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Study of Tislelizumab in Participants With Resectable Esophageal Squamous Cell Carcinoma

A Phase 2, Multicenter, Open-label, 2-Cohort Study to Investigate the Efficacy and Safety of PET Guided Neoadjuvant Treatment With Tislelizumab (BGB-A317) Plus Chemotherapy/Chemoradiotherapy in Patients With Resectable Esophageal Squamous Cell Carcinoma

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT04974047
Acronym
RATIONALE-213
Enrollment
70
Registered
2021-07-23
Start date
2021-08-17
Completion date
2024-10-25
Last updated
2025-12-01

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Resectable Esophageal Squamous Cell Carcinoma

Keywords

Tislelizumab, PET, Chemotherapy, Chemoradiotherapy

Brief summary

The purpose of this study is to evaluate the pathological complete response (pCR) in participants receiving tislelizumab plus chemotherapy/chemoradiotherapy as neoadjuvant treatment.

Detailed description

This study enrolled participants with esophageal squamous cell carcinoma who were eligible to have their tumor removed by surgery (also called surgical resection). The treatment phase of the study included the following: * Induction therapy, in which participants received 1 cycle of chemotherapy; * Neoadjuvant therapy (neoadjuvant refers to treatment that occurs before surgery, which can make the tumor easier to remove). In this study participants received neoadjuvant therapy based on their response to induction therapy. Response to induction therapy was assessed using the maximum standardized uptake value (SUVmax) measured using a Positron Emission Tomography (PET) scan. The SUV number refers to the level of brightness on the PET scan which reflects metabolic activity; increased metabolic activity can indicate cancerous growth. * Participants with a decrease in SUVmax of 35% or more after induction therapy received neoadjuvant treatment with tislelizumab plus chemotherapy. * Participants with a decrease in SUVmax less than 35% after induction therapy received neoadjuvant treatment with tislelizumab plus chemotherapy and radiotherapy. * Surgery to remove the remaining tumor (resection) was to occur 4-6 weeks after completion of neoadjuvant treatment. After surgery participants were followed until death, lost to follow-up, withdrawal of consent, or until the study was completed

Interventions

DRUGTislelizumab

Administered intravenously on Day 1 of each 21-Day Cycle.

DRUGPaclitaxel

135 mg/m\^2 administered intravenously on Day 1 of each 21-Day Cycle.

DRUGCisplatin

80 mg/m\^2 administered intravenously on Day 1 of each 21-Day Cycle.

DRUG5-fluorouracil

1000 mg/m\^2 administered intravenously over Day 1 through 4 of each 21-Day Cycle.

RADIATIONRadiotherapy

40 grays/20 fractions

PROCEDURESurgical resection

Performed as indicated in the treatment arm.

Sponsors

BeiGene
Lead SponsorINDUSTRY

Study design

Allocation
NON_RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

Key Inclusion Criteria: * Eastern Cooperative Oncology Group Performance Status of 0 or 1. * Histologically confirmed esophageal squamous cell carcinoma (ESCC). * Stage cT1-2N+M0 and cT3NanyM0 (per The American Joint Committee on Cancer 8th Edition). * Evaluation by the investigator to confirm eligibility for an R0 resection with curative intent. * Adequate hematologic and organ function, defined by protocol-specified laboratory test results obtained within 14 days before first dose. Key

Exclusion criteria

* Ineligible for treatment with any of the chemotherapy doublets of protocol-specified chemotherapy. * Any prior therapy for current ESCC, including investigational agents, chemotherapy, radiotherapy, targeted therapy agents, or prior therapy with an anti-programmed cell death protein-1, anti-programmed cell death protein ligand-1, anti-programmed cell death protein ligand-2, or any other antibody or drug specifically targeting T-Cell co-stimulation or checkpoint pathways. * History of fistula due to primary tumor invasion. * Participants with high risk of fistula or sign of perforation evaluated by investigator. * Any condition requiring systemic treatment with either corticosteroids (\> 10 mg daily prednisone or equivalent) or other immunosuppressive medications within 14 days before first dose. \* Adrenal replacement steroid (dose ≤ 10 mg daily of prednisone or equivalent) and topical, ocular, intra-articular, intranasal, or inhaled corticosteroid with minimal systemic absorption, and short course (≤ 7 days) of corticosteroid prescribed prophylactically or for the treatment of a non-autoimmune condition are permitted. * Active autoimmune diseases or history of autoimmune diseases that may relapse. \* Controlled Type I diabetes, hypothyroidism only requiring hormone replacement, controlled celiac disease, skin diseases (such as vitiligo, psoriasis, or alopecia) not requiring systemic treatment, or conditions not expected to recur in the absence of an external trigger are permitted to enroll. * History of interstitial lung disease, non-infectious pneumonitis or uncontrolled diseases including pulmonary fibrosis, acute lung diseases. * With infections requiring systemic antibacterial, antifungal, or antiviral therapy, including tuberculosis infection. * Severe infections within 4 weeks before first dose, including but not limited to hospitalization for complications of infection, bacteremia, or severe pneumonia. * Receive therapeutic oral or intravenous antibiotics within 2 weeks before first dose. Note: Other protocol defined Inclusion/

Design outcomes

Primary

MeasureTime frameDescription
Pathological Complete Response (pCR) RatepCR was determined from samples taken during surgery; surgery occurred 4-6 weeks after the last dose of chemotherapy, approximately Day 71-86The pCR rate was defined as the percentage of participants with absence of residual tumor in the resected primary tumor and all resected lymph nodes after completion of neoadjuvant treatment. pCR rates were assessed by a pathologist at each site.

