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A Study of Atezolizumab and Trastuzumab in Combination With Capecitabine and Oxaliplatin in Patients With HER2 Positive Locally Advanced Resectable Gastric Cancer of Adenocarcinoma of Gastroesophageal Junction

A Phase II, Randomized Study of Atezolizumab (Anti-PD-L1 Antibody) and Trastuzumab in Combination With Capecitabine and Oxaliplatin (Xelox) in Patients With HER2 Positive Locally Advanced Resectable Gastric Cancer of Adenocarcinoma of Gastroesophageal Junction (GEJ)

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT04661150
Enrollment
42
Registered
2020-12-10
Start date
2021-03-12
Completion date
2026-07-27
Last updated
2026-09-10

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Gastric Cancer, Gastroesophageal Junction Adenocarcinoma

Brief summary

This is a phase II, multicenter, randomized, open-label study designed to evaluate the efficacy and safety of perioperative trastuzumab+XELOX with / without atezolizumab in participants eligible for surgery with locally advanced HER2-positive gastric cancer or adenocarcinoma of GEJ.

Interventions

DRUGAtezolizumab

Atezolizumab will be administered by IV infusion at a fixed dose of 1200 mg on Day 1 of each 21-day cycle for 3 cycles prior to surgery and 5 cycles after surgery.

DRUGTrastuzumab

Trastuzumab will be administered as an 8 mg/kg IV loading dose and then 6 mg/kg IV on Day 1 of a 21-day cycle for 3 cycles before surgery, and administration will continue after surgery. The first administration of trastuzumab after surgery should also be given at the loading dose of 8 mg/kg.

DRUGCapecitabine

Capecitabine 1000 mg/m\^2 will be administered twice orally on Days 1-14, repeated every 3 weeks.

DRUGOxaliplatin

Oxaliplatin 130 mg/m\^2 will be administered by IV on Day 1 of a 21-day cycle.

Sponsors

Hoffmann-La Roche
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to 75 Years
Healthy volunteers
No

Inclusion criteria

* Histologically confirmed gastric cancer or adenocarcinoma of GEJ * HER2-positive status defined as either IHC score of 3+ or IHC 2+ with amplification proven by in situ hybridization (ISH) as assessed by local review based on pretreatment endoscopic biopsies. * Clinical stage at presentation: cT3/T4a/T4b, or N+, M0 as determined by AJCC staging system, 8th edition * Availability of pretreatment tumor specimen for biomarker analysis by central lab * Eastern Cooperative Oncology Group (ECOG) performance status of 0 or 1 * Life expectancy \>= 12 weeks * Adequate hematologic and end-organ function * For female patients of childbearing potential, agreement (by patient) to remain abstinent (refrain from heterosexual intercourse) or to use highly effective form(s) of contraception during the treatment period and to continue its use for at least i) 5 months after the last dose of atezolizumab, ii) 7 months after the last dose of trastuzumab, or iii) 6 months after the last dose of capecitabine or oxaliplatin, whichever is longer. * For men: agreement to remain abstinent (refrain from heterosexual intercourse) or use a condom, and agreement to refrain from donating sperm

Exclusion criteria

* Stage IV (metastatic) or unresectable gastric/GEJ cancer determined by investigators * Prior systemic therapy for treatment of gastric cancer * History of malignancy other than GC within 5 years prior to screening, with the exception of malignancies with a negligible risk of metastasis or death * Cardiopulmonary dysfunction * Dyspnea at rest * Active or history of autoimmune disease or immune deficiency with the following exceptions: (a) Patients with a history of autoimmune-mediated hypothyroidism who are on thyroid-replacement hormone are eligible for the study. (b) Patients with controlled Type 1 diabetes mellitus who are on an insulin regimen are eligible for the study. (c) Patients with eczema, psoriasis, lichen simplex chronicus, or vitiligo with dermatologic manifestations only are eligible for the study provided allof following conditions are met: (i) Rash must cover \< 10% of body surface area (ii) Disease is well controlled at baseline and requires only low-potency topical corticosteroids (iii) No occurrence of acute exacerbations of the underlying condition requiring psoralen plus ultraviolet A radiation, methotrexate, retinoids, biologic agents, oral calcineurin inhibitors, or high-potency or oral corticosteroids within the previous 12 months * History of idiopathic pulmonary fibrosis, organizing pneumonia, drug-induced pneumonitis, idiopathic pneumonitis, or evidence of active pneumonitis on screening chest CT scan * Active tuberculosis * Patients with active hepatitis B * Patients with active hepatitis C

