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The Use PUL-042 to Reduce the Infection Rate and Progression to COVID-19 in Adults Exposed to SARS-CoV-2

A Phase 2 Multiple Dose Study to Evaluate the Efficacy and Safety of PUL-042 Inhalation Solution in Reducing the Infection Rate and Progression to COVID-19 in Adults Exposed to SARS-CoV-2

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT04313023
Enrollment
217
Registered
2020-03-18
Start date
2020-06-09
Completion date
2021-07-31
Last updated
2023-05-17

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

COVID-19

Brief summary

Subjects who have documented exposure to SARS-CoV-2 (COVID-19) will receive 4 doses of PUL-042 Inhalation Solution or 4 doses of a placebo solution by inhalation over 10 days. Subjects will be followed for the incidence and severity of COVID-19 over 28 days. Subjects will be tested for infection with SARS-CoV-2 at the beginning, middle and end of the study.

Interventions

20.3 µg Pam2 : 29.8 µg ODN/mL (50 µg PUL-042) PUL-042 Inhalation Solution

DRUGPlacebo

Sterile saline for inhalation

Sponsors

United States Department of Defense
CollaboratorFED
Pulmotect, Inc.
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
PREVENTION
Masking
QUADRUPLE (Subject, Caregiver, Investigator, Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

1. Subjects must have recent exposure to SARS-CoV-2 (such as repeated or extensive exposure to an infected individual(s) or cohabiting with a SARS-CoV-2 positive individual). 2. Subjects must be 50 years or older if the exposure is due to cohabitation. 3. Subjects must be free of clinical signs or symptoms of a potential COVID-19 diagnosis (Ordinal Scale of Clinical Improvement score of 0) with a SARS-CoV-2 infection symptom score (fever, cough, shortness of breath, and fatigue) of 0 in each category. 4. Spirometry (forced expiratory volume in one second FEV1 and forced vital capacity \[FVC\]) ≥70% of predicted value. 5. If female, the subject must be surgically sterile or ≥ 1 year postmenopausal. If of child-bearing potential (including being \< 1years postmenopausal) and, if participating in sexual activity that may lead to pregnancy, the subject agrees to use an effective dual method of birth control (acceptable methods include intrauterine device, spermicide, barrier, male partner surgical sterilization, and hormonal contraception) during the study and through 30 days after completion of the study. 6. If female, must not be pregnant, plan to become pregnant, or nurse a child during the study and through 30 days after completion of the study. A pregnancy test must be negative at the Screening Visit, prior to dosing on Day 1. 7. If male, must be surgically sterile or, if not surgically sterile and if participating in sexual activities that may lead to pregnancy, be willing to practice two effective methods of birth control (acceptable methods include barrier, spermicide, or female partner surgical sterilization) during the study and through 30 days after completion of the study. 8. Ability to understand and give informed consent.

Exclusion criteria

1. Previous infection with SARS-CoV-2. 2. Receipt of any vaccine for the prevention of COVID-19 (single or multiple doses). 3. A SARS-CoV-2 infection symptom score greater than 0 in any of the 4 catergories (fever, cough, shortness of breath or fatigue) at the time of screening (Ordinal Scale for Clinical Improvement score of 0). 4. Known history of chronic pulmonary disease (e.g., asthma \[including atopic asthma, exercise-induced asthma, or asthma triggered by respiratory infection\], chronic pulmonary disease, pulmonary fibrosis, COPD), pulmonary hypertension, or heart failure. 5. Any condition which, in the opinion of the Principal Investigator, would prevent full participation

