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A Phase I/II Clinical Trial of PepCan in Head and Neck Cancer Patients

A Phase I/II Clinical Trial of PepCan in Head and Neck Cancer Patients in Remission to Reduce Recurrence Regardless of HPV Status

Status
Completed
Phases
Phase 1Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03821272
Enrollment
17
Registered
2019-01-29
Start date
2019-11-13
Completion date
2025-02-03
Last updated
2025-10-08

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Head and Neck Cancer

Keywords

Squamous cell carcinoma

Brief summary

This study has been designed to evaluate the safety and efficacy of giving seven injections of PepCan or placebo over approximately a 24-month period in subjects with head and neck cancers who achieved remission. PepCan may prove to be beneficial in treating many stages of HPV-related malignancies starting from infection to cancer. Safety, efficacy in terms of reduced cancer recurrence, immunological responses and profiles, and gut microbiome changes will be assessed.

Detailed description

This is a Phase I/II study to evaluate the efficacy and safety of an HPV therapeutic vaccine called PepCan (HPV-16 E6 peptides) in adults over a two (2) year period. Each subject will be receiving a total of 7 injections of PepCan (50 µg per peptide dose) or placebo (saline) at a 3:1 ratio in a randomized double-blinded design. Subjects will receive one injection every 3 weeks until they receive 4 injections. Then, subjects will receive one injection every 3 months until they receive a total of 7 injections. Subjects will have 2 more visits approximately 6 months apart after the last injection. Immunological assessment by enzyme-linked immunospot (ELISPOT) assay will be made at 4 time points (Visits 1, 5, 8, and 9), and by fluorescent activated cell sorter analysis will be made at times points at Visits 1, 3, 5, 6, 7, 8, and 9. Oral wash samples and stool samples will be collected at the Screening Visit, Visit 5, Visit 7 and Visit 8 for microbiome diversity analysis.

Interventions

BIOLOGICALPlacebo

0.9% Saline solution per dose administered intradermally in the extremities

BIOLOGICALPepCan

50 μg peptide + 0.3mL Candin® per dose administered intradermally in the extremities

Sponsors

University of Arkansas
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
DOUBLE (Subject, Investigator)

Intervention model description

PepCan or placebo randomized at a 3:1 ratio in a double-blinded design.

Eligibility

Sex/Gender
ALL
Age
18 Years to 100 Years
Healthy volunteers
No

Inclusion criteria

1. Able to provide informed consent 2. Male or female 18 years of age or older 3. Squamous cell carcinoma of the head and neck who have completed curative therapy (surgery and/or radiation and/or chemotherapy) therapy within the previous 120 days 4. Performance status of Eastern Cooperative Oncology Group (ECOG) 0-2 5. No Evidence of Disease (NED) based on clinical and/or radiographic evaluations 6. Vital Signs recorded 1. Blood pressure (≤160/95 mm Hg acceptable) 2. Heart rate (50-100 beats per min acceptable) 3. Respiratory rate (≥ 12 ≤25 breaths per min acceptable) 4. Temperature (≤100°F acceptable) 7. Blood work done at Screening Visit 1. White count (≥3x109/L acceptable) 2. Hemoglobin (≥ 7 g/dL acceptable) 8. Willing and able to comply with the requirements of the protocol

Exclusion criteria

1. Positive urine pregnancy test for women of childbearing potential 2. Being pregnant or attempting to be pregnant within the period of study participation 3. Women who are breast feeding or plan to breast feed within the period of study participation 4. Patients who are allergic to Candin® or yeast 5. History of severe asthma requiring emergency room visit or hospitalization within the past 5 years 6. Patients who have previously received PepCan 7. History of recurrence of squamous cell carcinoma of the head and neck 8. If in the opinion of the Principal Investigator or other Investigators, it is not in the best interest of the patient to enter or continue in this study

Design outcomes

Primary

MeasureTime frameDescription
Adverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.2 yearsTo evaluate the safety of a 7-injection regimen of PepCan, adverse events will be captured and assessed per NCI CTCAE Version 5.0 whether they are treatment-related or not by a physician.