Design outcomes

Primary

MeasureTime frameDescription
Pathological Complete Regression (pCR) RateCompletion of neoadjuvant systemic therapy (up to approximately 16 months)pCR is defined as no evidence of vital residual tumor cells on hematoxylin and eosin evaluation of the complete resected gastric/GEJ specimen and all sampled regional lymph nodes following completion of neoadjuvant systemic therapy (NAST), which will be reviewed by local pathologist..

Secondary

MeasureTime frameDescription
Event-free Survival (EFS)Randomization to the first documented disease recurrence, unequivocal tumor progression or death from any cause, whichever occurs first (up to approximately 52 months)Event-free survival (EFS), defined as the time from randomization to the first documented disease recurrence, unequivocal tumor progression determined by the investigator according to RECIST v1.1, or death from any cause, whichever occurs first.
Disease-Free Survival (DFS)Surgery to first documented disease recurrence or death from any cause, whichever occurs first (up to approximately 52 months)Disease-free survival (DFS), defined as the time from surgery to the first documented disease recurrence or death from any cause, whichever occurs first.
Overall Survival (OS)Randomiation to death from any cause (up to approximately 52 months)Overall survival (OS), defined as the time from randomization to death from any cause in all patients.
Major Pathologic Response (MPR)Randomization up to approximately 16 monthsMajor pathologic response (MPR), defined as \< 10% residual tumor per tumor bed based on evaluation of the resected primary esophagogastric specimen by a local pathologist.
Objective Response Rate (ORR)Randomiation to CR or PR during neoadjuvant systemic therapy (up to approximately 16 months)Objective response rate (ORR), defined as the proportion of patients with a complete response (CR) or partial response (PR) during NAST, as determined by the investigator according to RECIST v1.1.
R0 Resection RateSurgeryR0 resection rate, defined as the proportion of patients with a microscopically margin-negative resection, in which no gross or microscopic tumor remains in the primary tumor bed and/or sampled regional lymph nodes based on evaluation by the local pathologist.
Percentage of Participants With Adverse EventsBaseline through the end of study (approximately 52 months)

Countries

China

Contacts

STUDY_DIRECTORClinical Trials

Hoffmann-La Roche

Participant flow

Participants by arm

ArmCount
Arm A: Atezolizumab Plus Trastuzumab With XELOX (Capecitabine + Oxaliplatin)
Participants received atezolizumab + trastuzumab + XELOX (Capecitabine + Oxaliplatin) for 3 treatment cycles prior to surgery, each cycle is 3 weeks. Following surgery, participants received 5 further cycles of this regimen.
21
Arm B: Trastuzumab With XELOX (Capecitabine + Oxaliplatin)
Participants received trastuzumab + XELOX (Capecitabine + Oxaliplatin) for 3 treatment cycles prior to surgery, each cycle is 3 weeks. Following surgery, participants received 5 further cycles of this regimen.
21
Total42

Baseline characteristics

CharacteristicArm A: Atezolizumab Plus Trastuzumab With XELOX (Capecitabine + Oxaliplatin)Arm B: Trastuzumab With XELOX (Capecitabine + Oxaliplatin)Total
Age, Continuous59.9 Years
STANDARD_DEVIATION 9.03
63.2 Years
STANDARD_DEVIATION 6.28
61.5 Years
STANDARD_DEVIATION 7.86
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants0 Participants0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
21 Participants21 Participants42 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Sex: Female, Male
Female
2 Participants1 Participants3 Participants
Sex: Female, Male
Male
19 Participants20 Participants39 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
2 / 210 / 21
other
Total, other adverse events
6 / 215 / 21
serious
Total, serious adverse events
0 / 210 / 21

Outcome results

Primary

Pathological Complete Regression (pCR) Rate

pCR is defined as no evidence of vital residual tumor cells on hematoxylin and eosin evaluation of the complete resected gastric/GEJ specimen and all sampled regional lymph nodes following completion of neoadjuvant systemic therapy (NAST), which will be reviewed by local pathologist..

