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Heart Rate Variability Biofeedback for Smoking Cessation

Development and Pilot Investigation of Heart Rate Variability Biofeedback for Smoking Cessation

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03972137
Acronym
HRVB-SCT
Enrollment
10
Registered
2019-06-03
Start date
2019-04-24
Completion date
2020-02-20
Last updated
2020-08-25

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Tobacco Smoking

Keywords

Smoking Cessation, Heart rate variability biofeedback

Brief summary

Open trial of heart rate variability biofeedback as an adjunct to individualized smoking cessation counseling (SCT) plus transdermal nicotine replacement patch (NRT) in smokers with elevated emotional distress.

Detailed description

The investigators propose to develop and pilot test heart rate variability biofeedback (HRVB) for smokers with elevated emotional distress as an adjunct to individual smoking cessation counseling (SCT) and transdermal nicotine patch (NRT). In this open trial, all participants received the active intervention. Findings will be used to refine the protocol in advance of a subsequent Phase III randomized clinical trial.

Interventions

Participants were provided with six individualized smoking cessation counseling sessions designed to help them prepare to quit, set a quit date, behaviorally manage early abstinence, and to resume cessation upon lapse.

All participants were provided with individualized training in resonance breathing using biofeedback to help improve self-regulation.

DRUGTransdermal Nicotine patch

All participants were offered up to eight weeks of transdermal nicotine patch, beginning on their quit date.

Sponsors

National Institute on Drug Abuse (NIDA)
CollaboratorNIH
Rutgers, The State University of New Jersey
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Masking description

This is an open trial with all participants receiving what will become the 'active intervention' in a subsequent randomized clinical trial.

Intervention model description

All participants received individualized smoking cessation therapy (SCT), nicotine replacement therapy patch (NRT) and heart rate variability biofeedback (HRVB).

Eligibility

Sex/Gender
ALL
Age
21 Years to 50 Years
Healthy volunteers
Yes

Inclusion criteria

* Smoking ≥5 cigarettes, daily, for at least two years * expired carbon monoxide analysis of breath sample ≥8 ppm * elevated affective distress * motivation to quit * computer proficient

Exclusion criteria

* current use of other tobacco or nicotine products for recreation or to aid in cessation, use of pharmacological intervention for cessation, or current enrollment in a psychosocial intervention for smoking cessation * endorsement of current or past psychotic or manic symptoms indicative of bipolar spectrum or schizophrenia spectrum disorders and/or current suicidal or homicidal ideation * inability to provide written informed consent * current evidence of another substance use disorder * severe visual or hearing impairments * self-reported medical condition or medication use that may be contraindicated for participation in a HRVB or confound autonomic parameters: * self-reported medical issues of potential concern to nicotine patch users

Design outcomes

Primary

MeasureTime frameDescription
Intervention Acceptability: Participant Ratings of Satisfaction and LikingWeek 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up)Satisfaction and liking were assessed via self-report ratings on five items assessing satisfaction with learning the intervention, liking the intervention, breathing techniques, nicotine replacement, and recommending the intervention to friends, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater intervention acceptability. Mean scores obtained following the first intervention session and 3-month follow-up session are reported.
Intervention Feasibility: Participant Ratings of EffectivenessWeek 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up)Effectiveness was assessed via self-report ratings on four items assessing the intervention in terms of helping them quit and manage emotional distress, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater perceived intervention efficacy. Mean scores obtained following the first intervention session and 3-month follow-up session are reported.
Intervention Feasibility: Participant Ratings of AppropriatenessWeek 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up)Appropriateness was assessed via self-report ratings on two items assessing the intervention in terms of comprehension and fit, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater perceived intervention appropriateness. Mean scores obtained following the first intervention session and 3-month follow-up session are reported.
Intervention Feasibility: Participant Ratings of Ease of the InterventionWeek 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up)Ease of the Intervention was assessed via self-report ratings on three items assessing ease of use and fit into daily lifestyle, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater perceived ease of the intervention and fit into daily lifestyle. Mean scores obtained following the first intervention session and 3-month follow-up session are reported.
Intervention Feasibility: Participant Attendance7 weeksNumber of intervention sessions attended out of 10 possible sessions.

