Cognition Disorder, Occlusion Carotid, Stroke
Conditions
Brief summary
Complete occlusion of the Internal carotid artery (ICA) by atherosclerotic disease (COICA) causes approximately 15%-25% of ischemic strokes in the carotid artery distribution. Patients treated with medical therapy have a 7%-10% risk of recurrent stroke per year for any stroke and a 5%-8% risk per year for ipsilateral ischemic stroke during the first 2 years after ICA occlusion. Internal carotid artery occlusion causes an estimated 61,000 first-ever strokes per year in the US an incidence more than twice the annual occurrence of ruptured intracranial aneurysms Additionally, 40% of subjects with COICA who present with transient ischemic attack (TIA) and 70% of COICA who present with stroke have cognitive decline with increased risk of vascular dementia and Alzheimer's' disease (AD) with time (2,3). Symptomatic COICA subjects are at increased risk of developing cognitive impairment and progressive development of vascular dementia and AD with time. Our proposal leverages several compelling retrospective and prospective preliminary data from human to perform this exploratory trial with go/no-go criteria to proceed to a phase 3 based on the data generated
Detailed description
Study Design: Prospective randomized open blinded end-point (PROBE) study This is a phase 2 randomized single-center open label clinical trial with randomization of 1:1 to either best medical management vs. best medical management and endovascular revascularization of COICA. Screening, Enrolling, & Randomization: All subjects who presents to our tertiary hospital with a diagnosis of COICA will undergo full evaluation including 1) documenting previous history of transient ischemic attack (TIA) and/or stroke; 2) cervical and brain CT angiography (CTA) to document complete occlusion; 3) CT perfusion (CTP) to assess for presence of penumbra evident by increased mean transient time (MTT) in the ipsilateral side of COICA; and 4) Montreal cognitive assessment (MoCA) score. If any subject is found to have complete occlusion of COICA, evident of abnormal/prolongation of MTT on CTP, previous history of TIA and or stroke, and MoCA \<26 or abnormal response on another neuropsychological assessment preformed in the screening battery, then further evaluation is obtained including: MRI spectroscopy to assess for presence/absence of lactate in the ipsilateral watershed area (centrum semiovale), and size of ipsilateral hippocampus and amygdala, additional cognitive testing battery, and digital subtraction angiography (DSA) to document adequately the type of COICA the subject have (type A-D). If a subject meets all inclusion criteria (complete occlusion, MoCA \<26 and/or abnormal other neuropsychological test result, abnormal CTP) they will be randomized, after consent is obtained. If all inclusion criteria are met other than the CTP, they will be enrolled but not randomized. These subjects will only be eligible for best medical management- not surgical intervention. If any subject does not have complete occlusion or abnormal MoCA \>26 or other neuropsychological assessment, then the subject is excluded and no further testing needed (see exclusion criteria). If the subject meets all inclusion criteria, then a baseline of complete neurological testing, full demographics, CTA or MRA, CTP, MoCA, additional neurological testing, MRI spectroscopy and DSA are obtained and subject is randomized 1:1 to either best medical management or best medical management + endovascular balloon angioplasty and stenting. Follow up clinic visits are arranged at 6 and 12 months. Repeat testing of MoCA and additional cognitive testing battery are done at these clinical follow-up visits (6 and 12 months). MRI of the brain and is done at 6 and 12 months. DSA is performed at 1 year follow-up for intervention subjects to assess brain bio-markers and revascularization respectively.
Interventions
Endovascular angioplasty of the occluded carotid using balloon angioplasty and reconstruction with stents: coronary stents distally (Rebel, Boston Scientific; Vision, Abbott Vascular) and carotid stents proximal (Acculink and Xcat, Abbott Vascular) Patients will stay on their aspirin 325 mg and clopidogrel 75 mg
Best Medical Management: daily dual antiplatelet therapy (aspirin: 325 mg p.o. qd and Clopidogrel: 75 mg p.o. qd), optimization of systolic blood pressure (120 -140 mmHg), and smoking cessation.
