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A Smart Approach to Treating Tobacco Use Disorder in Persons Living With HIV

A Smart Approach to Treating Tobacco Use Disorder in Persons Living With HIV

Status
Completed
Phases
Phase 4
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT04490057
Acronym
SMARTTT
Enrollment
323
Registered
2020-07-28
Start date
2020-07-27
Completion date
2025-10-24
Last updated
2026-01-05

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Tobacco Use Cessation

Brief summary

Many people living with HIV (PLWH) smoke. Smoking in these individuals is often undertreated. This study plans to assess the ability of various clinical pathways involving tobacco treatment medications and contingency management (paying smokers for not smoking) to improve smoking cessation in a group of PLWH.

Detailed description

Using a Sequential Multiple Assignment Randomized Trial (SMART) design, this project is a two-arm, two-stage randomized trial of 320 adult PWH who smoke cigarettes and receive care in one of three health systems (targeted enrollment changed from 632 to 320 with NCI approval and IRB protocol amendment). At inception, participants will be randomized to either combination nicotine replacement therapy (NRT, patch + short-acting NRT) or combination NRT+contingency management (CM). At 12 weeks, responders (non-smoking participants confirmed by exhaled carbon monoxide \[eCO\] or collateral verification) in both arms will receive 12 more weeks of the same treatment. Non-responders (participants with continued smoking by self-report and/or eCO) in both the NRT and NRT+CM arms will be re-randomized to 12 weeks of treatment, either with medication switch to oral medication, varenicline or bupropion, or intensified level of CM (start CM if no CM during first 12 weeks, or CM with higher reward schedule \[CM plus\] if NRT+CM group initially). The intervention will be delivered by trained clinical pharmacists. The primary outcomes will be self-reported reduction in average cigarettes smoked per day at 24 weeks and 12 weeks (primary outcome changed from eCO-confirmed abstinence to self-reported abstinence with NCI approval and IRB protocol amendment). The specific aims of the proposed study are to: (1) identify the optimal adaptive approach to promote reduced tobacco use (changed from eCO-confirmed smoking abstinence with NCI approval and protocol amendment) (2) study the effectiveness of various adaptive strategies on CD4 count, HIV viral suppression, and VACS index (validated measure of morbidity and mortality risk); and (3) grounded in implementation science and using aHybrid Effectiveness-Implementation Type I design, identify barriers and facilitators to delivering our intervention to inform future implementation.

Interventions

DRUGNicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler

Participants will be prescribed both long-acting and short-acting nicotine replacement therapy.

DRUGVarenicline or bupropion

Participants will be prescribed varenicline (Chantix) or bupropion (Wellbutrin).

BEHAVIORALContingency Management

Participants will be financially rewarded for abstinence to tobacco.

Sponsors

National Cancer Institute (NCI)
CollaboratorNIH
Yale University
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
SEQUENTIAL
Primary purpose
TREATMENT
Masking
NONE

Intervention model description

Sequential multiple assignment randomized trial

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* HIV positive; * \>= 18 years old * Receiving HIV care at Yale-New Haven Hospital, Bridgeport Hospital, Mount Sinai Hospital, or SUNY Downstate STAR clinic; * Have smoked \>= 100 cigarettes in lifetime; * Currently smokes some days or every day; * Smokes, on average, \>= 5 cigarettes per day; * Able to provide written informed consent.

Exclusion criteria

* Using only non-cigarette nicotine products (i.e., e-cigs, Juul, etc.); * Currently using NRT, VAR, or bupropion (defined as use in the prior 7 days); * Self-report or urine testing confirming pregnancy, nursing, or trying to conceive; * Life-threatening or unstable medical, surgical, or psychiatric condition; * Inability to provide at least one collateral contact (family member or friend); * Living out of state; * Unable to read or understand English (except at Mount Sinai site).

Design outcomes

Primary

MeasureTime frameDescription
Self Reported Reduction in Average Cigarettes Smoked Per Day at 12 WeeksWeek 12Self reported reduction in average cigarettes smoked per day at 12 weeks
Self Reported Reduction in Average Cigarettes Smoked Per Day at 24 Weeks24 weeksSelf reported reduction in cigarettes smoked per day at 24 weeks

Secondary

MeasureTime frameDescription
VACS Index 2.0 Score24 weeks from baselineThe Veterans Aging Cohort Study (VACS) 2.0 Index is A validated measure of morbidity and mortality. It estimates risk of 5-year all-cause mortality in patients with HIV. Total score range of 0-129. A higher total score indicates a greater risk of adverse health outcomes.
Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 12 Weeks12 weeks from baselineNumber of participants with smoking abstinence confirmed by exhaled carbon monoxide or next closest informant verification
HIV Viral Load, Detectable24 weeks from baselineHIV viral load greater than 200 copies per milliliter of blood and detectable on standard lab test
CD4 Count24 weeks from baselineCD4 lymphocyte cell count. Normal range is 500-1200 cells per cubic millimeter. As HIV infection progresses, CD4 count drops.
Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 24 Weeks24 weeks from baselineNumber of participants with smoking abstinence confirmed by exhaled carbon monoxide or next closest informant verification

Countries

United States

Participant flow

Recruitment details

Participants were consented, completed baseline and randomized to one of 2 arms in Stage 1: nicotine replacement therapy (NRT) or NRT+ CM (contingency management). At week 12, participants who were abstinent remained in their original arm. Participants who were not abstinent were re-randomized. If NRT in Stage 1, re-randomized to NRT+CM or varenicline (VAR). If NRT+CM Stage 1, re-randomized to NRT+CM intensified or VAR+CM.

