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Swallowing Impairment After COVID-19 Infection

The Pathophysiology of Swallowing Impairment in People Recovering From COVID-19

Status
Completed
Phases
Unknown
Study type
Observational
Source
ClinicalTrials.gov
Registry ID
NCT04537650
Enrollment
44
Registered
2020-09-03
Start date
2021-01-01
Completion date
2022-03-31
Last updated
2023-12-06

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Covid19

Keywords

Swallowing

Brief summary

This is an observational study, in which people recovering from COVID-19 infection will attend an outpatient clinic for a comprehensive swallowing assessment. The assessment will include a videofluoroscopy, measurement of respiratory-swallow coordination using a digital stethoscope, measures of tongue and cough strength and patient reported measures that will help us to understand the presence and impact of swallowing impairment (dysphagia) in this population.

Detailed description

The recent spread of COVID-19 has led to an international pandemic, with \>3 million confirmed cases to date worldwide, of which 1 million confirmed cases and \>50,000 deaths have been reported in the USA. Infected individuals commonly experience severe respiratory difficulties and pneumonia, leading to hospital admission and the need for intensive care and mechanical ventilation. Emerging evidence suggests that impaired taste and smell may be early markers of the disease, and that in severe cases, there may be neurological damage in in the medulla, an important brainstem control site for both respiration and swallowing. Given the overlapping neuroanatomical regulation of breathing and swallowing, the investigators hypothesize that dysphagia (swallowing impairment) will be common in People recovering from COVID-19 (PrC-19) and associated with poorer outcomes. The investigators will offer comprehensive swallowing assessments to PrC-19 after initial recovery and a confirmed negative test for continuing COVID-19 infection. Study sites will be located in the Toronto area (PI Steele); the Hamilton-Niagara region to the west of Toronto (Co-I Namasivayam-MacDonald) and in Gainesville, Florida (Co-I Plowman). The assessments will include the collection of case history information, videofluoroscopy (i.e., a dynamic swallowing x-ray), use of a digital stethoscope to measure respiratory-swallow coordination, measures of other risk factors for dysphagia (e.g. bulbar muscle strength) and patient-reported outcomes. Detailed analyses of the videofluoroscopy swallowing studies (i.e. dynamic x-rays) will identify specific measures of swallowing that fall outside the range of normal variation based on comparison to healthy reference values established through the PI's NIH-funded research program exploring swallowing physiology on liquids of different consistencies.

Interventions

A standardized dynamic radiographic examination of oropharyngeal swallowing

Sponsors

National Institute on Deafness and Other Communication Disorders (NIDCD)
CollaboratorNIH
McMaster University
CollaboratorOTHER
University of Florida
CollaboratorOTHER
University Health Network, Toronto
Lead SponsorOTHER

Study design

Observational model
COHORT
Time perspective
PROSPECTIVE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* People who tested positive or received a presumed positive diagnosis of COVID-19 infection not earlier than March 1, 2020 and who are at least 2 weeks post positive diagnosis and the initiation of medical management of COVID-19 infection * Adequate comprehension of English to understand the consent form and follow study instructions

Exclusion criteria

* Age under 18 years old * Current pregnancy

Design outcomes

Primary

MeasureTime frameDescription
Number of Participants With Impaired Swallowing SafetyVideofluoroscopy session (single timepoint only)Frequency of participants demonstrating airway invasion on thin liquids, defined as Penetration-Aspiration Scale score of 3 and higher (Rosenbek et al., 1996). Higher scores indicate worse function.
Number of Participants With Impaired Swallowing EfficiencyVideofluoroscopy session (single timepoint only)Frequency of participants demonstrating pharyngeal residue on extremely thick liquids measured to fill more than 1.5% of an anatomical reference scalar \[%(C2-4)squared\] (Steele et al., 2019)

Secondary

MeasureTime frameDescription
Number of Participants With Prolonged Time-to-Laryngeal-Vestibule-ClosureVideofluoroscopy session (single timepoint only)Frequency of participants displaying prolonged time to airway closure (i.e. Laryngeal Vestibule Closure) on thin liquids, defined as values falling above the healthy reference 75th percentile (Steele et al., 2023)
Number of Participants With Short Laryngeal Vestibule Closure DurationVideofluoroscopy session (single timepoint only)Frequency of participants displaying short airway closure (i.e. laryngeal vestibule closure) on thin liquids, defined as a duration below the healthy reference 25th percentile (Steele et al., 2023)
Number of Participants With Poor Pharyngeal ConstrictionVideofluoroscopy session (single timepoint only)Frequency of participants displaying poor pharyngeal constriction on extremely thick liquids, defined as pharyngeal area above the 75th percentile healthy reference value on the frame of maximum constriction (Steele et al., 2023)
Number of Participants With Impaired LVC IntegrityVideofluoroscopy (single timepoint only)Number of participants displaying incomplete laryngeal vestibule closure on thin liquids.