Secondary

MeasureTime frameDescription
Cigarettes Smoked Per DayWeek 0 (i.e., baseline), Week 3 (i.e., Quit Date) and Week 16 (i.e., 3-month follow-up)Cigarettes Smoked Per Day (CPD) assessed via the well established Timeline Followback calendar interview were used to measure changes in smoking behavior from Week 0 (i.e., Baseline) through Week 3 (i.e., Quit date) and Week 16 (i.e., 3-month follow-up).
Change in Total Emotional DistressWeek 0 (i.e., baseline), Week 5 (i.e., 2-weeks post-quit), Week 7 (i.e., 1-month post-quit) and Week 16 (i.e., 3-month follow-up)Self-reported change in emotional distress was evaluated via the 21-item, Depression, Anxiety and Stress Scale (DASS-21). The DASS-21 is composed of three self-report scales that measure the emotional states of depression, anxiety and stress. Items are rated on a Likert-type scale (0=Did not apply to me at all, to 3=Applied to me very much, or most of the time). Scores for depression, anxiety and stress are calculated by summing the scores for the relevant items. The severity ratings are as follows Depression: Normal 0-4, Mild: 5-6, Moderate: 7-10, Severe: 11-13, Extremely Severe: 14-21. Stress: Normal: 0-7, Mild: 8-9, Moderate: 10-12, Severe: 13-16, Extremely Severe: 17-21. Anxiety: Normal: 0-3, Mild: 4-5, Moderate: 6-7, Severe: 8-9, Extremely Severe: 10-21. Total scores are computed by summing the subscales. Total scores for the DASS-21 range from 0-63. For all scales, higher scores are indicative of greater emotional distress and less change in total distress symptoms over time.
Number of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm)Week 3 (i.e., Quit Date) and Week 16 (i.e., 3-month follow-up)Quit status was assessed on Quit day via self-reported abstinence and carbon monoxide analysis of breath sample (CO \<8 ppm). Given carbon monoxide analysis of breath may not be a valid indicator of cessation within the first 24 hours, we suggest interpretation of this outcome on Quit day with caution. Sustained smoking cessation was evaluated at study termination (i.e., 3-month follow-up) via self-reported abstinence, carbon monoxide analysis ( CO \<8 ppm), and salivary cotinine (\<10 ng/mL).

Countries

United States

Participant flow

Recruitment details

Participants were recruited from the New Brunswick, New Jersey area via flyer postings, clinic referrals, and social media advertisements. The first participant was enrolled April 24, 2019 and the last participant was enrolled November 12, 2019.

Pre-assignment details

The intervention occurred across 10 sessions. All participants received individualized heart rate variability biofeedback at each session, smoking cessation therapy during 6 of the sessions and 8 weeks of transdermal nicotine patches. Two of the twelve consented participants who attended the baseline visit were not eligible and were not enrolled.

Participants by arm

ArmCount
Enrolled
Participants who were eligible and completed the Baseline session
10
Total10

Withdrawals & dropouts

PeriodReasonFG000
Overall StudyLost to Follow-up2
Overall StudyWithdrawal by Subject4

Baseline characteristics

CharacteristicEnrolled
Age, Categorical
<=18 years
0 Participants
Age, Categorical
>=65 years
0 Participants
Age, Categorical
Between 18 and 65 years
10 Participants
Age, Continuous36.3 years
STANDARD_DEVIATION 6
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
8 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
2 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
0 Participants
Race (NIH/OMB)
Black or African American
3 Participants
Race (NIH/OMB)
More than one race
0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
1 Participants
Race (NIH/OMB)
Unknown or Not Reported
2 Participants
Race (NIH/OMB)
White
4 Participants
Region of Enrollment
United States
10 participants
Sex: Female, Male
Female
7 Participants
Sex: Female, Male
Male
3 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
0 / 10
other
Total, other adverse events
0 / 10
serious
Total, serious adverse events
0 / 10

Outcome results

Primary

Intervention Acceptability: Participant Ratings of Satisfaction and Liking

Satisfaction and liking were assessed via self-report ratings on five items assessing satisfaction with learning the intervention, liking the intervention, breathing techniques, nicotine replacement, and recommending the intervention to friends, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater intervention acceptability. Mean scores obtained following the first intervention session and 3-month follow-up session are reported.

Time frame: Week 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up)

Population: Of the N=10 participants who were enrolled in the study, n=9 completed this measure following their baseline appointment; n=3 attended their 3-month follow-up and provided complete data for this measure.

ArmMeasureValue (MEAN)Dispersion
Intent-to-treat (ITT)Intervention Acceptability: Participant Ratings of Satisfaction and Liking3.24 score on a scaleStandard Deviation 0.71
Remained in Treatment Beyond One SessionIntervention Acceptability: Participant Ratings of Satisfaction and Liking3.52 score on a scaleStandard Deviation 0.31
Primary

Intervention Feasibility: Participant Attendance

Number of intervention sessions attended out of 10 possible sessions.

Time frame: 7 weeks

Population: Data on both the Intent-to-treat (ITT) N=10 participants who completed the baseline session and were enrolled in the study and the n=7 who received more than one Heart Rate Variability Biofeedback Session (HRVB) and one Smoking Cessation Treatment (SCT) session (i.e. which occurred during their first intervention appointment) are reported.