Sponsors
Study design
Masking description
Prospective randomized open blinded end-point (PROBE) study
Intervention model description
1:1 randomization, 1 non-randomized active comparator arm
Eligibility
Inclusion criteria
* Age ≥ 21 * Complete occlusion of cervical ICA on imaging studies (MRA or CTA) and confirmed with DSA * History of TIA or stroke * Increased MTT and/or time to peak (TTP) on CT perfusion as defined as T Max threshold of \> 10cc \> 4 seconds in the territory of the occluded carotid specifically in the MCA territory when compared to the opposite unaffected hemisphere (not required for observational cohort) * All occlusion is due to atherosclerotic disease * MoCA \< 26 or abnormal result on another test in the battery (abnormal defined as 1.5 SD below age/ gender/ education matched norms). * Baseline MoCA assessed by the neurosurgery team or neuropsychology team * Failed best medical treatment (defined below) * Class A and B on COICA Classification * Study team able to gain consent from subject or legal adult representative (LAR)
Exclusion criteria
* Non-atherosclerotic occlusive disease that may have caused the occlusion, including moyamoya, dissection, trauma or other causes * Tandem occlusion * No evidence of penumbra on CT perfusion * Severe co-morbid diseases: Chronic Kidney Disease (CKD) stages 4 or 5, end-stage renal disease, liver cirrhosis; Chronic Obstructive Pulmonary Disease (COPD) requiring home oxygen; terminal illness such as cancer; Parkinson disease or other neurodegenerative diseases; severe congestive heart failure; seizures; debilitating stroke, Modified Rankin Score (mRS) ≥ 3 * Short life expectancy due to cancer or other co-morbid diseases * Class D on COICA classification * Normal neuropsychological battery test results * Subject unwilling to randomized to surgical procedure * Pregnant or risk of becoming pregnant
Design outcomes
Primary
| Measure | Time frame | Description |
|---|---|---|
| Change in Montreal Cognitive Assessment (MoCA) Score | Baseline, 6 months, 12 months | The MoCA is a screening tool used to assess cognitive function. The possible score range is 0 to 30, with higher scores indicating better cognitive performance. |
| Change in Composite Cognitive Score | Baseline, 6 months, 12 months | This outcome reflects overall cognition. The composite z score is based on average z scores for the tests for each subject (sum of the z scores divided by the number of tests included) from a specifically designed battery of 14 cognitive tests: Montreal Cognitive Assessment (MoCA),Wide Range Achievement Test-5 (WRAT-5); Wechsler Adult Intelligence Scale - IV (WAIS-IV); WAIS-IV, Coding subtest; WAIS-IV, Matrix Reasoning subtest; Hopkins Verbal Learning Test; Benton Visual Retention Test (BVRT); Controlled Oral Word Association (COWA) Test; Boston Naming Test; Boston Diagnostic Aphasia Examination, Complex Ideational Material subtest; Trail-Making Test, part A and part B; Beck Depression Inventory-Fast Screen (BDI-FS); Iowa Scales of Personality Change (ISPC). A Z-score of 0 represents no change. Standard deviations above 0 represent better outcomes; standard deviations below 0 represent worse outcomes. |
Secondary
| Measure | Time frame |
|---|---|
| Number of Participants With Stroke Within 30 Days Post Procedure | Up to 30 days post procedure |
| Number of Participants With Intracranial Hemorrhage Within 72 Hours Post Procedure | Up to 72 hours post procedure |
| Number of Participant Deaths | Up to 12 months |
Other
| Measure | Time frame | Description |
|---|---|---|
| Change in Size of Amygdala | Baseline, 6 months, 12 months | The change in size of amygdala in the ipsilateral side of COICA (t-test), at enrollment vs. 1 year. |
| Change in Size of Hippocampus | Baseline, 6 months, 12 months | The change in size of hippocampus in the ipsilateral side of COICA (t-test), at enrollment vs. 1 year. |
| Number of Participants With the Presence of Lactate on 1H-MRI Spectroscopy | Baseline, 6 months, 12 months | Presence of lactate determined by MRI spectroscopy in centrum semiovale in the ipsilateral side of chronic occlusion of the internal carotid artery (COICA). |
| Change in Mean Transit Time (MTT) on CT Perfusion | Baseline, 12 months | MTT is defined as the average time, in seconds, that circulating blood cells needs to pass within a determinate volume of brain. It is assessed as part of the CT perfusion protocol. |