Design outcomes

Primary

MeasureTime frameDescription
Severity of COVID-19: Evaluation of the Severity of COVID-19 as Measured by the Maximum Difference From the Baseline Value in the OSCI Within 28 Days From the Start of Experimental Therapy.28 daysTo determine the efficacy of PUL-042 Inhalation Solution in the prevention of viral infection with SARS-CoV-2 and progression to COVID-19 in subjects: 1) who have repeated exposure to individuals with SARS-CoV-2 infection and, 2) are asymptomatic at enrollment. The primary endpoint is the severity of COVID-19 as measured by the maximum difference from the baseline value in the Ordinal Scale for Symptom Improvement (OSCI) within 28 days from the start of experimental therapy. The OSCI to be used in this study is derived from a draft scale proposed by the World Health Organization for clinical improvement as presented below. The minimum score is 0, maximum is 8. Higher values represent a worse outcome. OSCI Scale: 0 (no evidence of infection), 1 (infected, no limitation of activities), 2 (limitation of activities), 3 (hospitalized), 4 (hospitalized & requiring oxygen), 5 (requiring high flow oxygen), 6 (requiring mechanical ventilation), 7

Secondary

MeasureTime frameDescription
Percentage of SARS-CoV-2 Infections Through Day 1514 daysPositive test for SARS-CoV-2 infection 14 days from the start of experimental therapy in subjects who test negative for SARS-CoV-2 at the pre-treatment visit.
Severity of COVID-19: Evaluation of the Severity of COVID-19 as Measured by the Maximum Difference From the Baseline Value in the OSCI Within 14 Days From the Start of Experimental Therapy.14 daysTo determine the efficacy of PUL-042 Inhalation Solution in the prevention of viral infection with SARS-CoV-2 and progression to COVID-19 in subjects: 1) who have repeated exposure to individuals with SARS-CoV-2 infection and, 2) are asymptomatic at enrollment. The primary endpoint is the severity of COVID-19 as measured by the maximum difference from the baseline value in the Ordinal Scale for Symptom Improvement (OSCI) within 14 days from the start of experimental therapy. The Ordinal Scale for Clinical Improvement (OSCI) to be used in this study is derived from a draft scale proposed by the World Health Organization for clinical improvement as presented below. Higher values represent a worse outcome. OSCI Scale: 0 (no evidence of infection), 1 (infected, no limitation of activities), 2 (limitation of activities), 3 (hospitalized), 4 (hospitalized & requiring oxygen), 5 (requiring high flow oxygen), 6 (requiring mechanical ventilation), 7 (requiring RRT, ECMO etc.), 8 (death).
Percentage of SARS-CoV-2 Infections Through Day 2928 daysPositive test for SARS-CoV-2 infection 28 days from the start of experimental therapy in subjects who test negative for SARS-CoV-2 at the pre-treatment visit.
Number of Participants Requiring Mechanical Ventilation28 daysThe requirement for mechanical ventilation within 28 days from the start of experimental therapy.
Number of Participant Deaths28 daysAll cause mortality at 28 days from the start of experimental therapy.
Number of Participants With ICU Admission28 daysThe requirement for ICU admission within 28 days from the start of experimental therapy.

Countries

United States

Participant flow

Participants by arm

ArmCount
PUL-042 Inhalation Solution
PUL-042 Inhalation Solution given by nebulization on Study Days 1, 3, 6, and 10 PUL-042 Inhalation Solution: 20.3 µg Pam2 : 29.8 µg ODN/mL (50 µg PUL-042) PUL-042 Inhalation Solution
102
Sterile Saline for Inhalation
Sterile saline for inhalation given by nebulization on Study Days 1, 3, 6, and 10 Placebo: Sterile saline for inhalation
108
Total210

