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A Study of Neoadjuvant Chemotherapy Plus Nivolumab Versus Neoadjuvant Chemotherapy Plus Placebo, Followed by Surgical Removal and Adjuvant Treatment With Nivolumab or Placebo for Participants With Surgically Removable Early Stage Non-small Cell Lung Cancer

A Phase 3, Randomized, Double-blind Study of Neoadjuvant Chemotherapy Plus Nivolumab Versus Neoadjuvant Chemotherapy Plus Placebo, Followed by Surgical Resection and Adjuvant Treatment With Nivolumab or Placebo for Participants With Resectable Stage II-IIIB Non-small Cell Lung Cancer

Status
Active, not recruiting
Phases
Phase 3
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT04025879
Enrollment
461
Registered
2019-07-19
Start date
2019-11-05
Completion date
2027-07-31
Last updated
2026-08-26

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Carcinoma, Non-Small-Cell Lung

Brief summary

The main purpose of the study is to examine if periadjuvant (neoadjuvant, then adjuvant) immunotherapy will prolong event free survival in participants with early stage non-small cell lung cancer.

Interventions

BIOLOGICALNivolumab

Specified dose on specified days

DRUGCarboplatin

Specified dose on specified days

DRUGCisplatin

Specified dose on specified days

DRUGPaclitaxel

Specified dose on specified days

DRUGPemetrexed

Specified dose on specified days

DRUGPlacebo

Specified dose on specified days

DRUGDocetaxel

Specified dose on specified days

Sponsors

Bristol-Myers Squibb
Lead SponsorINDUSTRY

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
DOUBLE (Subject, Investigator)

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Participants with suspected or histologically confirmed Stage IIA (\> 4 cm) to IIIB (T3N2) non-small cell lung carcinoma (NSCLC) with disease that is considered resectable * No brain metastasis * Treatment-naive for NSCLC (no prior systemic anti-cancer treatment) * Ability to provide surgical or biopsy tumor tissue for biomarkers * Eastern Cooperative Oncology Group (ECOG) Performance Status of ≤ 1

Exclusion criteria

* Participants with an active, known or suspected autoimmune disease * Any positive test for hepatitis B virus or hepatitis C virus or human immunodeficiency virus (HIV) * Any previous anti-cancer treatment including cytotoxic, IO treatment, targeted agents, or radiotherapy for NSCLC * Prior treatment with any anti-PD-1, anti-PD-L1, anti-PD-L2, or anti-CTLA-4 antibody, or any other antibody or drug specifically targeting T-cell co-stimulation or checkpoint pathways Other protocol-defined inclusion/

Design outcomes

Primary

MeasureTime frameDescription
Event-Free Survival (EFS) by BICRFrom randomization to disease progression, worsening, recurrence, or death due to any cause (up to approximately 44 months)The length of time from randomization to any of the following events: progression of disease or worsening of disease precluding surgery, if surgery is attempted but gross resection is abandoned due to unresectable tumor or worsening of disease, progression or recurrence of disease after surgery, progression or recurrence of disease without surgery, or death due to any cause. Progression/recurrence will be assessed by BICR per RECIST 1.1. Participants who do not undergo surgery for reason other than progression will be considered to have an event at RECIST 1.1 progression or death

Secondary

MeasureTime frameDescription
Overall Survival (OS)From randomization and the date of death due to any cause.OS is defined as the time between the date of randomization and the date of death due to any cause. OS will be censored on the last date a subject was known to be alive.
Pathologic Complete Response (pCR) RateFrom randomization up to approximately 44 monthsPathologic complete response (pCR) rate is defined as the percentage of randomized participants with absence of residual viable tumor in lung and lymph nodes as evaluated by blinded independent pathology review (BIPR).
Major Pathological Response (MPR) RateFrom randomization up to approximately 44 monthsMajor pathological response (MPR) rate is defined as the percentage of randomized participants with ≤10% residual viable tumor in lung and lymph nodes as evaluated by blinded independent pathology review (BIPR).
The Number of Participants With Adverse Events (AEs)From first treatment to 30 days after last treatment of study therapy including definitive surgery and radiotherapy (up to approximately 28 months)An Adverse Event (AE) is defined as any new untoward medical occurrence or worsening of a preexisting medical condition in a clinical investigation participant administered study treatment and that does not necessarily have a causal relationship with this treatment.
The Number of Participants With Serious Adverse Events (SAEs)From first treatment to 30 days after last treatment of study therapy including definitive surgery and radiotherapy (up to approximately 28 months)Serious Adverse Event (SAE) is defined as any untoward medical occurrence that, at any dose: results in death, is life-threatening, requires inpatient hospitalization or causes prolongation of existing hospitalization, results in persistent or significant disability/incapacity, is a congenital anomaly/birth defect, is an important medical event.
The Number of Participants With Select Adverse Events (AEs)From first treatment to 30 days after last treatment of study therapy including definitive surgery and radiotherapy (up to approximately 28 months)An Adverse Event (AE) is defined as any new untoward medical occurrence or worsening of a preexisting medical condition in a clinical investigation participant administered study treatment and that does not necessarily have a causal relationship with this treatment. Select AEs include endocrinopathies, diarrhea/colitis, hepatitis, pneumonitis, interstitial nephritis, and rash. Multiple event terms that may describe each of these were grouped into endocrine, GI, hepatic, pulmonary, renal, and skin select AE categories, respectively. Hypersensitivity/infusion reactions were analyzed along with the select AE categories.

