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Non-Operative Management and Early Response Assessment in Rectal Cancer

Non-Operative Management and Early Response Assessment in Rectal Cancer

Status
Completed
Phases
Unknown
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03904043
Acronym
NOM-ERA
Enrollment
63
Registered
2019-04-04
Start date
2020-07-01
Completion date
2026-01-25
Last updated
2026-05-01

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Adenocarcinoma of the Lower Rectum

Brief summary

The investigators' data from a phase I study of short course radiation therapy followed by chemotherapy showed 74% complete clinical response (cCR). Given the promising response rate, the investigators are evaluating short course radiation therapy (SCRT) followed by chemotherapy in a multi-institution phase II trial to validate the cCR rate of this treatment paradigm. SCRT has not been prospectively evaluated in non-operative management for patients with non-metastatic rectal adenocarcinoma.

Interventions

RADIATIONRadiation therapy

-Monday-Friday treatment is strongly recommended

DRUGFOLFOX regimen

-CAPOX can be given as alternative

Given as an alternative to FOLFOX

Sponsors

Washington University School of Medicine
Lead SponsorOTHER

Study design

Allocation
NON_RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Diagnosis of biopsy proven stage I-IIIB (cT1-3, N0-2a, M0) adenocarcinoma of the rectum; staging must also be based on multidisciplinary evaluation including MRI * Tumor ≤ 12 cm from anal verge as determined by MRI or endoscopy * Clinically detectable (MR, endoscopy, or DRE) tumor present * Eastern Cooperative Oncology Group (ECOG) performance status 0-2 * At least 18 years of age * Adequate bone marrow function defined as: * Absolute neutrophil count (ANC) \> 1,500 cells/mm3 * Hemoglobin\> 8 g/dl * Platelets \>100,000 cells/mm3 * Women of childbearing potential and men must agree to use adequate contraception (hormonal or barrier method of birth control, abstinence) prior to study entry and for the duration of study participation. Should a woman become pregnant or suspect she is pregnant while participating in this study, she must inform her treating physician immediately. * Able to understand and willing to sign an Institutional Review Board (IRB)-approved written informed consent document.

Exclusion criteria

* Prior radiation therapy, chemotherapy or extirpative surgery for rectal cancer. * Prior oxaliplatin or capecitabine use for any malignancy * No prior radiation therapy to the pelvis. * A history of other malignancy (except non-melanomatous skin cancers) with the exception of malignancies for which all treatment was completed at least 2 years before registration and the patient has no evidence of disease. * Currently receiving any investigational agents. * A history of allergic reaction attributed to compounds of similar chemical or biologic composition to capecitabine, 5FU, oxaliplatin, or leucovorin. * Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, or cardiac arrhythmia. * Pregnant and/or breastfeeding. Women of childbearing potential must have a negative serum pregnancy test within 14 days of study entry. * Patients with HIV are eligible unless their CD4+ T-cell counts are \< 350 cells/mcL or they have a history of AIDS-defining opportunistic infection within the 12 months prior to registration. Concurrent treatment with effective antiretroviral therapy (ART) according to Department of Health and Human Services (DHHS) treatment guidelines is recommended. HIV testing for patients without a history of HIV is not a protocol requirement.

Design outcomes

Primary

MeasureTime frameDescription
Clinical Complete Response RateCompletion of treatment (estimated to be 22 weeks)\- Criteria for clinical complete response: * No residual gross tumor at procto/sigmoidoscopy; or only erythematous scar or ulcer * No palpable tumor on DRE * No radiographic evidence of tumor on MRI * No suspicious mesorectal lymph nodes on MRI * Negative biopsy from scar, ulcer, or former tumor site (if necessary according to surgeon's judgment)

