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Respiratory Capacity and Swallowing Function in Spinal Disorders: A Pilot Study

Respiratory Capacity and Swallowing Function in Spinal Disorders: A Pilot Study

Status
Completed
Phases
Unknown
Study type
Observational
Source
ClinicalTrials.gov
Registry ID
NCT04114604
Enrollment
10
Registered
2019-10-03
Start date
2017-03-30
Completion date
2020-03-01
Last updated
2023-04-04

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Deglutition Disorders, Spinal Cord Injuries

Brief summary

This study is part of a larger grant, for which the overall goal is to collect measurements of liquid flow through the oropharynx (i.e., mouth and throat) during swallowing.The focus of this study is to evaluate the flow of liquids of varying consistency in the spinal disorder population.

Detailed description

Thickened liquids are commonly used as an intervention for dysphagia (swallowing impairment). However, the field lacks a clear understanding of how liquids of different consistencies behave during swallowing. In order to improve understanding of the effectiveness of altered liquid consistency for improving dysphagia, the investigators are studying liquid flow through the oropharynx. This study explores this question in individuals with spinal cord injury. Participants will swallow 20% w/v barium thickened to different consistencies (thin, slightly thick, mildly thick, moderately thick and extremely thick). Swallowing will be observed under videofluoroscopy. Simultaneous measures of airflow via nasal cannula will be used to study respiratory-swallow coordination in this study sample.

Interventions

None listed

Sponsors

National Institute on Deafness and Other Communication Disorders (NIDCD)
CollaboratorNIH
University Health Network, Toronto
Lead SponsorOTHER

Study design

Observational model
COHORT
Time perspective
CROSS_SECTIONAL

Eligibility

Sex/Gender
ALL
Age
18 Years to 100 Years
Healthy volunteers
No

Inclusion criteria

Spinal cord injury at the cervical or thoracic level (T6 or higher)

Exclusion criteria

* Prior history of swallowing, motor speech, gastro-esophageal difficulties, chronic sinusitis or taste disturbance. * Neurological difficulties unrelated to spinal disorder (e.g. Stroke, Parkinson disease, etc). * Cognitive communication difficulties that may hinder ability to participate. * Current use of mechanical ventilation * External instrumentation around the head/neck that would obstruct the field of view during the videofluoroscopy exam (e.g. cervical collar). * Type 1 Diabetes (due to the requirement to swallow stimuli containing starch based thickeners, which carry a significant carbohydrate load). * Known allergies to latex, food coloring or dental glue (due to the probability that these items will come into contact with the oral mucosa during data collection). * Children and pregnant women (due to the use of radiation during the videofluoroscopic examination).

Design outcomes

Primary

MeasureTime frameDescription
Number of Participants Displaying Unsafe SwallowingBaseline (single timepoint only)The Penetration-Aspiration Scale is an 8-point categorical scale that is used to characterize swallowing safety for each bolus based on the depth to which any material enters the airway and whether or not the material is ejected. Levels 1 and 2 on the scale are considered safe, while levels \> 2 are considered unsafe. Actual scale scores (1-8) will be recorded and then converted to binary categorical scores (\< 3 vs \>/= 3). We report the frequency (count) of participants showing unsafe swallowing (i.e., scores \> 2) by bolus consistency.
Number of Participants Displaying Post-swallow InhalationBaseline (single timepoint only)Healthy swallowing typically occurs partway through an outward breath, such that the direction of breathing both before and after the swallow is exhalation. Whenever a swallow is followed immediately by inhalation, this is considered abnormal and a risk for food or liquid material to be sucked into the airway. We measured the direction of breathing before and after swallows via nasal cannula using the airflow module of the KayPentax Digital Swallow Workstation Swallowing Signals Lab. We report the frequency (percentage) of participants displaying at least one swallow showing post-swallow inhalation by consistency.
Duration of the Respiratory Pause Seen in SwallowingBaseline (single timepoint only)Healthy swallowing typically occurs partway through an outward (exhalatory) breath, and involves a pause in breathing. The duration of this respiratory pause was measured in milliseconds for each swallow based on the continuous airflow waveform collected via nasal cannula using the airflow module of the KayPentax Digital Swallow Workstation Swallowing Signals Lab. We report means and standard deviations for respiratory pause duration by consistency. Shorter respiratory pause durations reflect inadequate airway protection.

