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An Implementation Strategy for the Adoption of an Evidence-Based Guideline for Pit-and-Fissure Sealants

An Implementation Strategy for the Adoption of an Evidence-Based Guideline for Pit-and-Fissure Sealants: Using a Framework From Organizational Development

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT04682730
Acronym
DISGO
Enrollment
896
Registered
2020-12-24
Start date
2021-01-01
Completion date
2022-01-26
Last updated
2023-07-12

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Pit-and-Fissure Sealants

Keywords

evidence-based clinical practice guideline, dental sealants, Deliberative Democracy, Deliberative Loop

Brief summary

The purpose of this implementation science study is to determine whether Deliberative Loops are effective in increasing providers' adherence to the non-cavitated caries component of the American Dental Association's pit-and-fissure sealant evidence-based clinical practice guideline. The investigators use a stepped wedge design to randomly assign dental clinics to the Deliberative Loop intervention. In a Deliberative Loop, stakeholders receive background information, participate in a facilitated discussion, and share their views with leadership. The Deliberative Loop intervention is designed to help stakeholders form informed opinions; in this study, stakeholders will be forming informed opinions about the implementation interventions they think will increase their clinic's adherence to the guideline. The investigators hypothesize that compared with the pre-intervention period, following the intervention, providers will place or treatment plan sealants for significantly more occlusal non-cavitated carious lesions.

Detailed description

The purpose of this implementation science study is to determine whether Deliberative Loops are effective in increasing providers' adherence to the non-cavitated caries component of the American Dental Association's pit-and-fissure sealant evidence-based clinical practice guideline. The investigators use a stepped wedge design to randomly assign dental clinics to the Deliberative Loop intervention. In a Deliberative Loop, stakeholders receive background information, participate in a facilitated discussion, and share their views with leadership. The Deliberative Loop intervention is designed to help stakeholders form informed opinions; in this study, stakeholders will be forming informed opinions about the implementation interventions they think will increase their clinic's adherence to the guideline. The investigators hypothesize that compared with the pre-intervention period, following the intervention, providers will place or treatment plan sealants for significantly more occlusal non-cavitated carious lesions (NCCL). All persons employed by Kaiser Permanente Northwest or Permanente Dental Associates and who work in a Kaiser Permanente Northwest dental clinic at any level \[e.g., part time, full time\] will be eligible to participate in the study. This includes both service providers and front-of-the-house staff, approximately 1,200 employees. This is a Stage III study. Participating sites include the 16 general dental clinics of Kaiser Permanente Northwest. All clinics are located within the United States. The estimated time from when the study opens to enrollment until completion of data collection is 16 months. It will take approximately one to two months for each individual participant to complete all study-related tasks, depending on how soon after the introductory session the Deliberative session can be scheduled.

Interventions

BEHAVIORALDeliberative Loop

The investigators will give background information to the stakeholders before they engage in the Deliberative session. Stakeholders from a given clinic will come together for a Deliberative session (i.e., facilitated conversation), enabling them to hear the full range of perspectives held by their fellow colleagues and to share their own perspective regarding how best to implement the guideline in small-group discussions. Following the Deliberative session, each stakeholder will have the opportunity to record their opinions regarding possible implementation interventions. The investigators will share these opinions with the clinic's decision-makers to help guide their decision-making about which implementation interventions to deploy. If a stakeholder happens to be absent the day of their clinic's Deliberative session, they will still have the opportunity to complete the survey.

Sponsors

National Institute of Dental and Craniofacial Research (NIDCR)
CollaboratorNIH
Kaiser Permanente
CollaboratorOTHER
University of Pittsburgh
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SEQUENTIAL
Primary purpose
HEALTH_SERVICES_RESEARCH
Masking
NONE

Intervention model description

Stepped wedge. In addition to the vanguard clinic, there will be five steps, each with three clinics.

