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Efficacy and Safety of Intrathecal OAV101 (AVXS-101) in Pediatric Patients With Type 2 Spinal Muscular Atrophy (SMA)

A Randomized, Sham-controlled, Double-blind Study to Evaluate the Efficacy and Safety of Intrathecal OAV101 in Type 2 Spinal Muscular Atrophy (SMA) Patients Who Are ≥ 2 to < 18 Years of Age, Treatment Naive, Sitting, and Never Ambulatory

Status
Completed
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT05089656
Acronym
STEER
Enrollment
126
Registered
2021-10-22
Start date
2022-02-01
Completion date
2025-04-29
Last updated
2026-01-13

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Type 2 Spinal Muscular Atrophy

Keywords

Zolgensma, OAV101, AVXS 101, gene therapy, Muscle atrophy, SMA, spinal muscular atrophy, muscle function, myopathy, muscle wasting, atrophied muscle, loss of muscle strength, pediatric

Brief summary

This was a Phase III multi-center, single dose (1.2 x 10\^14 vector genomes), randomized, sham controlled, double-blind study that investigates the efficacy, safety and tolerability of OAV101B in treatment naive, sitting and never ambulatory SMA patients 2 to \<18 years of age.

Detailed description

Eligible participants received a single administration of OAV101B at the dose of 1.2 x 10\^14 vector genomes intrathecally or the sham procedure on Day 1 (Treatment Period 1), and were followed for a period of 52 weeks for Period 1. In Period 2, participants who received the sham treatment in Period 1 were administered OAV101B, and participants who received OAV101B in Period 1 underwent the sham procedure. Participants were followed up for 12 weeks in Period 2. The study consisted of a Screening and Baseline Period followed by two Treatment and Follow-up Periods. Participants were admitted to the hospital on Day 1 (or Day -1 as per local standards of care). After receiving OAV101B or the sham procedure on Day 1, participants underwent in-patient safety monitoring through Day 2 and optionally for Day 3. After Period 1, eligible participants could continue to Period 2 subsequently entering Period 2 in a rolling seamless fashion as participants completed Follow-up Period 1. In Treatment Period 2, eligible participants who received a sham procedure on Study Day 1 of Treatment Period 1 were hospitalized to receive OAV101B on Week 52 + 1 day and participants who received OAV101B on Study Day 1 of Treatment Period 1 were hospitalized to receive a sham procedure on the Week 52 + 1 Day. The total duration of the study including both Period 1 and Period 2 was 64 weeks. At the end of the study, all participants who received OAV101B were eligible to enroll in a long-term follow-up study to monitor long-term safety and efficacy. Approximately 125 participants were planned to be randomized in a 3:2 ratio to receive OAV101B (N= \ 75) or a sham procedure (N= \ 50). The unequal randomization ratio allowed more participants to receive active treatment in Period 1. It was anticipated that approximately 65 randomized participants would be aged 2 to \<5 years and approximately 60 randomized participants would be aged 5 to \<18 years.

Interventions

GENETICOAV101

Gene therapy

PROCEDURESham control

The sham procedure will consist of a small needle prick on the lower back at the location where the LP injection is normally made. The needle will break the skin, but no needle insertion for lumbar puncture will occur.

Sponsors

Novartis Pharmaceuticals
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
CROSSOVER
Primary purpose
TREATMENT
Masking
QUADRUPLE (Subject, Caregiver, Investigator, Outcomes Assessor)

Intervention model description

A participant will receive a single, one-time dose of OAV101.