Secondary

MeasureTime frameDescription
R0 Resection RateResection was planned to occur 4-6 weeks after the last dose of chemotherapy, approximately Day 71-86Defined as the percentage of participants with R0 resection. R0 resection refers to a surgical procedure where the entire tumor is completely removed with no evidence of residual cancer tissue at the surgical margins.
1-year/3-year Disease-free Survival (DFS) Rate1 year and 3 years after surgeryThe DFS rate is defined as the percentage of participants free from disease events at 1 year and 3 years after the first date of no disease (R0 resection as surgery outcome). Disease events include local or distant recurrence or death due to any cause. The DFS rate was analyzed only for participants who underwent R0 resection. Disease-free rates were estimated using the Kaplan-Meier method with 95% confidence intervals estimated using the Greenwood formula.
1-year/3-year Event-free Survival (EFS) Rate1 year and 3 years after first dose dateThe EFS rate is defined as the percentage of participants free from EFS events at 1 year and 3 years after the first dose. The EFS events include progression of disease that precludes definitive surgery, local or distant recurrence, or death due to any cause. Event-free rates were estimated using the Kaplan-Meier method with 95% confidence intervals estimated using the Greenwood formula.
Objective Response Rate (ORR)ORR was assessed prior to surgery, Day 71 to 86The ORR is defined as the percentage of participants who have a complete response or partial response before surgery as assessed by the investigator per Response Evaluation Criteria in Solid Tumors version 1.1 (RECIST v1.1) in all participants with measurable disease at baseline. Tumor response was assessed by computed tomography (CT) or magnetic resonance imaging (MRI) of the neck, chest, and abdomen. Complete Response (CR): Disappearance of all target lesions. Any pathological lymph nodes (whether target or nontarget) must have reduction in short axis to \< 10 mm. Partial Response (PR): At least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum diameters.
Number Of Participants Experiencing Treatment-Emergent Adverse EventsFrom the first dose of study drug up to 30 days after last dose of any component of treatment or surgery or the initiation of subsequent anticancer therapy, whichever occurred first. Up to approximately 9 months.Immune-mediated AEs were reported until 90 days after the last dose of tislelizumab

Countries

China

Participant flow

Recruitment details

This study was conducted at 8 study centers in China.

Participants by arm

ArmCount
Cohort A (Responder)
Participants received induction therapy of one 21-day cycle with cisplatin and paclitaxel administered on Day 1. Following the induction phase, participants with a decrease in positron emission tomography (PET) Standardized Uptake Value (SUV)max ≥ 35% then received neoadjuvant therapy consisting of 200 mg tislelizumab on Day 1 of each 21-day cycle for 3 cycles and chemotherapy doublet (cisplatin + paclitaxel) for 2 cycles. After neoadjuvant treatment, participants were assessed for disease resectability and underwent surgical resection of the tumor approximately 4 to 6 weeks later.
30
Cohort B (Non-responder)
Participants received induction therapy of one 21-day cycle with cisplatin and paclitaxel administered on Day 1. Following the induction phase, participants with a decrease in PET SUVmax \< 35% then received neoadjuvant therapy consisting of 200 mg tislelizumab on Day 1 of each 21-day cycle for 3 cycles and investigator-chosen chemotherapy doublet (paclitaxel + cisplatin or 5-fluorouracil + cisplatin) for 2 cycles plus concurrent radiotherapy. After neoadjuvant treatment, participants were assessed for disease resectability and underwent surgical resection of the tumor approximately 4 to 6 weeks later.
40
Total70

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyDeath817
Overall StudyLost to Follow-up20
Overall StudySponsor Ended Study2022
Overall StudyWithdrawal by Subject01

Baseline characteristics

CharacteristicCohort A (Responder)TotalCohort B (Non-responder)
Age, Continuous64.6 years
STANDARD_DEVIATION 8.16
63.7 years
STANDARD_DEVIATION 7.53
63.1 years
STANDARD_DEVIATION 7.06
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants0 Participants0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
30 Participants70 Participants40 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
30 Participants70 Participants40 Participants
Race (NIH/OMB)
Black or African American
0 Participants0 Participants0 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
0 Participants0 Participants0 Participants
Region of Enrollment
China
30 participants70 participants40 participants
Sex: Female, Male
Female
6 Participants8 Participants2 Participants
Sex: Female, Male
Male
24 Participants62 Participants38 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
8 / 3017 / 40
other
Total, other adverse events
30 / 3039 / 40
serious
Total, serious adverse events
8 / 3012 / 40

Outcome results

Primary

Pathological Complete Response (pCR) Rate

The pCR rate was defined as the percentage of participants with absence of residual tumor in the resected primary tumor and all resected lymph nodes after completion of neoadjuvant treatment. pCR rates were assessed by a pathologist at each site.