Countries
United States
Participant flow
Participants by arm
| Arm | Count |
|---|---|
| Endovascular Arm Subjects meet all inclusion criteria and were randomized to intervention
Endovascular intervention: Endovascular angioplasty of the occluded carotid using balloon angioplasty and reconstruction with stents: coronary stents distally (Rebel, Boston Scientific; Vision, Abbott Vascular) and carotid stents proximal (Acculink and Xcat, Abbott Vascular) Patients will stay on their aspirin 325 mg and clopidogrel 75 mg | 12 |
| Medical Arm Subjects meet all inclusion criteria and were randomized to best medical management
Aspirin and Clopidogrel (maximal medical Therapy): Best Medical Management: daily dual antiplatelet therapy (aspirin: 325 mg p.o. qd and Clopidogrel: 75 mg p.o. qd), optimization of systolic blood pressure (120 -140 mmHg), and smoking cessation. | 13 |
| Observational Arm Participants without increased MTT or TPP on CTP may still be included in the unrandomized prospective observational arm. | 6 |
| Total | 31 |
Baseline characteristics
| Characteristic | Endovascular Arm | Medical Arm | Observational Arm | Total |
|---|---|---|---|---|
| Age, Continuous | 65 years | 62 years | 60 years | 62 years |
| Lesion Grade A | 5 Participants | 4 Participants | 1 Participants | 10 Participants |
| Lesion Grade B | 2 Participants | 3 Participants | 0 Participants | 5 Participants |
| Lesion Grade C | 5 Participants | 6 Participants | 5 Participants | 16 Participants |
| Lesion Grade D | 0 Participants | 0 Participants | 0 Participants | 0 Participants |
| Lesion Location Bilateral Internal Carotid Artery | 1 Participants | 2 Participants | 0 Participants | 3 Participants |
| Lesion Location Left Internal Carotid Artery | 8 Participants | 8 Participants | 4 Participants | 20 Participants |
| Lesion Location Right Internal Carotid Artery | 3 Participants | 3 Participants | 2 Participants | 8 Participants |
| Medical History Carotid Artery Disease Surgery | 2 Participants | 4 Participants | 3 Participants | 9 Participants |
| Medical History Current COPD | 2 Participants | 2 Participants | 1 Participants | 5 Participants |
| Medical History Current Hypertension | 9 Participants | 9 Participants | 3 Participants | 21 Participants |
| Medical History Current Type 2 Diabetes Mellitus | 1 Participants | 3 Participants | 0 Participants | 4 Participants |
| Medical History Stroke | 9 Participants | 10 Participants | 4 Participants | 23 Participants |
| Medical History Transient Ischemic Attack | 6 Participants | 5 Participants | 2 Participants | 13 Participants |
| MoCA (Montreal Cognitive Assessment) Score 11-15 | 2 Participants | 3 Participants | 0 Participants | 5 Participants |
| MoCA (Montreal Cognitive Assessment) Score 16-20 | 2 Participants | 1 Participants | 1 Participants | 4 Participants |
| MoCA (Montreal Cognitive Assessment) Score 21-25 | 5 Participants | 7 Participants | 2 Participants | 14 Participants |
| MoCA (Montreal Cognitive Assessment) Score 26-29 | 3 Participants | 2 Participants | 3 Participants | 8 Participants |
| Race/Ethnicity, Customized Latino and Hispanic | 0 Participants | 0 Participants | 0 Participants | 0 Participants |
| Race/Ethnicity, Customized Non-white | 0 Participants | 1 Participants | 0 Participants | 1 Participants |
| Race/Ethnicity, Customized White | 12 Participants | 12 Participants | 6 Participants | 30 Participants |
| Region of Enrollment United States | 12 Participants | 13 Participants | 6 Participants | 31 Participants |
| Sex: Female, Male Female | 2 Participants | 3 Participants | 0 Participants | 5 Participants |
| Sex: Female, Male Male | 10 Participants | 10 Participants | 6 Participants | 26 Participants |
Adverse events
| Event type | EG000 affected / at risk | EG001 affected / at risk | EG002 affected / at risk |
|---|---|---|---|
| deaths Total, all-cause mortality | 1 / 12 | 1 / 13 | 0 / 6 |
| other Total, other adverse events | 10 / 12 | 8 / 13 | 4 / 6 |
| serious Total, serious adverse events | 6 / 12 | 6 / 13 | 3 / 6 |
Outcome results
Change in Composite Cognitive Score
