Exhaled CO ≥ 6 ppm at baseline; * Zero breath alcohol during informed consent for participation; * English-speaking at an 8th grade level.

Exclusion criteria

* Intention to quit smoking during the next 30 days; * Current engagement in any smoking cessation treatment; * Current self-identification as regular ENDS user or using ENDS \> 2 days / week; * Medical contraindication to nicotine; * Pregnancy (due to toxicity of nicotine and tobacco products); * Current alcohol dependence (AUDIT \> 15) * Urine-screened or past-month self-reported use of illicit substances (amphetamine, cocaine, methamphetamine, opioids, benzodiazepines); * Current psychosis, mania, or suicidal ideation;

Design outcomes

Primary

MeasureTime frameDescription
Change in Cigarettes Per Day From Baseline to Week 8 and Week 16Baseline, Week 8, Week 16Past week average cigarettes per day assessed using timeline follow-back (TLFB).
Change in Cigarette Dependence From Baseline to Week 8Baseline, Week 8Assessed using the Fagerstrom Test for Cigarette Dependence (FTCD). Range: 0-10; higher scores = more dependent.
Change in Cigarette Dependence Motives From Baseline to Week 8Baseline, Week 8Assessed using the Wisconsin Inventory for Smoking Dependence Motives - Brief (Brief-WISDM). The value of this outcome variable is the TOTAL SCORE (possible range: 1-7). The TOTAL SCORE is computed as a MEAN of all subscale scores (possible range: 1-7). Each subscale score is the mean of the relevant item scores (possible range: 1-7). Only the TOTAL SCORE is being investigated as an outcome measure. HIGHER SCORES = STRONGER dependence motive.
Change in Asthma Symptoms From Baseline to Week 8Baseline, Week 8Assessed using the Asthma Symptom Utility Index (ASUI). Range: 0-1 continuous; higher scores = fewer or lighter symptoms (0 = worst possible symptoms, 1 = no symptoms).
Change in Pulmonary Functioning From Baseline to Week 8 (Forced Expiratory Volume [FEV])Baseline, Week 8Assessed using spirometry and indexed in liters.
Change in Pulmonary Functioning From Baseline to Week 8 (Forced Vital Capacity [FVC])Baseline, Week 8Assessed using spirometry and indexed in liters.
Change in Pulmonary Functioning From Baseline to Week 8 (Forced Expiratory Flow 25%-75% [FEF25-75])Baseline, Week 8Assessed using spirometry and indexed as liters per section (L/s).
Change in Pulmonary Functioning From Baseline to Week 8 (Peak Expiratory Flow [PEF])Baseline, Week 8Assessed using spirometry and indexed in liters per minute (L/min).
Change in Fractional Exhaled Nitric Oxide (FENO) From Baseline to Week 8Baseline, Week 8Level of exhaled FENO assessed with NIOX breath sensor in parts per billion (PPB).

Countries

United States

Participant flow

Participants by arm

ArmCount
Electronic Cigarette
Participants in this experimental condition will be provided with a 4th generation electronic cigarette device and disposable cartridges. Nicotine: Participants will be provided with electronic cigarettes and 5% nicotine e-liquid cartridges for 8 weeks and encouraged at weekly assessments to use the electronic cigarette any time they would normally smoke. Participants will be able to choose commercially available e-liquid flavors (tobacco) at each weekly assessment.
12
Smoking As Usual
Participants in this assessment-only condition will continue smoking as usual.
5
Total17

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyWithdrawal by Subject10

Baseline characteristics

CharacteristicElectronic CigaretteTotalSmoking As Usual
Age, Continuous48.25 years
STANDARD_DEVIATION 11.7
50.88 years
STANDARD_DEVIATION 10.9
57.20 years
STANDARD_DEVIATION 5.26
Race (NIH/OMB)
American Indian or Alaska Native
1 Participants3 Participants2 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
1 Participants1 Participants0 Participants
Race (NIH/OMB)
More than one race
1 Participants1 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
1 Participants2 Participants1 Participants
Race (NIH/OMB)
White
8 Participants10 Participants2 Participants
Region of Enrollment
United States
12 Participants17 Participants5 Participants
Sex: Female, Male
Female
7 Participants9 Participants2 Participants
Sex: Female, Male
Male
5 Participants8 Participants3 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 120 / 5
other
Total, other adverse events
1 / 120 / 5
serious
Total, serious adverse events
0 / 120 / 5

Outcome results

Primary

Change in Asthma Symptoms From Baseline to Week 8

Assessed using the Asthma Symptom Utility Index (ASUI). Range: 0-1 continuous; higher scores = fewer or lighter symptoms (0 = worst possible symptoms, 1 = no symptoms).