Eligibility

Sex/Gender
ALL
Age
2 Years to 17 Years
Healthy volunteers
No

Inclusion criteria

Key Inclusion criteria: * Diagnostic confirmation during screening period of 5q SMA * The patient must be treatment naive (historical or current use) for all SMN-targeting therapies (e.g., risdiplam (Evrysdi) and nusinersen (Spinraza)). * Onset of clinical signs and symptoms at ≥ 6 months of age * A complete Hammersmith Functional Motor Scale - Expanded (HFMSE) assessment during the screening period for trial eligibility * Able to sit independently at screening, but has never had the ability to walk independently. Key

Exclusion criteria

* Anti-adeno-associated virus serotype 9 (AAV9) antibody titer reported as elevated (reference to \> 1:50 or validated result consistent with being elevated) at screening as determined by sponsor designated lab. * Infectious process (e.g., viral, bacterial) or febrile illness within 30 days prior to OAV101 treatment or sham procedure * Hepatic dysfunction (i.e. alanine aminotransferase (ALT), total bilirubin, gamma-glutamyl transferase (GGT) or glutamate dehydrogenase (GLDH), \> upper limit of normal (ULN). * Requiring invasive ventilation, awake noninvasive ventilation for \> 6 hours during a 24-hour period, noninvasive ventilation for \> 12 hours during a 24-hour period or requiring tracheostomy * Complications at screening that would interfere with motor efficacy assessments including but not limited to, severe contractures or Cobb angle \> 40 in a sitting position * Surgery for scoliosis or hip fixation in the 12 months prior to Screening or planned within the next 64 weeks * Clinically significant sensory abnormalities in the neurological examination at Screening

Design outcomes

Primary

MeasureTime frameDescription
Change From Baseline at the End of Period 1 in the Hammersmith Functional Motor Scale Expanded - Total Score - in the ≥ 2 to < 18 Years Age GroupBaseline, Week 52 (or Week 48)The HFMSE is a validated SMA specific assessment devised for use in children with SMA to give objective information on motor ability and clinical progression. The HFMSE contains 33 items rated from 0 (unable to perform) to 2 (performs without modification/adaptation/compensation). Total scores range from 0-66. Higher scores indicate higher levels of motor ability.