Secondary

MeasureTime frameDescription
Progression-free Survival (PFS)At 2 years* Criteria for progressive disease: * Increase in the size of primary tumor by RECIST criteria (increase of at least 20% from nadir in the sum of the target lesion, with an absolute increase of at least 5 mm) * New metastatic disease * PFS is defined as the time from date of treatment to death or progression, which occurs first. The alive patients without progression are censored as the last date follow-up.
Incidence of Any Grade 3 or Higher Toxicity During TreatmentFrom start of treatment through the completion of treatment (estimated to be 22 weeks)\- The descriptions and grading scales found in the revised NCI Common Terminology Criteria for Adverse Events (CTCAE) version 4.0 will be utilized for all toxicity reporting.
Incidence of Post Chemoradiotherapy Grade 3 or Higher ToxicityAt 1 year after the start of radiation\- The descriptions and grading scales found in the revised NCI Common Terminology Criteria for Adverse Events (CTCAE) version 4.0 will be utilized for all toxicity reporting.
Quality of Anorectal Function as Measured by the FACT-C Questionnaire (Physical Well-Being)Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy* Physical Well-Being section of the FACT-C questionnaire consists of 7 questions. * Answers to the questions range from 0=not at all to 4=very much. The higher the total score the lower quality of life. * The total score for this section ranges from 0-28.
Quality of Anorectal Function as Measured by the FACT-C Questionnaire (Social/Family Well-Being)Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy* Social/Family Well-Being section of the FACT-C questionnaire consists of 7 questions. * Answers to the questions range from 0=not at all to 4=very much. The higher the total score the lower quality of life. * The total score for this section ranges from 0-28.
Quality of Anorectal Function as Measured by the FACT-C Questionnaire (Emotional Well-Being)Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy* Emotional Well-Being section of the FACT-C questionnaire consists of 6 questions. * Answers to the questions range from 0=not at all to 4=very much. The higher the total score the lower quality of life. * The total score for this section ranges from 0-24.
Quality of Anorectal Function as Measured by the FACT-C Questionnaire (Functional Well-Being)Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy* Functional Well-Being section of the FACT-C questionnaire consists of 7 questions. * Answers to the questions range from 0=not at all to 4=very much. The higher the total score the lower quality of life. * The total score for this section ranges from 0-28.
Quality of Anorectal Function as Measured by the FACT-C Questionnaire (Colorectal Cancer Subscale)Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy* Colorectal Cancer Subscale section of the FACT-C questionnaire consists of 7 scored questions. * Answers to the questions range from 0=not at all to 4=very much. The higher the total score the lower quality of life. * The total score for this section ranges from 0-28.
Quality of Anorectal Function as Measured by the FACT-C Questionnaire (FACT-G Total Score)Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy* The FACT-G total score is calculated by adding the Physical Well Being subscale score, Social/Family Well Being subscale score, Emotional Well Being subscale score, and Functional Well Being subscale score * Answers to the questions comprising the subscales range from 0=not at all to 4=very much. The higher the total score the lower quality of life. * The total score ranges from 0-108.
Quality of Anorectal Function as Measured by the FACT-C Questionnaire (FACT-C-TOI Total Score)Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy* The FACT-C-Trial Outcome Index (TOI) total score is calculated by adding the Physical Well Being subscale score, Functional Well Being subscale score, and the Colorectal Cancer subscale score * Answers to the questions comprising the subscales range from 0=not at all to 4=very much. The higher the total score the lower quality of life. * The total score ranges from 0-84.
Quality of Anorectal Function as Measured by the FACT-C Questionnaire (FACT-C Total Score)Baseline, Completion of chemo (up to 16 weeks), and 10-14 months after radiation therapy* The FACT-C total score is calculated by adding the Physical Well Being subscale score, Social/Family Well Being subscale score, Emotional Well Being subscale score, Functional Well Being subscale score, and the Colorectal Cancer subscale score * Answers to the questions comprising the subscales range from 0=not at all to 4=very much. The higher the total score the lower quality of life. * The total score ranges from 0-136.
Organ Preservation RateAt 1 year

Countries

United States

Contacts

PRINCIPAL_INVESTIGATORMichael Waters, M.D., Ph.D.

Washington University School of Medicine

Participant flow

Participants by arm

ArmCount
Radiation + FOLFOX
* Pelvic radiotherapy 5GY x 5 fractions once daily * Radiation to extra-mesorectal node 7 Gy x 5 fractions once daily * FOLFOX should begin 2-4 weeks after completion of radiotherapy and will consist of FOLFOX x 8 cycles (16 weeks). * Oxaliplatin day 1 every 14 days * Leucovorin day 1 every 14 days. Levoleucovorin may be substituted if leucovorin is not available. * 5-FU bolus day 1 every 14 days * 5-FU infusion day 1 every 14 days over 46 hours * An optional simultaneous integrated boost of 30 Gy in 5 fractions to the primary tumor is permitted
55
Radiation + CAPOX
* Pelvic radiotherapy 5GY x 5 fractions once daily * Radiation to extra-mesorectal node 7 Gy x 5 fractions once daily * CAPOX should begin 2-4 weeks after completion of radiotherapy and will consist of CAPOX x 5 cycles (15 weeks). * Capecitabine 1000 mg/m\^2 by mouth twice per day on days 1-14 of every 21 day cycle * Oxaliplatin 130 mg/m\^2 intravenous on day 1 of each 21 day cycle * An optional simultaneous integrated boost of 30 Gy in 5 fractions to the primary tumor is permitted
8
Total63

