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Capnography-Assisted Learned Monitored (CALM) Breathing Therapy for COPD

Capnography-Assisted Learned Monitored (CALM) Breathing Therapy for COPD

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT04786184
Acronym
CALM
Enrollment
42
Registered
2021-03-08
Start date
2021-10-01
Completion date
2023-11-30
Last updated
2024-07-03

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

COPD

Keywords

Breathing, Anxiety

Brief summary

This pilot study is part of a phased approach to refine, optimize, and test the feasibility of CALM Breathing. Preliminary participant feedback from the Capnography-Assisted Respiratory Therapy (CART) study was applied to adapt and design CALM Breathing (including its dose, schedule, delivery, and home program). This pilot builds on initial lessons learned and identifies intervention areas still needing greater development to assure the success of a future large trial, targeting a subpopulation at risk, that is, those with COPD and anxiety sensitivity.

Detailed description

The purpose of this study is to evaluate an experimental breathing therapy for adults with chronic obstructive pulmonary disease (COPD) called Capnography-Assisted Learned, Monitored (CALM) Breathing. CALM Breathing is an experimental therapy that uses exercises combined with breathing feedback. CALM Breathing promotes self-regulated breathing to relieve symptoms. In sessions, biofeedback of breathing is predominately provided by two devices that are cleared by the Food and Drug Administration (FDA) to measure carbon dioxide at the end of a breath and breathing rate. A capnograph uses tubing at the nose to evaluate levels of carbon dioxide and breathing rate from exhaled air and to display breathing patterns. A pulse oximeter for home use also evaluates breathing rate at the fingertip with a sensor that detects blood flow changes. The investigators are studying CALM Breathing to see if it can relieve shortness of breath and other symptoms; reduce stress; and improve quality of life and exercise tolerance in adults with COPD. The investigators are planning to recruit up to approximately 65 subjects with COPD at Columbia University Irving Medical Center. Participants will be assigned by chance into one of two treatment groups: 1) CALM Breathing or Usual Care (Waitlist). Participants will have an equal chance of being assigned to either group. CALM Breathing is a 4-week therapy program that uses breathing exercises with biofeedback to reduce shortness of breath and other symptoms related to COPD. Biofeedback uses sensors to give information about breathing pattern and airflow to help participants better self-regulate their breathing. Participants assigned by chance to CALM Breathing, will participate in eight breathing therapy sessions, provided twice per week; each session will each take approximately 1-hour. All participants will receive 16-20 standard care pulmonary rehabilitation sessions beginning at approximately week 6-10. Participants will complete three study evaluation visits (at baseline, \ 6 weeks, and at a 3-month follow-up).

Interventions

BEHAVIORALCALM Breathing

CALM Breathing is a mind-body breathing therapy that links CO2 changes to dyspnea and anxiety symptoms and targets breathing efficiency and self-efficacy in COPD. CALM Breathing: Individual interoception- based breathing therapy with capnography (non- exercise training) Home Program: Monitored home- based breathing exercises; RR biofeedback; goal setting; exercise logging. Coaching: Motivational interviewing. Personnel: PT, EP, occupational therapist, or nurse. Frequency: 1-hour sessions, twice per week for 4 weeks. Exercises: • 10 core breathing exercises with ETCO2 biofeedback in recovery postures at rest and with body movement (gentle stretches and brief low-moderate intensity physical activity). • Breathing biofeedback (ETCO2, RR, airflow pattern). Education: Education on anxiety; COPD Patient Guide.

BEHAVIORALTraditional outpatient PR

After referral to Columbia's outpatient pulmonary rehabilitation (PR) program, participants randomized to the Wait-List control group will be put on a PR wait list (usual care). In Phase II, all participants will receive PR of 1-hour sessions, twice per week for 10 weeks. Traditional outpatient PR: Group exercise training (ET) combined with pursed lips breathing (PLB) training; 1:2 therapist to patient ratio. Home Program: Unmonitored walking exercise 1-2 days/week; no biofeedback monitoring. Coaching: Traditional monitoring and verbal cueing. Personnel: PT or EP. Frequency: 1-hour sessions, twice per week for 10 weeks. Exercises: • ET of muscles of ambulation with exercise equipment, such as on a treadmill or cycle ergometer (30-min), plus 15-min strengthening and posture exercises; O2 supplementation as needed. No breathing biofeedback. • PLB instruction only during exercise training. Education: Verbal and written information.