Baseline characteristics

CharacteristicTotalPUL-042 Inhalation SolutionSterile Saline for Inhalation
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
20 Participants11 Participants9 Participants
Age, Categorical
Between 18 and 65 years
190 Participants91 Participants99 Participants
Age, Continuous47.1 years
STANDARD_DEVIATION 14.09
48.6 years
STANDARD_DEVIATION 13.64
45.6 years
STANDARD_DEVIATION 14.4
BMI29.15 kg/m^2
STANDARD_DEVIATION 5.347
29.29 kg/m^2
STANDARD_DEVIATION 5.619
29.02 kg/m^2
STANDARD_DEVIATION 5.099
Duration of Exposure31.6 days
STANDARD_DEVIATION 51.54
29.7 days
STANDARD_DEVIATION 44.28
33.4 days
STANDARD_DEVIATION 57.94
Ethnicity (NIH/OMB)
Hispanic or Latino
146 Participants68 Participants78 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
64 Participants34 Participants30 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
percentage of predicted FEV194.93 Percent
STANDARD_DEVIATION 17.832
94.86 Percent
STANDARD_DEVIATION 18.277
94.99 Percent
STANDARD_DEVIATION 17.487
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
2 Participants2 Participants0 Participants
Race (NIH/OMB)
Black or African American
31 Participants16 Participants15 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
1 Participants0 Participants1 Participants
Race (NIH/OMB)
Unknown or Not Reported
1 Participants1 Participants0 Participants
Race (NIH/OMB)
White
175 Participants83 Participants92 Participants
Region of Enrollment
United States
210 participants102 participants108 participants
Sex: Female, Male
Female
120 Participants60 Participants60 Participants
Sex: Female, Male
Male
90 Participants42 Participants48 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 1020 / 108
other
Total, other adverse events
28 / 10210 / 108
serious
Total, serious adverse events
0 / 1020 / 108

Outcome results

Primary

Severity of COVID-19: Evaluation of the Severity of COVID-19 as Measured by the Maximum Difference From the Baseline Value in the OSCI Within 28 Days From the Start of Experimental Therapy.

To determine the efficacy of PUL-042 Inhalation Solution in the prevention of viral infection with SARS-CoV-2 and progression to COVID-19 in subjects: 1) who have repeated exposure to individuals with SARS-CoV-2 infection and, 2) are asymptomatic at enrollment. The primary endpoint is the severity of COVID-19 as measured by the maximum difference from the baseline value in the Ordinal Scale for Symptom Improvement (OSCI) within 28 days from the start of experimental therapy. The OSCI to be used in this study is derived from a draft scale proposed by the World Health Organization for clinical improvement as presented below. The minimum score is 0, maximum is 8. Higher values represent a worse outcome. OSCI Scale: 0 (no evidence of infection), 1 (infected, no limitation of activities), 2 (limitation of activities), 3 (hospitalized), 4 (hospitalized & requiring oxygen), 5 (requiring high flow oxygen), 6 (requiring mechanical ventilation), 7

Time frame: 28 days

Population: The population analyzed is the ITT (Intent-to-Treat) population minus one participant on PUL-042 that was excluded due to an absent baseline measurement.~ITT total: 210; ITT placebo: 108; ITT PUL-042: 102

ArmMeasureValue (LEAST_SQUARES_MEAN)
PUL-042 Inhalation SolutionSeverity of COVID-19: Evaluation of the Severity of COVID-19 as Measured by the Maximum Difference From the Baseline Value in the OSCI Within 28 Days From the Start of Experimental Therapy.0.028 score on a scale
Sterile Saline for InhalationSeverity of COVID-19: Evaluation of the Severity of COVID-19 as Measured by the Maximum Difference From the Baseline Value in the OSCI Within 28 Days From the Start of Experimental Therapy.0.048 score on a scale
Secondary

Number of Participant Deaths

All cause mortality at 28 days from the start of experimental therapy.

Time frame: 28 days

Population: A total of 217 participants were randomized to the study: 7 participants were randomized but not treated, 210 (96.8%) participants were included in the ITT (Intent-to-Treat) Population and Safety Population.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
PUL-042 Inhalation SolutionNumber of Participant Deaths0 Participants
Sterile Saline for InhalationNumber of Participant Deaths0 Participants
Secondary

Number of Participants Requiring Mechanical Ventilation

The requirement for mechanical ventilation within 28 days from the start of experimental therapy.

Time frame: 28 days

Population: A total of 217 participants were randomized to the study: 7 participants were randomized but not treated, 210 (96.8%) participants were included in the ITT (Intent-to-Treat) Population and Safety Population.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
PUL-042 Inhalation SolutionNumber of Participants Requiring Mechanical Ventilation0 Participants
Sterile Saline for InhalationNumber of Participants Requiring Mechanical Ventilation0 Participants
Secondary

Number of Participants With ICU Admission

The requirement for ICU admission within 28 days from the start of experimental therapy.