Baseline characteristics

CharacteristicRadiation + FOLFOXTotalRadiation + CAPOX
Age, Continuous61 years61 years60 years
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants0 Participants0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
55 Participants63 Participants8 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
6 Participants7 Participants1 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
49 Participants56 Participants7 Participants
Region of Enrollment
United States
55 participants63 participants8 participants
Sex: Female, Male
Female
17 Participants19 Participants2 Participants
Sex: Female, Male
Male
38 Participants44 Participants6 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
1 / 550 / 8
other
Total, other adverse events
31 / 554 / 8
serious
Total, serious adverse events
21 / 552 / 8

Outcome results

Primary

Clinical Complete Response Rate

\- Criteria for clinical complete response: * No residual gross tumor at procto/sigmoidoscopy; or only erythematous scar or ulcer * No palpable tumor on DRE * No radiographic evidence of tumor on MRI * No suspicious mesorectal lymph nodes on MRI * Negative biopsy from scar, ulcer, or former tumor site (if necessary according to surgeon's judgment)

Time frame: Completion of treatment (estimated to be 22 weeks)

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Radiation + FOLFOXClinical Complete Response Rate36 Participants
Radiation + CAPOXClinical Complete Response Rate2 Participants
Secondary

Incidence of Any Grade 3 or Higher Toxicity During Treatment

\- The descriptions and grading scales found in the revised NCI Common Terminology Criteria for Adverse Events (CTCAE) version 4.0 will be utilized for all toxicity reporting.

Time frame: From start of treatment through the completion of treatment (estimated to be 22 weeks)

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentHypertension1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAlanine aminotransferase increased2 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentHypoalbuminemia0 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentDelirium0 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentHypocalcemia0 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAnorexia0 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentHypokalemia2 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentDepression0 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentHyponatremia1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAcidosis1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentInfection - cellulitis1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentDiarrhea5 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentNeutrophil count decreased22 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAnal pain0 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentPlatelet count decreased0 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentFall1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentProctitis2 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAspartate aminotransferase increased1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentRectal hemorrhage1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentFatigue1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentRectal pain0 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAnxiety0 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentSkin infection1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentFebrile neutropenia1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentSuperior vena cava syndrome1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentCongestive heart failure1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentThromboembolic event1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentGeneralized muscle weakness1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentVomiting0 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentWeight loss0 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAnemia1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentWhite blood cell decreased7 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentHyperglycemia3 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentPeripheral sensory neuropathy1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentDehydration1 Participants
Radiation + FOLFOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAbdominal pain0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentVomiting1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAbdominal pain1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAcidosis0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAlanine aminotransferase increased0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAnal pain1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAnemia1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAnorexia2 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAnxiety1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentAspartate aminotransferase increased0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentCongestive heart failure0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentDehydration0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentDelirium1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentDepression1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentDiarrhea1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentFall1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentFatigue1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentFebrile neutropenia0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentGeneralized muscle weakness1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentHyperglycemia0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentHypertension0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentHypoalbuminemia1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentHypocalcemia1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentHypokalemia0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentHyponatremia0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentInfection - cellulitis0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentNeutrophil count decreased1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentPlatelet count decreased1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentProctitis1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentRectal hemorrhage0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentRectal pain1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentSkin infection0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentSuperior vena cava syndrome0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentThromboembolic event1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentWeight loss1 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentWhite blood cell decreased0 Participants
Radiation + CAPOXIncidence of Any Grade 3 or Higher Toxicity During TreatmentPeripheral sensory neuropathy1 Participants
Secondary

Incidence of Post Chemoradiotherapy Grade 3 or Higher Toxicity

\- The descriptions and grading scales found in the revised NCI Common Terminology Criteria for Adverse Events (CTCAE) version 4.0 will be utilized for all toxicity reporting.

Time frame: At 1 year after the start of radiation

Secondary

Organ Preservation Rate

Time frame: At 1 year

Secondary

Organ Preservation Rate

Time frame: At 2 years

Secondary

Progression-free Survival (PFS)

* Criteria for progressive disease: * Increase in the size of primary tumor by RECIST criteria (increase of at least 20% from nadir in the sum of the target lesion, with an absolute increase of at least 5 mm) * New metastatic disease * PFS is defined as the time from date of treatment to death or progression, which occurs first. The alive patients without progression are censored as the last date follow-up.

Time frame: At 2 years

Secondary

Quality of Anorectal Function as Measured by the FACT-C Questionnaire

* Questionnaire with 5 sections (physical well-being, social/family well being, emotional well-being, functional well-being, and additional concerns) * Answers to the questions range from 0=not at all to 4=very much. The higher the total score the lower quality of life.

Time frame: 10-14 months after radiation therapy

Source: ClinicalTrials.gov · Data processed: May 2, 2026