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Preoperative FOLFOX Versus Postoperative Risk-adapted Chemotherapy in Patients With Locally Advanced Rectal Cancer

Preoperative FOLFOX Versus Postoperative Risk-adapted Chemotherapy in Patients With Locally Advanced Rectal Cancer and Low Risk for Local Failure: A Randomized Phase III Trial of the German Rectal Cancer Study Group

Status
Recruiting
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT04495088
Enrollment
550
Registered
2020-07-31
Start date
2020-09-30
Completion date
2030-08-01
Last updated
2026-02-02

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Rectal Cancer

Keywords

Rectal Cancer

Brief summary

This is a multicenter, prospective, randomized, stratified, controlled, open-label study comparing preoperative FOLFOX versus postoperative risk-adapted chemotherapy in patients with locally advanced rectal cancer and low risk for local failure

Detailed description

Patients with locally advanced rectal cancer are generally treated with preoperative 5-FU- or capecitabine-based chemo-radiotherapy (CRT) and total mesorectal excision (TME) surgery in order to decrease the rate of local failure. In patients with low risk for local failure in the middle third of the rectum (cT3a/b, N-) as determined with quality controlled MRI, the German S3 guidelines and the ESMO clinical practice guidelines state that neoadjuvant radiotherapy may be omitted. However, distant failure rate is still substantial in the range of 20-25% in these patients highlighting the need for more effective systemic treatment. The hereby proposed ACO/ARO/AIO-18.2 randomized trial incorporates three novel aspects: (1) patient selection relies on strict and quality controlled MRI features and therefore identifies a cohort without imminent need for radiotherapy, (2) the sequence of chemotherapy and surgery is changed in a way that chemotherapy is administered preoperatively to increase the rate of patients treated with chemotherapy, and (3) three months of neoadjuvant FOLFOX or XELOX (instead of up to 6 months adjuvant chemotherapy) are used as a sole perioperative treatment in order to administer effective doses of the presumably most effective perioperative treatment at an early time point during the course of disease. Thus, patients with locally advanced rectal cancer but low risk for local failure (cT1/2N+ in all thirds of the rectum, cT3a/b N- in the middle third, and cT3-4 Nany in the upper third) will be included and randomized between three months of neoadjuvant FOLFOX/XELOX in Arm A and primary resection of the tumor followed by risk (i.e. stage) adapted chemotherapy in Arm B.

Interventions

DRUGmFOLFOX (neoadjuvant)

neoadjuvant application Folinic acid: 400 mg/m2, 2h i.v., on day 1 Oxaliplatin: 85 mg/m2, 2-6h i.v., on day 1 5-FU: 2400 mg/m2, 46-48h i.v., on day 1. Cycles are repeated on day 15. A total of 6 cycles are administered.

DRUGXELOX (neoadjuvant)

neoadjuvant application Capecitabine: 1,000 mg/m2 bid, po, on days 1-14 Oxaliplatin: 130 mg/m2, 2-6h i.v. day 1 Cycles are repeated on day 22. A total of 4 cycles are administered.

DRUGmFOLFOX (adjuvant)

adjuvant application Folinic acid: 400 mg/m2, 2h i.v., on day 1 Oxaliplatin: 85 mg/m2, 2-6h i.v., on day 1 5-FU: 2400 mg/m2, 46-48h i.v., on day 1. Cycles are repeated on day 15. A total of 6 cycles are administered.

DRUGXELOX (adjuvant)

adjuvant application Capecitabine: 1,000 mg/m2 bid, po, on days 1-14 Oxaliplatin: 130 mg/m2, 2-6h i.v. day 1 Cycles are repeated on day 22. A total of 4 cycles are administered.

DRUGCapecitabine (adjuvant)

adjuvant application Capecitabine: 1,250 mg/m2 bid, po, on days 1-14 Cycles are repeated on day 22. A total of 8 cycles are administered.

DRUGinfusional 5-FU/FA "AIO" regimen (adjuvant)

adjuvant application Folinic acid 2h i.v. 500 mg/m² 5-FU 2,600mg/m² (24h infusion) Days 1, 8, 15, 22, 29, 36; cycle is repeated day 57 (representing one cycle); a total of 3 cycles should be administered.

DRUGinfusional 5-FU/FA "de Gramont" (adjuvant)

adjuvant application Folinic acid 2h i.v. 200 mg/m² days 1 and 2 5-FU 400mg/m² bolus followed by 600mg/m² 22h infusion days 1 and 2 The cycle is repeated day 15; a total of 12 cycles should be administered.