Time frame: Completion of neoadjuvant systemic therapy (up to approximately 16 months)

Population: Intention-to-treat (ITT) population, defined as all participants who were randomly assigned to a treatment, regardless of whether they had surgery.

ArmMeasureValue (NUMBER)
Arm A: Atezolizumab Plus Trastuzumab With XELOX (Capecitabine + Oxaliplatin)Pathological Complete Regression (pCR) Rate38.1 Percentage of Participants
Arm B: Trastuzumab With XELOX (Capecitabine + Oxaliplatin)Pathological Complete Regression (pCR) Rate14.3 Percentage of Participants
p-value: 0.07990% CI: [1.3, 44.7]Chi-squared
Secondary

Disease-Free Survival (DFS)

Disease-free survival (DFS), defined as the time from surgery to the first documented disease recurrence or death from any cause, whichever occurs first.

Time frame: Surgery to first documented disease recurrence or death from any cause, whichever occurs first (up to approximately 52 months)

Secondary

Event-free Survival (EFS)

Event-free survival (EFS), defined as the time from randomization to the first documented disease recurrence, unequivocal tumor progression determined by the investigator according to RECIST v1.1, or death from any cause, whichever occurs first.

Time frame: Randomization to the first documented disease recurrence, unequivocal tumor progression or death from any cause, whichever occurs first (up to approximately 52 months)

Secondary

Major Pathologic Response (MPR)

Major pathologic response (MPR), defined as \< 10% residual tumor per tumor bed based on evaluation of the resected primary esophagogastric specimen by a local pathologist.

Time frame: Randomization up to approximately 16 months

Secondary

Objective Response Rate (ORR)

Objective response rate (ORR), defined as the proportion of patients with a complete response (CR) or partial response (PR) during NAST, as determined by the investigator according to RECIST v1.1.

Time frame: Randomiation to CR or PR during neoadjuvant systemic therapy (up to approximately 16 months)

Population: Intention-to-treat (ITT) population, defined as all participants who were randomly assigned to a treatment, regardless of whether they had surgery.

ArmMeasureValue (NUMBER)
Arm A: Atezolizumab Plus Trastuzumab With XELOX (Capecitabine + Oxaliplatin)Objective Response Rate (ORR)28.6 Percentage of participants
Arm B: Trastuzumab With XELOX (Capecitabine + Oxaliplatin)Objective Response Rate (ORR)33.3 Percentage of participants
p-value: 0.73990% CI: [-27.9, 18.9]Chi-squared
Secondary

Overall Survival (OS)

Overall survival (OS), defined as the time from randomization to death from any cause in all patients.

Time frame: Randomiation to death from any cause (up to approximately 52 months)

Secondary

Percentage of Participants With Adverse Events

Time frame: Baseline through the end of study (approximately 52 months)

Secondary

R0 Resection Rate

R0 resection rate, defined as the proportion of patients with a microscopically margin-negative resection, in which no gross or microscopic tumor remains in the primary tumor bed and/or sampled regional lymph nodes based on evaluation by the local pathologist.

Time frame: Surgery

Population: Intention-to-treat (ITT) population, defined as all participants who were randomly assigned to a treatment, regardless of whether they had surgery.

ArmMeasureValue (NUMBER)
Arm A: Atezolizumab Plus Trastuzumab With XELOX (Capecitabine + Oxaliplatin)R0 Resection Rate95.2 Percentage of particpants
Arm B: Trastuzumab With XELOX (Capecitabine + Oxaliplatin)R0 Resection Rate90.5 Percentage of particpants
p-value: >0.99990% CI: [-10.9, 21.4]Fisher Exact

Source: ClinicalTrials.gov · Data processed: Sep 11, 2026