Sponsors

National Center for Complementary and Integrative Health (NCCIH)
CollaboratorNIH
Columbia University
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
SINGLE (Outcomes Assessor)

Masking description

Outcome assessment

Intervention model description

A prospective RCT: In Phase I, participants will be randomized 1:1 to one of two groups: CALM Breathing (N = 25) and Wait-List control (N = 25). In Phase II, both groups will be offered Columbia University's 10-week PR program (care as usual). Access to timely initiation of PR will be facilitated. We will use a hybrid design to evaluate feasibility and acceptability.

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* be adult males or females * have a diagnosis of COPD as defined by FEV1/FVC of \< 0.70 on spirometry testing or as shown on a chest computed tomography (CT) * receive standard care of pharmacotherapy with bronchodilators (e.g. long-acting beta-agonists, LABAs, or long-acting muscarinic antagonists, or LAMAs) as prescribed by their physician * are in stable medical condition as determined by pulmonary rehabilitation physician (i.e., not in need of acute higher level of care such as hospitalization) * have dyspnea \[as documented in their medical record or based on self-report; e.g., ≥1 on modified Medical Research Council questionnaire (mMRC) dyspnea; or ≥2 dyspnea score on item: Over the last 4 weeks, I have had shortness of breath: almost every day = 4, several days a week = 3, a few days a month = 2, only with lung/respiratory infections = 1, not at all = 0; or yes response of binary presence of dyspnea-related avoidance of activities: Have you avoided any activities due to shortness of breath?)\] * have elevated dyspnea-related anxiety symptoms: * DMQ-CAT dyspnea anxiety score ≤50; or * DMQ-CAT activity avoidance ≤50; * VAS dyspnea anxiety scale score of ≥20, administered with 6-minute walk test; * ASI-16: item #10, It scares me when I become short of breath (at least some); * require ≤ 24 hours per day of supplemental oxygen * Mini-Mental State Examination score ≥24 * speak, read, and write English * are stably medicated for at least 4 weeks prior to study entry with long-acting anti-anxiety medication (e.g., selective serotonin reuptake inhibitors, SSRIs, and serotonin norepinephrine reuptake inhibitors, SNRIs), benzodiazepines, or cannabis if prescribed, with no plans to change psychotropic medication dose * have not received any pulmonary rehabilitation training in the past 12 months.

Exclusion criteria

* are not eligible for pulmonary rehabilitation * are actively being treated for cancer * have morbid obesity (Body Mass Index (BMI) \> 40) * have hypercapnia of ETCO2 \> 50 mmHg at rest * have a musculoskeletal disorder severe enough to interfere with walking or ability to exercise or have neuromuscular disease * have had a seizure in the past 3 months * reside in an acute hospital, sub-acute care, assisted living, or nursing home * are active smokers * are pregnant * have any clinically significant cardiac disease or any electrocardiogram (ECG) abnormality obtained during the screening, which in the opinion of the investigator may put the patient at risk or interfere with study assessments * have low literacy as indicated by scores of 4 or 5 (often and always) on the Single Item Literacy Screener (SILS) that asks, How often do you need to have someone help you when you read instructions, pamphlets, or other written material from your doctor or pharmacy? * have a diagnosis or medical history of schizophrenia, psychotic disorders, or bipolar disorder as diagnosed by study psychologist * have alcohol or substance abuse or dependence within the past 6 months as evaluated by study psychologist * have serious suicidal risk (suicidal ideation or suicidal behaviors within the past year) as defined by a score of \>1 on psychologist interview-administered Clinician Suicide Assessment Checklist, which is a Modified Columbia-Suicide Severity Rating Scale-CSSRS * Take prescribed opioids ≥50 MME (morphine mg equivalents) per day. A dosage threshold of ≥50 MME significantly increases the risk of fatal respiratory depression and necessitates additional precautions. Participants' opioid medication dose will be confirmed by their prescribing physician (e.g., their primary care or pain management doctor). * Actively take both prescribed opioids and benzodiazepines. Combining benzodiazepines and opioids significantly increases the risk of respiratory failure in patients with chronic obstructive pulmonary disease.