Secondary

MeasureTime frameDescription
Change From Baseline in Revised Upper Limb Module (RULM) Total Score at the End of Follow-up Period 1 in Treated Patients Compared to Sham Controls in the ≥ 2 to < 18 Years Age GroupBaseline, Week 52 (or Week 48)The RULM is a validated SMA specific assessment of motor performance in the upper limbs from childhood through adulthood in ambulatory and non-ambulatory individuals with SMA. The scale consists of 19 scorable items: 18 items scored on 0 (unable) to 2 (full achievement) scale, and one item that is scored from 0 (unable) to 1 (able). Total scores range from 0-37 points. Higher scores reflect higher level of motor ability.
Change From Baseline in the RULM Total Score at the End of Follow-up Period 1 in Treated Patients Compared to Sham Controls in the ≥ 2 to < 5 Years Age GroupBaseline, Week 52 (or Week 48)The RULM is a validated SMA specific assessment of motor performance in the upper limbs from childhood through adulthood in ambulatory and non-ambulatory individuals with SMA. The scale consists of 19 scorable items: 18 items scored on a 0 (unable) to 2 (full achievement) scale, and one item that is scored from 0 (unable) to 1 (able). Total scores range from 0-37 points. Higher scores reflect higher level of motor ability.
% of Participants Who Achieved at Least a 3-point Improvement From Baseline in HFMSE Total Score at the End of Follow-up Period 1 in the ≥ 2 to < 18 Years Age GroupBaseline, Week 52 (or Week 48) (end of Period 1)The HFMSE is a validated SMA specific assessment devised for use in children with SMA to give objective information on motor ability and clinical progression. The HFMSE contains 33 items rated from 0 (unable to perform) to 2 (performs without modification/adaptation/compensation). Total scores range from 0-66. Higher scores indicate higher levels of motor ability.
% of Participants Who Achieved at Least a 3-point Improvement From Baseline in HFMSE Total Score at the End of Follow-up Period 1 for Participants Aged ≥ 2 to < 5 YearsBaseline, Week 52 (or Week 48)(end of Period 1)The HFMSE is a validated SMA specific assessment devised for use in children with SMA to give objective information on motor ability and clinical progression. The HFMSE contains 33 items rated from 0 (unable to perform) to 2 (performs without modification/adaptation/compensation). Total scores range from 0-66. Higher scores indicate higher levels of motor ability.
Change From Baseline in HFMSE Total Score at the End of Follow-up Period 1 in Treated Patients Compared to Sham Controls in the ≥ 2 to < 5 Years Age GroupBaseline, Week 52 (or Week 48)The HFMSE is a validated SMA specific assessment devised for use in children with SMA to give objective information on motor ability and clinical progression. The HFMSE contains 33 items rated from 0 (unable to perform) to 2 (performs without modification/adaptation/compensation). Total scores range from 0-66. Higher scores indicate higher levels of motor ability.
Number of Participants With Adverse Events of Special Interest (AESI)Adverse events are reported from the start of treatment period 1 plus 64 weeks, up to a maximum time period of 64 weeks.An AESI is primarily defined by using standard Medical Dictionary for Regulatory Activities (MedDRA) queries, and identified as follows: * Hepatotoxicity * Thrombocytopenia * Cardiac adverse events * Signs and symptoms that may be suggestive of dorsal root ganglia toxicity * Thrombotic microangiopathy * New malignancies Adverse events for Periods 1 and 2 are combined in the overall OAV101 arm because the same active treatment (and same single dose) was administered in either Period1 or Period 2. Because this is a gene therapy, which permanently impacts the genetics of the study participant, participants randomized to OAV101 in Period 1 are still considered on treatment with OAV101 in Period 2 (after receiving sham control in Period 2). Therefore, adverse events for the Sham arm can only be considered from Period 1.
Number (and Percentage) of Patients With Intracardiac ThrombiBaseline up to 64 weeksIntracardiac thrombi is defined as the presence of thrombus on post-baseline echocardiograms. Events for Periods 1 and 2 are combined in the overall OAV101 arm because the same active treatment (and same single dose) was administered in either Period1 or Period 2. Because this is a gene therapy, which permanently impacts the genetics of the study participant, participants randomized to OAV101 in Period 1 are still considered on treatment with OAV101 in Period 2 (after receiving sham control in Period 2). Therefore, events for the Sham arm can only be considered from Period 1.
Number(and Percentage) of Patients With Low Cardiac FunctionBaseline up to 64 weeksLow cardiac function is defined as left ventricular ejection fraction \<56% or left ventricular fractional shortening \<28% on post-baseline echocardigrams. Events for Periods 1 and 2 are combined in the overall OAV101 arm because the same active treatment (and same single dose) was administered in either Period1 or Period 2. Because this is a gene therapy, which permanently impacts the genetics of the study participant, participants randomized to OAV101 in Period 1 are still considered on treatment with OAV101 in Period 2 (after receiving sham control in Period 2). Therefore, events for the Sham arm can only be considered from Period 1.
Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAdverse events are reported from the start of treatment period 1 plus 64 weeks, up to a maximum time period of 64 weeks.An adverse event (AE) is any untoward medical occurrence (e.g. any unfavorable and unintended sign \[including abnormal laboratory findings\], symptom or disease) in a clinical investigation participant after providing written informed consent for participation in the study. A Treatment Emergent Adverse Event (TEAE) is defined as an event that emerges during treatment, having been absent pretreatment, or worsens relative to the pretreatment state. The occurrence of AEs must be sought by non-directive questioning of the participant at each visit during the study. Adverse events also may be detected when they are volunteered by the participant during or between visits or through physical examination findings, laboratory test findings, or other assessments. pt = participant pts = participants

Countries

Brazil, China, Denmark, India, Malaysia, Mexico, Saudi Arabia, Singapore, South Africa, Taiwan, Thailand, United States, Vietnam

Participant flow

Pre-assignment details

121 total participants were treated with a single dose of OAV101B (either in Period 1 (even if they did not complete Period 1) or Period 2).

