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South-seq: Deoxyribonucleic Acid (DNA) Sequencing for Newborn Nurseries in the South

South-seq: DNA Sequencing for Newborn Nurseries in the South

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03842995
Enrollment
477
Registered
2019-02-15
Start date
2019-04-15
Completion date
2023-12-31
Last updated
2024-12-13

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Whole Genome Sequencing

Keywords

Genetic Counseling, NICU

Brief summary

2,000 infants with signs suggestive of a genetic disorder being treated at a neonatal intensive care unit (NICU) in which African-American and rural populations are highly represented will be enrolled. Whole genome sequencing (WGS) will be used to identify pathogenic variation in DNA from these infants. Stakeholders, including parents, clinicians, and community leaders, will be engaged to develop culturally adapted educational materials and to equip non-genetics providers to return WGS results. Parents will be provided with these materials through a web portal, the Genome Gateway, and will be placed into one of two arms of a randomized trial to compare the effectiveness technology-assisted WGS result delivery by non-genetics providers relative to result delivery from genetic counselors.

Detailed description

Barriers to widespread and routine implementation of WGS-enabled clinical care exist at several levels. Surveys of clinicians indicate discomfort in their understanding of genomics and ability to communicate results to patients, and also concern about the time required to do so. Medical geneticists and genetic counselors are disproportionately concentrated in large academic centers, and their numbers are inadequate to support the number of patients that may benefit from WGS. This limitation will have a disproportionate effect on patients in rural and/or medically underserved areas. For example, all but one of the genetic counselors in Alabama are based in Birmingham or Huntsville (lone exception is in Mobile), which means that the southern 2/3 of the state, including major rural underserved areas, have little to no local access to genetic counseling services. These barriers are especially apparent in neonatal care. For parents of sick neonates, their first interactions with the healthcare system take place in the NICU. Neonatology training traditionally emphasizes critical care and can neglect communication, with one study reporting that 93% of fellows stated that their training in this area should be improved. There is a particular lack of training in genomic neonatal medicine, with few didactic lectures, role play sessions, simulated experiences, or hands on training in clinically relevant scenarios. When infants are diagnosed with congenital anomalies in utero, prenatal consultation with subspecialists can be confusing for genetic conditions with a spectrum of causes and outcomes, and inconsistent information given by different providers, e.g., the neonatologist and the pediatric surgeon. A central premise underlying the proposal is that non-genetics health care providers, including those outside of academic medical centers, can be empowered to use WGS-testing in their practices. There is ample precedent for implementation of complex technology in primary care: pediatricians, internists, and family practitioners routinely use advanced imaging technologies without a deep understanding of the underlying technology. Bringing WGS-enabled genomic medicine to community health care providers requires, at the least, straightforward criteria to identify patients who may benefit, a user-friendly consent process, clearly worded laboratory reports, easily accessible patient education materials, ready access to support from medical geneticists and genetic counselors, and basic training in how WGS can be applied routinely. The study investigators seek to demonstrate that, if these factors are provided, WGS can be carried out and relevant results returned by newborn medicine providers, and that the patient experience will be at least equal to that achieved with the traditional approach of face-to-face counseling by a geneticist or genetic counselor. In order to compare technology-assisted WGS result delivery by trained healthcare providers to formal genetic counseling by genetic counselors (standard of care), a series of surveys have been developed and will be completed online using the Genome Gateway platform/website developed for this trial. The survey time points are enrollment (specimen collection from the infant/proband), return of results (ROR) (roughly 2-3 months post-enrollment when WGS results are available), 1-month post-ROR counselling, 4-months post-ROR counselling, and 4.5 months post-ROR counselling.

Interventions

BEHAVIORALGenetic Counselor

Standard of Care

BEHAVIORALTrained Healthcare Provider

Neonatologists and Neonatology Nurse Practitioners that receive training to deliver whole genome sequencing results

Sponsors

University of Mississippi Medical Center
CollaboratorOTHER
HudsonAlpha Institute for Biotechnology
CollaboratorOTHER
Woman's Hospital, Louisiana
CollaboratorOTHER
Children's Hospital New Orleans, LA
CollaboratorOTHER
Norton Children's Hospital
CollaboratorOTHER
University of Louisville
CollaboratorOTHER
University of Alabama at Birmingham
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
HEALTH_SERVICES_RESEARCH
Masking
NONE

Eligibility

Sex/Gender
ALL
Healthy volunteers
Yes

Inclusion criteria

* Parents/caregiver/guardian of a newborn (proband) who meets the inclusion criteria in Specific Aim 1 * Parent or caregiver/guardian is willing to participate and answer surveys

Exclusion criteria

* Proband has secondary findings from WGS * Parent or caregiver is not available to participate and answer surveys * Parent or caregiver requires language interpreter services/translated materials

Design outcomes

Primary

MeasureTime frameDescription
Evaluate Parental Empowerment Using the Genetic Counseling Outcome Scale (GCOS)3 months post specimen collectionCollected after return of whole genome sequencing results using the GCOS. The GCOS is a 24-item counseling outcome scale to assess parental empowerment through questions addressing five constructs: Decision control, Cognitive control, Behavioral control, Emotional regulation, and Future orientation. Each of the 24-items is answered with a 7-point Likert-type scale: Strongly disagree (1), Disagree (2), Slightly disagree (3), Neither agree nor disagree (4), slightly agree (5), agree (6), and strongly agree (7). Range of possible scores for those completing all items: 24-168. Higher scores are better.