This outcome reflects overall cognition. The composite z score is based on average z scores for the tests for each subject (sum of the z scores divided by the number of tests included) from a specifically designed battery of 14 cognitive tests: Montreal Cognitive Assessment (MoCA),Wide Range Achievement Test-5 (WRAT-5); Wechsler Adult Intelligence Scale - IV (WAIS-IV); WAIS-IV, Coding subtest; WAIS-IV, Matrix Reasoning subtest; Hopkins Verbal Learning Test; Benton Visual Retention Test (BVRT); Controlled Oral Word Association (COWA) Test; Boston Naming Test; Boston Diagnostic Aphasia Examination, Complex Ideational Material subtest; Trail-Making Test, part A and part B; Beck Depression Inventory-Fast Screen (BDI-FS); Iowa Scales of Personality Change (ISPC). A Z-score of 0 represents no change. Standard deviations above 0 represent better outcomes; standard deviations below 0 represent worse outcomes.
Time frame: Baseline, 6 months, 12 months
Population: Participants with data collected at both timepoints for each comparison.
| Arm | Measure | Group | Value (MEAN) | Dispersion |
|---|---|---|---|---|
| Endovascular Arm | Change in Composite Cognitive Score | Baseline to 12 months | 0.36 z-score | Standard Deviation 0.35 |
| Endovascular Arm | Change in Composite Cognitive Score | Baseline to 6 months | 0.18 z-score | Standard Deviation 0.63 |
| Medical Arm | Change in Composite Cognitive Score | Baseline to 6 months | -0.005 z-score | Standard Deviation 0.65 |
| Medical Arm | Change in Composite Cognitive Score | Baseline to 12 months | 0.29 z-score | Standard Deviation 0.76 |
| Observational Arm | Change in Composite Cognitive Score | Baseline to 6 months | 0.065 z-score | Standard Deviation 0.88 |
| Observational Arm | Change in Composite Cognitive Score | Baseline to 12 months | 0.26 z-score | Standard Deviation 0.59 |
Change in Montreal Cognitive Assessment (MoCA) Score
The MoCA is a screening tool used to assess cognitive function. The possible score range is 0 to 30, with higher scores indicating better cognitive performance.
Time frame: Baseline, 6 months, 12 months
Population: Participants with data collected at both timepoints for each comparison.
| Arm | Measure | Group | Value (MEAN) | Dispersion |
|---|---|---|---|---|
| Endovascular Arm | Change in Montreal Cognitive Assessment (MoCA) Score | Baseline to 6 months | 0.56 score on a scale | Standard Deviation 2.7 |
| Endovascular Arm | Change in Montreal Cognitive Assessment (MoCA) Score | Baseline to 12 months | 0.50 score on a scale | Standard Deviation 2.2 |
| Medical Arm | Change in Montreal Cognitive Assessment (MoCA) Score | Baseline to 12 months | -0.80 score on a scale | Standard Deviation 2.86 |
| Medical Arm | Change in Montreal Cognitive Assessment (MoCA) Score | Baseline to 6 months | 1.38 score on a scale | Standard Deviation 2.83 |
| Observational Arm | Change in Montreal Cognitive Assessment (MoCA) Score | Baseline to 6 months | -0.75 score on a scale | Standard Deviation 1.71 |
| Observational Arm | Change in Montreal Cognitive Assessment (MoCA) Score | Baseline to 12 months | -0.33 score on a scale | Standard Deviation 1.15 |
Number of Participant Deaths
Time frame: Up to 12 months
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Endovascular Arm | Number of Participant Deaths | 1 Participants |
| Medical Arm | Number of Participant Deaths | 1 Participants |
| Observational Arm | Number of Participant Deaths | 0 Participants |
Number of Participants With Intracranial Hemorrhage Within 72 Hours Post Procedure
Time frame: Up to 72 hours post procedure
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Endovascular Arm | Number of Participants With Intracranial Hemorrhage Within 72 Hours Post Procedure | 1 Participants |
| Medical Arm | Number of Participants With Intracranial Hemorrhage Within 72 Hours Post Procedure | 0 Participants |
| Observational Arm | Number of Participants With Intracranial Hemorrhage Within 72 Hours Post Procedure | 0 Participants |
Number of Participants With Stroke Within 30 Days Post Procedure
Time frame: Up to 30 days post procedure
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Endovascular Arm | Number of Participants With Stroke Within 30 Days Post Procedure | 0 Participants |
| Medical Arm | Number of Participants With Stroke Within 30 Days Post Procedure | 1 Participants |
| Observational Arm | Number of Participants With Stroke Within 30 Days Post Procedure | 0 Participants |
Change in Mean Transit Time (MTT) on CT Perfusion
MTT is defined as the average time, in seconds, that circulating blood cells needs to pass within a determinate volume of brain. It is assessed as part of the CT perfusion protocol.