Countries

Argentina, Australia, Belgium, Brazil, Canada, China, Czechia, France, Germany, Ireland, Italy, Japan, Mexico, Netherlands, Poland, Puerto Rico, Romania, Russia, Spain, Taiwan, United Kingdom, United States

Contacts

STUDY_DIRECTORBristol-Myers Squibb

Bristol-Myers Squibb

Participant flow

Participants by arm

ArmCount
Nivolumab + SOC Chemotherapy
Nivolumab 360 mg Q3W + SOC platinum-based doublet chemotherapy Q3W x 4 cycles as neoadjuvant treatment followed by surgery; then post surgery nivolumab 480 mg Q4W adjuvant treatment for up to 13 cycles (approximately 1 year)
229
Placebo + SOC Chemotherapy
Placebo Q3W + SOC platinum-based doublet chemotherapy Q3W x 4 cycles as neoadjuvant treatment followed by surgery, then post-surgery placebo Q4W for up to 13 cycles (approximately 1 year).
232
Total461

Baseline characteristics

CharacteristicNivolumab + SOC ChemotherapyPlacebo + SOC ChemotherapyTotal
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
127 Participants132 Participants259 Participants
Age, Categorical
Between 18 and 65 years
102 Participants100 Participants202 Participants
Age, Continuous64.2 Years
STANDARD_DEVIATION 7.9
64.6 Years
STANDARD_DEVIATION 8.4
64.4 Years
STANDARD_DEVIATION 8.1
Ethnicity (NIH/OMB)
Hispanic or Latino
9 Participants17 Participants26 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
128 Participants113 Participants241 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
92 Participants102 Participants194 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
66 Participants50 Participants116 Participants
Race (NIH/OMB)
Black or African American
4 Participants4 Participants8 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
4 Participants3 Participants7 Participants
Race (NIH/OMB)
White
155 Participants175 Participants330 Participants
Sex: Female, Male
Female
62 Participants72 Participants134 Participants
Sex: Female, Male
Male
167 Participants160 Participants327 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
40 / 22948 / 232
other
Total, other adverse events
214 / 228212 / 230
serious
Total, serious adverse events
109 / 22883 / 230

Outcome results

Primary

Event-Free Survival (EFS) by BICR

The length of time from randomization to any of the following events: progression of disease or worsening of disease precluding surgery, if surgery is attempted but gross resection is abandoned due to unresectable tumor or worsening of disease, progression or recurrence of disease after surgery, progression or recurrence of disease without surgery, or death due to any cause. Progression/recurrence will be assessed by BICR per RECIST 1.1. Participants who do not undergo surgery for reason other than progression will be considered to have an event at RECIST 1.1 progression or death

Time frame: From randomization to disease progression, worsening, recurrence, or death due to any cause (up to approximately 44 months)

Population: All randomized participants

ArmMeasureValue (MEDIAN)
Nivolumab + SOC ChemotherapyEvent-Free Survival (EFS) by BICRNA Months
Placebo + SOC ChemotherapyEvent-Free Survival (EFS) by BICR18.43 Months
p-value: 0.0002595% CI: [0.43, 0.78]Log Rank
Secondary

Major Pathological Response (MPR) Rate

Major pathological response (MPR) rate is defined as the percentage of randomized participants with ≤10% residual viable tumor in lung and lymph nodes as evaluated by blinded independent pathology review (BIPR).