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
Yes

Inclusion criteria

* Employed by Kaiser Permanente Northwest Dental or Permanente Dental Associates * Work in a Kaiser Permanente Northwest dental clinic

Exclusion criteria

* none

Design outcomes

Primary

MeasureTime frameDescription
Change in Providers' Rates of Placing or Treatment Planning Sealants for Occlusal NCCLsfrom one month before the first step to two months after the final step, 1 year.The change in the providers' rates of placing or treatment planning sealants for occlusal NCCLs from before to after clinic stakeholders are exposed to the Deliberative Loop intervention

Secondary

MeasureTime frameDescription
Total Program Costsfrom planning the survey to gather background information to two months after the final step; an average of 1 yearProgram costs: Total intervention costs. Program cost analysis conducted for the Deliberative Loop (DL) intervention using an opportunity cost approach. Program costs were estimated for the DL intervention (Workbook development - including the guideline, EHR data analyses, initial practitioner survey, and evidence review - and printing; Online DL session facilitator training and delivery, and program tailoring; dental office staff time; costs for implemented strategies, if applicable; and allowed charges for dental sealant placements). All costs are reported in 2021 dollars. The study analysis period was Jan 1-Dec 31, 2021, and in 16 clinics during 2021.
Cost Per Clinicfrom planning the survey to gather background information to two months after the final step; an average of 1 yearProgram costs: Cost per clinic
Cost Per Member Per Month (PMPM)from planning the survey to gather background information to two months after the final step; an average of 1 yearTotal intervention costs per member per month. Program cost analysis conducted for the Deliberative Loop (DL) intervention using an opportunity cost approach. Program costs were estimated for the DL intervention (Workbook development - including the guideline, EHR data analyses, initial practitioner survey, and evidence review - and printing; Online DL session facilitator training and delivery, and program tailoring; dental office staff time; costs for implemented strategies, if applicable; and allowed charges for dental sealant placements). All costs are reported in 2021 dollars. The study analysis period was Jan 1-Dec 31, 2021, and in 16 clinics during 2021. There were 265,200 members age 6 years or more on January 1, 2021, or a total of 3,182,400 member months.
Annualized Costs for Guideline Implementation Interventionsfrom planning the survey to gather background information to two months after the final step; an average of 1 yearProgram costs: Annualized costs for guideline implementation interventions
Sealant Treatment Plan Resolutionwhen a clinic was exposed to the intervention (when they received their survey results) to December 31, 2021. (Vanguard- 9.34 months; Cluster 1- 7.84 months; Cluster 2- 6.39 months; Cluster 3- 5.30 months; Cluster 4- 3.33 months; Cluster 5- 2.75 months)The count of occlusal NCCLs with a treatment plan for sealants that is sealed by the end of the post-intervention evaluation period.
NCCL Treatment Costs- Total Program Costs Per Sealant Per Clinicfrom planning the survey to gather background information to two months after the final step; an average of 1 yearProgram costs: NCCL treatment costs- Total program costs per sealant per clinic
NCCL Treatment Costs- Per Sealant Per Member Per Month (PMPM)from planning the survey to gather background information to two months after the final step; an average of 1 yearTotal intervention costs per sealant per member per month. Program cost analysis conducted for the Deliberative Loop (DL) intervention using an opportunity cost approach. Program costs were estimated for the DL intervention (Workbook development - including the guideline, EHR data analyses, initial practitioner survey, and evidence review - and printing; Online DL session facilitator training and delivery, and program tailoring; dental office staff time; costs for implemented strategies, if applicable; and allowed charges for dental sealant placements). All costs are reported in 2021 dollars. The study analysis period was Jan 1-Dec 31, 2021, and in 16 clinics during 2021. There were 95 sealants placed during the intervention period at 16 clinics. There were 265,200 members age 6 years or more on January 1, 2021, or a total of 3,182,400 member months.
Cost Effectivenessfrom one month before the first step to two months after the final step, 1 yearEstimated incremental cost-effectiveness ratios (ICERs) for clinics after exposure to the intervention. ICERs calculated for annualized total costs, costs per clinic, and costs PMPM.
NCCL Treatment Costs- Total Program Costs Per Sealantfrom planning the survey to gather background information to two months after the final step; an average of 1 yearTotal intervention costs per sealant. Program cost analysis conducted for the Deliberative Loop (DL) intervention using an opportunity cost approach. Program costs were estimated for the DL intervention (Workbook development - including the guideline, EHR data analyses, initial practitioner survey, and evidence review - and printing; Online DL session facilitator training and delivery, and program tailoring; dental office staff time; costs for implemented strategies, if applicable; and allowed charges for dental sealant placements). All costs are reported in 2021 dollars. The study analysis period was Jan 1-Dec 31, 2021, and in 16 clinics during 2021. There were 95 sealants placed during the intervention period at 16 clinics.