Participants by arm

ArmCount
OAV101 First, Then Sham Control
OAV101 administered as a single, one-time intrathecal dose of 1.2 x 10\^14 vector genomes (vg) in Period 1, then a skin prick in the lumbar region without any medication in Period 2
75
Sham Control First, Then OAV101
A skin prick in the lumbar region without any medication in Period 1, then OAV101 administered as a single, one-time intrathecal dose of 1.2 x 10\^14 vector genomes (vg) in Period 2
51
Total126

Withdrawals & dropouts

PeriodReasonFG000FG001
Period 1 - First Intervention (52 weeks)Adverse Event01
Period 1 - First Intervention (52 weeks)Guardian decision10
Period 1 - First Intervention (52 weeks)Physician Decision10
Period 1 - First Intervention (52 weeks)Protocol-specified withdrawal criterion met64

Baseline characteristics

CharacteristicSham Control First, Then OAV101OAV101 First, Then Sham ControlTotal
Age, Continuous5.68 years
STANDARD_DEVIATION 3.045
5.71 years
STANDARD_DEVIATION 3.575
5.70 years
STANDARD_DEVIATION 3.358
Race (NIH/OMB)
American Indian or Alaska Native
5 Participants2 Participants7 Participants
Race (NIH/OMB)
Asian
25 Participants49 Participants74 Participants
Race (NIH/OMB)
Black or African American
4 Participants5 Participants9 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
10 Participants12 Participants22 Participants
Race (NIH/OMB)
White
7 Participants7 Participants14 Participants
Sex: Female, Male
Female
23 Participants41 Participants64 Participants
Sex: Female, Male
Male
28 Participants34 Participants62 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
0 / 750 / 510 / 121
other
Total, other adverse events
63 / 7543 / 5185 / 121
serious
Total, serious adverse events
21 / 7517 / 5134 / 121

Outcome results

Primary

Change From Baseline at the End of Period 1 in the Hammersmith Functional Motor Scale Expanded - Total Score - in the ≥ 2 to < 18 Years Age Group

The HFMSE is a validated SMA specific assessment devised for use in children with SMA to give objective information on motor ability and clinical progression. The HFMSE contains 33 items rated from 0 (unable to perform) to 2 (performs without modification/adaptation/compensation). Total scores range from 0-66. Higher scores indicate higher levels of motor ability.

Time frame: Baseline, Week 52 (or Week 48)

Population: Full Analysis Set - all participants who were treated in treatment period 1 with a valid measurement (including 1 pt who dropped out between Week 48 and week 52; The data collected at Week 48 are included in this table.) (Participants who early terminated before Week 48 are not included).

ArmMeasureValue (LEAST_SQUARES_MEAN)Dispersion
OAV101 First, Then Sham ControlChange From Baseline at the End of Period 1 in the Hammersmith Functional Motor Scale Expanded - Total Score - in the ≥ 2 to < 18 Years Age Group2.39 Scores on a scaleStandard Error 0.439
Sham Control First, Then OAV101Change From Baseline at the End of Period 1 in the Hammersmith Functional Motor Scale Expanded - Total Score - in the ≥ 2 to < 18 Years Age Group0.51 Scores on a scaleStandard Error 0.532
Comparison: Change from baseline at End of Follow-up Period 1p-value: 0.007495% CI: [0.51, 3.25]Mixed Models Analysis
Secondary

Change From Baseline in HFMSE Total Score at the End of Follow-up Period 1 in Treated Patients Compared to Sham Controls in the ≥ 2 to < 5 Years Age Group

The HFMSE is a validated SMA specific assessment devised for use in children with SMA to give objective information on motor ability and clinical progression. The HFMSE contains 33 items rated from 0 (unable to perform) to 2 (performs without modification/adaptation/compensation). Total scores range from 0-66. Higher scores indicate higher levels of motor ability.

