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Task-shifted Adaptation of the WHO-PEN Intervention to Address Cardio-metabolic Complications in People Living With HIV in Zambia

Mixed Methods Formative Research and Pilot Testing of a Task-shifted Adaptation of the WHO-PEN Intervention to Address Cardio-metabolic Complications in People Living With HIV in Zambia

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT05005130
Acronym
TASKPEN
Enrollment
1129
Registered
2021-08-13
Start date
2021-09-20
Completion date
2022-12-23
Last updated
2024-01-30

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

HIV, Non Communicable Diseases

Keywords

HIV, Non Communicable Diseases, WHO-PEN

Brief summary

This mixed-methods formative research study aims to adapt the WHO Package of Essential Noncommunicable Disease Interventions (WHO-PEN) approach for the Zambian public health system, and pilot test an adapted, streamlined, and task-shifted package of integrated HIV Noncommunicable Disease (NCD) services, collectively called TASKPEN.

Detailed description

Using local data and implementation science theories WHO-PEN will be adapted for Zambia, and TASKPEN developed to focus on addressing challenges faced by persons living with HIV (PLHIV) who have cardio-metabolic complications related to HIV or its treatment (e.g. hypertension, diabetes, dyslipidaemia). TASKPEN aims to improve detection and management of these complications. Formative research activities for objective 1 include focus group discussions (FGDs), surveys and interviews with key stakeholders, which will include in-depth interviews (IDIs) with patients. Objective 2 launches the TASKPEN pilot and fully task-shifts the TASKPEN package to non-physician healthcare workers (NPHWs) and integrates it within the President's Emergency Plan for AIDS Relief (PEPFAR) -supported HIV service delivery platform. A mix of IDIs, FGDs, key informant interviews, and patient and implementation surveys with implementation actors to evaluate feasibility, acceptability, and other implementation outcomes

Interventions

OTHERTASKPEN

TASKPEN is the name of the package of implementation strategies proposed by the investigators that are intended to deliver the WHO PEN intervention in routine HIV clinical practice settings in Zambia. TASKPEN has five components which will be the subject of stakeholder consultation and adaptation in this formative research protocol. The package of integrated HIV/NCD services includes: 1. WHO PEN protocols, algorithm, & training materials adapted for Zambia 2. Access to cardio-metabolic condition screening & laboratory monitoring 3. Non communicable disease-focused electronic medical record module 4. Integrated non-communicable/HIV care (one stop shop for services) 5. Strengthened non-communicable disease (NCD) medication supply chain, including multi-month dispensing (MMD)

Sponsors

National Heart, Lung, and Blood Institute (NHLBI)
CollaboratorNIH
Centre for Infectious Disease Research in Zambia
CollaboratorOTHER
University of Zambia
CollaboratorOTHER
Ministry of Health, Zambia
CollaboratorOTHER_GOV
University of Alabama at Birmingham
CollaboratorOTHER
Fogarty International Center of the National Institute of Health
CollaboratorNIH
University of North Carolina, Chapel Hill
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
CROSSOVER
Primary purpose
OTHER
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

Objective 1 Focus group discussion participants/implementation survey participants: Inclusion: * 18 years of age or older * non-physician professional or lay/peer health care worker (HCW) involved with HIV and/or NCD service delivery. Key Informant Interview (KII) participants: * 18 years of age or older * a senior Ministry of Health (MOH) policy maker or health official working at national level in Zambia involved in managing, coordinating, and/or overseeing health services for non-communicable diseases in Zambia. In-depth interview participants: * emancipated HIV-infected adults 18 years of age or older have a documented cardio-metabolic condition Exclusion: * any potential IDI, FGD, or KII participant if they are unwilling or unable to provide informed consent. Objective 2: Cross-sectional assessments: Inclusion: * HIV-infected * aged 18 years and older * seeking care at either of the two ACHIEVE-supported pilot sites who are screened for and/or found to have evidence of one or more of the cardio-metabolic conditions or risk factors. Nested cohort participants: Inclusion: * documented HIV infection * aged 18 years or older * have one or more cardio-metabolic conditions or risk factors: * obesity (defined as BMI \> 30 kg/m\^2); * any current tobacco smoking; * hypertension as defined by WHO PEN (i.e., systolic blood pressure (SBP) = 140 mmHg and/or diastolic blood pressure (DBP) = 90 mmHg); * diabetes mellitus as defined by WHO PEN (i.e. random plasma glucose = 11.1 mmol/L, fasting plasma glucose = 7 mmol/L, and/or haemoglobin A1c = 48 mmol/mol); * prediabetes (defined as having impaired fasting glucose of 6.1 to 6.9 mmol/L, impaired glucose tolerance with a two-hour, post-oral glucose tolerance test glucose =7.8 mmol/L but \<11.1 mmol/L and a fasting plasma glucose \<7.0 mmol/L, and/or haemoglobin A1c 42 to 48 mmol/mol); 6) dyslipidaemia (defined as total cholesterol \>4 mmol/L or low density lipoprotein =6 mmol/L); and/or 7) personal history or medication use for heart disease, heart failure, stroke, or other cardio-metabolic complication (including but not limited to coronary artery disease, cerebrovascular disease, myocardial infarction, stroke, or peripheral vascular disease). IDI participants: * HIV-infected * 18 years of age who were enrolled in the nested cohort and had documented exposure to the TASKPEN intervention at a pilot site. FGD participants: * 18 years of age or older * a non physician health care worker (NPHW) or community health worker (CHW)/ lay health provider involved with TASKPEN or integrated HIV/NCD service delivery generally familiar with HIV and/or NCD service delivery at their facility. KII participants: * 18 years of age or older * a facility-level antiretroviral therapy (ART) or out-patient department (OPD) clinic manager/ in-charge or policy maker at district, provincial, or national level in Zambia; and generally familiar with HIV and/or NCD-related issues in their community.