Time frame: pCR was determined from samples taken during surgery; surgery occurred 4-6 weeks after the last dose of chemotherapy, approximately Day 71-86

Population: The Efficacy Evaluable Analysis Set included all participants who received neoadjuvant treatment followed by surgery.

ArmMeasureValue (NUMBER)
Cohort A (Responder)Pathological Complete Response (pCR) Rate30.0 percentage of participants
Cohort B (Non-responder)Pathological Complete Response (pCR) Rate34.4 percentage of participants
Secondary

1-year/3-year Disease-free Survival (DFS) Rate

The DFS rate is defined as the percentage of participants free from disease events at 1 year and 3 years after the first date of no disease (R0 resection as surgery outcome). Disease events include local or distant recurrence or death due to any cause. The DFS rate was analyzed only for participants who underwent R0 resection. Disease-free rates were estimated using the Kaplan-Meier method with 95% confidence intervals estimated using the Greenwood formula.

Time frame: 1 year and 3 years after surgery

Population: The Efficacy Evaluable Analysis Set with R0 resection included all participants who received neoadjuvant treatment followed by surgery with R0 resection. No participants were on follow-up for 3 years after surgery, so DFS rate at 3 years was not assessed.

ArmMeasureGroupValue (NUMBER)
Cohort A (Responder)1-year/3-year Disease-free Survival (DFS) Rate1 Year79.0 percentage of participants
Cohort B (Non-responder)1-year/3-year Disease-free Survival (DFS) Rate1 Year74.2 percentage of participants
Secondary

1-year/3-year Event-free Survival (EFS) Rate

The EFS rate is defined as the percentage of participants free from EFS events at 1 year and 3 years after the first dose. The EFS events include progression of disease that precludes definitive surgery, local or distant recurrence, or death due to any cause. Event-free rates were estimated using the Kaplan-Meier method with 95% confidence intervals estimated using the Greenwood formula.

Time frame: 1 year and 3 years after first dose date

Population: The Safety Analysis Set included all participants who received at least one dose of any component of study drugs.

ArmMeasureGroupValue (NUMBER)
Cohort A (Responder)1-year/3-year Event-free Survival (EFS) Rate1 Year87.1 percentage of participants
Cohort A (Responder)1-year/3-year Event-free Survival (EFS) Rate3 Years75.5 percentage of participants
Cohort B (Non-responder)1-year/3-year Event-free Survival (EFS) Rate1 Year67.8 percentage of participants
Cohort B (Non-responder)1-year/3-year Event-free Survival (EFS) Rate3 Years59.9 percentage of participants
Secondary

Number Of Participants Experiencing Treatment-Emergent Adverse Events

Immune-mediated AEs were reported until 90 days after the last dose of tislelizumab

Time frame: From the first dose of study drug up to 30 days after last dose of any component of treatment or surgery or the initiation of subsequent anticancer therapy, whichever occurred first. Up to approximately 9 months.

Population: The Safety Analysis Set included all participants who received at least one dose of any component of study drugs.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Cohort A (Responder)Number Of Participants Experiencing Treatment-Emergent Adverse Events30 Participants
Cohort B (Non-responder)Number Of Participants Experiencing Treatment-Emergent Adverse Events39 Participants
Secondary

Objective Response Rate (ORR)

The ORR is defined as the percentage of participants who have a complete response or partial response before surgery as assessed by the investigator per Response Evaluation Criteria in Solid Tumors version 1.1 (RECIST v1.1) in all participants with measurable disease at baseline. Tumor response was assessed by computed tomography (CT) or magnetic resonance imaging (MRI) of the neck, chest, and abdomen. Complete Response (CR): Disappearance of all target lesions. Any pathological lymph nodes (whether target or nontarget) must have reduction in short axis to \< 10 mm. Partial Response (PR): At least a 30% decrease in the sum of diameters of target lesions, taking as reference the baseline sum diameters.

Time frame: ORR was assessed prior to surgery, Day 71 to 86

Population: The Safety Analysis Set with Measurable Disease at Baseline included all participants who had measurable disease at baseline and received at least one dose of any component of study drugs.

ArmMeasureValue (NUMBER)
Cohort A (Responder)Objective Response Rate (ORR)71.4 percentage of participants
Cohort B (Non-responder)Objective Response Rate (ORR)42.4 percentage of participants
Secondary

R0 Resection Rate

Defined as the percentage of participants with R0 resection. R0 resection refers to a surgical procedure where the entire tumor is completely removed with no evidence of residual cancer tissue at the surgical margins.

Time frame: Resection was planned to occur 4-6 weeks after the last dose of chemotherapy, approximately Day 71-86

Population: The Efficacy Evaluable Analysis Set included all participants who received neoadjuvant treatment followed by surgery.

ArmMeasureValue (NUMBER)
Cohort A (Responder)R0 Resection Rate95.0 percentage of participants
Cohort B (Non-responder)R0 Resection Rate90.6 percentage of participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026