Secondary

MeasureTime frameDescription
Evaluate Parental Uncertainties Using the Parental Perceptions of Uncertainties in Genomic Sequencing (PUGS)3 months post specimen collectionCollected after return of whole genome sequencing results using the PUGS. PUGS is an 8-item scale to assess uncertainties within three domains: Clinical, Affective, and Evaluative. Each of the questions is answered on a 5-point Likert-type scale: Very uncertain (1) to very certain (5). Range of possible scores for those completing all items: 8-40. Higher scores represent more certainty.
Evaluate Personal Utility Using the Parental Personal Utility Scale (PrU)3 months post specimen collectionCollected after return of whole genome sequencing results using the PrU. This measure consists of 17 items answered with a 7-point Likert-type scale: Not at all useful (1), A little useful (2), Somewhat useful (3), Neutral (4), Useful (5), Very useful (6), and Extremely useful (7). Range of possible scores for those completing all items: 17-119. Higher scores are better.

Countries

United States

Participant flow

Pre-assignment details

In this clinical trial the participants were parents of neonates that had whole genome sequencing performed. Only the answers from mothers were analyzed, thus in this RCT only the mothers were enrolled/analyzed. Neither the neonates or the health-care providers were enrolled in this RCT. This was not a dyad study.

Participants by arm

ArmCount
Genetic Counselor
Standard of Care. Parents/caregivers of neonates enrolled in SouthSeq will receive counseling on their child's Whole Genome Sequencing (WGS) results from Genetic Counselors Genetic Counselor: Standard of Care
240
Trained Healthcare Provider
Healthcare providers (e.g., neonatologists and neonatology nurse practitioners) will receive training to competently deliver Whole Genome Sequencing results to parents/caregivers of neonates enrolled in SouthSeq Trained Healthcare Provider: Neonatologists and Neonatology Nurse Practitioners that receive training to deliver whole genome sequencing results
237
Total477

Baseline characteristics

CharacteristicTrained Healthcare ProviderTotalGenetic Counselor
Age, Continuous28.37 years
STANDARD_DEVIATION 5.84
27.82 years
STANDARD_DEVIATION 5.74
27.29 years
STANDARD_DEVIATION 5.6
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
3 Participants4 Participants1 Participants
Race (NIH/OMB)
Black or African American
49 Participants101 Participants52 Participants
Race (NIH/OMB)
More than one race
7 Participants14 Participants7 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
88 Participants177 Participants89 Participants
Race (NIH/OMB)
White
90 Participants181 Participants91 Participants
Sex: Female, Male
Female
237 Participants477 Participants240 Participants
Sex: Female, Male
Male
0 Participants0 Participants0 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 00 / 0
other
Total, other adverse events
0 / 00 / 0
serious
Total, serious adverse events
0 / 00 / 0

Outcome results

Primary

Evaluate Parental Empowerment Using the Genetic Counseling Outcome Scale (GCOS)

Collected after return of whole genome sequencing results using the GCOS. The GCOS is a 24-item counseling outcome scale to assess parental empowerment through questions addressing five constructs: Decision control, Cognitive control, Behavioral control, Emotional regulation, and Future orientation. Each of the 24-items is answered with a 7-point Likert-type scale: Strongly disagree (1), Disagree (2), Slightly disagree (3), Neither agree nor disagree (4), slightly agree (5), agree (6), and strongly agree (7). Range of possible scores for those completing all items: 24-168. Higher scores are better.

Time frame: 3 months post specimen collection

ArmMeasureValue (MEAN)Dispersion
Genetic CounselorEvaluate Parental Empowerment Using the Genetic Counseling Outcome Scale (GCOS)117.94 score on a scaleStandard Deviation 13.85
Trained Healthcare ProviderEvaluate Parental Empowerment Using the Genetic Counseling Outcome Scale (GCOS)117.19 score on a scaleStandard Deviation 14.86
Secondary

Evaluate Parental Uncertainties Using the Parental Perceptions of Uncertainties in Genomic Sequencing (PUGS)

Collected after return of whole genome sequencing results using the PUGS. PUGS is an 8-item scale to assess uncertainties within three domains: Clinical, Affective, and Evaluative. Each of the questions is answered on a 5-point Likert-type scale: Very uncertain (1) to very certain (5). Range of possible scores for those completing all items: 8-40. Higher scores represent more certainty.

Time frame: 3 months post specimen collection

ArmMeasureValue (MEAN)Dispersion
Genetic CounselorEvaluate Parental Uncertainties Using the Parental Perceptions of Uncertainties in Genomic Sequencing (PUGS)29.11 score on a scaleStandard Deviation 7.31
Trained Healthcare ProviderEvaluate Parental Uncertainties Using the Parental Perceptions of Uncertainties in Genomic Sequencing (PUGS)29.74 score on a scaleStandard Deviation 5.87
Secondary

Evaluate Personal Utility Using the Parental Personal Utility Scale (PrU)

Collected after return of whole genome sequencing results using the PrU. This measure consists of 17 items answered with a 7-point Likert-type scale: Not at all useful (1), A little useful (2), Somewhat useful (3), Neutral (4), Useful (5), Very useful (6), and Extremely useful (7). Range of possible scores for those completing all items: 17-119. Higher scores are better.

Time frame: 3 months post specimen collection

ArmMeasureValue (MEAN)Dispersion
Genetic CounselorEvaluate Personal Utility Using the Parental Personal Utility Scale (PrU)78.40 score on a scaleStandard Deviation 20.51
Trained Healthcare ProviderEvaluate Personal Utility Using the Parental Personal Utility Scale (PrU)73.93 score on a scaleStandard Deviation 19.86

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026