Other

MeasureTime frameDescription
List of Implementation Strategies Endorsed by StakeholdersOne survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.Stakeholders' informed opinion about what implementation strategies their clinic should adopt for each barrier
List of Barriers Perceived by StakeholdersOne survey was available for participants to complete immediately following the DL session and the survey stayed available for 1 week following the session.Stakeholders' informed opinion about barriers they perceive in their clinic
Acceptability, Management - Deliberative Loop ProcessA single assessment following completion of all data analyses, approximately 1.5 years after the data collection end date.management's perceptions of the acceptability of the Deliberative Loop process measured on a 5-point Likert scale, 0=not at all acceptable to 4=completely acceptable These ratings were dependent upon having all other analyses completed.
List of Implementation Strategies Adopted by the Clinics, Qualitative3 months after receiving the clinic summary reportqualitative interviews of clinic staff, using the quantitative forms as the basis for the interview
List of Implementation Strategies Adopted by the Clinics, Quantitative3 months after receiving the clinic summary reportList of implementation strategies. Clinic staff can select strategies on the list that their clinic has adopted to document progress of the implementation process
Acceptability, Stakeholders - Deliberative Loop ProcessOne survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.Stakeholders' perceptions of the acceptability of the Deliberative Loop process, 1 question, 5-point Likert scale, 0=Strongly Disagree, 4=Strongly Agree A higher score means more acceptability. Note: UBT stands for unit-based team. It is a group of frontline employees, including managers, dental staff (assistants, hygienists), and dentists who work together. UBTs hold regular meetings as part of their standard work flow and collaborate with one another to improve member and patient care.
Acceptability, Stakeholders - Context Setting DocumentOne survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.Stakeholders' perceptions of the acceptability of the Context-Setting Document, 3 questions measured on a 5-point Likert scale, 0=Strongly disagree to 12=Strongly agree. Note - Each item is 0 to 4, and the total score ranges from 0 - 12. A higher score means more acceptability.
Helpfulness of Group DiscussionOne survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.Stakeholders' perceptions of helpfulness of group discussion measured on a 3 question, 5-point Likert scale, 0=Strongly disagree to 12=Strongly agree. Note - Each item is 0 to 4, and the total score ranges from 0 - 12. A higher score means more helpfulness. Note: UBT stands for unit-based team. It is a group of frontline employees, including managers, dental staff (assistants, hygienists), and dentists who work together. UBTs hold regular meetings as part of their standard work flow and collaborate with one another to improve member and patient care.
Promotive VoiceOne survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.Stakeholders' perceptions of ability to express new ideas or suggestions for improving the clinic, 5 questions, 5-point Likert scale. Note - Each item is 0 to 4, and the total score ranges from 0-20, 0=Strongly disagree to 20=Strongly agree. A higher score means more promotive voice. Note: UBT stands for unit-based team. It is a group of frontline employees, including managers, dental staff (assistants, hygienists), and dentists who work together. UBTs hold regular meetings as part of their standard work flow and collaborate with one another to improve member and patient care.
Prohibitive VoiceOne survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.Stakeholders' perceptions of ability to express concern about work practices that may be harmful to the clinic, 5 questions, 5-point Likert scale. Note - Each item is 0 to 4, and the total score ranges from 0-20, 0=Strongly disagree to 20=Strongly agree. A higher score means more prohibitive voice. Note: UBT stands for unit-based team. It is a group of frontline employees, including managers, dental staff (assistants, hygienists), and dentists who work together. UBTs hold regular meetings as part of their standard work flow and collaborate with one another to improve member and patient care.
Future Leadership ResponsivenessOne survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.Stakeholders' perceptions that suggestions will be taken into consideration by leadership, 1 item, 5-point Likert scale, 0=Strongly disagree to 4=Strongly agree A higher score means more leadership responsiveness.
Past Leadership ResponsivenessOne survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.Stakeholders' perceptions that suggestions have been taken into consideration by leadership in the past, 2 questions, 5-point Likert scale. Note - Each item is 0 to 4, and the total score ranges from 0-8, 0=Strongly disagree to 8=Strongly agree. A higher score means more stakeholder perception of leadership responsiveness.
Overall VoiceOne survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.Stakeholders' perceptions of voice, 1 question, 5-point Likert scale, 0=Strongly disagree to 4=Strongly agree A higher score means more overall voice. Note: UBT stands for unit-based team. It is a group of frontline employees, including managers, dental staff (assistants, hygienists), and dentists who work together. UBTs hold regular meetings as part of their standard work flow and collaborate with one another to improve member and patient care.
Perceptions of DiscussionOne survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.Stakeholders' perceptions about the discussion, 2 questions, 5-point Likert scale. Note - Each item is 0 to 4, and the total score ranges from 0 - 8, 0=Strongly disagree to 8=Strongly agree. A higher score means more consideration of important issues and points of view. Note: UBT stands for unit-based team. It is a group of frontline employees, including managers, dental staff (assistants, hygienists), and dentists who work together. UBTs hold regular meetings as part of their standard work flow and collaborate with one another to improve member and patient care.