Secondary

MeasureTime frameDescription
Cancer Recurrence Rate - Efficacy of a 7-injection Regimen of PepCanStudy completion, approximately 24 months after enrollmentTo evaluate the efficacy, cancer recurrence rates will be compared between the PepCan and placebo arms. Patients with a non-recurrence status are defined as responders. Patients with a recurrence status are defined as non-responders.
Efficacy Analysis (Intention to Treat) - PepCanStudy completion, approximately 24 months after enrollmentPatients with a non-recurrence status are defined as responders. Patients with a recurrence status are defined as non-responders. The Intention-to-Treat outcome is based on the worst-case scenario and considers those who withdrew as non-responders. Patients who screen-failed or were considered ineligible were excluded from the ITT analysis.
Efficacy Analysis (Intention to Treat) - PlaceboStudy completion, approximately 24 months after enrollmentPatients with a non-recurrence status are defined as responders. Patients with a recurrence status are defined as non-responders. The Intention-to-Treat outcome is based on the worst-case scenario and considers those who withdrew as non-responders. Patients who screen-failed or were considered ineligible were excluded from the ITT analysis.
Efficacy Analysis (Per Protocol) - PepCanStudy completion, approximately 24 months after enrollmentThe Per Protocol outcome includes subjects who completed the study either by completing Visit 9 or having had recurrences. Patients who screen-failed, withdrew, or were considered ineligible (after randomization) are excluded from the PP analysis.
Efficacy Analysis (Per Protocol) - PlaceboStudy completion, approximately 24 months after enrollmentThe Per Protocol outcome includes subjects who completed the study either by completing Visit 9 or having had recurrences. Patients who screen-failed, withdrew, or were considered ineligible (after randomization) are excluded from the PP analysis.

Countries

United States

Participant flow

Participants by arm

ArmCount
PepCan
Four injections (one every 3 weeks) of PepCan, then three injections (one every 3 months) of PepCan for a total of 7 injections. PepCan: 50 μg peptide + 0.3mL Candin® per dose administered intradermally in the extremities
12
Placebo
Four injections (one every 3 weeks) of placebo, then three injections (one every 3 months) of placebo for a total of 7 injections. Placebo: 0.9% Saline solution per dose administered intradermally in the extremities
5
Total17

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyDeath10
Overall StudyPhysician Decision10
Overall StudyWithdrawal by Subject10

Baseline characteristics

CharacteristicPlaceboTotalPepCan
Age, Continuous59.34 years
STANDARD_DEVIATION 14
59.82 years
STANDARD_DEVIATION 9.82
60.03 years
STANDARD_DEVIATION 8.3
Body mass index21.86 kg/m2
STANDARD_DEVIATION 4.41
22.17 kg/m2
STANDARD_DEVIATION 3.87
22.30 kg/m2
STANDARD_DEVIATION 3.82
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants1 Participants1 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
5 Participants16 Participants11 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Hematocrit32.96 %
STANDARD_DEVIATION 4.64
35.55 %
STANDARD_DEVIATION 5.56
36.63 %
STANDARD_DEVIATION 5.73
Hemoglobin10.88 g/dL
STANDARD_DEVIATION 1.43
11.63 g/dL
STANDARD_DEVIATION 1.81
11.94 g/dL
STANDARD_DEVIATION 1.91
Human Papillomavirus/P16
HPV/P16 negative
1 Participants6 Participants5 Participants
Human Papillomavirus/P16
HPV/P16 positive
3 Participants7 Participants4 Participants
Human Papillomavirus/P16
HPV/P16 unknown
1 Participants4 Participants3 Participants
Human papillomavirus status
Negative
1 Participants1 Participants0 Participants
Human papillomavirus status
Positive
0 Participants0 Participants0 Participants
Human papillomavirus status
Unknown
4 Participants16 Participants12 Participants
P16
P16 negative
0 Participants5 Participants5 Participants
P16
P16 positive
3 Participants7 Participants4 Participants
P16
P16 unknown
2 Participants5 Participants3 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
0 Participants4 Participants4 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants1 Participants1 Participants
Race (NIH/OMB)
White
5 Participants12 Participants7 Participants
Region of Enrollment
United States
5 participants17 participants12 participants
Sex: Female, Male
Female
1 Participants2 Participants1 Participants
Sex: Female, Male
Male
4 Participants15 Participants11 Participants
TNM Staging, Lymph node
TNM Staging, Lymph node: N0
1 participants2 participants1 participants
TNM Staging, Lymph node
TNM Staging, Lymph node: N1
2 participants3 participants1 participants
TNM Staging, Lymph node
TNM Staging, Lymph node: N2
2 participants10 participants8 participants
TNM Staging, Lymph node
TNM Staging, Lymph node: N3
0 participants2 participants2 participants
TNM Staging, Metastasis: M0
M0
5 participants17 participants12 participants
TNM Staging, Metastasis: M0
M1
0 participants0 participants0 participants
TNM Staging, Metastasis: M0
MX
0 participants0 participants0 participants
TNM Staging, Tumor
TNM Staging, Tumor: T1
0 Participants3 Participants3 Participants
TNM Staging, Tumor
TNM Staging, Tumor: T2
4 Participants6 Participants2 Participants
TNM Staging, Tumor
TNM Staging, Tumor: T3
1 Participants4 Participants3 Participants
TNM Staging, Tumor
TNM Staging, Tumor: T4
0 Participants4 Participants4 Participants
Tumor location
Site: Larynx
0 Participants3 Participants3 Participants
Tumor location
Site: Oral
0 Participants3 Participants3 Participants
Tumor location
Site: Pharynx
5 Participants11 Participants6 Participants
White blood cells4.64 10^3 cells/μL
STANDARD_DEVIATION 1.7
5.03 10^3 cells/μL
STANDARD_DEVIATION 1.55
5.20 10^3 cells/μL
STANDARD_DEVIATION 1.52

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
1 / 120 / 5
other
Total, other adverse events
12 / 125 / 5
serious
Total, serious adverse events
5 / 122 / 5

Outcome results

Primary

Adverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.