Time frame: Baseline, Week 52 (or Week 48)

Population: Full Analysis Set - all participants who were treated in treatment period 1 with a valid measurement in the 2 to \<5 years age group. (Participants who early terminated before Week 48 are not included.)

ArmMeasureValue (LEAST_SQUARES_MEAN)Dispersion
OAV101 First, Then Sham ControlChange From Baseline in HFMSE Total Score at the End of Follow-up Period 1 in Treated Patients Compared to Sham Controls in the ≥ 2 to < 5 Years Age Group3.00 Scores on a scaleStandard Error 0.569
Sham Control First, Then OAV101Change From Baseline in HFMSE Total Score at the End of Follow-up Period 1 in Treated Patients Compared to Sham Controls in the ≥ 2 to < 5 Years Age Group1.56 Scores on a scaleStandard Error 0.683
Comparison: Change from baseline at End of Follow-up Period 1p-value: 0.109795% CI: [-0.33, 3.22]Mixed Models Analysis
Secondary

Change From Baseline in Revised Upper Limb Module (RULM) Total Score at the End of Follow-up Period 1 in Treated Patients Compared to Sham Controls in the ≥ 2 to < 18 Years Age Group

The RULM is a validated SMA specific assessment of motor performance in the upper limbs from childhood through adulthood in ambulatory and non-ambulatory individuals with SMA. The scale consists of 19 scorable items: 18 items scored on 0 (unable) to 2 (full achievement) scale, and one item that is scored from 0 (unable) to 1 (able). Total scores range from 0-37 points. Higher scores reflect higher level of motor ability.

Time frame: Baseline, Week 52 (or Week 48)

Population: Full Analysis Set - all participants who were treated in treatment period 1 with a valid measurement (including 1 pt who dropped out between Week 48 and week 52; The data collected at Week 48 are included in this table.) (Participants who early terminated before Week 48 are not included).

ArmMeasureValue (LEAST_SQUARES_MEAN)Dispersion
OAV101 First, Then Sham ControlChange From Baseline in Revised Upper Limb Module (RULM) Total Score at the End of Follow-up Period 1 in Treated Patients Compared to Sham Controls in the ≥ 2 to < 18 Years Age Group2.44 Scores on a scaleStandard Error 0.381
Sham Control First, Then OAV101Change From Baseline in Revised Upper Limb Module (RULM) Total Score at the End of Follow-up Period 1 in Treated Patients Compared to Sham Controls in the ≥ 2 to < 18 Years Age Group0.92 Scores on a scaleStandard Error 0.462
Comparison: Change from baseline at End of Follow-up Period 1p-value: 0.012295% CI: [0.34, 2.71]Mixed Models Analysis
Secondary

Change From Baseline in the RULM Total Score at the End of Follow-up Period 1 in Treated Patients Compared to Sham Controls in the ≥ 2 to < 5 Years Age Group

The RULM is a validated SMA specific assessment of motor performance in the upper limbs from childhood through adulthood in ambulatory and non-ambulatory individuals with SMA. The scale consists of 19 scorable items: 18 items scored on a 0 (unable) to 2 (full achievement) scale, and one item that is scored from 0 (unable) to 1 (able). Total scores range from 0-37 points. Higher scores reflect higher level of motor ability.

Time frame: Baseline, Week 52 (or Week 48)

Population: Full Analysis Set - all participants who were treated in treatment period 1 with a valid measurement in the 2 to \<5 years age group. (Participants who early terminated before Week 48 are not included.)