Design outcomes

Primary

MeasureTime frameDescription
CALM Breathing Satisfaction Rating4 weeksThe acceptability of the CALM Breathing therapy will be evaluated based on mixed methods data collected from CALM Breathing satisfaction ratings. Participants were asked item 8 of FACIT (how do rate this treatment overall?), which was rated from 0 to 4 (0 = poor and 4 = excellent) in which higher scores indicate more satisfaction (better outcome).
Mean Attendance Rate of CALM Breathing Treatment Sessions4 weeksAttendance rate will be measured from the total number of sessions completed out of the 8 total.
Drop-Out Rate3 monthsThe drop-out rate will be calculated from the total number of participants who drop-out from receiving the CALM Breathing therapy.

Secondary

MeasureTime frameDescription
Modified Borg Scale Score4 weeksThe Modified Borg Scale is most commonly used to assess symptoms of breathlessness. On the 11-item scale, a score of 0 indicates No Exertion and a score of 10 indicates Maximal exertion (10-point scale). The full range is 0-10 for Borg-Dyspnea and Borg-Fatigue. Higher scores indicate worse outcomes (i.e. more exertion).
Generalized Anxiety Disorder-7 (GAD-7) Score3 monthsThe General Anxiety Disorder-7 is a 7-item screening tool and symptom severity measure for the four most common anxiety disorders. This is calculated by assigning scores of 0 (not at all), 1 (several days'), 2 (more than half the days), or 3 (nearly every day). GAD-7 total score for the seven items ranges from 0 to 21. Higher scores indicate worse outcomes (i.e. greater anxiety).
Perceived Stress Scale Score (PSS)Baseline, 4 weeks, 3 monthsThe PSS is a 10-item classic stress assessment instrument. Individual scores on the PSS can range from 0 to 40 with higher scores indicating higher perceived stress.
6 Mile Walking Distance Score (6MWT)Baseline, 4 weeks, 3 monthsThis is a sub-maximal exercise test used to assess aerobic capacity and endurance. The distance covered over a time of 6 minutes is used as the outcome by which to compare changes in performance capacity.
Change in COPD Assessment Test (CAT) Score4 weeks, 3 monthsThe CAT quantifies the impact of COPD symptoms on patients' overall health. Participants assign a score ranging from 0 to 5 for each of the 8 areas. A score of 0 means there is no impairment in that area. A score of 5 means severe impairment. The overall score will range from 0 to 40. The score is a composite score.
Patient-Reported Outcomes Measurement Information System (PROMIS-24).4 weeksThis is a 10-item tool used to measure patient-reported outcomes (PROs) relevant across common medical conditions. The response options are presented as a 5-point rating scale, with higher scores indicating a healthier patient (better outcome). Scores are standardized to the general population using the T-Score, with the average T-score for the US population is 50 points, with a SD of 10 points. This applies to PROMIS Social, PROMIS Fatigue, PROMIS Physical, and PROMIS Sleep Disturbance.
End-tidal CO2Baseline, 4 weeks, 3 monthsThis measures the partial pressure of CO2 at the end of an exhaled breath.
Patient Activation Measure (PAM) ScoreBaseline, 4 weeks, 3 monthsPulmonary Rehabilitation Engagement will be measured using the Patient Activation Measure (PAM), which is a 10 or 13 item questionnaire that measures patients on a 0-100 scale and can segment patients into one of four activation levels along an empirically derived continuum. Each activation level reveals insight into an array of health-related characteristics, including attitudes, motivators, behaviors, and outcomes. A higher score indicates a better outcome.
Physical Activity Scale for the Elderly (PASE)3 monthsThis 12-item questionnaire uses frequency, duration, and intensity level of activity over the previous week to assign a score, ranging from 0 to 793, with higher scores indicating greater physical activity.
Chronic Respiratory Disease Questionnaire (CRQ) ScoreBaseline, 4 weeks, 3 monthsThis questionnaire measures the impact of chronic obstructive pulmonary disease (COPD) on a person's life. It consists of 20 items across 4 domains (dyspnea, fatigue, emotional function, and master). Items are on a 7-point Likert scale (1 - 7) and are scored from 1 (most severe) to 7 (no impairment) (better outcome). For this trial, questions 4a- 4e are included which is the dyspnea domain. The 5 scores are summated and divided by the number of items. The range is 1-7. Higher scores indicate better outcomes.
Dyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) Score4 weeksThe DMQ-CAT is a 71-item questionnaire that measures dyspnea anxiety. Raw scores range from 0 (low) to 6 (high). These raw scores are converted into T-scores with a mean score of 50 and a standard deviation of ±10. The full range of T-scores is 0 to 100 for DMQ-CAT Self-Efficacy, DMQ-CAT Intensity and DMQ-CAT Anxiety scales. The DMQ-CAT software automatically scores these scales. Higher scores indicate better outcomes.