Sponsors

Ralf Hofheinz
Lead SponsorOTHER
Deutsche Krebshilfe e.V., Bonn (Germany)
CollaboratorOTHER
Institut für Klinische Krebsforschung IKF GmbH at Krankenhaus Nordwest
CollaboratorOTHER
German Rectal Cancer Study Group
CollaboratorUNKNOWN

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Masking description

open-label

Intervention model description

multicenter, randomized, two-armed

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

1. Male and female patients with histologically confirmed diagnosis of rectal adenocarcinoma localised 0 - 16 cm from the anocutaneous line as measured by rigid rectoscopy (i.e. lower, middle and upper third of the rectum), depending on MRI-defined inclusion criteria (see below). 2. Staging requirements: High-resolution magnetic resonance imaging (MRI) of the pelvis is the mandatory local staging procedure. 3. Transrectal endoscopic ultrasound (EUS) is used to help discriminate between T1/2 and early T3 tumors. 4. MRI-defined inclusion criteria: i. Lower third (0-6 cm): * cT1/2 with clear cN+ based on defined MRI criteria or T3a-b (i.e. maximum infiltration into the perirectal fat of 5mm), provided CRM \> 2mm and EMVI-\*\* ii. Middle third (≥ 6-12 cm): * cT1/2 with clear cN+ provided CRM- and EMVI-\*\* * cT3 irrespective of the depth of invasion into the perirectal fat, provided no evidence that tumor is adjacent to (defined as within 2 mm of) the mesorectal fascia on MRI (i.e. CRM \> 2 mm), N0 or N1, EMVI-\*\* iii. Upper third (≥ 12-16 cm): * cT1/2 with clear cN+, irrespective of CRM and EMVI * any cT3-4 irrespective of nodal status, CRM and EMVI. 5. Spiral-CT of the abdomen and chest to exclude distant metastases. 6. Aged at least 18 years. No upper age limit. 7. WHO/ECOG Performance Status ≤1. 8. Adequate haematological, hepatic, renal and metabolic function parameters: 9. Leukocytes ≥ 3.000/mm³, ANC ≥ 2.000/mm³, platelets ≥ 100.000/mm³, Hb \> 9 g/dl 10. Serum creatinine ≤ 1.5 x upper limit of normal 11. Bilirubin ≤ 2.0 mg/dl, SGOT-SGPT, and AP ≤ 3 x upper limit of normal. 12. QTc interval (Bazett\*\*) ≤ 440 ms 13. Informed consent of the patient. "\*\*" Formula for QTc interval calculation (Bazett): QTc= ((QT) ̅" (ms)" )/√(RR (sec))= ((QT) ̅" (ms)" )/√(60/(frequency (1/min)))

Exclusion criteria

1. Distant metastases (to be excluded by CT scan of the thorax and abdomen). 2. Prior antineoplastic therapy for rectal cancer. 3. Prior radiotherapy of the pelvic region. 4. Major surgery within the last 4 weeks prior to inclusion. 5. Subject pregnant or breast feeding, or planning to become pregnant within 6 months after the end of treatment. 6. Subject (male or female) is not willing to use highly effective\*\*\* methods of contraception during treatment and for 6 months (male or female) after the end of treatment Male patients treated with Oxaliplatin should take legal advice concerning sperm conservation before start of therapy and should additionally use a condom during treatment period. Their female partner of childbearing potential should also use an appropriate contraceptive measure. 7. On-treatment participation in a clinical study in the period 30 days prior to inclusion. 8. Previous or current drug abuse. 9. Other concomitant antineoplastic therapy. 10. Serious concurrent diseases, including neurologic or psychiatric disorders (incl. dementia and uncontrolled seizures), active, uncontrolled infections, active, disseminated coagulation disorder. 11. Clinically significant cardiovascular disease in (incl. myocardial infarction, unstable angina, symptomatic congestive heart failure, serious uncontrolled cardiac arrhythmia) ≤ 6 months before enrolment. 12. Chronic diarrhea (\> grade 1 according NCI CTCAE). 13. Prior or concurrent malignancy ≤ 3 years prior to enrolment in study (Exception: non-melanoma skin cancer or cervical carcinoma FIGO stage 0-1), if the patient is continuously disease-free. 14. Known allergic reactions or hypersensitivity on study medication or to any of the other excipients. 15. Evidence of peripheral sensory neuropathy \> grade 1 according to CTCAE version 5.0 (see appendix). 16. Severe kidney dysfunction (creatinine clearance \< 30 ml/min). 17. Recent or concurrent treatment with brivudine. 18. Pernicious or other megaloblastic anaemia caused by vitamin B12 deficiency. 19. Known dihydropyrimidine dehydrogenase deficiency. 20. Psychological, familial, sociological or geographical condition potentially hampering compliance with the study protocol and follow-up schedule (these conditions should be discussed with the patient before registration in the trial). "\*\*\*"highly effective (i.e. failure rate of \<1% per year when used consistently and correctly) methods: intravaginal and transdermal combined (estrogen and progestogen containing) hormonal contraception; injectable and implantable progestogen-only hormonal contraception; intrauterine device (IUD); intrauterine hormone-releasing system (IUS); bilateral tubal occlusion; vasectomized partner; sexual abstinence (complete abstinence is defined as refraining from heterosexual intercourse during the entire period of risk associated with the study treatments).