ArmMeasureValue (LEAST_SQUARES_MEAN)Dispersion
OAV101 First, Then Sham ControlChange From Baseline in the RULM Total Score at the End of Follow-up Period 1 in Treated Patients Compared to Sham Controls in the ≥ 2 to < 5 Years Age Group3.27 Scores on a scaleStandard Error 0.535
Sham Control First, Then OAV101Change From Baseline in the RULM Total Score at the End of Follow-up Period 1 in Treated Patients Compared to Sham Controls in the ≥ 2 to < 5 Years Age Group1.82 Scores on a scaleStandard Error 0.642
Comparison: Change from baseline at End of Follow-up Period 1p-value: 0.087395% CI: [-0.22, 3.12]Mixed Models Analysis
Secondary

Number (and Percentage) of Patients With Intracardiac Thrombi

Intracardiac thrombi is defined as the presence of thrombus on post-baseline echocardiograms. Events for Periods 1 and 2 are combined in the overall OAV101 arm because the same active treatment (and same single dose) was administered in either Period1 or Period 2. Because this is a gene therapy, which permanently impacts the genetics of the study participant, participants randomized to OAV101 in Period 1 are still considered on treatment with OAV101 in Period 2 (after receiving sham control in Period 2). Therefore, events for the Sham arm can only be considered from Period 1.

Time frame: Baseline up to 64 weeks

Population: Safety analysis set - all treated participants.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
OAV101 First, Then Sham ControlNumber (and Percentage) of Patients With Intracardiac Thrombi0 Participants
Sham Control First, Then OAV101Number (and Percentage) of Patients With Intracardiac Thrombi1 Participants
Overall OAV101 in Periods 1 and 2Number (and Percentage) of Patients With Intracardiac Thrombi1 Participants
Secondary

Number(and Percentage) of Patients With Low Cardiac Function

Low cardiac function is defined as left ventricular ejection fraction \<56% or left ventricular fractional shortening \<28% on post-baseline echocardigrams. Events for Periods 1 and 2 are combined in the overall OAV101 arm because the same active treatment (and same single dose) was administered in either Period1 or Period 2. Because this is a gene therapy, which permanently impacts the genetics of the study participant, participants randomized to OAV101 in Period 1 are still considered on treatment with OAV101 in Period 2 (after receiving sham control in Period 2). Therefore, events for the Sham arm can only be considered from Period 1.

Time frame: Baseline up to 64 weeks

Population: Safety analysis set - all treated participants.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
OAV101 First, Then Sham ControlNumber(and Percentage) of Patients With Low Cardiac Function8 Participants
Sham Control First, Then OAV101Number(and Percentage) of Patients With Low Cardiac Function9 Participants
Overall OAV101 in Periods 1 and 2Number(and Percentage) of Patients With Low Cardiac Function17 Participants
Secondary

Number of Participants With Adverse Events of Special Interest (AESI)

An AESI is primarily defined by using standard Medical Dictionary for Regulatory Activities (MedDRA) queries, and identified as follows: * Hepatotoxicity * Thrombocytopenia * Cardiac adverse events * Signs and symptoms that may be suggestive of dorsal root ganglia toxicity * Thrombotic microangiopathy * New malignancies Adverse events for Periods 1 and 2 are combined in the overall OAV101 arm because the same active treatment (and same single dose) was administered in either Period1 or Period 2. Because this is a gene therapy, which permanently impacts the genetics of the study participant, participants randomized to OAV101 in Period 1 are still considered on treatment with OAV101 in Period 2 (after receiving sham control in Period 2). Therefore, adverse events for the Sham arm can only be considered from Period 1.

Time frame: Adverse events are reported from the start of treatment period 1 plus 64 weeks, up to a maximum time period of 64 weeks.

Population: Safety analysis set - all treated participants.