Exclusion criteria

For the nested cohort component, investigators will exclude: * adults who have no documented evidence of having established HIV care at the sites. * people unlikely to remain at the site to the completion of the study follow-up. * any potential IDI, FGD, or KII participant if they are unwilling or unable to provide written informed consent.

Design outcomes

Primary

MeasureTime frameDescription
Change in Percent of Participants With Dual HIV and Blood Pressure ControlBaseline to 6 monthsMeasured by an HIV RNA level of \<1000 copies per mL on the most recent measure and systolic blood pressure \<140 mmHg and/or diasystolic blood pressure \<90 mmHg. Dual control defined as HIV control (i.e., viral load \<1,000 c/mL for those with a documented viral load + evidence of 6MMD for those with missing viral load) + Hypertension control (SBP\<140 mmHg AND DBP\<90 mmHg)

Secondary

MeasureTime frameDescription
Number of Trained Healthcare Providers (Intervention Reach)During 2 weeks prior to initiation of TASKPENNumber of healthcare providers working at the pilot clinic antiretroviral therapy (ART), differentiated service delivery (DSD), and outpatient departments who were trained in the implementation of the TASKPEN intervention package.
Changes in HIV Disease Control, as Measured by the Percent of Patient Participants With HIV RNA Suppression (Defined as <1,000 Copies/mL)Baseline to 6 monthsMeasured by the percent of patient participants with HIV RNA suppression (defined as \<1,000 copies/mL)
Change in Intervention AppropriatenessBaseline to 6 monthsThe Intervention appropriateness measure (IAM) among healthcare providers. The minimum score is 1 and maximum is 5. Higher scores indicate greater appropriateness.
Number of Clinics That Adopted the Intervention (Intervention Adoption)6 monthsAdoption measured based on Reach Evaluation Adoption Implementation and Maintenance (RE-AIM) and Consolidated Framework for Implementation Research (CFIR) which are implementation-oriented and empirically supported frameworks for adapting, introducing, and evaluating evidence-based interventions in routine practice settings. The number of facilities initiating TASKPEN intervention integrated care at approximately 6 months after TASKPEN introduction.
Change in Intervention FeasibilityBaseline to 6 monthsMeasured by the Feasibility of Intervention Measure (FIM) among Healthcare providers. The minimum score is 1 and maximum is 5. Higher scores indicate greater feasibility.
Intervention Cost Per Patient6 monthsMeasured by cost per patient and reported in Zambian Kwacha. The analysis focused on the expenditures paid out of pocket for HIV and hypertension care. These data were collected from one site only (Chilenje).
Change in Intervention AcceptabilityBaseline to 6 monthsMeasured by the Acceptability of Intervention measure (AIM) among health care providers. The minimum score is 1 and maximum is 5. Higher scores indicate greater acceptability.

Countries

Zambia

Participant flow

Pre-assignment details

28 Healthcare Providers and 1101 patient participants were enrolled and 11 were excluded from the analysis. This 'mini' stepped wedge pilot had 2 clinic clusters to establish approach feasibility. In a stepped wedge fashion, participants at both clinics were surveyed at baseline and then one site was randomly selected to receive the intervention for 3 months. A midline survey was then conducted and the second site was switched to the intervention before an endline survey 3 months later.

