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Providing Optimal PEEP During Mechanical Ventilation for Obese Patients Using Esophageal Balloon

Effect of Esophageal Pressure Measurement to Determine Optimal Positive End-expiratory Pressure Compared to Usual Care in Obese Patients Receiving Mechanical Ventilation

Status
Terminated
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03951064
Acronym
PROP OPEN
Enrollment
6
Registered
2019-05-15
Start date
2021-03-31
Completion date
2022-12-06
Last updated
2024-06-05

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Obesity, Morbid, Respiratory Failure, Ventilator-Induced Lung Injury

Keywords

Transpulmonary pressure, Esophageal balloon, Esophageal pressure monitoring, Mechanical ventilation

Brief summary

This is a research study to determine if identifying an optimal level of positive end-expiratory pressure (PEEP) targeted specifically to individualized patient characteristics will shorten the time on the ventilator. Participants will have catheter placed through the nose into the esophagus to measure the pressure inside the chest. This catheter will remain until the patient is freed from the ventilator. Participants will be randomized to usual care or to have the level of PEEP determined by the esophageal balloon pressure readings. The total time spent on the ventilator will be recorded.

Detailed description

Study Design: Randomized-controlled clinical trial. Patients will be enrolled within 4 days of mechanical ventilation and randomized 1:1 to titration of PEEP based on esophageal balloon pressures or based on the High PEEP ARDSnet PEEP/fraction of inspired oxygen (FiO2) table. All patients will have esophageal balloons placed with baseline measurement of Ptp. Patients randomized to the intervention arm will then undergo titration of PEEP based on Ptp measurements to achieve Optimal PEEP, defined as end expiratory Ptp of 0 to +2 cm water (H2O).

Interventions

All patients in both groups will have an esophageal balloon catheter inserted by a research investigator. The catheter will be inserted into their nare while upright (head of bed \>30 degrees) to a depth slightly more than the estimated distance from the lower sternum to the back of the ear (typically around 60 cm). Gastric positioning will be confirmed with abdominal compression testing and the catheter then retracted 10 - 20cm into the lower esophagus. Placement will be confirmed with the presence of cardiac oscillations on the esophageal probe. The probe will then be secured to the patient's nasal opening using tape.

PROCEDUREIntervention Spontaneous Breathing Trial (SBT) and Extubation

Patients in the Intervention group will undergo an SBT regardless of their PEEP level. The PEEP that generates a Ptp of 0 will be considered their optimal PEEP, and this will not be lowered for the SBT. The Intervention Group SBT will consist of a trial of a pressure support of 5 cm H2O and Optimal PEEP.

PROCEDUREControl Spontaneous Breathing Trial and Extubation

Patients in the Control group will undergo an SBT when they reach a PEEP ≤8 cm H2O. This is the current standard of care based on the SBT protocol at UNC Hospitals. SBT and extubation prior to meeting these criteria will be based on primary medical team's discretion and will be recorded for analysis and safety tracking.

PROCEDUREIntervention Weaning after Tracheostomy

Based on the use of optimal PEEP in this group, and the experience in the previous study protocol, the investigators will place patients in the Intervention group on Tracheostomy Collar Trial only with a speaking valve. This simulates the normal process of utilizing the upper airway to maintain lung inflation that is performed automatically when a patient does not have an artificial airway.

PROCEDUREControl Weaning after Tracheostomy

The control group will be placed on Tracheostomy Collar Trial with no requirement for speaking valve. They may utilize a speaking valve if tolerated and desired, but there is no requirement as there is in the Intervention group.

Sponsors

East Carolina University
CollaboratorOTHER
University of North Carolina, Chapel Hill
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
SINGLE (Outcomes Assessor)

Masking description

Due to the obvious treatment differences between the two groups, blinding of treatment group will be impossible. However, the investigators will have one outcome assessor who will have access only to the data necessary to determine the primary outcome (Ventilator-Free Days at 28-days), and this assessor will be blinded to treatment group using built-in REDCap tools.

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Body mass index greater than or equal to 40 * Acute respiratory failure requiring mechanical ventilation

Exclusion criteria

* Refusal to give consent by the subject or their legally authorized representative * Abdominal compartment syndrome * Chest tube for pneumothorax * Having been on a ventilator for \>4 days * Suspicion of or known intracranial hypertension * Anticipated extubation within 24 hours * Chronic ventilator dependence * Condition that precludes placement of an esophageal balloon (esophageal or nasopharyngeal pathology preventing insertion of the esophageal balloon catheter, severe thrombocytopenia or coagulopathy) * Incarceration

Design outcomes

Primary

MeasureTime frameDescription
Number of Ventilator-Free Days (VFD) by Day 2828 daysThe number of days a patient is alive and free from the ventilator up to day 28.