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
OAV101 First, Then Sham ControlNumber of Participants With Adverse Events of Special Interest (AESI)Hepatotoxicity7 Participants
OAV101 First, Then Sham ControlNumber of Participants With Adverse Events of Special Interest (AESI)Transient thrombocytopenia4 Participants
OAV101 First, Then Sham ControlNumber of Participants With Adverse Events of Special Interest (AESI)Cardiac adverse events0 Participants
OAV101 First, Then Sham ControlNumber of Participants With Adverse Events of Special Interest (AESI)Signs and symptoms that may be suggestive of dorsal root ganglia toxicity2 Participants
OAV101 First, Then Sham ControlNumber of Participants With Adverse Events of Special Interest (AESI)Thrombotic microangiopathy0 Participants
OAV101 First, Then Sham ControlNumber of Participants With Adverse Events of Special Interest (AESI)New malignancies0 Participants
Sham Control First, Then OAV101Number of Participants With Adverse Events of Special Interest (AESI)New malignancies0 Participants
Sham Control First, Then OAV101Number of Participants With Adverse Events of Special Interest (AESI)Hepatotoxicity5 Participants
Sham Control First, Then OAV101Number of Participants With Adverse Events of Special Interest (AESI)Signs and symptoms that may be suggestive of dorsal root ganglia toxicity1 Participants
Sham Control First, Then OAV101Number of Participants With Adverse Events of Special Interest (AESI)Thrombotic microangiopathy0 Participants
Sham Control First, Then OAV101Number of Participants With Adverse Events of Special Interest (AESI)Transient thrombocytopenia2 Participants
Sham Control First, Then OAV101Number of Participants With Adverse Events of Special Interest (AESI)Cardiac adverse events0 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Adverse Events of Special Interest (AESI)Transient thrombocytopenia9 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Adverse Events of Special Interest (AESI)Cardiac adverse events0 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Adverse Events of Special Interest (AESI)New malignancies0 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Adverse Events of Special Interest (AESI)Signs and symptoms that may be suggestive of dorsal root ganglia toxicity3 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Adverse Events of Special Interest (AESI)Hepatotoxicity10 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Adverse Events of Special Interest (AESI)Thrombotic microangiopathy0 Participants
Secondary

Number of Participants With Treatment Emergent Adverse Events and Serious Adverse Events

An adverse event (AE) is any untoward medical occurrence (e.g. any unfavorable and unintended sign \[including abnormal laboratory findings\], symptom or disease) in a clinical investigation participant after providing written informed consent for participation in the study. A Treatment Emergent Adverse Event (TEAE) is defined as an event that emerges during treatment, having been absent pretreatment, or worsens relative to the pretreatment state. The occurrence of AEs must be sought by non-directive questioning of the participant at each visit during the study. Adverse events also may be detected when they are volunteered by the participant during or between visits or through physical examination findings, laboratory test findings, or other assessments. pt = participant pts = participants

Time frame: Adverse events are reported from the start of treatment period 1 plus 64 weeks, up to a maximum time period of 64 weeks.

Population: Safety analysis set - all treated pts.~AEs for Periods 1 and 2 are combined in the overall OAV101 arm because the same active treatment (and same single dose) was administered in either Period1 or 2. Because this is a gene therapy, which permanently impacts the genetics of the study pt, pts randomized to OAV101 in Period 1 are still considered on treatment with OAV101 in Period 2 (after receiving sham control in Period 2). Therefore, AEs for the Sham arm can only be considered from Period 1.