Participants by arm

ArmCount
Stage 1: Nicotine Replacement Only (NRT)
Participants met with a clinical pharmacist 6 times (baseline visit plus 5 follow-up visits) for nicotine replacement therapy prescriptions and tobacco cessation counseling
163
Stage 1: Nicotine Replacement (NRT) + Contingency Management (CM)
Participants met with a clinical pharmacist 6 times (baseline visit plus 5 follow-up visits) for nicotine replacement (NRT) prescriptions and tobacco cessation counseling. Participants in the NRT+CM arm also had the opportunity to earn prizes (gift cards) for tobacco abstinence, verified by exhaled carbon monoxide or next closest informant verification.
160
Total323

Withdrawals & dropouts

PeriodReasonFG000FG001FG002FG003FG004FG005FG006FG007
Stage 1Death12000000
Stage 1Withdrawal by Subject20000000
Stage 2Death00001000
Stage 2Lost to Follow-up000111742114

Baseline characteristics

CharacteristicStage 1: Nicotine Replacement Only (NRT)Stage 1: Nicotine Replacement (NRT) + Contingency Management (CM)Total
Age, Continuous55.71 years
STANDARD_DEVIATION 10.8
54.42 years
STANDARD_DEVIATION 10.6
55.08 years
STANDARD_DEVIATION 10.71
CD4 cell count600.0 cells per cubic millimeter596.5 cells per cubic millimeter596.5 cells per cubic millimeter
Cigarettes per day10.0 cigarettes per day10.0 cigarettes per day10.0 cigarettes per day
Ethnicity (NIH/OMB)
Hispanic or Latino
32 Participants42 Participants74 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
130 Participants118 Participants248 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
1 Participants0 Participants1 Participants
Exhaled carbon monoxide at baseline10.0 parts per million (ppm)10.0 parts per million (ppm)10.0 parts per million (ppm)
HIV viral load, detectable
Viral load detectable
19 Participants17 Participants36 Participants
HIV viral load, detectable
Viral load not detectable
143 Participants141 Participants284 Participants
Race (NIH/OMB)
American Indian or Alaska Native
5 Participants3 Participants8 Participants
Race (NIH/OMB)
Asian
0 Participants1 Participants1 Participants
Race (NIH/OMB)
Black or African American
116 Participants114 Participants230 Participants
Race (NIH/OMB)
More than one race
9 Participants6 Participants15 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants1 Participants1 Participants
Race (NIH/OMB)
Unknown or Not Reported
4 Participants2 Participants6 Participants
Race (NIH/OMB)
White
29 Participants33 Participants62 Participants
Region of Enrollment
United States
163 Participants160 Participants323 Participants
Sex: Female, Male
Female
71 Participants71 Participants142 Participants
Sex: Female, Male
Male
92 Participants89 Participants181 Participants
VACS 2.0 score45.0 score on a scale42.0 score on a scale43.0 score on a scale

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
EG003
affected / at risk
EG004
affected / at risk
EG005
affected / at risk
EG006
affected / at risk
EG007
affected / at risk
deaths
Total, all-cause mortality
1 / 1632 / 1600 / 160 / 701 / 740 / 360 / 600 / 62
other
Total, other adverse events
6 / 16314 / 1600 / 162 / 700 / 741 / 363 / 602 / 62
serious
Total, serious adverse events
13 / 1639 / 1601 / 165 / 704 / 741 / 363 / 603 / 62

Outcome results

Primary

Self Reported Reduction in Average Cigarettes Smoked Per Day at 12 Weeks

Self reported reduction in average cigarettes smoked per day at 12 weeks

Time frame: Week 12

ArmMeasureValue (LEAST_SQUARES_MEAN)
Stage 1: Nicotine Replacement only (NRT)Self Reported Reduction in Average Cigarettes Smoked Per Day at 12 Weeks5.2 cigarettes per day
Stage 1: Nicotine Replacement (NRT) + Contingency Management (CM)Self Reported Reduction in Average Cigarettes Smoked Per Day at 12 Weeks4.9 cigarettes per day
Primary