Participants by arm

ArmCount
Standard of Care Patients
During the control period, participants receive the current standard of care (SOC) in Zambia. Under the SOC in Zambian health facilities, the screening, diagnosis, and treatment of cardio-metabolic NCDs are generally unavailable in the clinical departments where most PLHIV seek and receive health services (i.e., ART and DSD clinics), and typically are only offered for hypertension in the general outpatient medical settings that provide urgent care-like services. Under the SOC, health worker capacity to diagnose and manage cardio-metabolic NCDs, including among non-physicians and community health workers, is severely limited and not protocolized like HIV services.
634
TASKPEN Patients
During the intervention period, participants receive TASKPEN intervention services. TASKPEN: The package of integrated HIV/NCD services: 1. WHO PEN protocols, algorithm, & training materials adapted for Zambia 2. Access to cardio-metabolic condition screening & laboratory monitoring 3. Non communicable disease-focused electronic medical record module 4. Integrated non-communicable/HIV care (one stop shop for services) 5. Strengthened non-communicable disease (NCD) medication supply chain, including multi-month dispensing (MMD)
456
Standard of Care Healthcare Providers
Healthcare Providers employed at either of the clinics who participated in study surverys.
20
TASKPEN Healthcare Providers
Healthcare Providers employed at either of the clinics who participated in study surverys.
8
Total1,118

Baseline characteristics

CharacteristicTASKPEN PatientsStandard of Care PatientsTotalStandard of Care Healthcare ProvidersTASKPEN Healthcare Providers
Age, Continuous
Participants
45 years46 years45 years
Age, Customized
Participant age between 18-29
32 Participants41 Participants73 Participants
Age, Customized
Participant age between 30-44
185 Participants246 Participants431 Participants
Age, Customized
Participant age between 45-59
187 Participants284 Participants471 Participants
Age, Customized
Participant age between 60 and older
52 Participants63 Participants115 Participants
Alcohol Consumption
No
270 Participants346 Participants616 Participants
Alcohol Consumption
Yes
186 Participants288 Participants474 Participants
Body Mass Index (BMI)
Healthy weight
246 Participants257 Participants503 Participants
Body Mass Index (BMI)
Missing data
6 Participants0 Participants6 Participants
Body Mass Index (BMI)
Obese
56 Participants146 Participants202 Participants
Body Mass Index (BMI)
Overweight
107 Participants178 Participants285 Participants
Body Mass Index (BMI)
Underweight
41 Participants53 Participants94 Participants
Education
None
55 Participants45 Participants100 Participants
Education
Primary
238 Participants276 Participants514 Participants
Education
Secondary plus
163 Participants313 Participants476 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants0 Participants0 Participants0 Participants0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
456 Participants634 Participants1118 Participants20 Participants8 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants0 Participants0 Participants
History of Dyslipidemia
Don't know
0 Participants2 Participants2 Participants
History of Dyslipidemia
No
454 Participants631 Participants1085 Participants
History of Dyslipidemia
Yes
2 Participants1 Participants3 Participants
History of Hypertension
No
327 Participants483 Participants810 Participants
History of Hypertension
Yes
129 Participants151 Participants280 Participants
History of Type II Diabetes
Don't know
1 Participants8 Participants9 Participants
History of Type II Diabetes
No
445 Participants603 Participants1048 Participants
History of Type II Diabetes
Yes
10 Participants23 Participants33 Participants
Marital Status
Married or cohabitating
234 Participants281 Participants515 Participants
Marital Status
Never married
25 Participants63 Participants88 Participants
Marital Status
Separated or Divorced or Widowed
197 Participants290 Participants487 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
456 Participants634 Participants1118 Participants20 Participants8 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
0 Participants0 Participants0 Participants0 Participants0 Participants
Region of Enrollment
Zambia
456 Participants634 Participants1118 Participants20 Participants8 Participants
Sex: Female, Male
Participants
Female
320 Participants468 Participants788 Participants
Sex: Female, Male
Participants
Male
136 Participants166 Participants302 Participants
Time on ART
10 Years or more
258 Participants354 Participants612 Participants
Time on ART
5-9 Years
111 Participants141 Participants252 Participants
Time on ART
Less Than 5 Years
87 Participants139 Participants226 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
4 / 6361 / 465
other
Total, other adverse events
158 / 636222 / 465
serious
Total, serious adverse events
0 / 6360 / 465

Outcome results

Primary

Change in Percent of Participants With Dual HIV and Blood Pressure Control

Measured by an HIV RNA level of \<1000 copies per mL on the most recent measure and systolic blood pressure \<140 mmHg and/or diasystolic blood pressure \<90 mmHg. Dual control defined as HIV control (i.e., viral load \<1,000 c/mL for those with a documented viral load + evidence of 6MMD for those with missing viral load) + Hypertension control (SBP\<140 mmHg AND DBP\<90 mmHg)

Time frame: Baseline to 6 months

Population: Eleven patient participants with incomplete data were excluded.