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
OAV101 First, Then Sham ControlNumber of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event74 Participants
OAV101 First, Then Sham ControlNumber of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event related to study treatment27 Participants
OAV101 First, Then Sham ControlNumber of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny serious treatment-emergent adverse event21 Participants
OAV101 First, Then Sham ControlNumber of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny serious treatment-emergent adverse event related to study treatment8 Participants
OAV101 First, Then Sham ControlNumber of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny severe treatment-emergent adverse event8 Participants
OAV101 First, Then Sham ControlNumber of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event leading to study discontinuation0 Participants
OAV101 First, Then Sham ControlNumber of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event leading to death0 Participants
OAV101 First, Then Sham ControlNumber of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event of special interest12 Participants
Sham Control First, Then OAV101Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny serious treatment-emergent adverse event17 Participants
Sham Control First, Then OAV101Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event leading to death0 Participants
Sham Control First, Then OAV101Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny serious treatment-emergent adverse event related to study treatment1 Participants
Sham Control First, Then OAV101Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny severe treatment-emergent adverse event9 Participants
Sham Control First, Then OAV101Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event leading to study discontinuation1 Participants
Sham Control First, Then OAV101Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event46 Participants
Sham Control First, Then OAV101Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event related to study treatment5 Participants
Sham Control First, Then OAV101Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event of special interest7 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny serious treatment-emergent adverse event34 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event related to study treatment36 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event104 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny serious treatment-emergent adverse event related to study treatment12 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event leading to death0 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event leading to study discontinuation0 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny severe treatment-emergent adverse event12 Participants
Overall OAV101 in Periods 1 and 2Number of Participants With Treatment Emergent Adverse Events and Serious Adverse EventsAny treatment-emergent adverse event of special interest21 Participants
Secondary

% of Participants Who Achieved at Least a 3-point Improvement From Baseline in HFMSE Total Score at the End of Follow-up Period 1 for Participants Aged ≥ 2 to < 5 Years

The HFMSE is a validated SMA specific assessment devised for use in children with SMA to give objective information on motor ability and clinical progression. The HFMSE contains 33 items rated from 0 (unable to perform) to 2 (performs without modification/adaptation/compensation). Total scores range from 0-66. Higher scores indicate higher levels of motor ability.

Time frame: Baseline, Week 52 (or Week 48)(end of Period 1)

Population: Full Analysis Set - all participants who were treated in treatment period 1 with a valid measurement in the 2 to \<5 years age group. (Participants who early terminated before Week 48 are not included.)

ArmMeasureValue (NUMBER)
OAV101 First, Then Sham Control% of Participants Who Achieved at Least a 3-point Improvement From Baseline in HFMSE Total Score at the End of Follow-up Period 1 for Participants Aged ≥ 2 to < 5 Years48.8 % of participants
Sham Control First, Then OAV101% of Participants Who Achieved at Least a 3-point Improvement From Baseline in HFMSE Total Score at the End of Follow-up Period 1 for Participants Aged ≥ 2 to < 5 Years37.9 % of participants
Comparison: End of Followup Period 1 (Week 52)p-value: 0.644895% CI: [0.46, 3.56]Regression, Logistic
Secondary

% of Participants Who Achieved at Least a 3-point Improvement From Baseline in HFMSE Total Score at the End of Follow-up Period 1 in the ≥ 2 to < 18 Years Age Group

The HFMSE is a validated SMA specific assessment devised for use in children with SMA to give objective information on motor ability and clinical progression. The HFMSE contains 33 items rated from 0 (unable to perform) to 2 (performs without modification/adaptation/compensation). Total scores range from 0-66. Higher scores indicate higher levels of motor ability.

Time frame: Baseline, Week 52 (or Week 48) (end of Period 1)

Population: Full Analysis Set - all participants who were treated in treatment period 1 with a valid measurement (including 1 pt who dropped out between Week 48 and week 52; The data collected at Week 48 are included in this table.) (Participants who early terminated before Week 48 are not included).

ArmMeasureValue (NUMBER)
OAV101 First, Then Sham Control% of Participants Who Achieved at Least a 3-point Improvement From Baseline in HFMSE Total Score at the End of Follow-up Period 1 in the ≥ 2 to < 18 Years Age Group39.2 % of participants
Sham Control First, Then OAV101% of Participants Who Achieved at Least a 3-point Improvement From Baseline in HFMSE Total Score at the End of Follow-up Period 1 in the ≥ 2 to < 18 Years Age Group26.0 % of participants
Comparison: End of Followup Period 1 (Week 52)p-value: 0.087995% CI: [0.9, 4.57]Regression, Logistic

Source: ClinicalTrials.gov · Data processed: Feb 12, 2026