Other

MeasureTime frameDescription
Self-Evaluation of Breathing Questionnaire (SEBQ) ScoreBaseline, 4 weeks, 3 monthsThe SEBQ contains 12 items and assesses the patient's perception of their breathing difficulties and gives an insight into the effort of breathing and the feeling of air hunger. Responses to these items are on a 4-point Likert scale: (0) never/not true at all; (1) occasionally/a bit true; (2) frequently-mostly true; and, (3) very frequently/very true. SEBQ scores for sum of the original items ranged from 0 to 36, with a lower total indicating a better outcome.

Countries

United States

Participant flow

Participants by arm

ArmCount
CALM Breathing
CALM Breathing: CALM Breathing is a mind-body breathing therapy that links CO2 changes to dyspnea and anxiety symptoms and targets breathing efficiency and self-efficacy in COPD. CALM Breathing: Individual interoception- based breathing therapy with capnography (non- exercise training) Home Program: Monitored home- based breathing exercises; RR biofeedback; goal setting; exercise logging. Coaching: Motivational interviewing. Personnel: PT, EP, occupational therapist, or nurse. Frequency: 1-hour sessions, twice per week for 4 weeks. Exercises: • 10 core breathing exercises with ETCO2 biofeedback in recovery postures at rest and with body movement (gentle stretches and brief low-moderate intensity physical activity). • Breathing biofeedback (ETCO2, RR, airflow pattern). Education: Education on anxiety; COPD Patient Guide.
20
Wait-List Control
Traditional outpatient PR: After referral to Columbia's outpatient pulmonary rehabilitation (PR) program, participants randomized to the Wait-List control group will be put on a PR wait list (usual care). In Phase II, all participants will receive PR of 1-hour sessions, twice per week for 10 weeks. Traditional outpatient PR: Group exercise training (ET) combined with pursed lips breathing (PLB) training; 1:2 therapist to patient ratio. Home Program: Unmonitored walking exercise 1-2 days/week; no biofeedback monitoring. Coaching: Traditional monitoring and verbal cueing. Personnel: PT or EP. Frequency: 1-hour sessions, twice per week for 10 weeks. Exercises: • ET of muscles of ambulation with exercise equipment, such as on a treadmill or cycle ergometer (30-min), plus 15-min strengthening and posture exercises; O2 supplementation as needed. No breathing biofeedback. • PLB instruction only during exercise training. Education: Verbal and written information.
22
Total42

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyAdverse Event40
Overall StudyLost to Follow-up42
Overall StudyWithdrawal by Subject31

Baseline characteristics

CharacteristicCALM BreathingTotalWait-List Control
Age, Continuous72 years
STANDARD_DEVIATION 7
71 years
STANDARD_DEVIATION 10
70 years
STANDARD_DEVIATION 12
Ethnicity (NIH/OMB)
Hispanic or Latino
3 Participants8 Participants5 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
17 Participants33 Participants16 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants1 Participants1 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
6 Participants10 Participants4 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
14 Participants32 Participants18 Participants
Sex: Female, Male
Female
11 Participants23 Participants12 Participants
Sex: Female, Male
Male
9 Participants19 Participants10 Participants
Supplemental Oxygen (home use)8 Participants11 Participants3 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
0 / 42
other
Total, other adverse events
11 / 42
serious
Total, serious adverse events
5 / 42

Outcome results

Primary

CALM Breathing Satisfaction Rating

The acceptability of the CALM Breathing therapy will be evaluated based on mixed methods data collected from CALM Breathing satisfaction ratings. Participants were asked item 8 of FACIT (how do rate this treatment overall?), which was rated from 0 to 4 (0 = poor and 4 = excellent) in which higher scores indicate more satisfaction (better outcome).

