Tobacco Smoking
Conditions
Keywords
Smoking Cessation, Heart rate variability biofeedback
Brief summary
Open trial of heart rate variability biofeedback as an adjunct to individualized smoking cessation counseling (SCT) plus transdermal nicotine replacement patch (NRT) in smokers with elevated emotional distress.
Detailed description
The investigators propose to develop and pilot test heart rate variability biofeedback (HRVB) for smokers with elevated emotional distress as an adjunct to individual smoking cessation counseling (SCT) and transdermal nicotine patch (NRT). In this open trial, all participants received the active intervention. Findings will be used to refine the protocol in advance of a subsequent Phase III randomized clinical trial.
Interventions
Participants were provided with six individualized smoking cessation counseling sessions designed to help them prepare to quit, set a quit date, behaviorally manage early abstinence, and to resume cessation upon lapse.
All participants were provided with individualized training in resonance breathing using biofeedback to help improve self-regulation.
All participants were offered up to eight weeks of transdermal nicotine patch, beginning on their quit date.
Sponsors
Study design
Masking description
This is an open trial with all participants receiving what will become the 'active intervention' in a subsequent randomized clinical trial.
Intervention model description
All participants received individualized smoking cessation therapy (SCT), nicotine replacement therapy patch (NRT) and heart rate variability biofeedback (HRVB).
Eligibility
Inclusion criteria
* Smoking ≥5 cigarettes, daily, for at least two years * expired carbon monoxide analysis of breath sample ≥8 ppm * elevated affective distress * motivation to quit * computer proficient
Exclusion criteria
* current use of other tobacco or nicotine products for recreation or to aid in cessation, use of pharmacological intervention for cessation, or current enrollment in a psychosocial intervention for smoking cessation * endorsement of current or past psychotic or manic symptoms indicative of bipolar spectrum or schizophrenia spectrum disorders and/or current suicidal or homicidal ideation * inability to provide written informed consent * current evidence of another substance use disorder * severe visual or hearing impairments * self-reported medical condition or medication use that may be contraindicated for participation in a HRVB or confound autonomic parameters: * self-reported medical issues of potential concern to nicotine patch users
Design outcomes
Primary
| Measure | Time frame | Description |
|---|---|---|
| Intervention Acceptability: Participant Ratings of Satisfaction and Liking | Week 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up) | Satisfaction and liking were assessed via self-report ratings on five items assessing satisfaction with learning the intervention, liking the intervention, breathing techniques, nicotine replacement, and recommending the intervention to friends, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater intervention acceptability. Mean scores obtained following the first intervention session and 3-month follow-up session are reported. |
| Intervention Feasibility: Participant Ratings of Effectiveness | Week 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up) | Effectiveness was assessed via self-report ratings on four items assessing the intervention in terms of helping them quit and manage emotional distress, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater perceived intervention efficacy. Mean scores obtained following the first intervention session and 3-month follow-up session are reported. |
| Intervention Feasibility: Participant Ratings of Appropriateness | Week 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up) | Appropriateness was assessed via self-report ratings on two items assessing the intervention in terms of comprehension and fit, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater perceived intervention appropriateness. Mean scores obtained following the first intervention session and 3-month follow-up session are reported. |
| Intervention Feasibility: Participant Ratings of Ease of the Intervention | Week 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up) | Ease of the Intervention was assessed via self-report ratings on three items assessing ease of use and fit into daily lifestyle, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater perceived ease of the intervention and fit into daily lifestyle. Mean scores obtained following the first intervention session and 3-month follow-up session are reported. |
| Intervention Feasibility: Participant Attendance | 7 weeks | Number of intervention sessions attended out of 10 possible sessions. |
Secondary
| Measure | Time frame | Description |
|---|---|---|
