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Development and Validation of the SWADOC Tool

The Development and Validation of the SWADOC Tool: A Study Protocol for a Multicentric Prospective Cohort Study

Status
Recruiting
Phases
Unknown
Study type
Observational
Source
ClinicalTrials.gov
Registry ID
NCT04706689
Enrollment
104
Registered
2021-01-13
Start date
2020-07-24
Completion date
2025-06-30
Last updated
2024-02-22

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Assessment Tool, Disorders of Consciousness, Dysphagia, Speech Therapy, Swallowing Disorders

Keywords

swallowing, dysphagia, disorders of consciousness, severe brain injury

Brief summary

Background: After a period of coma, patients with severe brain injury may present disorders of consciousness (DOC). A wide proportion of these patients also suffer from severe dysphagia. Assessment and therapy of swallowing disabilities of DOC patients are essential because dysphagia has major functional consequences and comorbidities. Dysphagia evaluation in patients with DOC is hampered by the lack of adapted tools. The first aim of the study was to develop a new tool, the SWallowing Assessment in Disorders Of Consciousness (SWADOC), and propose a validation protocol. The SWADOC tool has been developed to help therapists to apprehend components related to swallowing in patients with DOC. The second aim is to appreciate the relationship between patients' level of consciousness and SWADOC items and scores. Method/design: In this multicentric prospective cohort, 104 patients with DOC will be tested three times during two consecutive days with the SWADOC tool. Statistical analyses will focus on the reliability and validity of the SWADOC tool, especially the intra and inter-rater reliability, internal consistency, measures of dispersion and concurrent validity with the FOTT Swallowing Assessment of Saliva (FOTT-SAS). The level of consciousness will be assessed with the Simplified Evaluation of CONsciousness Disorders (SECONDs) and the Coma Recovery Scale-Revised (CRS-R) Discussion: The assessment of swallowing abilities among patients with DOC is the first necessary step towards the development of an individualized dysphagia care plan. A validated scoring tool will be essential for clinicians to better apprehend dysphagia in DOC patients and to document the evolution of their disorders.

Interventions

BEHAVIORALSWADOC tool

The tool explores some oral and pharyngeal components of swallowing as well as a range of prerequisite and related components of swallowing in DOC patients. It is composed of an average of 50 qualitative items and a subsection named SWADOC-scored comprising 8 quantitative items.

BEHAVIORALFOTT-SAS

Facial Oral Tract Therapy Swallowing Assessment of Saliva : the results of the SWADOC-scored in one of the sessions will be compared to the FOTT Swallowing Assessment of Saliva (FOTT-SAS) (27). The test is based on 7 questions under which if items 1-4 are answered Yes and items 5-7 are answered No, oral intake should be initiated. The FOTT-SAS includes items that can be scored based on the administration of the SWADOC tool. In that respect, no additional administration will be required

Sponsors

Centre du Cerveau², Centre hospitalier universitaire de Liège
CollaboratorUNKNOWN
Centre de Traumatologie et de Réadaptation de Jette (Erasme, ULB)
CollaboratorUNKNOWN
Cliniques de Soins Spécialisés Valdor-Pèrî
CollaboratorUNKNOWN
Centre Hospitalier Neurologique William Lennox (UCL)
CollaboratorUNKNOWN
Centre Hospitalier Universitaire de Liege
CollaboratorOTHER
Centre Hospitalier Universitaire de Nīmes
CollaboratorOTHER
Uzès hospital
CollaboratorUNKNOWN
Fontfroide functional re-education centre, Montpellier, France
CollaboratorUNKNOWN
University of Liege
Lead SponsorOTHER

Study design

Observational model
COHORT
Time perspective
PROSPECTIVE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

: * Age above 18-year-old * Perfect knowledge of French language before the injury * Previous event of coma phase caused by a severe acquired brain injury * Medical stability (absence of mechanical ventilation and sedation, no acute medical pathology such as infection or respiratory distress) * No neurological or otorhinolaryngological disease which can impact swallowing prior to the brain injury * Minimum of 28 days since the acquired brain injury at inclusion * Diagnosis of UWS, MCS-, MCS+ or EMCS based on the CRS-R or SECONDs * Informed consent from legal representative of the patient * Affiliated patient or beneficiary of a health insurance plan (for French participants only).

Design outcomes

Primary

MeasureTime frameDescription
Change in the SWADOC-scored during three sessions (Examiner 1) - Intra-reliability15-25 minutes (3 times in 5 business days)The SWallowing Assessment in Disorders Of Consciousness (SWADOC) tool is composed of an average of 50 qualitative and quantitative items. The subsection SWADOC-scored includes the 8 quantitative items. Four items are linked to the oral phase and four to the pharyngeal phase. For each quantitative item, patient's abilities are rated on a four-level severity scale ranging from 0 to 3. These levels correspond to item scores that can be added together to calculate 3 performance scores: the oral phase sub-score (sum of the 4 oral item scores - minimum of 0, maximum of 12), the pharyngeal phase sub-score (sum of the 4 pharyngeal item scores - minimum of 0, maximum of 12) and the total swallowing score (sum of the 8 item scores - minimum of 0, maximum of 24). The better the score is, the better the swallowing is.
SECONDs7 minutes (immediately before or after the SWADOC tool in each of the three sessions)The Simplified Evaluation of CONsciousness Disorders (SECONDs): it features a shorter administration time (median of 7 minutes) and required only a mirror as material. It consists of 8 items: observation and reporting spontaneous behaviors, response to command, communication, visual pursuit and fixation, pain localization, oriented behaviors and arousal. The SECONDs provides a total score directly reflecting one diagnosis (0 = coma, 1 = UWS, 2-5 = MCS-, 6-7 = MCS+, 8 = EMCS). The better the score is, the better the consciousness level is.

Secondary

MeasureTime frameDescription
SWADOC-scored by Examiner 2 (inter-reliability)15-25 minutes - immediately before or after one of the three sessionsThe SWallowing Assessment in Disorders Of Consciousness (SWADOC) tool is composed of an average of 50 qualitative and quantitative items. The subsection SWADOC-scored includes the 8 quantitative items. Four items are linked to the oral phase and four to the pharyngeal phase. For each quantitative item, patient's abilities are rated on a four-level severity scale ranging from 0 to 3. These levels correspond to item scores that can be added together to calculate 3 performance scores: the oral phase sub-score (sum of the 4 oral item scores - minimum of 0, maximum of 12), the pharyngeal phase sub-score (sum of the 4 pharyngeal item scores - minimum of 0, maximum of 12) and the total swallowing score (sum of the 8 item scores - minimum of 0, maximum of 24). The better the score is, the better the swallowing is.
FOTT-SAS (Examiner 1)Immediately after one of the three sessionsFOTT-SAS (Facial Oral Tract Therapy Swallowing Assessment of Saliva) The FOTT-SAS is a reliable assessment for detecting aspiration risk in patients with acquired brain injury. The test is based on 7 questions under which if items 1-4 are answered Yes and items 5-7 are answered No, oral intake should be initiated (the better the score is, the better the swallowing is, minimum of 0, maximum of 7). The observations made during the assessment will permit to score the FOTT-SAS and verify the concurrent validity of the SWADOC tool.

Countries

Belgium, France

Contacts

Primary ContactEvelyne Mélotte, M.D.
evelyne.melotte@chuliege.be00323663915
Backup ContactMarion Belorgeot, M.D.
marion.belorgeot@wanadoo.fr

Outcome results

None listed

Source: ClinicalTrials.gov · Data processed: Feb 15, 2026