Time frame: From randomization up to approximately 44 months

Population: All randomized participants

ArmMeasureValue (NUMBER)
Nivolumab + SOC ChemotherapyMajor Pathological Response (MPR) Rate35.4 Percentage of participants
Placebo + SOC ChemotherapyMajor Pathological Response (MPR) Rate12.1 Percentage of participants
95% CI: [15.8, 30.6]
95% CI: [2.48, 6.49]
Secondary

Overall Survival (OS)

OS is defined as the time between the date of randomization and the date of death due to any cause. OS will be censored on the last date a subject was known to be alive.

Time frame: From randomization and the date of death due to any cause.

Secondary

Pathologic Complete Response (pCR) Rate

Pathologic complete response (pCR) rate is defined as the percentage of randomized participants with absence of residual viable tumor in lung and lymph nodes as evaluated by blinded independent pathology review (BIPR).

Time frame: From randomization up to approximately 44 months

Population: All randomized participants

ArmMeasureValue (NUMBER)
Nivolumab + SOC ChemotherapyPathologic Complete Response (pCR) Rate25.3 Percentage of Participants
Placebo + SOC ChemotherapyPathologic Complete Response (pCR) Rate4.7 Percentage of Participants
95% CI: [14.3, 26.6]
95% CI: [3.4, 12.97]
Secondary

The Number of Participants With Adverse Events (AEs)

An Adverse Event (AE) is defined as any new untoward medical occurrence or worsening of a preexisting medical condition in a clinical investigation participant administered study treatment and that does not necessarily have a causal relationship with this treatment.

Time frame: From first treatment to 30 days after last treatment of study therapy including definitive surgery and radiotherapy (up to approximately 28 months)

Population: All participants who received at least one dose of study medication in neoadjuvant or adjuvant setting.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Nivolumab + SOC ChemotherapyThe Number of Participants With Adverse Events (AEs)222 Participants
Placebo + SOC ChemotherapyThe Number of Participants With Adverse Events (AEs)225 Participants
Secondary

The Number of Participants With Select Adverse Events (AEs)

An Adverse Event (AE) is defined as any new untoward medical occurrence or worsening of a preexisting medical condition in a clinical investigation participant administered study treatment and that does not necessarily have a causal relationship with this treatment. Select AEs include endocrinopathies, diarrhea/colitis, hepatitis, pneumonitis, interstitial nephritis, and rash. Multiple event terms that may describe each of these were grouped into endocrine, GI, hepatic, pulmonary, renal, and skin select AE categories, respectively. Hypersensitivity/infusion reactions were analyzed along with the select AE categories.

Time frame: From first treatment to 30 days after last treatment of study therapy including definitive surgery and radiotherapy (up to approximately 28 months)

Population: All participants who received at least one dose of study medication in neoadjuvant or adjuvant setting.

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Nivolumab + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Endocrine Event42 Participants
Nivolumab + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Pulmonary Event17 Participants
Nivolumab + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Gastrointestinal Event37 Participants
Nivolumab + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Renal Event34 Participants
Nivolumab + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Skin Event71 Participants
Nivolumab + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Hypersensitivity/Infusion Reaction Event15 Participants
Nivolumab + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Hepatic Event46 Participants
Placebo + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Skin Event53 Participants
Placebo + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Hepatic Event31 Participants
Placebo + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Renal Event18 Participants
Placebo + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Endocrine Event13 Participants
Placebo + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Hypersensitivity/Infusion Reaction Event14 Participants
Placebo + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Gastrointestinal Event37 Participants
Placebo + SOC ChemotherapyThe Number of Participants With Select Adverse Events (AEs)Pulmonary Event8 Participants
Secondary

The Number of Participants With Serious Adverse Events (SAEs)

Serious Adverse Event (SAE) is defined as any untoward medical occurrence that, at any dose: results in death, is life-threatening, requires inpatient hospitalization or causes prolongation of existing hospitalization, results in persistent or significant disability/incapacity, is a congenital anomaly/birth defect, is an important medical event.

Time frame: From first treatment to 30 days after last treatment of study therapy including definitive surgery and radiotherapy (up to approximately 28 months)

Population: All participants who received at least one dose of study medication in neoadjuvant or adjuvant setting.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Nivolumab + SOC ChemotherapyThe Number of Participants With Serious Adverse Events (SAEs)96 Participants
Placebo + SOC ChemotherapyThe Number of Participants With Serious Adverse Events (SAEs)71 Participants

Source: ClinicalTrials.gov · Data processed: Aug 27, 2026