ArmMeasureValue (MEAN)Dispersion
Intent-to-treat (ITT)Intervention Feasibility: Participant Attendance6.30 SessionsStandard Deviation 4.08
Remained in Treatment Beyond One SessionIntervention Feasibility: Participant Attendance8.71 SessionsStandard Deviation 1.49
Primary

Intervention Feasibility: Participant Ratings of Appropriateness

Appropriateness was assessed via self-report ratings on two items assessing the intervention in terms of comprehension and fit, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater perceived intervention appropriateness. Mean scores obtained following the first intervention session and 3-month follow-up session are reported.

Time frame: Week 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up)

Population: Of the N=10 participants who were enrolled in the study, n=9 completed this measure following their baseline appointment; n=4 attended their 3-month follow-up.

ArmMeasureValue (MEAN)Dispersion
Intent-to-treat (ITT)Intervention Feasibility: Participant Ratings of Appropriateness3.61 score on a scaleStandard Deviation 0.69
Remained in Treatment Beyond One SessionIntervention Feasibility: Participant Ratings of Appropriateness2.87 score on a scaleStandard Deviation 0.75
Primary

Intervention Feasibility: Participant Ratings of Ease of the Intervention

Ease of the Intervention was assessed via self-report ratings on three items assessing ease of use and fit into daily lifestyle, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater perceived ease of the intervention and fit into daily lifestyle. Mean scores obtained following the first intervention session and 3-month follow-up session are reported.

Time frame: Week 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up)

Population: Of the N=10 participants who were enrolled in the study, n=9 completed this measure following their baseline appointment; n=4 attended their 3-month follow-up.

ArmMeasureValue (MEAN)Dispersion
Intent-to-treat (ITT)Intervention Feasibility: Participant Ratings of Ease of the Intervention2.4 score on a scaleStandard Deviation 0.84
Remained in Treatment Beyond One SessionIntervention Feasibility: Participant Ratings of Ease of the Intervention1.58 score on a scaleStandard Deviation 0.32
Primary

Intervention Feasibility: Participant Ratings of Effectiveness

Effectiveness was assessed via self-report ratings on four items assessing the intervention in terms of helping them quit and manage emotional distress, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater perceived intervention efficacy. Mean scores obtained following the first intervention session and 3-month follow-up session are reported.

Time frame: Week 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up)

Population: Of the N=10 participants who were enrolled in the study, n=9 completed this measure following their baseline appointment; n=4 attended their 3-month follow-up.

ArmMeasureValue (MEAN)Dispersion
Intent-to-treat (ITT)Intervention Feasibility: Participant Ratings of Effectiveness3.03 score on a scaleStandard Deviation 0.83
Remained in Treatment Beyond One SessionIntervention Feasibility: Participant Ratings of Effectiveness3.19 score on a scaleStandard Deviation 0.52
Secondary

Change in Total Emotional Distress

Self-reported change in emotional distress was evaluated via the 21-item, Depression, Anxiety and Stress Scale (DASS-21). The DASS-21 is composed of three self-report scales that measure the emotional states of depression, anxiety and stress. Items are rated on a Likert-type scale (0=Did not apply to me at all, to 3=Applied to me very much, or most of the time). Scores for depression, anxiety and stress are calculated by summing the scores for the relevant items. The severity ratings are as follows Depression: Normal 0-4, Mild: 5-6, Moderate: 7-10, Severe: 11-13, Extremely Severe: 14-21. Stress: Normal: 0-7, Mild: 8-9, Moderate: 10-12, Severe: 13-16, Extremely Severe: 17-21. Anxiety: Normal: 0-3, Mild: 4-5, Moderate: 6-7, Severe: 8-9, Extremely Severe: 10-21. Total scores are computed by summing the subscales. Total scores for the DASS-21 range from 0-63. For all scales, higher scores are indicative of greater emotional distress and less change in total distress symptoms over time.

Time frame: Week 0 (i.e., baseline), Week 5 (i.e., 2-weeks post-quit), Week 7 (i.e., 1-month post-quit) and Week 16 (i.e., 3-month follow-up)

Population: Of the N=10 participants who were eligible and attended their baseline session, n=6 attended their 2-weeks post-quit session, n=5 attended their 1-month post-quit session, n=4 attended 3-month follow-up session.