Time frame: 4 weeks

Population: Only data from the 17 participants who completed the satisfaction questionnaire from the CALM Breathing arm was collected and analyzed.

ArmMeasureValue (MEAN)
CALM BreathingCALM Breathing Satisfaction Rating2 score on a scale
Primary

Drop-Out Rate

The drop-out rate will be calculated from the total number of participants who drop-out from receiving the CALM Breathing therapy.

Time frame: 3 months

Population: This outcome measure is only looking to measure the drop-out rate for the CALM Breathing arm.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
CALM BreathingDrop-Out Rate1 Participants
Primary

Mean Attendance Rate of CALM Breathing Treatment Sessions

Attendance rate will be measured from the total number of sessions completed out of the 8 total.

Time frame: 4 weeks

Population: This outcome measure is only measuring attendance for individuals who received the CALM breathing intervention.

ArmMeasureValue (MEAN)
CALM BreathingMean Attendance Rate of CALM Breathing Treatment Sessions84.2 percentage of completed sessions
Secondary

6 Mile Walking Distance Score (6MWT)

This is a sub-maximal exercise test used to assess aerobic capacity and endurance. The distance covered over a time of 6 minutes is used as the outcome by which to compare changes in performance capacity.

Time frame: Baseline, 4 weeks, 3 months

ArmMeasureGroupValue (MEAN)Dispersion
CALM Breathing6 Mile Walking Distance Score (6MWT)3 months295 metersStandard Deviation 109
CALM Breathing6 Mile Walking Distance Score (6MWT)Baseline304 metersStandard Deviation 86
CALM Breathing6 Mile Walking Distance Score (6MWT)4 weeks283 metersStandard Deviation 106
Wait-List Control6 Mile Walking Distance Score (6MWT)Baseline341 metersStandard Deviation 109
Wait-List Control6 Mile Walking Distance Score (6MWT)4 weeks319 metersStandard Deviation 121
Wait-List Control6 Mile Walking Distance Score (6MWT)3 months369 metersStandard Deviation 94
Secondary

Change in COPD Assessment Test (CAT) Score

The CAT quantifies the impact of COPD symptoms on patients' overall health. Participants assign a score ranging from 0 to 5 for each of the 8 areas. A score of 0 means there is no impairment in that area. A score of 5 means severe impairment. The overall score will range from 0 to 40. The score is a composite score.

Time frame: 4 weeks, 3 months

ArmMeasureGroupValue (MEAN)Dispersion
CALM BreathingChange in COPD Assessment Test (CAT) ScoreChange from Baseline to 4 weeks1 score on a scaleStandard Deviation 37
CALM BreathingChange in COPD Assessment Test (CAT) ScoreChange from Baseline to 3 months-6 score on a scaleStandard Deviation 47
Wait-List ControlChange in COPD Assessment Test (CAT) ScoreChange from Baseline to 4 weeks19 score on a scaleStandard Deviation 5
Wait-List ControlChange in COPD Assessment Test (CAT) ScoreChange from Baseline to 3 months7 score on a scaleStandard Deviation 35
Secondary

Chronic Respiratory Disease Questionnaire (CRQ) Score

This questionnaire measures the impact of chronic obstructive pulmonary disease (COPD) on a person's life. It consists of 20 items across 4 domains (dyspnea, fatigue, emotional function, and master). Items are on a 7-point Likert scale (1 - 7) and are scored from 1 (most severe) to 7 (no impairment) (better outcome). For this trial, questions 4a- 4e are included which is the dyspnea domain. The 5 scores are summated and divided by the number of items. The range is 1-7. Higher scores indicate better outcomes.

Time frame: Baseline, 4 weeks, 3 months

ArmMeasureGroupValue (MEAN)Dispersion
CALM BreathingChronic Respiratory Disease Questionnaire (CRQ) ScoreBaseline4.63 score on a scaleStandard Deviation 1.5
CALM BreathingChronic Respiratory Disease Questionnaire (CRQ) Score4 weeks5.24 score on a scaleStandard Deviation 1.26
CALM BreathingChronic Respiratory Disease Questionnaire (CRQ) Score3 months4.94 score on a scaleStandard Deviation 1.45
Wait-List ControlChronic Respiratory Disease Questionnaire (CRQ) ScoreBaseline4.06 score on a scaleStandard Deviation 1.42
Wait-List ControlChronic Respiratory Disease Questionnaire (CRQ) Score4 weeks4.19 score on a scaleStandard Deviation 1.25
Wait-List ControlChronic Respiratory Disease Questionnaire (CRQ) Score3 months4.31 score on a scaleStandard Deviation 1.6
Secondary

Dyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) Score

The DMQ-CAT is a 71-item questionnaire that measures dyspnea anxiety. Raw scores range from 0 (low) to 6 (high). These raw scores are converted into T-scores with a mean score of 50 and a standard deviation of ±10. The full range of T-scores is 0 to 100 for DMQ-CAT Self-Efficacy, DMQ-CAT Intensity and DMQ-CAT Anxiety scales. The DMQ-CAT software automatically scores these scales. Higher scores indicate better outcomes.

Time frame: 4 weeks

ArmMeasureGroupValue (MEAN)Dispersion
CALM BreathingDyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) ScoreDMQ-CAT Self-Efficacy54.9 T-scoreStandard Deviation 6.1
CALM BreathingDyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) ScoreDMQ-CAT Intensity57 T-scoreStandard Deviation 8
CALM BreathingDyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) ScoreDMQ-Anxiety58 T-scoreStandard Deviation 7
Wait-List ControlDyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) ScoreDMQ-CAT Self-Efficacy53 T-scoreStandard Deviation 7
Wait-List ControlDyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) ScoreDMQ-CAT Intensity54 T-scoreStandard Deviation 10
Wait-List ControlDyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) ScoreDMQ-Anxiety52.1 T-scoreStandard Deviation 6
Secondary

Dyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) Score

The DMQ-CAT is a 71-item questionnaire that measures dyspnea anxiety. Raw scores range from 0 (low) to 6 (high). These raw scores are converted into T-scores with a mean score of 50 and a standard deviation of ±10. The full range of T-scores is 0 to 100 for DMQ-CAT Self-Efficacy, DMQ-CAT Intensity and DMQ-CAT Anxiety scales. The DQM-CAT software automatically scores these scales. Higher scores indicate better outcomes.

Time frame: 3 months

ArmMeasureGroupValue (MEAN)Dispersion
CALM BreathingDyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) ScoreDMQ-CAT Self-Efficacy54.9 T-scoreStandard Deviation 5.8
CALM BreathingDyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) ScoreDMQ-CAT Intensity55.0 T-scoreStandard Deviation 10
CALM BreathingDyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) ScoreDMQ-Anxiety57 T-scoreStandard Deviation 8
Wait-List ControlDyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) ScoreDMQ-CAT Self-Efficacy54.0 T-scoreStandard Deviation 8
Wait-List ControlDyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) ScoreDMQ-CAT Intensity53.0 T-scoreStandard Deviation 12
Wait-List ControlDyspnea Management Questionnaire Computer Adaptive Test (DMQ-CAT) ScoreDMQ-Anxiety52.7 T-scoreStandard Deviation 6
Secondary

End-tidal CO2

This measures the partial pressure of CO2 at the end of an exhaled breath.

Time frame: Baseline, 4 weeks, 3 months

ArmMeasureGroupValue (MEAN)Dispersion
CALM BreathingEnd-tidal CO2Baseline30 mmHgStandard Deviation 7
CALM BreathingEnd-tidal CO24 weeks34 mmHgStandard Deviation 8
CALM BreathingEnd-tidal CO23 months31 mmHgStandard Deviation 6
Wait-List ControlEnd-tidal CO2Baseline32.5 mmHgStandard Deviation 5.4
Wait-List ControlEnd-tidal CO24 weeks31.1 mmHgStandard Deviation 6
Wait-List ControlEnd-tidal CO23 months29.8 mmHgStandard Deviation 3.7
Secondary

Generalized Anxiety Disorder-7 (GAD-7) Score

The General Anxiety Disorder-7 is a 7-item screening tool and symptom severity measure for the four most common anxiety disorders. This is calculated by assigning scores of 0 (not at all), 1 (several days'), 2 (more than half the days), or 3 (nearly every day). GAD-7 total score for the seven items ranges from 0 to 21. Higher scores indicate worse outcomes (i.e. greater anxiety).

Time frame: 3 months

Population: Data was not collected.