Countries

United States

Participant flow

Recruitment details

All providers and staff at 16 intervention clinics at Kaiser Permanente (KP). Overall study - January 1, 2021 - December 31, 2021

Pre-assignment details

This is a stepped wedge cluster randomized trial where dental clinics were randomized to the Deliberative Loop intervention. Clinics were randomized to one of five intervention periods. We randomized three clinics at a time. The goal was to have a six-week window in which to run the three clinics that are in a given step and then a week gap before the next step's six-week window starts.

Participants by arm

ArmCount
Study Participants - Deliberative Loop
28-page Context-Setting Document; 2-page addendum to Context-Setting Document; 90 minute Deliberative session; 8-page post-session survey Deliberative Loop: The investigators will give background information to the stakeholders before they engage in the Deliberative session. Stakeholders from a given clinic will come together for a Deliberative session (i.e., facilitated conversation), enabling them to hear the full range of perspectives held by their fellow colleagues and to share their own perspective regarding how best to implement the guideline in small-group discussions. Following the Deliberative session, each stakeholder will have the opportunity to record their opinions regarding possible implementation interventions. The investigators will share these opinions with the clinic's decision-makers to help guide their decision-making about which implementation interventions to deploy. If a stakeholder happens to be absent the day of their clinic's Deliberative session, they will still have the opportunity to complete the survey.
680
Study Participants - Deliberative Loop
28-page Context-Setting Document; 2-page addendum to Context-Setting Document; 90 minute Deliberative session; 8-page post-session survey Deliberative Loop: The investigators will give background information to the stakeholders before they engage in the Deliberative session. Stakeholders from a given clinic will come together for a Deliberative session (i.e., facilitated conversation), enabling them to hear the full range of perspectives held by their fellow colleagues and to share their own perspective regarding how best to implement the guideline in small-group discussions. Following the Deliberative session, each stakeholder will have the opportunity to record their opinions regarding possible implementation interventions. The investigators will share these opinions with the clinic's decision-makers to help guide their decision-making about which implementation interventions to deploy. If a stakeholder happens to be absent the day of their clinic's Deliberative session, they will still have the opportunity to complete the survey.
5,983
Total6,663

Baseline characteristics

CharacteristicStudy Participants - Deliberative Loop
Age, Categorical
<=18 years
0 Participants
Age, Categorical
>=65 years
9 Participants
Age, Categorical
Between 18 and 65 years
671 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
45 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
635 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
Provider rate of placing or treatment planning sealants for occlusal NCCLs137 Teeth
Race (NIH/OMB)
American Indian or Alaska Native
13 Participants
Race (NIH/OMB)
Asian
97 Participants
Race (NIH/OMB)
Black or African American
26 Participants
Race (NIH/OMB)
More than one race
8 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
6 Participants
Race (NIH/OMB)
Unknown or Not Reported
10 Participants
Race (NIH/OMB)
White
520 Participants
Region of Enrollment
United States
680 participants
Sex: Female, Male
Female
549 Participants
Sex: Female, Male
Male
131 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
0 / 0
other
Total, other adverse events
0 / 0
serious
Total, serious adverse events
0 / 0

Outcome results

Primary

Change in Providers' Rates of Placing or Treatment Planning Sealants for Occlusal NCCLs

The change in the providers' rates of placing or treatment planning sealants for occlusal NCCLs from before to after clinic stakeholders are exposed to the Deliberative Loop intervention

Time frame: from one month before the first step to two months after the final step, 1 year.