Secondary

MeasureTime frameDescription
ICU Length of Staymaximum duration of ICU stay, up to 46 daysNumber of days spent in the ICU
Hospital Length of Staymaximum duration of hospital stay, up to 83 daysNumber of days spent in the Hospital
Number of Patients Receiving a Tracheostomyduring mechanical ventilation, up to 28 daysWhether the patient required a tracheostomy to be liberated from the ventilator
Number of Participants Reintubated72 hours after extubationIntubated within 72 hours of extubation
Highest Richmond Agitation and Sedation Scaleduring mechanical ventilation, up to 28 daysMeasures the mental and physical state of a sedated patient. Range from -5 to +4. A score of 0 indicates a calm arousable patient and is the ideal score. A score of +4 indicates a very combative participant and a score of -5 indicates an unarousable participant. This outcome captures the highest score measured throughout mechanical ventilation with scores on the extreme ends of the range reflecting a worse outcome.
Lowest Richmond Agitation and Sedation Scaleduring mechanical ventilation, up to 28 daysMeasures the mental and physical state of a sedated patient. Range from -5 to +4. A score of 0 indicates a calm arousable patient and is the ideal score. A score of +4 indicates a very combative participant and a score of -5 indicates an unarousable participant. This outcome captures the lowest score measured throughout mechanical ventilation with scores on the extreme ends of the range reflecting a worse outcome.
Number of Patients Extubated Early28 daysExtubation prior to meeting established criteria (Control group only). Participants in the Control group will undergo an SBT when they reach a PEEP ≤8 cm H2O. This is the current standard of care based on the SBT protocol at UNC Hospitals. SBT and extubation prior to meeting these criteria will be based on primary medical team's discretion and will be recorded for analysis and safety tracking.

Countries

United States

Participant flow

Participants by arm

ArmCount
Optimal PEEP
Obese adult participants presenting to the ICU with acute respiratory failure requiring mechanical ventilation were enrolled. Mechanical ventilation settings were monitored daily and PEEP setting adjusted based on the balloon measurements. Esophageal balloon: Participants will have an esophageal balloon catheter inserted by a research investigator. The catheter will be inserted into the nare while upright (head of bed \>30 degrees) to a depth slightly more than the estimated distance from the lower sternum to the back of the ear (typically around 60 cm). Placement confirmed with the presence of cardiac oscillations on the esophageal probe. The probe will then be secured to the nasal opening using tape. Intervention Spontaneous Breathing Trial (SBT) and Extubation: Participants undergo an SBT regardless of PEEP level. The PEEP that generates a Ptp of 0 was considered the optimal PEEP, and this will not be lowered for the SBT. The Intervention Group SBT will consist of a trial of a pressure support of 5 cm H2O and Optimal PEEP. Intervention Weaning after Tracheostomy: Based on the use of optimal PEEP in this group, and the experience in the previous study protocol, the investigators will place participants in the Intervention group on Tracheostomy Collar Trial only with a speaking valve. This simulates the normal process of utilizing the upper airway to maintain lung inflation that is performed automatically when a participant does not have an artificial airway.
3
ARDSNet High PEEP
Obese adult participants presenting to the ICU with acute respiratory failure requiring mechanical ventilation were enrolled. PEEP in the control group will be determined by High PEEP ARDSnet PEEP/FiO2 table. Titration of PEEP will occur when clinically indicated by partial pressure of oxygen (PaO2) or oxygen saturation (SpO2), and FiO2 Esophageal balloon: Participants will have an esophageal balloon catheter inserted by a research investigator. The catheter will be inserted into the nare while upright (head of bed \>30 degrees) to a depth slightly more than the estimated distance from the lower sternum to the back of the ear (typically around 60 cm). Placement confirmed with the presence of cardiac oscillations on the esophageal probe. The probe will then be secured to the nasal opening using tape. Control Spontaneous Breathing Trial and Extubation: Participants in the Control group will undergo an SBT when they reach a PEEP ≤8 cm H2O. SBT and extubation prior to meeting these criteria will be based on primary medical team's discretion and will be recorded for analysis and safety tracking. Control Weaning after Tracheostomy: The control group will be placed on Tracheostomy Collar Trial with no requirement for speaking valve. They may utilize a speaking valve if tolerated and desired, but there is no requirement as there is in the Intervention group.
3
Total6