ArmMeasureGroupValue (MEAN)Dispersion
Intent-to-treat (ITT)Change in Total Emotional DistressDASS-21 Total score39.9 score on a scaleStandard Deviation 14
Intent-to-treat (ITT)Change in Total Emotional DistressDASS-21 Depression score11.5 score on a scaleStandard Deviation 4.74
Intent-to-treat (ITT)Change in Total Emotional DistressDASS-21 Anxiety score11.7 score on a scaleStandard Deviation 4.39
Intent-to-treat (ITT)Change in Total Emotional DistressDASS-21 Stress score16.7 score on a scaleStandard Deviation 6.03
Remained in Treatment Beyond One SessionChange in Total Emotional DistressDASS-21 Depression score5.0 score on a scaleStandard Deviation 2.76
Remained in Treatment Beyond One SessionChange in Total Emotional DistressDASS-21 Anxiety score5.3 score on a scaleStandard Deviation 1.75
Remained in Treatment Beyond One SessionChange in Total Emotional DistressDASS-21 Stress score13.17 score on a scaleStandard Deviation 10.07
Remained in Treatment Beyond One SessionChange in Total Emotional DistressDASS-21 Total score23.5 score on a scaleStandard Deviation 12.85
3-month Follow-up (3MFU)Change in Total Emotional DistressDASS-21 Anxiety score2.8 score on a scaleStandard Deviation 1.64
3-month Follow-up (3MFU)Change in Total Emotional DistressDASS-21 Depression score3.0 score on a scaleStandard Deviation 2.23
3-month Follow-up (3MFU)Change in Total Emotional DistressDASS-21 Stress score6.4 score on a scaleStandard Deviation 2.07
3-month Follow-up (3MFU)Change in Total Emotional DistressDASS-21 Total score12.2 score on a scaleStandard Deviation 3.11
3-month Follow-up (3MFU)Change in Total Emotional DistressDASS-21 Stress score6.25 score on a scaleStandard Deviation 2.98
3-month Follow-up (3MFU)Change in Total Emotional DistressDASS-21 Depression score4.0 score on a scaleStandard Deviation 2.71
3-month Follow-up (3MFU)Change in Total Emotional DistressDASS-21 Total score13.75 score on a scaleStandard Deviation 6.55
3-month Follow-up (3MFU)Change in Total Emotional DistressDASS-21 Anxiety score3.5 score on a scaleStandard Deviation 1.29
p-value: 0.0195% CI: [7.17, 32.17]t-test, 2 sided
p-value: 0.02795% CI: [5.88, 56.52]t-test, 2 sided
p-value: 0.04595% CI: [1.09, 50.41]t-test, 2 sided
Secondary

Cigarettes Smoked Per Day

Cigarettes Smoked Per Day (CPD) assessed via the well established Timeline Followback calendar interview were used to measure changes in smoking behavior from Week 0 (i.e., Baseline) through Week 3 (i.e., Quit date) and Week 16 (i.e., 3-month follow-up).

Time frame: Week 0 (i.e., baseline), Week 3 (i.e., Quit Date) and Week 16 (i.e., 3-month follow-up)

Population: Of the N=10 participants who were eligible and attended the baseline session, n=7 attended their quit date and n=4 attended their 3-month follow-up session

ArmMeasureValue (MEAN)Dispersion
Intent-to-treat (ITT)Cigarettes Smoked Per Day11.56 Cigarettes smoked per day (CPD)Standard Deviation 6.03
Remained in Treatment Beyond One SessionCigarettes Smoked Per Day0.14 Cigarettes smoked per day (CPD)Standard Deviation 0.38
3-month Follow-up (3MFU)Cigarettes Smoked Per Day0 Cigarettes smoked per day (CPD)Standard Deviation 0
p-value: 0.00395% CI: [5.79, 17.05]t-test, 2 sided
p-value: 0.06795% CI: [-1.55, 25.35]t-test, 2 sided
Secondary

Number of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm)

Quit status was assessed on Quit day via self-reported abstinence and carbon monoxide analysis of breath sample (CO \<8 ppm). Given carbon monoxide analysis of breath may not be a valid indicator of cessation within the first 24 hours, we suggest interpretation of this outcome on Quit day with caution. Sustained smoking cessation was evaluated at study termination (i.e., 3-month follow-up) via self-reported abstinence, carbon monoxide analysis ( CO \<8 ppm), and salivary cotinine (\<10 ng/mL).

Time frame: Week 3 (i.e., Quit Date) and Week 16 (i.e., 3-month follow-up)

Population: Of the N=9 who were eligible and initiated treatment, n=7 attended their quit date and n=4 attended their 3-month follow-up.

ArmMeasureGroupValue (NUMBER)
Intent-to-treat (ITT)Number of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm)Self-Reported abstinence6 participants
Intent-to-treat (ITT)Number of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm)Cotinine verified abstinenceNA participants
Intent-to-treat (ITT)Number of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm)CO <8 parts per million (PPM)2 participants
Remained in Treatment Beyond One SessionNumber of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm)Self-Reported abstinence4 participants
Remained in Treatment Beyond One SessionNumber of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm)Cotinine verified abstinence4 participants
Remained in Treatment Beyond One SessionNumber of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm)CO <8 parts per million (PPM)4 participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026