Population: The study participants are dental providers/staff. However, our primary outcome measured the change in the dental providers' rates of placing or treatment planning sealants for occlusal NCCLs from before to after clinic stakeholders are exposed to the Deliberative Loop intervention. Therefore, the units analyzed were teeth of the providers' patients. The number of participant providers that apply to the 9600 teeth is not available.

ArmMeasureGroupValue (COUNT_OF_UNITS)
Deliberative LoopChange in Providers' Rates of Placing or Treatment Planning Sealants for Occlusal NCCLsPre-intervention137 Teeth
Deliberative LoopChange in Providers' Rates of Placing or Treatment Planning Sealants for Occlusal NCCLsPost-intervention95 Teeth
p-value: 0.1895% CI: [0.58, 1.11]Mixed Models Analysis
Secondary

Annualized Costs for Guideline Implementation Interventions

Program costs: Annualized costs for guideline implementation interventions

Time frame: from planning the survey to gather background information to two months after the final step; an average of 1 year

Population: KPNW Dental System. All costs reported are automatically annualized. Originally we thought the intervention would cross calendar years. Since the intervention took place entirely in 2021, it is automatically annualized.

ArmMeasureValue (NUMBER)
Deliberative LoopAnnualized Costs for Guideline Implementation Interventions125,521 dollars
Secondary

Cost Effectiveness

Estimated incremental cost-effectiveness ratios (ICERs) for clinics after exposure to the intervention. ICERs calculated for annualized total costs, costs per clinic, and costs PMPM.

Time frame: from one month before the first step to two months after the final step, 1 year

Population: Cost-effectiveness analyses are not conducted for interventions that are found to be ineffective compared to controls. Therefore, measure could not be assessed due to the results of the primary outcome measure.

Secondary

Cost Per Clinic

Program costs: Cost per clinic

Time frame: from planning the survey to gather background information to two months after the final step; an average of 1 year

Population: 16 dental clinics

ArmMeasureValue (MEAN)
Deliberative LoopCost Per Clinic7845 dollars per clinic
Comparison: Mean Total Program costs per clinic for the KPNW Dental system.95% CI: [6378, 9312]
Secondary

Cost Per Member Per Month (PMPM)

Total intervention costs per member per month. Program cost analysis conducted for the Deliberative Loop (DL) intervention using an opportunity cost approach. Program costs were estimated for the DL intervention (Workbook development - including the guideline, EHR data analyses, initial practitioner survey, and evidence review - and printing; Online DL session facilitator training and delivery, and program tailoring; dental office staff time; costs for implemented strategies, if applicable; and allowed charges for dental sealant placements). All costs are reported in 2021 dollars. The study analysis period was Jan 1-Dec 31, 2021, and in 16 clinics during 2021. There were 265,200 members age 6 years or more on January 1, 2021, or a total of 3,182,400 member months.

Time frame: from planning the survey to gather background information to two months after the final step; an average of 1 year

Population: 265,200 members age 6 yrs or more on January 1, 2021 x 12 months.

ArmMeasureValue (NUMBER)
Deliberative LoopCost Per Member Per Month (PMPM)0.039 dollars per member per month
Secondary

NCCL Treatment Costs- Per Sealant Per Member Per Month (PMPM)

Total intervention costs per sealant per member per month. Program cost analysis conducted for the Deliberative Loop (DL) intervention using an opportunity cost approach. Program costs were estimated for the DL intervention (Workbook development - including the guideline, EHR data analyses, initial practitioner survey, and evidence review - and printing; Online DL session facilitator training and delivery, and program tailoring; dental office staff time; costs for implemented strategies, if applicable; and allowed charges for dental sealant placements). All costs are reported in 2021 dollars. The study analysis period was Jan 1-Dec 31, 2021, and in 16 clinics during 2021. There were 95 sealants placed during the intervention period at 16 clinics. There were 265,200 members age 6 years or more on January 1, 2021, or a total of 3,182,400 member months.