| Cigarettes Smoked Per Day | Week 0 (i.e., baseline), Week 3 (i.e., Quit Date) and Week 16 (i.e., 3-month follow-up) | Cigarettes Smoked Per Day (CPD) assessed via the well established Timeline Followback calendar interview were used to measure changes in smoking behavior from Week 0 (i.e., Baseline) through Week 3 (i.e., Quit date) and Week 16 (i.e., 3-month follow-up). |
| Change in Total Emotional Distress | Week 0 (i.e., baseline), Week 5 (i.e., 2-weeks post-quit), Week 7 (i.e., 1-month post-quit) and Week 16 (i.e., 3-month follow-up) | Self-reported change in emotional distress was evaluated via the 21-item, Depression, Anxiety and Stress Scale (DASS-21). The DASS-21 is composed of three self-report scales that measure the emotional states of depression, anxiety and stress. Items are rated on a Likert-type scale (0=Did not apply to me at all, to 3=Applied to me very much, or most of the time). Scores for depression, anxiety and stress are calculated by summing the scores for the relevant items. The severity ratings are as follows Depression: Normal 0-4, Mild: 5-6, Moderate: 7-10, Severe: 11-13, Extremely Severe: 14-21. Stress: Normal: 0-7, Mild: 8-9, Moderate: 10-12, Severe: 13-16, Extremely Severe: 17-21. Anxiety: Normal: 0-3, Mild: 4-5, Moderate: 6-7, Severe: 8-9, Extremely Severe: 10-21. Total scores are computed by summing the subscales. Total scores for the DASS-21 range from 0-63. For all scales, higher scores are indicative of greater emotional distress and less change in total distress symptoms over time. |
| Number of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm) | Week 3 (i.e., Quit Date) and Week 16 (i.e., 3-month follow-up) | Quit status was assessed on Quit day via self-reported abstinence and carbon monoxide analysis of breath sample (CO \<8 ppm). Given carbon monoxide analysis of breath may not be a valid indicator of cessation within the first 24 hours, we suggest interpretation of this outcome on Quit day with caution. Sustained smoking cessation was evaluated at study termination (i.e., 3-month follow-up) via self-reported abstinence, carbon monoxide analysis ( CO \<8 ppm), and salivary cotinine (\<10 ng/mL). |
Countries
United States
Participant flow
Recruitment details
Participants were recruited from the New Brunswick, New Jersey area via flyer postings, clinic referrals, and social media advertisements. The first participant was enrolled April 24, 2019 and the last participant was enrolled November 12, 2019.
Pre-assignment details
The intervention occurred across 10 sessions. All participants received individualized heart rate variability biofeedback at each session, smoking cessation therapy during 6 of the sessions and 8 weeks of transdermal nicotine patches. Two of the twelve consented participants who attended the baseline visit were not eligible and were not enrolled.
Participants by arm
| Arm | Count |
|---|---|
| Enrolled Participants who were eligible and completed the Baseline session | 10 |
| Total | 10 |
Withdrawals & dropouts
| Period | Reason | FG000 |
|---|---|---|
| Overall Study | Lost to Follow-up | 2 |
| Overall Study | Withdrawal by Subject | 4 |
Baseline characteristics
| Characteristic | Enrolled |
|---|---|
| Age, Categorical <=18 years | 0 Participants |
| Age, Categorical >=65 years | 0 Participants |
| Age, Categorical Between 18 and 65 years | 10 Participants |
| Age, Continuous | 36.3 years STANDARD_DEVIATION 6 |
| Ethnicity (NIH/OMB) Hispanic or Latino | 0 Participants |
| Ethnicity (NIH/OMB) Not Hispanic or Latino | 8 Participants |
| Ethnicity (NIH/OMB) Unknown or Not Reported | 2 Participants |
| Race (NIH/OMB) American Indian or Alaska Native | 0 Participants |
| Race (NIH/OMB) Asian | 0 Participants |
| Race (NIH/OMB) Black or African American | 3 Participants |
| Race (NIH/OMB) More than one race | 0 Participants |
| Race (NIH/OMB) Native Hawaiian or Other Pacific Islander | 1 Participants |
| Race (NIH/OMB) Unknown or Not Reported | 2 Participants |
| Race (NIH/OMB) White | 4 Participants |
| Region of Enrollment United States | 10 participants |
| Sex: Female, Male Female | 7 Participants |
| Sex: Female, Male Male | 3 Participants |
Adverse events
| Event type | EG000 affected / at risk |
|---|---|
| deaths Total, all-cause mortality | 0 / 10 |
| other Total, other adverse events | 0 / 10 |
| serious Total, serious adverse events | 0 / 10 |
Outcome results
Intervention Acceptability: Participant Ratings of Satisfaction and Liking
Satisfaction and liking were assessed via self-report ratings on five items assessing satisfaction with learning the intervention, liking the intervention, breathing techniques, nicotine replacement, and recommending the intervention to friends, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater intervention acceptability. Mean scores obtained following the first intervention session and 3-month follow-up session are reported.