Countries

Canada

Participant flow

Participants by arm

ArmCount
Spinal Cord Injury
Adults who have sustained a spinal cord injury at the cervical or upper thoracic level (T6 or higher).
10
Total10

Baseline characteristics

CharacteristicSpinal Cord Injury
Age, Continuous49 years
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
10 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
4 Participants
Race (NIH/OMB)
Black or African American
2 Participants
Race (NIH/OMB)
More than one race
0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
White
4 Participants
Region of Enrollment
Canada
10 participants
Sex: Female, Male
Female
2 Participants
Sex: Female, Male
Male
8 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
0 / 10
other
Total, other adverse events
0 / 10
serious
Total, serious adverse events
0 / 10

Outcome results

Primary

Duration of the Respiratory Pause Seen in Swallowing

Healthy swallowing typically occurs partway through an outward (exhalatory) breath, and involves a pause in breathing. The duration of this respiratory pause was measured in milliseconds for each swallow based on the continuous airflow waveform collected via nasal cannula using the airflow module of the KayPentax Digital Swallow Workstation Swallowing Signals Lab. We report means and standard deviations for respiratory pause duration by consistency. Shorter respiratory pause durations reflect inadequate airway protection.

Time frame: Baseline (single timepoint only)

Population: A sample of 10 adults was enrolled. Due to signal quality issues, data were missing for one participant across all consistencies and for an additional participant on moderately thick liquid barium.

ArmMeasureValue (MEAN)Dispersion
Thin Liquid BariumDuration of the Respiratory Pause Seen in Swallowing901 millisecondsStandard Deviation 485
Slightly Thick Liquid BariumDuration of the Respiratory Pause Seen in Swallowing996 millisecondsStandard Deviation 573
Mildly Thick Liquid BariumDuration of the Respiratory Pause Seen in Swallowing867 millisecondsStandard Deviation 455
Moderately Thick Liquid BariumDuration of the Respiratory Pause Seen in Swallowing721 millisecondsStandard Deviation 275
Extremely Thick Liquid BariumDuration of the Respiratory Pause Seen in Swallowing815 millisecondsStandard Deviation 541
Primary

Number of Participants Displaying Post-swallow Inhalation

Healthy swallowing typically occurs partway through an outward breath, such that the direction of breathing both before and after the swallow is exhalation. Whenever a swallow is followed immediately by inhalation, this is considered abnormal and a risk for food or liquid material to be sucked into the airway. We measured the direction of breathing before and after swallows via nasal cannula using the airflow module of the KayPentax Digital Swallow Workstation Swallowing Signals Lab. We report the frequency (percentage) of participants displaying at least one swallow showing post-swallow inhalation by consistency.

Time frame: Baseline (single timepoint only)

Population: A sample of 10 adults was enrolled. Due to signal quality issues, data were missing for one participant across all consistencies and for an additional participant on moderately thick liquid barium.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Thin Liquid BariumNumber of Participants Displaying Post-swallow Inhalation2 Participants
Slightly Thick Liquid BariumNumber of Participants Displaying Post-swallow Inhalation5 Participants
Mildly Thick Liquid BariumNumber of Participants Displaying Post-swallow Inhalation3 Participants
Moderately Thick Liquid BariumNumber of Participants Displaying Post-swallow Inhalation1 Participants
Extremely Thick Liquid BariumNumber of Participants Displaying Post-swallow Inhalation2 Participants
Primary

Number of Participants Displaying Unsafe Swallowing

The Penetration-Aspiration Scale is an 8-point categorical scale that is used to characterize swallowing safety for each bolus based on the depth to which any material enters the airway and whether or not the material is ejected. Levels 1 and 2 on the scale are considered safe, while levels \> 2 are considered unsafe. Actual scale scores (1-8) will be recorded and then converted to binary categorical scores (\< 3 vs \>/= 3). We report the frequency (count) of participants showing unsafe swallowing (i.e., scores \> 2) by bolus consistency.

Time frame: Baseline (single timepoint only)

Population: Adults who have sustained a spinal cord injury at the cervical or upper thoracic level (T6 or higher).

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Thin Liquid BariumNumber of Participants Displaying Unsafe Swallowing0 Participants
Slightly Thick Liquid BariumNumber of Participants Displaying Unsafe Swallowing0 Participants
Mildly Thick Liquid BariumNumber of Participants Displaying Unsafe Swallowing0 Participants
Moderately Thick Liquid BariumNumber of Participants Displaying Unsafe Swallowing0 Participants
Extremely Thick Liquid BariumNumber of Participants Displaying Unsafe Swallowing0 Participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026