Time frame: Baseline, 12 months
Population: Participants with data collected at both timepoints.
| Arm | Measure | Group | Value (MEAN) | Dispersion |
|---|---|---|---|---|
| Endovascular Arm | Change in Mean Transit Time (MTT) on CT Perfusion | MTT - Left | 1.15 seconds | Standard Deviation 0.51 |
| Endovascular Arm | Change in Mean Transit Time (MTT) on CT Perfusion | MTT - Right | 0.60 seconds | Standard Deviation 0.84 |
| Medical Arm | Change in Mean Transit Time (MTT) on CT Perfusion | MTT - Left | 1.46 seconds | Standard Deviation 0.53 |
| Medical Arm | Change in Mean Transit Time (MTT) on CT Perfusion | MTT - Right | 1.13 seconds | Standard Deviation 0.95 |
| Observational Arm | Change in Mean Transit Time (MTT) on CT Perfusion | MTT - Left | 1.13 seconds | Standard Deviation 0.1 |
| Observational Arm | Change in Mean Transit Time (MTT) on CT Perfusion | MTT - Right | 1.14 seconds | — |
Change in Size of Amygdala
The change in size of amygdala in the ipsilateral side of COICA (t-test), at enrollment vs. 1 year.
Time frame: Baseline, 6 months, 12 months
Population: Participants with data collected at both timepoints.
| Arm | Measure | Group | Value (MEAN) | Dispersion |
|---|---|---|---|---|
| Endovascular Arm | Change in Size of Amygdala | Amydala - Left (baseline to 6 months) | -26.47 cm^3 | Standard Deviation 60.02 |
| Endovascular Arm | Change in Size of Amygdala | Amydala - Left (baseline to 12 months) | -29.36 cm^3 | Standard Deviation 52.95 |
| Endovascular Arm | Change in Size of Amygdala | Amydala - Right (baseline to 6 months) | -5.76 cm^3 | Standard Deviation 22.27 |
| Endovascular Arm | Change in Size of Amygdala | Amydala - Right (baseline to 12 months) | -15.33 cm^3 | Standard Deviation 6.61 |
| Medical Arm | Change in Size of Amygdala | Amydala - Right (baseline to 12 months) | -2.26 cm^3 | Standard Deviation 18.16 |
| Medical Arm | Change in Size of Amygdala | Amydala - Left (baseline to 6 months) | 33.89 cm^3 | Standard Deviation 0 |
| Medical Arm | Change in Size of Amygdala | Amydala - Right (baseline to 6 months) | -0.64 cm^3 | Standard Deviation 0 |
| Medical Arm | Change in Size of Amygdala | Amydala - Left (baseline to 12 months) | 2.85 cm^3 | Standard Deviation 34.39 |
| Observational Arm | Change in Size of Amygdala | Amydala - Right (baseline to 12 months) | -9.72 cm^3 | Standard Deviation 15.06 |
| Observational Arm | Change in Size of Amygdala | Amydala - Left (baseline to 12 months) | -3.18 cm^3 | Standard Deviation 5.68 |
| Observational Arm | Change in Size of Amygdala | Amydala - Right (baseline to 6 months) | 10.96 cm^3 | Standard Deviation 24.65 |
| Observational Arm | Change in Size of Amygdala | Amydala - Left (baseline to 6 months) | 14.22 cm^3 | Standard Deviation 19.74 |
Change in Size of Hippocampus
The change in size of hippocampus in the ipsilateral side of COICA (t-test), at enrollment vs. 1 year.