Time frame: Baseline, Week 8

Population: 1 participant withdrew from the study between baseline and week 8

ArmMeasureGroupValue (MEAN)Dispersion
Electronic CigaretteChange in Asthma Symptoms From Baseline to Week 8Baseline0.71 score on a scaleStandard Deviation 0.18
Electronic CigaretteChange in Asthma Symptoms From Baseline to Week 8Week 80.61 score on a scaleStandard Deviation 0.21
Smoking As UsualChange in Asthma Symptoms From Baseline to Week 8Week 80.69 score on a scaleStandard Deviation 0.23
Smoking As UsualChange in Asthma Symptoms From Baseline to Week 8Baseline0.65 score on a scaleStandard Deviation 0.23
Comparison: Repeated measures analysis at BL and Wk 8 for experimental armp-value: 0.26895% CI: [-0.077, 0.25]t-test, 2 sided
Comparison: Repeated measures analysis at BL and Wk 8 for control armp-value: 0.62495% CI: [-0.291, 0.198]t-test, 2 sided
p-value: 0.17GEE
Primary

Change in Cigarette Dependence From Baseline to Week 8

Assessed using the Fagerstrom Test for Cigarette Dependence (FTCD). Range: 0-10; higher scores = more dependent.

Time frame: Baseline, Week 8

Population: 1 participant withdrew from the study between baseline and week 8

ArmMeasureGroupValue (MEAN)Dispersion
Electronic CigaretteChange in Cigarette Dependence From Baseline to Week 8Baseline5.08 score on a scaleStandard Deviation 2.68
Electronic CigaretteChange in Cigarette Dependence From Baseline to Week 8Week 84.73 score on a scaleStandard Deviation 2.33
Smoking As UsualChange in Cigarette Dependence From Baseline to Week 8Baseline5.60 score on a scaleStandard Deviation 2.19
Smoking As UsualChange in Cigarette Dependence From Baseline to Week 8Week 85.60 score on a scaleStandard Deviation 0.89
Comparison: Repeated measures analysis at BL and Wk 8 for experimental armp-value: 0.06895% CI: [-0.07, 1.71]t-test, 2 sided
Comparison: Repeated measures analysis at BL and Wk 8 for control armp-value: 195% CI: [-2.32, 2.32]t-test, 2 sided
p-value: 0.44GEE
Primary

Change in Cigarette Dependence Motives From Baseline to Week 8

Assessed using the Wisconsin Inventory for Smoking Dependence Motives - Brief (Brief-WISDM). The value of this outcome variable is the TOTAL SCORE (possible range: 1-7). The TOTAL SCORE is computed as a MEAN of all subscale scores (possible range: 1-7). Each subscale score is the mean of the relevant item scores (possible range: 1-7). Only the TOTAL SCORE is being investigated as an outcome measure. HIGHER SCORES = STRONGER dependence motive.

Time frame: Baseline, Week 8

Population: 1 participant withdrew from the study between baseline and week 8

ArmMeasureGroupValue (MEAN)Dispersion
Electronic CigaretteChange in Cigarette Dependence Motives From Baseline to Week 8Baseline4.79 score on a scaleStandard Deviation 0.96
Electronic CigaretteChange in Cigarette Dependence Motives From Baseline to Week 8Week 84.36 score on a scaleStandard Deviation 1.56
Smoking As UsualChange in Cigarette Dependence Motives From Baseline to Week 8Baseline5.41 score on a scaleStandard Deviation 1.69
Smoking As UsualChange in Cigarette Dependence Motives From Baseline to Week 8Week 84.18 score on a scaleStandard Deviation 2.15
Comparison: Repeated measures analysis at BL and Wk 8 for experimental armp-value: 0.14595% CI: [-0.184, 1.078]t-test, 2 sided
Comparison: Repeated measures analysis at BL and Wk 8 for control armp-value: 0.2895% CI: [-1.5, 3.95]t-test, 2 sided
p-value: 0.38GEE
Primary

Change in Cigarettes Per Day From Baseline to Week 8 and Week 16

Past week average cigarettes per day assessed using timeline follow-back (TLFB).