Design outcomes

Primary

MeasureTime frameDescription
disease-free survivalup to 3 yearstime from randomisation to one of the following events: no surgery or non-radical (R2) surgery of the primary tumour, locoregional recurrence after R0/1 resection of the primary tumour, second primary colorectal or other cancer, metastatic disease or progression, or death from any cause, whichever occurred first.

Secondary

MeasureTime frameDescription
Acute and late toxicityFrom date of informed consent until the End of Treatment or 30 days after the last dose of study treatmentassessment of acute and late toxicity according to NCI CTCAE version 5.0
Compliance (completion rate) of chemotherapyFrom date of randomization until end of chemotherapy, approx. 12 (arm A) respectively up to 34 (arm B) weeks after randomizationRate of completion of administered chemotherapy
Surgical morbidity and complicationsAfter surgery, approx. 2 (arm B) respectively 20 (arm A) weeks after randomizationSurgical morbidity and complications if surgery is performed and events occur
Pathological UICC-staging, including pCR (ypT0N0) rateAfter surgery, approx. 2 (arm B) respectively 20 (arm A) weeks after randomizationPathological staging according UICC criteria, including detailed information about pathologically assessed complete response rate (ypT0N0)
R0 resection rate, Negative circumferential resection rate (CRM > 1mm)After surgery, approx. 2 (arm B) respectively 20 (arm A) weeks after randomizationdefined as microscopically margin negative resection with no gross or microscopic tumor remains in the area of the primary tumor and/or samples regional lymph nodes based on evaluation by the local pathologist
Tumor regression grading according to Dworak in the experimental armAfter surgery, approx. 2 (arm B) respectively 20 (arm A) weeks after randomizationGrading of tumor regression according to Dworak in the experimental arm
Rate of sphincter-sparing surgeryAfter surgery, approx. 2 (arm B) respectively 20 (arm A) weeks after randomizationRate of sphincter-sparing surgery if surgery is performed
Rate of W&W with or without local regrowthUp to 5 years after end of treatmentNumber of performed watch\&wait approaches with or without local regrowth compared to planned and performed surgery
Cumulative incidence of local and distant recurrencesUp to 5 years after end of treatmentTotal number of local and distant recurrences, if they occur
Overall survivalUp to at least 3 years and until 5 yearsOverall survival is defined as the time interval between the date of randomization and the date of death of any cause. Patients who are still alive when last traced will be censored at the date of last follow-up
Patient reported outcome: Quality of life according to questionnaire EORTC-QLQ-C30From date of randomization until the date of first documented progression or date of death from any cause, whichever occured first, assessed up to approximately 68 monthsQuality of life scores according to validated questionnaires EORTC-QLQ-C30, based on treatment arm, and surgical procedures. 30 questions; score values from 1 (not at all) to 4 (very much) respectively from 1 (very poor) to 7 (excellent). Score outcome depends on score type.
Patient reported outcome: Quality of life according to questionnaire EORTC-QLQ-CR29From date of randomization until the date of first documented progression or date of death from any cause, whichever occured first, assessed up to approximately 68 monthsQuality of life scores according to validated questionnaires EORTC-QLQ-CR29, based on treatment arm, and surgical procedures. 29 questions; score values from 1 (not at all) to 4 (very much). Score outcome depends on score type.
Patient reported outcome: Functional outcome according to Wexner scoreFrom date of randomization until the date of first documented progression or date of death from any cause, whichever occured first, assessed up to approximately 68 monthsFunctional score according to validated Wexner score, based on treatment arm, and surgical procedures. 5 questions; five score values from "never" to "1 per day or more often". The more often the worse the outcome.

Countries

Germany

Contacts

CONTACTRalf-Dieter Hofheinz, Prof. Dr.
ralf.hofheinz@umm.de+49 621 383
CONTACTMichelle Tez
tez.michelle@ikf-khnw.de+49 69 5899 787
PRINCIPAL_INVESTIGATORRalf-Dieter Hofheinz, Prof. Dr.

Universitätsmedizin Mannheim

Outcome results

None listed

Source: ClinicalTrials.gov · Data processed: Feb 9, 2026