Secondary

Modified Borg Scale Score

The Modified Borg Scale is most commonly used to assess symptoms of breathlessness. On the 11-item scale, a score of 0 indicates No Exertion and a score of 10 indicates Maximal exertion (10-point scale). The full range is 0-10 for Borg-Dyspnea and Borg-Fatigue. Higher scores indicate worse outcomes (i.e. more exertion).

Time frame: 3 months

ArmMeasureGroupValue (MEAN)Dispersion
CALM BreathingModified Borg Scale ScoreBorg Dyspnea3 score on a scaleStandard Deviation 2
CALM BreathingModified Borg Scale ScoreBorg Fatigue2 score on a scaleStandard Deviation 3
Wait-List ControlModified Borg Scale ScoreBorg Dyspnea5 score on a scaleStandard Deviation 2
Wait-List ControlModified Borg Scale ScoreBorg Fatigue4 score on a scaleStandard Deviation 3
Secondary

Modified Borg Scale Score

The Modified Borg Scale is most commonly used to assess symptoms of breathlessness. On the 11-item scale, a score of 0 indicates No Exertion and a score of 10 indicates Maximal exertion (10-point scale). The full range is 0-10 for Borg-Dyspnea and Borg-Fatigue. Higher scores indicate worse outcomes (i.e. more exertion).

Time frame: 4 weeks

ArmMeasureGroupValue (MEAN)Dispersion
CALM BreathingModified Borg Scale ScoreBorg Dyspnea4 score on a scaleStandard Deviation 2
CALM BreathingModified Borg Scale ScoreBorg Fatigue3 score on a scaleStandard Deviation 3
Wait-List ControlModified Borg Scale ScoreBorg Dyspnea5 score on a scaleStandard Deviation 4
Wait-List ControlModified Borg Scale ScoreBorg Fatigue5 score on a scaleStandard Deviation 4
Secondary

Patient Activation Measure (PAM) Score

Pulmonary Rehabilitation Engagement will be measured using the Patient Activation Measure (PAM), which is a 10 or 13 item questionnaire that measures patients on a 0-100 scale and can segment patients into one of four activation levels along an empirically derived continuum. Each activation level reveals insight into an array of health-related characteristics, including attitudes, motivators, behaviors, and outcomes. A higher score indicates a better outcome.

Time frame: Baseline, 4 weeks, 3 months

ArmMeasureGroupValue (MEAN)Dispersion
CALM BreathingPatient Activation Measure (PAM) ScoreBaseline45 score on a scaleStandard Deviation 5
CALM BreathingPatient Activation Measure (PAM) Score4 weeks45 score on a scaleStandard Deviation 6
CALM BreathingPatient Activation Measure (PAM) Score3 months46 score on a scaleStandard Deviation 5
Wait-List ControlPatient Activation Measure (PAM) ScoreBaseline43 score on a scaleStandard Deviation 5
Wait-List ControlPatient Activation Measure (PAM) Score4 weeks42 score on a scaleStandard Deviation 6
Wait-List ControlPatient Activation Measure (PAM) Score3 months44 score on a scaleStandard Deviation 5
Secondary

Patient-Reported Outcomes Measurement Information System (PROMIS-24).

This is a 10-item tool used to measure patient-reported outcomes (PROs) relevant across common medical conditions. The response options are presented as a 5-point rating scale, with higher scores indicating a healthier patient (better outcome). Scores are standardized to the general population using the T-Score, with the average T-score for the US population is 50 points, with a SD of 10 points. This applies to PROMIS Social, PROMIS Fatigue, PROMIS Physical, and PROMIS Sleep Disturbance.

Time frame: 4 weeks

ArmMeasureGroupValue (MEAN)Dispersion
CALM BreathingPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Social52 T-scoreStandard Deviation 10
CALM BreathingPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Fatigue48 T-scoreStandard Deviation 12
CALM BreathingPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Physical40.1 T-scoreStandard Deviation 6.6
CALM BreathingPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Sleep Disturbance50.9 T-scoreStandard Deviation 6.9
Wait-List ControlPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Sleep Disturbance54.7 T-scoreStandard Deviation 6.4
Wait-List ControlPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Social45 T-scoreStandard Deviation 11
Wait-List ControlPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Physical36 T-scoreStandard Deviation 7
Wait-List ControlPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Fatigue59 T-scoreStandard Deviation 12
Secondary

Patient-Reported Outcomes Measurement Information System (PROMIS-24).