Time frame: Baseline, Week 8, Week 16

Population: 1 participant withdrew from the study between baseline and week 8

ArmMeasureGroupValue (MEAN)Dispersion
Electronic CigaretteChange in Cigarettes Per Day From Baseline to Week 8 and Week 16Week 89.51 cigarettes per dayStandard Deviation 11.06
Electronic CigaretteChange in Cigarettes Per Day From Baseline to Week 8 and Week 16Week 168.12 cigarettes per dayStandard Deviation 7.06
Electronic CigaretteChange in Cigarettes Per Day From Baseline to Week 8 and Week 16Baseline16.34 cigarettes per dayStandard Deviation 8.68
Smoking As UsualChange in Cigarettes Per Day From Baseline to Week 8 and Week 16Week 88.66 cigarettes per dayStandard Deviation 6.83
Smoking As UsualChange in Cigarettes Per Day From Baseline to Week 8 and Week 16Week 1612.30 cigarettes per dayStandard Deviation 10
Smoking As UsualChange in Cigarettes Per Day From Baseline to Week 8 and Week 16Baseline15.39 cigarettes per dayStandard Deviation 6.43
Comparison: Repeated measures analysis at BL and Wk 8 for experimental armp-value: 0.00495% CI: [3.2, 12.98]t-test, 2 sided
Comparison: Repeated measures analysis at BL and Wk 8 for control armp-value: 0.0695% CI: [-0.4, 13.87]t-test, 2 sided
p-value: 0.766GEE
Comparison: Repeated measures analysis at Wk 8 and Wk 16 for experimental armp-value: 0.53395% CI: [-3.41, 6.19]t-test, 2 sided
Comparison: Repeated measures analysis at Wk 8 and Wk 16 for control armp-value: 0.29695% CI: [-12.21, 4.84]t-test, 2 sided
p-value: 0.14GEE
Comparison: Repeated measures analysis at BL and Wk 16 for experimental armp-value: 0.00295% CI: [4.24, 14.71]t-test, 2 sided
Comparison: Repeated measures analysis at BL and Wk 8 for control armp-value: 0.29195% CI: [-3.91, 10.01]t-test, 2 sided
p-value: 0.067GEE
Primary

Change in Fractional Exhaled Nitric Oxide (FENO) From Baseline to Week 8

Level of exhaled FENO assessed with NIOX breath sensor in parts per billion (PPB).

Time frame: Baseline, Week 8

Population: 1 participant withdrew from the study between baseline and week 8

ArmMeasureGroupValue (MEAN)Dispersion
Electronic CigaretteChange in Fractional Exhaled Nitric Oxide (FENO) From Baseline to Week 8Week 810.9 parts per billion (PPB)Standard Deviation 8.96
Electronic CigaretteChange in Fractional Exhaled Nitric Oxide (FENO) From Baseline to Week 8Baseline11.6 parts per billion (PPB)Standard Deviation 10.2
Smoking As UsualChange in Fractional Exhaled Nitric Oxide (FENO) From Baseline to Week 8Baseline9.80 parts per billion (PPB)Standard Deviation 8.01
Smoking As UsualChange in Fractional Exhaled Nitric Oxide (FENO) From Baseline to Week 8Week 87.75 parts per billion (PPB)Standard Deviation 2.36
p-value: 0.96595% CI: [-9.25, 8.89]t-test, 2 sided
Comparison: Repeated measures analysis at BL and Wk 8 for control armp-value: 0.52295% CI: [-11.1, 17.6]t-test, 2 sided
p-value: 0.781GEE
Primary

Change in Pulmonary Functioning From Baseline to Week 8 (Forced Expiratory Flow 25%-75% [FEF25-75])

Assessed using spirometry and indexed as liters per section (L/s).

Time frame: Baseline, Week 8

Population: 1 participant withdrew from the study between baseline and week 8

ArmMeasureGroupValue (MEAN)Dispersion
Electronic CigaretteChange in Pulmonary Functioning From Baseline to Week 8 (Forced Expiratory Flow 25%-75% [FEF25-75])Baseline1.91 liters per second (L/s)Standard Deviation 1
Electronic CigaretteChange in Pulmonary Functioning From Baseline to Week 8 (Forced Expiratory Flow 25%-75% [FEF25-75])Week 81.88 liters per second (L/s)Standard Deviation 0.98
Smoking As UsualChange in Pulmonary Functioning From Baseline to Week 8 (Forced Expiratory Flow 25%-75% [FEF25-75])Baseline1.82 liters per second (L/s)Standard Deviation 0.87
Smoking As UsualChange in Pulmonary Functioning From Baseline to Week 8 (Forced Expiratory Flow 25%-75% [FEF25-75])Week 82.12 liters per second (L/s)Standard Deviation 0.64
Comparison: Repeated measures analysis at BL and Wk 8 for experimental armp-value: 0.84995% CI: [-0.483, 0.576]t-test, 2 sided
Comparison: Repeated measures analysis at BL and Wk 8 for control armp-value: 0.10795% CI: [-0.706, 0.102]t-test, 2 sided
p-value: 0.19GEE
Primary

Change in Pulmonary Functioning From Baseline to Week 8 (Forced Expiratory Volume [FEV])

Assessed using spirometry and indexed in liters.