Time frame: 28 days

Population: A total of 217 participants were randomized to the study: 7 participants were randomized but not treated, 210 (96.8%) participants were included in the ITT (Intent-to-Treat) Population and Safety Population.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
PUL-042 Inhalation SolutionNumber of Participants With ICU Admission0 Participants
Sterile Saline for InhalationNumber of Participants With ICU Admission0 Participants
Secondary

Percentage of SARS-CoV-2 Infections Through Day 15

Positive test for SARS-CoV-2 infection 14 days from the start of experimental therapy in subjects who test negative for SARS-CoV-2 at the pre-treatment visit.

Time frame: 14 days

Population: Percentage of participants who had a positive result from the SARS-CoV-2 test within 14 days from the first dose of study drug was assessed using the modified ITT Set.~Participants who had a missing test result or a result of Indeterminate at Day 29 and did not have a positive test result at Day 15 were excluded from the analysis.

ArmMeasureValue (NUMBER)
PUL-042 Inhalation SolutionPercentage of SARS-CoV-2 Infections Through Day 152.17 percentage of participants
Sterile Saline for InhalationPercentage of SARS-CoV-2 Infections Through Day 152.13 percentage of participants
Secondary

Percentage of SARS-CoV-2 Infections Through Day 29

Positive test for SARS-CoV-2 infection 28 days from the start of experimental therapy in subjects who test negative for SARS-CoV-2 at the pre-treatment visit.

Time frame: 28 days

Population: Percentage of participants who had a positive result from the SARS-CoV-2 test within 28 days from the first dose of study drug was assessed using the modified ITT Set.~Participants who had a missing test result or a result of Indeterminate at Day 29 and did not have a positive test result at Day 15 were excluded from the analysis.

ArmMeasureValue (NUMBER)
PUL-042 Inhalation SolutionPercentage of SARS-CoV-2 Infections Through Day 293.37 percentage of participants
Sterile Saline for InhalationPercentage of SARS-CoV-2 Infections Through Day 293.23 percentage of participants
Secondary

Severity of COVID-19: Evaluation of the Severity of COVID-19 as Measured by the Maximum Difference From the Baseline Value in the OSCI Within 14 Days From the Start of Experimental Therapy.

To determine the efficacy of PUL-042 Inhalation Solution in the prevention of viral infection with SARS-CoV-2 and progression to COVID-19 in subjects: 1) who have repeated exposure to individuals with SARS-CoV-2 infection and, 2) are asymptomatic at enrollment. The primary endpoint is the severity of COVID-19 as measured by the maximum difference from the baseline value in the Ordinal Scale for Symptom Improvement (OSCI) within 14 days from the start of experimental therapy. The Ordinal Scale for Clinical Improvement (OSCI) to be used in this study is derived from a draft scale proposed by the World Health Organization for clinical improvement as presented below. Higher values represent a worse outcome. OSCI Scale: 0 (no evidence of infection), 1 (infected, no limitation of activities), 2 (limitation of activities), 3 (hospitalized), 4 (hospitalized & requiring oxygen), 5 (requiring high flow oxygen), 6 (requiring mechanical ventilation), 7 (requiring RRT, ECMO etc.), 8 (death).

Time frame: 14 days

Population: The population analyzed is the ITT (Intent-to-Treat) population minus one participant on PUL-042 that was excluded due to an absent baseline measurement.~ITT total: 210; ITT placebo: 108; ITT PUL-042: 102

ArmMeasureValue (LEAST_SQUARES_MEAN)
PUL-042 Inhalation SolutionSeverity of COVID-19: Evaluation of the Severity of COVID-19 as Measured by the Maximum Difference From the Baseline Value in the OSCI Within 14 Days From the Start of Experimental Therapy.0.018 score on a scale
Sterile Saline for InhalationSeverity of COVID-19: Evaluation of the Severity of COVID-19 as Measured by the Maximum Difference From the Baseline Value in the OSCI Within 14 Days From the Start of Experimental Therapy.0.048 score on a scale

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026