This is a 10-item tool used to measure patient-reported outcomes (PROs) relevant across common medical conditions. The response options are presented as a 5-point rating scale, with higher scores indicating a healthier patient (better outcome). Scores are standardized to the general population using the T-Score, with the average T-score for the US population is 50 points, with a SD of 10 points. This applies to PROMIS Social, PROMIS Fatigue, PROMIS Physical, and PROMIS Sleep Disturbance.

Time frame: 3 months

ArmMeasureGroupValue (MEAN)Dispersion
CALM BreathingPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Social52 T-scoreStandard Deviation 11
CALM BreathingPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Fatigue52 T-scoreStandard Deviation 12
CALM BreathingPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Physical39.4 T-scoreStandard Deviation 7.2
CALM BreathingPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Sleep Disturbance51.3 T-scoreStandard Deviation 6.6
Wait-List ControlPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Sleep Disturbance54.4 T-scoreStandard Deviation 5.5
Wait-List ControlPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Social45 T-scoreStandard Deviation 9
Wait-List ControlPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Physical38 T-scoreStandard Deviation 7
Wait-List ControlPatient-Reported Outcomes Measurement Information System (PROMIS-24).PROMIS Fatigue59 T-scoreStandard Deviation 10
Secondary

Perceived Stress Scale Score (PSS)

The PSS is a 10-item classic stress assessment instrument. Individual scores on the PSS can range from 0 to 40 with higher scores indicating higher perceived stress.

Time frame: Baseline, 4 weeks, 3 months

ArmMeasureGroupValue (MEAN)Dispersion
CALM BreathingPerceived Stress Scale Score (PSS)Baseline12 score on a scaleStandard Deviation 9
CALM BreathingPerceived Stress Scale Score (PSS)4 weeks13 score on a scaleStandard Deviation 9
CALM BreathingPerceived Stress Scale Score (PSS)3 months10 score on a scaleStandard Deviation 8
Wait-List ControlPerceived Stress Scale Score (PSS)Baseline18 score on a scaleStandard Deviation 7
Wait-List ControlPerceived Stress Scale Score (PSS)4 weeks21 score on a scaleStandard Deviation 8
Wait-List ControlPerceived Stress Scale Score (PSS)3 months19 score on a scaleStandard Deviation 7
Secondary

Physical Activity Scale for the Elderly (PASE)

This 12-item questionnaire uses frequency, duration, and intensity level of activity over the previous week to assign a score, ranging from 0 to 793, with higher scores indicating greater physical activity.

Time frame: 3 months

Population: Data was not collected for this analysis.

Other Pre-specified

Self-Evaluation of Breathing Questionnaire (SEBQ) Score

The SEBQ contains 12 items and assesses the patient's perception of their breathing difficulties and gives an insight into the effort of breathing and the feeling of air hunger. Responses to these items are on a 4-point Likert scale: (0) never/not true at all; (1) occasionally/a bit true; (2) frequently-mostly true; and, (3) very frequently/very true. SEBQ scores for sum of the original items ranged from 0 to 36, with a lower total indicating a better outcome.

Time frame: Baseline, 4 weeks, 3 months

ArmMeasureGroupValue (MEAN)Dispersion
CALM BreathingSelf-Evaluation of Breathing Questionnaire (SEBQ) ScoreBaseline12 score on a scaleStandard Deviation 8
CALM BreathingSelf-Evaluation of Breathing Questionnaire (SEBQ) Score4 weeks11 score on a scaleStandard Deviation 9
CALM BreathingSelf-Evaluation of Breathing Questionnaire (SEBQ) Score3 months11 score on a scaleStandard Deviation 9
Wait-List ControlSelf-Evaluation of Breathing Questionnaire (SEBQ) ScoreBaseline19 score on a scaleStandard Deviation 7
Wait-List ControlSelf-Evaluation of Breathing Questionnaire (SEBQ) Score4 weeks17 score on a scaleStandard Deviation 6
Wait-List ControlSelf-Evaluation of Breathing Questionnaire (SEBQ) Score3 months17 score on a scaleStandard Deviation 8

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026