Countries

Canada, United States

Participant flow

Participants by arm

ArmCount
COVID-19 Ventilated
This was a group of Community-Dwelling adults who had a history of COVID-19 infection prior to October, 2021 and who were hospitalized and required ICU care with mechanical ventilation during their COVID-19 infection
8
COVID-19 Non-ventilated
This was a group of Community-Dwelling adults who had a history of COVID-19 infection prior to October, 2021 but who did not require mechanical ventilation during their COVID-19 infection.
36
Total44

Baseline characteristics

CharacteristicTotalCOVID-19 VentilatedCOVID-19 Non-ventilated
Age, Continuous48 years62 years44 years
Ethnicity (NIH/OMB)
Hispanic or Latino
3 Participants1 Participants2 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
41 Participants7 Participants34 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Fail water swallow screen (3 sips)18 Participants4 Participants14 Participants
Fail water swallow screen (90cc)16 Participants3 Participants13 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
3 Participants2 Participants1 Participants
Race (NIH/OMB)
Black or African American
1 Participants0 Participants1 Participants
Race (NIH/OMB)
More than one race
2 Participants1 Participants1 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
38 Participants5 Participants33 Participants
Reduced peak cough flow7 Participants1 Participants6 Participants
Sex: Female, Male
Female
31 Participants1 Participants30 Participants
Sex: Female, Male
Male
13 Participants7 Participants6 Participants
SSQ158 units on a scale98 units on a scale232 units on a scale
SSQ Impaired13 Participants1 Participants12 Participants
Taste or Smell Impairment
NO (No Taste/Smell impairment)
24 Participants1 Participants23 Participants
Taste or Smell Impairment
YES (Taste/Smell impairment)
20 Participants7 Participants13 Participants
Time since diagnosis7 Months6 Months7 Months
Tongue Weakness11 Participants3 Participants8 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 80 / 36
other
Total, other adverse events
0 / 80 / 36
serious
Total, serious adverse events
0 / 80 / 36

Outcome results

Primary

Number of Participants With Impaired Swallowing Efficiency

Frequency of participants demonstrating pharyngeal residue on extremely thick liquids measured to fill more than 1.5% of an anatomical reference scalar \[%(C2-4)squared\] (Steele et al., 2019)

Time frame: Videofluoroscopy session (single timepoint only)

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
COVID-19 VentilatedNumber of Participants With Impaired Swallowing Efficiency4 Participants
COVID-19 Non-ventilatedNumber of Participants With Impaired Swallowing Efficiency0 Participants
p-value: <0.00195% CI: [4.15, 487.5]Chi-squared
Primary

Number of Participants With Impaired Swallowing Safety

Frequency of participants demonstrating airway invasion on thin liquids, defined as Penetration-Aspiration Scale score of 3 and higher (Rosenbek et al., 1996). Higher scores indicate worse function.

Time frame: Videofluoroscopy session (single timepoint only)

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
COVID-19 VentilatedNumber of Participants With Impaired Swallowing Safety3 Participants
COVID-19 Non-ventilatedNumber of Participants With Impaired Swallowing Safety1 Participants
p-value: <0.00195% CI: [1.8, 243.24]Chi-squared
Secondary

Number of Participants With Impaired LVC Integrity

Number of participants displaying incomplete laryngeal vestibule closure on thin liquids.

Time frame: Videofluoroscopy (single timepoint only)

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
COVID-19 VentilatedNumber of Participants With Impaired LVC Integrity1 Participants
COVID-19 Non-ventilatedNumber of Participants With Impaired LVC Integrity0 Participants
Secondary

Number of Participants With Poor Pharyngeal Constriction

Frequency of participants displaying poor pharyngeal constriction on extremely thick liquids, defined as pharyngeal area above the 75th percentile healthy reference value on the frame of maximum constriction (Steele et al., 2023)

Time frame: Videofluoroscopy session (single timepoint only)

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
COVID-19 VentilatedNumber of Participants With Poor Pharyngeal Constriction6 Participants
COVID-19 Non-ventilatedNumber of Participants With Poor Pharyngeal Constriction6 Participants
Secondary

Number of Participants With Prolonged Time-to-Laryngeal-Vestibule-Closure

Frequency of participants displaying prolonged time to airway closure (i.e. Laryngeal Vestibule Closure) on thin liquids, defined as values falling above the healthy reference 75th percentile (Steele et al., 2023)

Time frame: Videofluoroscopy session (single timepoint only)

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
COVID-19 VentilatedNumber of Participants With Prolonged Time-to-Laryngeal-Vestibule-Closure6 Participants
COVID-19 Non-ventilatedNumber of Participants With Prolonged Time-to-Laryngeal-Vestibule-Closure14 Participants
Secondary

Number of Participants With Short Laryngeal Vestibule Closure Duration

Frequency of participants displaying short airway closure (i.e. laryngeal vestibule closure) on thin liquids, defined as a duration below the healthy reference 25th percentile (Steele et al., 2023)

Time frame: Videofluoroscopy session (single timepoint only)

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
COVID-19 VentilatedNumber of Participants With Short Laryngeal Vestibule Closure Duration3 Participants
COVID-19 Non-ventilatedNumber of Participants With Short Laryngeal Vestibule Closure Duration4 Participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026