Time frame: Baseline, 6 months, 12 months
Population: Participants with data collected at both timepoints.
| Arm | Measure | Group | Value (MEAN) | Dispersion |
|---|---|---|---|---|
| Endovascular Arm | Change in Size of Hippocampus | Hippocampus - Right (baseline to 6 months) | -54.92 cm^3 | Standard Deviation 81.52 |
| Endovascular Arm | Change in Size of Hippocampus | Hippocampus - Left (baseline to 6 months) | -67.54 cm^3 | Standard Deviation 80.73 |
| Endovascular Arm | Change in Size of Hippocampus | Hippocampus - Right (baseline to 12 months) | -102.30 cm^3 | Standard Deviation 123.8 |
| Endovascular Arm | Change in Size of Hippocampus | Hippocampus - Left (baseline to 12 months) | -69.00 cm^3 | Standard Deviation 54.51 |
| Medical Arm | Change in Size of Hippocampus | Hippocampus - Right (baseline to 6 months) | 44.55 cm^3 | Standard Deviation 0 |
| Medical Arm | Change in Size of Hippocampus | Hippocampus - Left (baseline to 12 months) | -35.79 cm^3 | Standard Deviation 78.42 |
| Medical Arm | Change in Size of Hippocampus | Hippocampus - Left (baseline to 6 months) | 27.69 cm^3 | Standard Deviation 0 |
| Medical Arm | Change in Size of Hippocampus | Hippocampus - Right (baseline to 12 months) | -22.00 cm^3 | Standard Deviation 45.24 |
| Observational Arm | Change in Size of Hippocampus | Hippocampus - Left (baseline to 12 months) | -77.62 cm^3 | Standard Deviation 89.9 |
| Observational Arm | Change in Size of Hippocampus | Hippocampus - Left (baseline to 6 months) | 49.08 cm^3 | Standard Deviation 193.34 |
| Observational Arm | Change in Size of Hippocampus | Hippocampus - Right (baseline to 12 months) | -83.44 cm^3 | Standard Deviation 47.86 |
| Observational Arm | Change in Size of Hippocampus | Hippocampus - Right (baseline to 6 months) | 43.05 cm^3 | Standard Deviation 161.94 |
Number of Participants With the Presence of Lactate on 1H-MRI Spectroscopy
Presence of lactate determined by MRI spectroscopy in centrum semiovale in the ipsilateral side of chronic occlusion of the internal carotid artery (COICA).
Time frame: Baseline, 6 months, 12 months
Population: Participants with data collected at each timepoint.
| Arm | Measure | Group | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|---|
| Endovascular Arm | Number of Participants With the Presence of Lactate on 1H-MRI Spectroscopy | 6 months | 0 Participants |
| Endovascular Arm | Number of Participants With the Presence of Lactate on 1H-MRI Spectroscopy | Baseline | 1 Participants |
| Endovascular Arm | Number of Participants With the Presence of Lactate on 1H-MRI Spectroscopy | 12 months | 0 Participants |
| Medical Arm | Number of Participants With the Presence of Lactate on 1H-MRI Spectroscopy | 6 months | 0 Participants |
| Medical Arm | Number of Participants With the Presence of Lactate on 1H-MRI Spectroscopy | Baseline | 3 Participants |
| Medical Arm | Number of Participants With the Presence of Lactate on 1H-MRI Spectroscopy | 12 months | 0 Participants |
| Observational Arm | Number of Participants With the Presence of Lactate on 1H-MRI Spectroscopy | Baseline | 0 Participants |
| Observational Arm | Number of Participants With the Presence of Lactate on 1H-MRI Spectroscopy | 12 months | 0 Participants |
| Observational Arm | Number of Participants With the Presence of Lactate on 1H-MRI Spectroscopy | 6 months | 0 Participants |