Time frame: Week 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up)
Population: Of the N=10 participants who were enrolled in the study, n=9 completed this measure following their baseline appointment; n=3 attended their 3-month follow-up and provided complete data for this measure.
| Arm | Measure | Value (MEAN) | Dispersion |
|---|---|---|---|
| Intent-to-treat (ITT) | Intervention Acceptability: Participant Ratings of Satisfaction and Liking | 3.24 score on a scale | Standard Deviation 0.71 |
| Remained in Treatment Beyond One Session | Intervention Acceptability: Participant Ratings of Satisfaction and Liking | 3.52 score on a scale | Standard Deviation 0.31 |
Intervention Feasibility: Participant Attendance
Number of intervention sessions attended out of 10 possible sessions.
Time frame: 7 weeks
Population: Data on both the Intent-to-treat (ITT) N=10 participants who completed the baseline session and were enrolled in the study and the n=7 who received more than one Heart Rate Variability Biofeedback Session (HRVB) and one Smoking Cessation Treatment (SCT) session (i.e. which occurred during their first intervention appointment) are reported.
| Arm | Measure | Value (MEAN) | Dispersion |
|---|---|---|---|
| Intent-to-treat (ITT) | Intervention Feasibility: Participant Attendance | 6.30 Sessions | Standard Deviation 4.08 |
| Remained in Treatment Beyond One Session | Intervention Feasibility: Participant Attendance | 8.71 Sessions | Standard Deviation 1.49 |
Intervention Feasibility: Participant Ratings of Appropriateness
Appropriateness was assessed via self-report ratings on two items assessing the intervention in terms of comprehension and fit, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater perceived intervention appropriateness. Mean scores obtained following the first intervention session and 3-month follow-up session are reported.
Time frame: Week 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up)
Population: Of the N=10 participants who were enrolled in the study, n=9 completed this measure following their baseline appointment; n=4 attended their 3-month follow-up.
| Arm | Measure | Value (MEAN) | Dispersion |
|---|---|---|---|
| Intent-to-treat (ITT) | Intervention Feasibility: Participant Ratings of Appropriateness | 3.61 score on a scale | Standard Deviation 0.69 |
| Remained in Treatment Beyond One Session | Intervention Feasibility: Participant Ratings of Appropriateness | 2.87 score on a scale | Standard Deviation 0.75 |
Intervention Feasibility: Participant Ratings of Ease of the Intervention
Ease of the Intervention was assessed via self-report ratings on three items assessing ease of use and fit into daily lifestyle, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater perceived ease of the intervention and fit into daily lifestyle. Mean scores obtained following the first intervention session and 3-month follow-up session are reported.
Time frame: Week 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up)
Population: Of the N=10 participants who were enrolled in the study, n=9 completed this measure following their baseline appointment; n=4 attended their 3-month follow-up.
| Arm | Measure | Value (MEAN) | Dispersion |
|---|---|---|---|
| Intent-to-treat (ITT) | Intervention Feasibility: Participant Ratings of Ease of the Intervention | 2.4 score on a scale | Standard Deviation 0.84 |
| Remained in Treatment Beyond One Session | Intervention Feasibility: Participant Ratings of Ease of the Intervention | 1.58 score on a scale | Standard Deviation 0.32 |
Intervention Feasibility: Participant Ratings of Effectiveness
Effectiveness was assessed via self-report ratings on four items assessing the intervention in terms of helping them quit and manage emotional distress, rated on a 0=completely disagree to 4=completely agree Likert-type scale. Higher scores on this scale are indicative of greater perceived intervention efficacy. Mean scores obtained following the first intervention session and 3-month follow-up session are reported.