Time frame: Baseline, Week 8

Population: 1 participant withdrew from the study between baseline and week 8

ArmMeasureGroupValue (MEAN)Dispersion
Electronic CigaretteChange in Pulmonary Functioning From Baseline to Week 8 (Forced Expiratory Volume [FEV])Baseline2.24 litersStandard Deviation 0.84
Electronic CigaretteChange in Pulmonary Functioning From Baseline to Week 8 (Forced Expiratory Volume [FEV])Week 82.32 litersStandard Deviation 0.93
Smoking As UsualChange in Pulmonary Functioning From Baseline to Week 8 (Forced Expiratory Volume [FEV])Baseline2.41 litersStandard Deviation 0.53
Smoking As UsualChange in Pulmonary Functioning From Baseline to Week 8 (Forced Expiratory Volume [FEV])Week 82.30 litersStandard Deviation 0.57
Comparison: Repeated measures analysis at BL and Wk 8 for experimental armp-value: 0.57495% CI: [-0.374, 0.219]t-test, 2 sided
Comparison: Repeated measures analysis at BL and Wk 8 for control armp-value: 0.07795% CI: [-0.02, 0.252]t-test, 2 sided
p-value: 0.149GEE
Primary

Change in Pulmonary Functioning From Baseline to Week 8 (Forced Vital Capacity [FVC])

Assessed using spirometry and indexed in liters.

Time frame: Baseline, Week 8

Population: 1 participant withdrew from the study between baseline and week 8

ArmMeasureGroupValue (MEAN)Dispersion
Electronic CigaretteChange in Pulmonary Functioning From Baseline to Week 8 (Forced Vital Capacity [FVC])Week 83.13 litersStandard Deviation 1.16
Electronic CigaretteChange in Pulmonary Functioning From Baseline to Week 8 (Forced Vital Capacity [FVC])Baseline3.02 litersStandard Deviation 1
Smoking As UsualChange in Pulmonary Functioning From Baseline to Week 8 (Forced Vital Capacity [FVC])Baseline3.35 litersStandard Deviation 0.79
Smoking As UsualChange in Pulmonary Functioning From Baseline to Week 8 (Forced Vital Capacity [FVC])Week 82.98 litersStandard Deviation 0.74
Comparison: Repeated measures analysis at BL and Wk 8 for experimental armp-value: 0.37695% CI: [-0.396, 0.163]t-test, 2 sided
Comparison: Repeated measures analysis at BL and Wk 8 for control armp-value: 0.06595% CI: [-0.036, 0.78]t-test, 2 sided
p-value: 0.006GEE
Primary

Change in Pulmonary Functioning From Baseline to Week 8 (Peak Expiratory Flow [PEF])

Assessed using spirometry and indexed in liters per minute (L/min).

Time frame: Baseline, Week 8

Population: 1 participant withdrew from the study between baseline and week 8

ArmMeasureGroupValue (MEAN)Dispersion
Electronic CigaretteChange in Pulmonary Functioning From Baseline to Week 8 (Peak Expiratory Flow [PEF])Baseline6.50 liters per minute (L/min)Standard Deviation 2.57
Electronic CigaretteChange in Pulmonary Functioning From Baseline to Week 8 (Peak Expiratory Flow [PEF])Week 86.68 liters per minute (L/min)Standard Deviation 2.91
Smoking As UsualChange in Pulmonary Functioning From Baseline to Week 8 (Peak Expiratory Flow [PEF])Baseline6.45 liters per minute (L/min)Standard Deviation 1.41
Smoking As UsualChange in Pulmonary Functioning From Baseline to Week 8 (Peak Expiratory Flow [PEF])Week 85.69 liters per minute (L/min)Standard Deviation 1.69
Comparison: Repeated measures analysis at BL and Wk 8 for experimental armp-value: 0.82895% CI: [-0.929, 0.76]t-test, 2 sided
Comparison: Repeated measures analysis at BL and Wk 8 for control armp-value: 0.24995% CI: [-0.81, 2.33]t-test, 2 sided
p-value: 0.17GEE

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026