ArmMeasureValue (NUMBER)
Standard of CareChange in Percent of Participants With Dual HIV and Blood Pressure Control52 percentage of participants
TASKPENChange in Percent of Participants With Dual HIV and Blood Pressure Control60 percentage of participants
Secondary

Change in Intervention Acceptability

Measured by the Acceptability of Intervention measure (AIM) among health care providers. The minimum score is 1 and maximum is 5. Higher scores indicate greater acceptability.

Time frame: Baseline to 6 months

ArmMeasureValue (MEAN)Dispersion
Standard of CareChange in Intervention Acceptability4.7 score on a scaleStandard Deviation 0.44
TASKPENChange in Intervention Acceptability4.34 score on a scaleStandard Deviation 0.33
Secondary

Change in Intervention Appropriateness

The Intervention appropriateness measure (IAM) among healthcare providers. The minimum score is 1 and maximum is 5. Higher scores indicate greater appropriateness.

Time frame: Baseline to 6 months

ArmMeasureValue (MEAN)Dispersion
Standard of CareChange in Intervention Appropriateness4.69 score on a scaleStandard Deviation 0.44
TASKPENChange in Intervention Appropriateness4.18 score on a scaleStandard Deviation 0.39
Secondary

Change in Intervention Feasibility

Measured by the Feasibility of Intervention Measure (FIM) among Healthcare providers. The minimum score is 1 and maximum is 5. Higher scores indicate greater feasibility.

Time frame: Baseline to 6 months

ArmMeasureValue (MEAN)Dispersion
Standard of CareChange in Intervention Feasibility4.66 score on a scaleStandard Deviation 0.56
TASKPENChange in Intervention Feasibility4.16 score on a scaleStandard Deviation 0.44
Secondary

Changes in HIV Disease Control, as Measured by the Percent of Patient Participants With HIV RNA Suppression (Defined as <1,000 Copies/mL)

Measured by the percent of patient participants with HIV RNA suppression (defined as \<1,000 copies/mL)

Time frame: Baseline to 6 months

Population: Data are reported for all patient participants with viral load test results available.

ArmMeasureValue (NUMBER)
Standard of CareChanges in HIV Disease Control, as Measured by the Percent of Patient Participants With HIV RNA Suppression (Defined as <1,000 Copies/mL)85 percentage of participants
TASKPENChanges in HIV Disease Control, as Measured by the Percent of Patient Participants With HIV RNA Suppression (Defined as <1,000 Copies/mL)89 percentage of participants
Secondary

Intervention Cost Per Patient

Measured by cost per patient and reported in Zambian Kwacha. The analysis focused on the expenditures paid out of pocket for HIV and hypertension care. These data were collected from one site only (Chilenje).

Time frame: 6 months

Population: These data were collected only at one study site. These data reflect out-of-pocket expenditures for participants living with HIV and at least one non-communicable disease co-morbidity.

ArmMeasureValue (MEAN)Dispersion
Standard of CareIntervention Cost Per Patient352.53 Kwacha (ZMW)Standard Error 23.81
TASKPENIntervention Cost Per Patient287.5 Kwacha (ZMW)Standard Error 101.02
Secondary

Number of Clinics That Adopted the Intervention (Intervention Adoption)

Adoption measured based on Reach Evaluation Adoption Implementation and Maintenance (RE-AIM) and Consolidated Framework for Implementation Research (CFIR) which are implementation-oriented and empirically supported frameworks for adapting, introducing, and evaluating evidence-based interventions in routine practice settings. The number of facilities initiating TASKPEN intervention integrated care at approximately 6 months after TASKPEN introduction.

Time frame: 6 months

ArmMeasureValue (COUNT_OF_UNITS)
Standard of CareNumber of Clinics That Adopted the Intervention (Intervention Adoption)1 Clinics
TASKPENNumber of Clinics That Adopted the Intervention (Intervention Adoption)1 Clinics
Secondary

Number of Trained Healthcare Providers (Intervention Reach)

Number of healthcare providers working at the pilot clinic antiretroviral therapy (ART), differentiated service delivery (DSD), and outpatient departments who were trained in the implementation of the TASKPEN intervention package.

Time frame: During 2 weeks prior to initiation of TASKPEN

Population: The number of healthcare workers analyzed reflects the overall total number who were trained at the clinics and may include overlap from the Healthcare Providers enrolled to participate in the study survey.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Standard of CareNumber of Trained Healthcare Providers (Intervention Reach)29 Participants
TASKPENNumber of Trained Healthcare Providers (Intervention Reach)60 Participants

Source: ClinicalTrials.gov · Data processed: Feb 7, 2026