Self Reported Reduction in Average Cigarettes Smoked Per Day at 24 Weeks

Self reported reduction in cigarettes smoked per day at 24 weeks

Time frame: 24 weeks

ArmMeasureValue (LEAST_SQUARES_MEAN)
Stage 1: Nicotine Replacement only (NRT)Self Reported Reduction in Average Cigarettes Smoked Per Day at 24 Weeks7.90 cigarettes per day
Stage 1: Nicotine Replacement (NRT) + Contingency Management (CM)Self Reported Reduction in Average Cigarettes Smoked Per Day at 24 Weeks6.23 cigarettes per day
Stage 2: NRT+CMSelf Reported Reduction in Average Cigarettes Smoked Per Day at 24 Weeks2.97 cigarettes per day
Stage 2: NRT+CM respondersSelf Reported Reduction in Average Cigarettes Smoked Per Day at 24 Weeks10.92 cigarettes per day
Stage 2: varenicline or bupropion + CMSelf Reported Reduction in Average Cigarettes Smoked Per Day at 24 Weeks4.00 cigarettes per day
Stage 2: NRT+CM plusSelf Reported Reduction in Average Cigarettes Smoked Per Day at 24 Weeks4.20 cigarettes per day
Secondary

CD4 Count

CD4 lymphocyte cell count. Normal range is 500-1200 cells per cubic millimeter. As HIV infection progresses, CD4 count drops.

Time frame: 24 weeks from baseline

Population: Lab results were collected for all participants at Week 24 including those who did not complete the Week 24 assessment battery.

ArmMeasureValue (MEAN)Dispersion
Stage 1: Nicotine Replacement only (NRT)CD4 Count668.00 Cells per cubic millimeterStandard Deviation 384.08
Stage 1: Nicotine Replacement (NRT) + Contingency Management (CM)CD4 Count576.53 Cells per cubic millimeterStandard Deviation 347.76
Stage 2: NRT+CMCD4 Count648.38 Cells per cubic millimeterStandard Deviation 423.08
Stage 2: NRT+CM respondersCD4 Count640.57 Cells per cubic millimeterStandard Deviation 370.12
Stage 2: varenicline or bupropion + CMCD4 Count724.92 Cells per cubic millimeterStandard Deviation 521.86
Stage 2: NRT+CM plusCD4 Count696.97 Cells per cubic millimeterStandard Deviation 421.36
Secondary

Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 12 Weeks

Number of participants with smoking abstinence confirmed by exhaled carbon monoxide or next closest informant verification

Time frame: 12 weeks from baseline

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Stage 1: Nicotine Replacement only (NRT)Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 12 Weeks16 Participants
Stage 1: Nicotine Replacement (NRT) + Contingency Management (CM)Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 12 Weeks36 Participants
Secondary

Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 24 Weeks

Number of participants with smoking abstinence confirmed by exhaled carbon monoxide or next closest informant verification

Time frame: 24 weeks from baseline

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Stage 1: Nicotine Replacement only (NRT)Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 24 Weeks4 Participants
Stage 1: Nicotine Replacement (NRT) + Contingency Management (CM)Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 24 Weeks6 Participants
Stage 2: NRT+CMExhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 24 Weeks7 Participants
Stage 2: NRT+CM respondersExhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 24 Weeks23 Participants
Stage 2: varenicline or bupropion + CMExhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 24 Weeks3 Participants
Stage 2: NRT+CM plusExhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 24 Weeks8 Participants
Secondary

HIV Viral Load, Detectable

HIV viral load greater than 200 copies per milliliter of blood and detectable on standard lab test

Time frame: 24 weeks from baseline

Population: Lab results were collected for all participants at Week 24 including those who did not complete the Week 24 assessment battery.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Stage 1: Nicotine Replacement only (NRT)HIV Viral Load, Detectable0 Participants
Stage 1: Nicotine Replacement (NRT) + Contingency Management (CM)HIV Viral Load, Detectable10 Participants
Stage 2: NRT+CMHIV Viral Load, Detectable14 Participants
Stage 2: NRT+CM respondersHIV Viral Load, Detectable3 Participants
Stage 2: varenicline or bupropion + CMHIV Viral Load, Detectable5 Participants
Stage 2: NRT+CM plusHIV Viral Load, Detectable7 Participants
Secondary

VACS Index 2.0 Score

The Veterans Aging Cohort Study (VACS) 2.0 Index is A validated measure of morbidity and mortality. It estimates risk of 5-year all-cause mortality in patients with HIV. Total score range of 0-129. A higher total score indicates a greater risk of adverse health outcomes.

Time frame: 24 weeks from baseline

Population: Lab results were collected for all participants at Week 24 including those who did not complete the Week 24 assessment battery.

ArmMeasureValue (MEAN)Dispersion
Stage 1: Nicotine Replacement only (NRT)VACS Index 2.0 Score42.88 score on a scaleStandard Deviation 15.09
Stage 1: Nicotine Replacement (NRT) + Contingency Management (CM)VACS Index 2.0 Score47.26 score on a scaleStandard Deviation 17.61
Stage 2: NRT+CMVACS Index 2.0 Score49.42 score on a scaleStandard Deviation 19.61
Stage 2: NRT+CM respondersVACS Index 2.0 Score42.65 score on a scaleStandard Deviation 15.38
Stage 2: varenicline or bupropion + CMVACS Index 2.0 Score42.66 score on a scaleStandard Deviation 15.66
Stage 2: NRT+CM plusVACS Index 2.0 Score43.63 score on a scaleStandard Deviation 15.7

Source: ClinicalTrials.gov · Data processed: Mar 1, 2026