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CIMT and taVNS for Hemiplegia in Infants

Combining taVNS With Early CIMT to Improve Health Outcomes of Infants With Unilateral Upper Extremity Weakness

Status
Completed
Phases
Early Phase 1
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT05101707
Enrollment
6
Registered
2021-11-01
Start date
2022-04-01
Completion date
2024-02-29
Last updated
2025-06-13

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Infant Development, Hemiplegia, Constraint Induced Movement Therapy

Keywords

transcutaneous auricular vagus nerve stimulation, constraint induced movement therapy, infant hemiplegia

Brief summary

Newborns who are born premature or suffer brain injury at birth are at risk for motor problems that may cause weakness in reaching and grasping on one side of the body. In older children, therapists may use a hand mitt and restraint for the stronger arm, to encourage use of the weaker side, called constraint-induced movement therapy (CIMT). Even with the high intensity therapy of CIMT, it typically takes between 40-120 hours total treatment time for most children to improve their motor skills. A non-invasive form of nerve stimulation, transcutaneous auricular vagus nerve stimulation (taVNS), stimulates a nerve by the ear that enhances learning motor skills. The purpose of this study is to evaluate the safety and effectiveness of taVNS to improve motor skills when paired with CIMT in infants with one-sided weakness at 6-18months of age.

Detailed description

Recent pioneering studies have used neuromodulation combined with intensive motor therapies in adults after stroke. Few studies have investigated combining neuromodulation and evidence-based pediatric intensive therapies such as CIMT, and then only in older children with CP to enhance neuroplasticity and improve functional outcomes. The investigators are the first to use non-invasive transcutaneous auricular vagus nerve stimulation (taVNS) paired with a motor task of bottle-feeding in infants with feeding failure. taVNS paired with motor feeding activity was safe and over 50% infants attained full oral feeds who were slated to receive a gastrostomy tube (G-tube). With the unique collaboration of experts in brain stimulation, pediatric translational clinical science and pediatric occupational therapy in this pilot project, the investigators propose to expand the paradigm of pairing neuromodulation with motor training in at-risk infants by exploring the safety, feasibility, and effectiveness of delivering taVNS concurrently with CIMT. The hypothesis is that combining taVNS with intensive CIMT may boost neuroplasticity, allowing for delivery of infant therapy at a minimally effective dosage while improving infant outcomes. The investigators aim to determine the feasibility and safety of taVNS in at-risk infants 6-18mo undergoing CIMT therapy in open label pilot trial and assess both infant tolerability and the therapist's ability to deliver high-quality CIMT along with taVNS.

Interventions

DEVICEtranscutaneous auricular vagus nerve stimulation

Applying a pulsed microcurrent to the auricular branch of the vagus nerve, timed with motor activity of the weaker arm/hand

Applying a custom-made splint constraint to the stronger hand/arm to encourage use of the weaker hand/arm in intensive therapy sessions

Sponsors

National Center of Neuromodulation for Rehabilitation
CollaboratorOTHER
National Institutes of Health (NIH)
CollaboratorNIH
Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD)
CollaboratorNIH
Medical University of South Carolina
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
DEVICE_FEASIBILITY
Masking
NONE

Intervention model description

CIMT plus taVNS

Eligibility

Sex/Gender
ALL
Age
6 Months to 18 Months
Healthy volunteers
No

Inclusion criteria

Must have all of the following: * 6-18 month-old infants with hemiplegia/motor asymmetry * Must be able to participate in high intensity CIMT * Gross Motor Function Classification System (GMFCS) level I-IV

Exclusion criteria

Must have none of the following: * GMFCS level V * severe motor impairment/quadriplegic involvement * uncorrected blindness or deafness * cardiomyopathy

Design outcomes

Primary

MeasureTime frameDescription
CIMT Fidelityat 1 monthFeasibility of delivering high fidelity CIMT therapy sessions while the therapist is also triggering taVNS using the Fidelity of Implementation Measure (FIRM) with scoring range (0-4), higher scores indicate greater consistency of therapy with established CIMT procedure
Quality of Upper Extremity Skills Test (QUEST), GRASP1 monthchange in test of hand function and quality of movement between the right and left sides of the body, scoring range 0-100, higher scores indicate better hand function; from baseline to end of treatment