Time frame: from planning the survey to gather background information to two months after the final step; an average of 1 year

Population: 265,200 members age 6 yrs or more on Jan1, 2021

ArmMeasureValue (NUMBER)
Deliberative LoopNCCL Treatment Costs- Per Sealant Per Member Per Month (PMPM)0.0004 dollars per sealant PMPM
Secondary

NCCL Treatment Costs- Total Program Costs Per Sealant

Total intervention costs per sealant. Program cost analysis conducted for the Deliberative Loop (DL) intervention using an opportunity cost approach. Program costs were estimated for the DL intervention (Workbook development - including the guideline, EHR data analyses, initial practitioner survey, and evidence review - and printing; Online DL session facilitator training and delivery, and program tailoring; dental office staff time; costs for implemented strategies, if applicable; and allowed charges for dental sealant placements). All costs are reported in 2021 dollars. The study analysis period was Jan 1-Dec 31, 2021, and in 16 clinics during 2021. There were 95 sealants placed during the intervention period at 16 clinics.

Time frame: from planning the survey to gather background information to two months after the final step; an average of 1 year

Population: Within KPNW Dental system, teeth receiving a sealant.

ArmMeasureValue (NUMBER)
Deliberative LoopNCCL Treatment Costs- Total Program Costs Per Sealant1321 dollars per sealant
Secondary

NCCL Treatment Costs- Total Program Costs Per Sealant Per Clinic

Program costs: NCCL treatment costs- Total program costs per sealant per clinic

Time frame: from planning the survey to gather background information to two months after the final step; an average of 1 year

Population: KPNW Dental System / 16 intervention clinics

ArmMeasureValue (MEAN)
Deliberative LoopNCCL Treatment Costs- Total Program Costs Per Sealant Per Clinic1321 dollars per sealant per clinic
Comparison: Mean Total Program costs per sealant per clinic for the KPNW Dental system.95% CI: [845, 3208]
Secondary

Sealant Treatment Plan Resolution

The count of occlusal NCCLs with a treatment plan for sealants that is sealed by the end of the post-intervention evaluation period.

Time frame: when a clinic was exposed to the intervention (when they received their survey results) to December 31, 2021. (Vanguard- 9.34 months; Cluster 1- 7.84 months; Cluster 2- 6.39 months; Cluster 3- 5.30 months; Cluster 4- 3.33 months; Cluster 5- 2.75 months)

Population: Teeth with a treatment plan

ArmMeasureValue (COUNT_OF_UNITS)
Deliberative LoopSealant Treatment Plan Resolution89 Teeth
Secondary

Total Program Costs

Program costs: Total intervention costs. Program cost analysis conducted for the Deliberative Loop (DL) intervention using an opportunity cost approach. Program costs were estimated for the DL intervention (Workbook development - including the guideline, EHR data analyses, initial practitioner survey, and evidence review - and printing; Online DL session facilitator training and delivery, and program tailoring; dental office staff time; costs for implemented strategies, if applicable; and allowed charges for dental sealant placements). All costs are reported in 2021 dollars. The study analysis period was Jan 1-Dec 31, 2021, and in 16 clinics during 2021.

Time frame: from planning the survey to gather background information to two months after the final step; an average of 1 year

Population: KPNW Dental system

ArmMeasureValue (NUMBER)
Deliberative LoopTotal Program Costs125,521 dollars
Other Pre-specified

Acceptability, Management - Deliberative Loop Process

management's perceptions of the acceptability of the Deliberative Loop process measured on a 5-point Likert scale, 0=not at all acceptable to 4=completely acceptable These ratings were dependent upon having all other analyses completed.

Time frame: A single assessment following completion of all data analyses, approximately 1.5 years after the data collection end date.