Time frame: Week 1 (i.e., treatment initiation) and Week 16 (i.e., 3-month follow-up)
Population: Of the N=10 participants who were enrolled in the study, n=9 completed this measure following their baseline appointment; n=4 attended their 3-month follow-up.
| Arm | Measure | Value (MEAN) | Dispersion |
|---|---|---|---|
| Intent-to-treat (ITT) | Intervention Feasibility: Participant Ratings of Effectiveness | 3.03 score on a scale | Standard Deviation 0.83 |
| Remained in Treatment Beyond One Session | Intervention Feasibility: Participant Ratings of Effectiveness | 3.19 score on a scale | Standard Deviation 0.52 |
Change in Total Emotional Distress
Self-reported change in emotional distress was evaluated via the 21-item, Depression, Anxiety and Stress Scale (DASS-21). The DASS-21 is composed of three self-report scales that measure the emotional states of depression, anxiety and stress. Items are rated on a Likert-type scale (0=Did not apply to me at all, to 3=Applied to me very much, or most of the time). Scores for depression, anxiety and stress are calculated by summing the scores for the relevant items. The severity ratings are as follows Depression: Normal 0-4, Mild: 5-6, Moderate: 7-10, Severe: 11-13, Extremely Severe: 14-21. Stress: Normal: 0-7, Mild: 8-9, Moderate: 10-12, Severe: 13-16, Extremely Severe: 17-21. Anxiety: Normal: 0-3, Mild: 4-5, Moderate: 6-7, Severe: 8-9, Extremely Severe: 10-21. Total scores are computed by summing the subscales. Total scores for the DASS-21 range from 0-63. For all scales, higher scores are indicative of greater emotional distress and less change in total distress symptoms over time.
Time frame: Week 0 (i.e., baseline), Week 5 (i.e., 2-weeks post-quit), Week 7 (i.e., 1-month post-quit) and Week 16 (i.e., 3-month follow-up)
Population: Of the N=10 participants who were eligible and attended their baseline session, n=6 attended their 2-weeks post-quit session, n=5 attended their 1-month post-quit session, n=4 attended 3-month follow-up session.
| Arm | Measure | Group | Value (MEAN) | Dispersion |
|---|---|---|---|---|
| Intent-to-treat (ITT) | Change in Total Emotional Distress | DASS-21 Total score | 39.9 score on a scale | Standard Deviation 14 |
| Intent-to-treat (ITT) | Change in Total Emotional Distress | DASS-21 Depression score | 11.5 score on a scale | Standard Deviation 4.74 |
| Intent-to-treat (ITT) | Change in Total Emotional Distress | DASS-21 Anxiety score | 11.7 score on a scale | Standard Deviation 4.39 |
| Intent-to-treat (ITT) | Change in Total Emotional Distress | DASS-21 Stress score | 16.7 score on a scale | Standard Deviation 6.03 |
| Remained in Treatment Beyond One Session | Change in Total Emotional Distress | DASS-21 Depression score | 5.0 score on a scale | Standard Deviation 2.76 |
| Remained in Treatment Beyond One Session | Change in Total Emotional Distress | DASS-21 Anxiety score | 5.3 score on a scale | Standard Deviation 1.75 |
| Remained in Treatment Beyond One Session | Change in Total Emotional Distress | DASS-21 Stress score | 13.17 score on a scale | Standard Deviation 10.07 |
| Remained in Treatment Beyond One Session | Change in Total Emotional Distress | DASS-21 Total score | 23.5 score on a scale | Standard Deviation 12.85 |
| 3-month Follow-up (3MFU) | Change in Total Emotional Distress | DASS-21 Anxiety score | 2.8 score on a scale | Standard Deviation 1.64 |
| 3-month Follow-up (3MFU) | Change in Total Emotional Distress | DASS-21 Depression score | 3.0 score on a scale | Standard Deviation 2.23 |