Secondary

MeasureTime frameDescription
Gross Motor Function Measure-88 (GMFM-88)1 monthThe Gross Motor Function Measure-88 (GMFM-88) assessment tool includes 88 items, each receiving a score from 0 to 3 (0 = does not initiate; 1 = initiates; 2 = partially completes; 3 = completes). Items span the spectrum of gross motor activities in five dimensions: A: Lying and Rolling (17 items), B: Sitting (20 items), C: Crawling and Kneeling (14 items), D: Standing (13 items), E: Walking, Running, Jumping (24 items). Every dimension score is expressed with a percentage. All dimension scores are then averaged to a total GMFM-88 percentage score, which is an estimate of the participant's gross motor function (0 = low motor function; 100 = high motor function).

Countries

United States

Participant flow

Recruitment details

We recruited participants from referrals from neonatal high risk development clinic, and referral from other rehab professionals seeing patients in their clinics from June 1, 2021 to July 30, 2024.

Pre-assignment details

open label study without a washout period. all participants were receiving physical and occupational therapy for hemiplegia

Participants by arm

ArmCount
Open Label taVNS Paired With 40 Hours CIMT
infants with hemiplegia receive taVNs paired with constraint induced movement therapy for a total of 40h, 2h a day 5 days a week for 4 weeks
6
Total6

Baseline characteristics

CharacteristicOpen Label taVNS Paired With 40 Hours CIMT
Age, Continuous16.7 months of age
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
6 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
0 Participants
Race (NIH/OMB)
Black or African American
0 Participants
Race (NIH/OMB)
More than one race
0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
White
6 Participants
Sex: Female, Male
Female
0 Participants
Sex: Female, Male
Male
6 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
0 / 6
other
Total, other adverse events
0 / 6
serious
Total, serious adverse events
0 / 6

Outcome results

Primary

CIMT Fidelity

Feasibility of delivering high fidelity CIMT therapy sessions while the therapist is also triggering taVNS using the Fidelity of Implementation Measure (FIRM) with scoring range (0-4), higher scores indicate greater consistency of therapy with established CIMT procedure

Time frame: at 1 month

ArmMeasureValue (MEAN)
Open Label taVNS Paired With 40 Hours CIMTCIMT Fidelity3.76 score on a scale
Primary

Quality of Upper Extremity Skills Test (QUEST), GRASP

change in test of hand function and quality of movement between the right and left sides of the body, scoring range 0-100, higher scores indicate better hand function; from baseline to end of treatment

Time frame: 1 month

Population: entire group (n=6) received 40h of CIMT with taVNS

ArmMeasureValue (MEAN)Dispersion
Open Label taVNS Paired With 40 Hours CIMTQuality of Upper Extremity Skills Test (QUEST), GRASP209 percentage of change from baselineStandard Deviation 161
Secondary

Gross Motor Function Measure-88 (GMFM-88)

The Gross Motor Function Measure-88 (GMFM-88) assessment tool includes 88 items, each receiving a score from 0 to 3 (0 = does not initiate; 1 = initiates; 2 = partially completes; 3 = completes). Items span the spectrum of gross motor activities in five dimensions: A: Lying and Rolling (17 items), B: Sitting (20 items), C: Crawling and Kneeling (14 items), D: Standing (13 items), E: Walking, Running, Jumping (24 items). Every dimension score is expressed with a percentage. All dimension scores are then averaged to a total GMFM-88 percentage score, which is an estimate of the participant's gross motor function (0 = low motor function; 100 = high motor function).

Time frame: 1 month

Population: entire group that received 40h of CIMT paired with taVNS

ArmMeasureValue (MEAN)Dispersion
Open Label taVNS Paired With 40 Hours CIMTGross Motor Function Measure-88 (GMFM-88)32 units on a scaleStandard Deviation 28

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026