Population: PDA Dental Director for Evidence Based Practice - this is one person

ArmMeasureValue (NUMBER)
Deliberative LoopAcceptability, Management - Deliberative Loop Process1.5 score on a scale
Other Pre-specified

Acceptability, Stakeholders - Context Setting Document

Stakeholders' perceptions of the acceptability of the Context-Setting Document, 3 questions measured on a 5-point Likert scale, 0=Strongly disagree to 12=Strongly agree. Note - Each item is 0 to 4, and the total score ranges from 0 - 12. A higher score means more acceptability.

Time frame: One survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.

Population: Post deliberative loop session survey respondents.

ArmMeasureValue (MEAN)Dispersion
Deliberative LoopAcceptability, Stakeholders - Context Setting Document6.4 score on a scaleStandard Deviation 3
Other Pre-specified

Acceptability, Stakeholders - Deliberative Loop Process

Stakeholders' perceptions of the acceptability of the Deliberative Loop process, 1 question, 5-point Likert scale, 0=Strongly Disagree, 4=Strongly Agree A higher score means more acceptability. Note: UBT stands for unit-based team. It is a group of frontline employees, including managers, dental staff (assistants, hygienists), and dentists who work together. UBTs hold regular meetings as part of their standard work flow and collaborate with one another to improve member and patient care.

Time frame: One survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.

Population: Participants in deliberative loop process and UBT process. Same participants.

ArmMeasureGroupValue (MEAN)Dispersion
Deliberative LoopAcceptability, Stakeholders - Deliberative Loop ProcessDeliberative Loop1.9 score on a scaleStandard Deviation 1.3
Deliberative LoopAcceptability, Stakeholders - Deliberative Loop ProcessUBT2.7 score on a scaleStandard Deviation 1
Other Pre-specified

Future Leadership Responsiveness

Stakeholders' perceptions that suggestions will be taken into consideration by leadership, 1 item, 5-point Likert scale, 0=Strongly disagree to 4=Strongly agree A higher score means more leadership responsiveness.

Time frame: One survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.

Population: Participants in deliberative loop session who filled out the post-session survey

ArmMeasureValue (MEAN)Dispersion
Deliberative LoopFuture Leadership Responsiveness2.4 score on a scaleStandard Deviation 1.1
Other Pre-specified

Helpfulness of Group Discussion

Stakeholders' perceptions of helpfulness of group discussion measured on a 3 question, 5-point Likert scale, 0=Strongly disagree to 12=Strongly agree. Note - Each item is 0 to 4, and the total score ranges from 0 - 12. A higher score means more helpfulness. Note: UBT stands for unit-based team. It is a group of frontline employees, including managers, dental staff (assistants, hygienists), and dentists who work together. UBTs hold regular meetings as part of their standard work flow and collaborate with one another to improve member and patient care.

Time frame: One survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.

Population: Participants in both deliberative loop and UBT sessions.

ArmMeasureGroupValue (MEAN)Dispersion
Deliberative LoopHelpfulness of Group DiscussionDeliberative loop helpfulness5.1 score on a scaleStandard Deviation 3
Deliberative LoopHelpfulness of Group DiscussionUBT helpfulness8.3 score on a scaleStandard Deviation 2.3
Other Pre-specified

List of Barriers Perceived by Stakeholders

Stakeholders' informed opinion about barriers they perceive in their clinic

Time frame: One survey was available for participants to complete immediately following the DL session and the survey stayed available for 1 week following the session.

Other Pre-specified

List of Implementation Strategies Adopted by the Clinics, Qualitative

qualitative interviews of clinic staff, using the quantitative forms as the basis for the interview

Time frame: 3 months after receiving the clinic summary report

Other Pre-specified

List of Implementation Strategies Adopted by the Clinics, Quantitative

List of implementation strategies. Clinic staff can select strategies on the list that their clinic has adopted to document progress of the implementation process

Time frame: 3 months after receiving the clinic summary report

Other Pre-specified

List of Implementation Strategies Endorsed by Stakeholders

Stakeholders' informed opinion about what implementation strategies their clinic should adopt for each barrier

Time frame: One survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.