| 3-month Follow-up (3MFU) | Change in Total Emotional Distress | DASS-21 Stress score | 6.4 score on a scale | Standard Deviation 2.07 |
| 3-month Follow-up (3MFU) | Change in Total Emotional Distress | DASS-21 Total score | 12.2 score on a scale | Standard Deviation 3.11 |
| 3-month Follow-up (3MFU) | Change in Total Emotional Distress | DASS-21 Stress score | 6.25 score on a scale | Standard Deviation 2.98 |
| 3-month Follow-up (3MFU) | Change in Total Emotional Distress | DASS-21 Depression score | 4.0 score on a scale | Standard Deviation 2.71 |
| 3-month Follow-up (3MFU) | Change in Total Emotional Distress | DASS-21 Total score | 13.75 score on a scale | Standard Deviation 6.55 |
| 3-month Follow-up (3MFU) | Change in Total Emotional Distress | DASS-21 Anxiety score | 3.5 score on a scale | Standard Deviation 1.29 |
Cigarettes Smoked Per Day
Cigarettes Smoked Per Day (CPD) assessed via the well established Timeline Followback calendar interview were used to measure changes in smoking behavior from Week 0 (i.e., Baseline) through Week 3 (i.e., Quit date) and Week 16 (i.e., 3-month follow-up).
Time frame: Week 0 (i.e., baseline), Week 3 (i.e., Quit Date) and Week 16 (i.e., 3-month follow-up)
Population: Of the N=10 participants who were eligible and attended the baseline session, n=7 attended their quit date and n=4 attended their 3-month follow-up session
| Arm | Measure | Value (MEAN) | Dispersion |
|---|---|---|---|
| Intent-to-treat (ITT) | Cigarettes Smoked Per Day | 11.56 Cigarettes smoked per day (CPD) | Standard Deviation 6.03 |
| Remained in Treatment Beyond One Session | Cigarettes Smoked Per Day | 0.14 Cigarettes smoked per day (CPD) | Standard Deviation 0.38 |
| 3-month Follow-up (3MFU) | Cigarettes Smoked Per Day | 0 Cigarettes smoked per day (CPD) | Standard Deviation 0 |
Number of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm)
Quit status was assessed on Quit day via self-reported abstinence and carbon monoxide analysis of breath sample (CO \<8 ppm). Given carbon monoxide analysis of breath may not be a valid indicator of cessation within the first 24 hours, we suggest interpretation of this outcome on Quit day with caution. Sustained smoking cessation was evaluated at study termination (i.e., 3-month follow-up) via self-reported abstinence, carbon monoxide analysis ( CO \<8 ppm), and salivary cotinine (\<10 ng/mL).
Time frame: Week 3 (i.e., Quit Date) and Week 16 (i.e., 3-month follow-up)
Population: Of the N=9 who were eligible and initiated treatment, n=7 attended their quit date and n=4 attended their 3-month follow-up.
| Arm | Measure | Group | Value (NUMBER) |
|---|---|---|---|
| Intent-to-treat (ITT) | Number of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm) | Self-Reported abstinence | 6 participants |
| Intent-to-treat (ITT) | Number of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm) | Cotinine verified abstinence | NA participants |
| Intent-to-treat (ITT) | Number of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm) | CO <8 parts per million (PPM) | 2 participants |
| Remained in Treatment Beyond One Session | Number of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm) | Self-Reported abstinence | 4 participants |
| Remained in Treatment Beyond One Session | Number of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm) | Cotinine verified abstinence | 4 participants |
| Remained in Treatment Beyond One Session | Number of Participants With Self-Reported Abstinence, Cotinine Verified Abstinence, and Carbon Monoxide Analysis of Breathe Sample (CO < 8ppm) | CO <8 parts per million (PPM) | 4 participants |