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Hepatocellular Carcinoma Surveillance in Cirrhotics

Increasing Surveillance Rates for Hepatocellular Carcinoma Among Cirrhotic Patients

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT04248816
Enrollment
615
Registered
2020-01-30
Start date
2020-11-19
Completion date
2022-02-14
Last updated
2023-02-14

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Hepatocellular Carcinoma, Cirrhosis

Keywords

Behavioral Economics, Screening, Outreach

Brief summary

This is a 3-arm pilot randomized controlled trial applying behavioral economic approaches (opt-out framing and financial incentives) to encourage patients with liver cirrhosis to complete regular surveillance ultrasounds which may allow for earlier diagnosis of and better outcomes for hepatocellular carcinoma (HCC).

Detailed description

There is a substantial burden of HCC-related morbidity and mortality: The age-adjusted incidence rates of HCC have tripled in the US since the 1980s due to the burden of hepatitis C virus (HCV) and the epidemic of non-alcoholic fatty liver disease (NAFLD). The overwhelming majority of HCC in the US occurs in the setting of cirrhosis. Early diagnosis of HCC dictates survival: The American Association for the Study of Liver Diseases (AASLD) recommends biannual HCC surveillance for all patients with cirrhosis using an abdominal ultrasound. These guidelines seek to maximize early diagnosis of HCC which leads to earlier detection and improved survival because early-stage HCC is curable, with 70% 5-year survival compared to 5% in advanced disease. HCC surveillance rates are suboptimal: Despite longstanding published guidelines for HCC surveillance, adherence is low, with surveillance rates ranging from 15-30% in the US. Two RCTs have tested interventions to increase HCC surveillance, including electronic reminders for primary care providers and mailed reminders (with or without navigators), but neither has been scalable, produced durable responses, or increased surveillance rates above 50%. This is a 3-arm pilot randomized controlled trial applying behavioral economic approaches (opt-out framing and financial incentives) to encourage patients with liver cirrhosis to complete regular surveillance ultrasounds which may allow for earlier diagnosis of and better outcomes for hepatocellular carcinoma (HCC).

Interventions

BEHAVIORALUsual care

Subjects will receive outreach through their providers as is standard of care.

BEHAVIORALOpt-out

Research staff will send a letter to patients encouraging them to get a surveillance ultrasound and include an order slip for them to get it done at a health system facility.

BEHAVIORALOpt-out + Incentive

Research staff will send a letter to patients encouraging them to get a surveillance ultrasound and include an order slip plus an unconditional $20 incentive for them to get it done at a health system facility.

Sponsors

National Institute on Aging (NIA)
CollaboratorNIH
University of Pennsylvania
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
SCREENING
Masking
SINGLE (Investigator)

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Patients who are 18+ years old * Current diagnosis of cirrhosis or advanced fibrosis * 1 or more visits to a Penn Gastroenterology/Hepatology practice in the preceding two years * Currently followed by Penn Gastroenterology/Hepatology * Must live in the Philadelphia Metropolitan Statistical Area

Exclusion criteria

* History of HCC or other liver carcinoma diagnosis * History of liver transplant * Completed HCC screening within the past 7 months * Have a future screening scheduled * Have a different screening modality recommended by their physician (MRI, CT, etc.) * Patients with metastatic cancer * Patients receiving hospice care

Design outcomes

Primary

MeasureTime frameDescription
HCC Screening Completion6 monthsThe percentage of subjects who have a surveillance abdominal ultrasound.

Secondary

MeasureTime frameDescription
HCC Screening Method6 monthsThe percentage of subjects who have any hepatocellular carcinoma surveillance.

Countries

United States

Participant flow

Participants by arm

ArmCount
Usual Care
Standard of care Usual care: Subjects will receive outreach through their providers as is standard of care.
116
Opt-out
Facilitated outreach and opt-out framing Opt-out: Research staff will send a letter to patients encouraging them to get a surveillance ultrasound and include an order slip for them to get it done at a health system facility.
224
Opt-out + Incentive
Facilitated outreach and opt-out framing plus a financial incentive Opt-out + Incentive: Research staff will send a letter to patients encouraging them to get a surveillance ultrasound and include an order slip plus an unconditional $20 incentive for them to get it done at a health system facility.
222
Total562

Withdrawals & dropouts

PeriodReasonFG000FG001FG002
Overall StudyIneligible post-randomization72125

Baseline characteristics

CharacteristicUsual CareOpt-outOpt-out + IncentiveTotal
Age, Continuous61.7 years
STANDARD_DEVIATION 11.6
61.4 years
STANDARD_DEVIATION 10.9
62.9 years
STANDARD_DEVIATION 11
62.1 years
STANDARD_DEVIATION 11.1
Ethnicity (NIH/OMB)
Hispanic or Latino
8 Participants7 Participants11 Participants26 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
106 Participants213 Participants207 Participants526 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
2 Participants4 Participants4 Participants10 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
3 Participants9 Participants15 Participants27 Participants
Race (NIH/OMB)
Black or African American
46 Participants88 Participants94 Participants228 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
1 Participants11 Participants9 Participants21 Participants
Race (NIH/OMB)
White
66 Participants116 Participants104 Participants286 Participants
Sex: Female, Male
Female
50 Participants101 Participants92 Participants243 Participants
Sex: Female, Male
Male
66 Participants123 Participants130 Participants319 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
2 / 1236 / 24512 / 247
other
Total, other adverse events
0 / 00 / 00 / 0
serious
Total, serious adverse events
0 / 00 / 00 / 0

Outcome results

Primary

HCC Screening Completion

The percentage of subjects who have a surveillance abdominal ultrasound.

Time frame: 6 months

ArmMeasureValue (NUMBER)
Usual CareHCC Screening Completion27.6 Percentage of participants
Opt-outHCC Screening Completion54.5 Percentage of participants
Opt-out + IncentiveHCC Screening Completion54.1 Percentage of participants
Secondary

HCC Screening Method

The percentage of subjects who have any hepatocellular carcinoma surveillance.

Time frame: 6 months

ArmMeasureValue (NUMBER)
Usual CareHCC Screening Method32.8 Percentage of patients
Opt-outHCC Screening Method59.4 Percentage of patients
Opt-out + IncentiveHCC Screening Method57.2 Percentage of patients

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026