Other Pre-specified

Overall Voice

Stakeholders' perceptions of voice, 1 question, 5-point Likert scale, 0=Strongly disagree to 4=Strongly agree A higher score means more overall voice. Note: UBT stands for unit-based team. It is a group of frontline employees, including managers, dental staff (assistants, hygienists), and dentists who work together. UBTs hold regular meetings as part of their standard work flow and collaborate with one another to improve member and patient care.

Time frame: One survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.

Population: Participants in both deliberative loop and UBT sessions.

ArmMeasureGroupValue (MEAN)Dispersion
Deliberative LoopOverall VoiceDeliberative Loop Session1.9 score on a scaleStandard Deviation 1.3
Deliberative LoopOverall VoiceUBT Session2.7 score on a scaleStandard Deviation 1
Other Pre-specified

Past Leadership Responsiveness

Stakeholders' perceptions that suggestions have been taken into consideration by leadership in the past, 2 questions, 5-point Likert scale. Note - Each item is 0 to 4, and the total score ranges from 0-8, 0=Strongly disagree to 8=Strongly agree. A higher score means more stakeholder perception of leadership responsiveness.

Time frame: One survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.

Population: Participants in the deliberative loop session who filled out the post-session survey.

ArmMeasureValue (MEAN)Dispersion
Deliberative LoopPast Leadership Responsiveness4.4 score on a scaleStandard Deviation 2.2
Other Pre-specified

Perceptions of Discussion

Stakeholders' perceptions about the discussion, 2 questions, 5-point Likert scale. Note - Each item is 0 to 4, and the total score ranges from 0 - 8, 0=Strongly disagree to 8=Strongly agree. A higher score means more consideration of important issues and points of view. Note: UBT stands for unit-based team. It is a group of frontline employees, including managers, dental staff (assistants, hygienists), and dentists who work together. UBTs hold regular meetings as part of their standard work flow and collaborate with one another to improve member and patient care.

Time frame: One survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.

Population: Participants in both deliberative loop and UBT sessions

ArmMeasureGroupValue (MEAN)Dispersion
Deliberative LoopPerceptions of DiscussionDeliberative Loop Session4.1 score on a scaleStandard Deviation 2.2
Deliberative LoopPerceptions of DiscussionUBT Session5.6 score on a scaleStandard Deviation 1.9
Other Pre-specified

Prohibitive Voice

Stakeholders' perceptions of ability to express concern about work practices that may be harmful to the clinic, 5 questions, 5-point Likert scale. Note - Each item is 0 to 4, and the total score ranges from 0-20, 0=Strongly disagree to 20=Strongly agree. A higher score means more prohibitive voice. Note: UBT stands for unit-based team. It is a group of frontline employees, including managers, dental staff (assistants, hygienists), and dentists who work together. UBTs hold regular meetings as part of their standard work flow and collaborate with one another to improve member and patient care.

Time frame: One survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.

Population: Participants in both deliberative loop and UBT sessions. Same participants.

ArmMeasureGroupValue (MEAN)Dispersion
Deliberative LoopProhibitive VoiceDeliberative Loop10.7 score on a scaleStandard Deviation 5
Deliberative LoopProhibitive VoiceUBT13.3 score on a scaleStandard Deviation 4.5
Other Pre-specified

Promotive Voice

Stakeholders' perceptions of ability to express new ideas or suggestions for improving the clinic, 5 questions, 5-point Likert scale. Note - Each item is 0 to 4, and the total score ranges from 0-20, 0=Strongly disagree to 20=Strongly agree. A higher score means more promotive voice. Note: UBT stands for unit-based team. It is a group of frontline employees, including managers, dental staff (assistants, hygienists), and dentists who work together. UBTs hold regular meetings as part of their standard work flow and collaborate with one another to improve member and patient care.

Time frame: One survey was available for participants to complete immediately following the deliberative loop session and the survey stayed available for 1 week following the deliberative loop session.

Population: Participants in both deliberative loop and UBT sessions.

ArmMeasureGroupValue (MEAN)Dispersion
Deliberative LoopPromotive VoiceDeliberative Loop11.5 score on a scaleStandard Deviation 5.4
Deliberative LoopPromotive VoiceUBT15.4 score on a scaleStandard Deviation 4.3

Source: ClinicalTrials.gov · Data processed: Jun 13, 2026