Baseline characteristics

CharacteristicOptimal PEEPARDSNet High PEEPTotal
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
0 Participants0 Participants0 Participants
Age, Categorical
Between 18 and 65 years
3 Participants3 Participants6 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants0 Participants0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
3 Participants3 Participants6 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
0 Participants0 Participants0 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
3 Participants3 Participants6 Participants
Region of Enrollment
United States
3 Participants3 Participants6 Participants
Sex: Female, Male
Female
3 Participants1 Participants4 Participants
Sex: Female, Male
Male
0 Participants2 Participants2 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 31 / 3
other
Total, other adverse events
3 / 31 / 3
serious
Total, serious adverse events
2 / 30 / 3

Outcome results

Primary

Number of Ventilator-Free Days (VFD) by Day 28

The number of days a patient is alive and free from the ventilator up to day 28.

Time frame: 28 days

ArmMeasureValue (MEAN)Dispersion
Optimal PEEPNumber of Ventilator-Free Days (VFD) by Day 282.33 DaysStandard Deviation 5.86
ARDSNet High PEEPNumber of Ventilator-Free Days (VFD) by Day 286.67 DaysStandard Deviation 13.32
Secondary

Highest Richmond Agitation and Sedation Scale

Measures the mental and physical state of a sedated patient. Range from -5 to +4. A score of 0 indicates a calm arousable patient and is the ideal score. A score of +4 indicates a very combative participant and a score of -5 indicates an unarousable participant. This outcome captures the highest score measured throughout mechanical ventilation with scores on the extreme ends of the range reflecting a worse outcome.

Time frame: during mechanical ventilation, up to 28 days

ArmMeasureValue (MEAN)Dispersion
Optimal PEEPHighest Richmond Agitation and Sedation Scale2.33 score on a scaleStandard Deviation 0.58
ARDSNet High PEEPHighest Richmond Agitation and Sedation Scale2.00 score on a scaleStandard Deviation 0
Secondary

Hospital Length of Stay

Number of days spent in the Hospital

Time frame: maximum duration of hospital stay, up to 83 days

ArmMeasureValue (MEAN)Dispersion
Optimal PEEPHospital Length of Stay62.67 DaysStandard Deviation 18.45
ARDSNet High PEEPHospital Length of Stay33.67 DaysStandard Deviation 29.02
Secondary

ICU Length of Stay

Number of days spent in the ICU

Time frame: maximum duration of ICU stay, up to 46 days

ArmMeasureValue (MEAN)Dispersion
Optimal PEEPICU Length of Stay37.33 DaysStandard Deviation 7.77
ARDSNet High PEEPICU Length of Stay24.00 DaysStandard Deviation 18.33
Secondary

Lowest Richmond Agitation and Sedation Scale

Measures the mental and physical state of a sedated patient. Range from -5 to +4. A score of 0 indicates a calm arousable patient and is the ideal score. A score of +4 indicates a very combative participant and a score of -5 indicates an unarousable participant. This outcome captures the lowest score measured throughout mechanical ventilation with scores on the extreme ends of the range reflecting a worse outcome.

Time frame: during mechanical ventilation, up to 28 days

ArmMeasureValue (MEAN)Dispersion
Optimal PEEPLowest Richmond Agitation and Sedation Scale-4.67 score on a scaleStandard Deviation 0.58
ARDSNet High PEEPLowest Richmond Agitation and Sedation Scale-4.67 score on a scaleStandard Deviation 0.58
Secondary

Number of Participants Reintubated

Intubated within 72 hours of extubation

Time frame: 72 hours after extubation

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Optimal PEEPNumber of Participants Reintubated2 Participants
ARDSNet High PEEPNumber of Participants Reintubated1 Participants
Secondary

Number of Patients Extubated Early

Extubation prior to meeting established criteria (Control group only). Participants in the Control group will undergo an SBT when they reach a PEEP ≤8 cm H2O. This is the current standard of care based on the SBT protocol at UNC Hospitals. SBT and extubation prior to meeting these criteria will be based on primary medical team's discretion and will be recorded for analysis and safety tracking.

Time frame: 28 days

Population: This measure only applies to the Control group. These data were not collected for the Optimal PEEP arm.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
ARDSNet High PEEPNumber of Patients Extubated Early2 Participants
Secondary

Number of Patients Receiving a Tracheostomy

Whether the patient required a tracheostomy to be liberated from the ventilator

Time frame: during mechanical ventilation, up to 28 days

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Optimal PEEPNumber of Patients Receiving a Tracheostomy1 Participants
ARDSNet High PEEPNumber of Patients Receiving a Tracheostomy1 Participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026