To evaluate the safety of a 7-injection regimen of PepCan, adverse events will be captured and assessed per NCI CTCAE Version 5.0 whether they are treatment-related or not by a physician.

Time frame: 2 years

Population: Participants with side effects occurring with 5% or more injections.

ArmMeasureGroupValue (NUMBER)
PepCanAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.General Disorders and Site Administration Conditions: Injection site reaction23 adverse event
PepCanAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.General Disorders and Site Administration Conditions: Fatigue0 adverse event
PepCanAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.Immune System Disorders : Allergic reaction2 adverse event
PepCanAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.Injury, Poisoning and Procedural Complications : Vaccination complication4 adverse event
PepCanAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.Metabolism and Nutrition Disorders: Hypokalemia1 adverse event
PepCanAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.Nervous System Disorders : Dizziness1 adverse event
PepCanAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.Nervous System Disorders : Headache2 adverse event
PepCanAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.Skin and Subcutaneous Tissue Disorders : Pruritus1 adverse event
PlaceboAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.Skin and Subcutaneous Tissue Disorders : Pruritus0 adverse event
PlaceboAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.General Disorders and Site Administration Conditions: Injection site reaction0 adverse event
PlaceboAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.Metabolism and Nutrition Disorders: Hypokalemia0 adverse event
PlaceboAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.General Disorders and Site Administration Conditions: Fatigue1 adverse event
PlaceboAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.Nervous System Disorders : Headache0 adverse event
PlaceboAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.Immune System Disorders : Allergic reaction0 adverse event
PlaceboAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.Nervous System Disorders : Dizziness0 adverse event
PlaceboAdverse Events - Evaluate Safety of a 7-injection Regimen of PepCan.Injury, Poisoning and Procedural Complications : Vaccination complication1 adverse event
Secondary

Cancer Recurrence Rate - Efficacy of a 7-injection Regimen of PepCan

To evaluate the efficacy, cancer recurrence rates will be compared between the PepCan and placebo arms. Patients with a non-recurrence status are defined as responders. Patients with a recurrence status are defined as non-responders.

Time frame: Study completion, approximately 24 months after enrollment

Population: Patients who screen-failed or were considered ineligible were excluded from the ITT analysis and PP analysis..

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
PepCanCancer Recurrence Rate - Efficacy of a 7-injection Regimen of PepCanNon-recurrence5 Participants
PepCanCancer Recurrence Rate - Efficacy of a 7-injection Regimen of PepCanRecurrence4 Participants
PepCanCancer Recurrence Rate - Efficacy of a 7-injection Regimen of PepCanWithdrawn2 Participants
PepCanCancer Recurrence Rate - Efficacy of a 7-injection Regimen of PepCanIneligible1 Participants
PlaceboCancer Recurrence Rate - Efficacy of a 7-injection Regimen of PepCanIneligible0 Participants
PlaceboCancer Recurrence Rate - Efficacy of a 7-injection Regimen of PepCanNon-recurrence4 Participants
PlaceboCancer Recurrence Rate - Efficacy of a 7-injection Regimen of PepCanWithdrawn0 Participants
PlaceboCancer Recurrence Rate - Efficacy of a 7-injection Regimen of PepCanRecurrence1 Participants
Secondary

Efficacy Analysis (Intention to Treat) - PepCan

Patients with a non-recurrence status are defined as responders. Patients with a recurrence status are defined as non-responders. The Intention-to-Treat outcome is based on the worst-case scenario and considers those who withdrew as non-responders. Patients who screen-failed or were considered ineligible were excluded from the ITT analysis.

Time frame: Study completion, approximately 24 months after enrollment

Population: Patients who screen-failed or were considered ineligible were excluded from the ITT analysis.

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
PepCanEfficacy Analysis (Intention to Treat) - PepCanResponder5 Participants
PepCanEfficacy Analysis (Intention to Treat) - PepCanNon-responder6 Participants
PepCanEfficacy Analysis (Intention to Treat) - PepCanUnknown1 Participants
p-value: 0.3195% CI: [0.17, 0.77]Fisher Exact
Secondary

Efficacy Analysis (Intention to Treat) - Placebo

Patients with a non-recurrence status are defined as responders. Patients with a recurrence status are defined as non-responders. The Intention-to-Treat outcome is based on the worst-case scenario and considers those who withdrew as non-responders. Patients who screen-failed or were considered ineligible were excluded from the ITT analysis.

Time frame: Study completion, approximately 24 months after enrollment

Population: Patients who screen-failed or were considered ineligible were excluded from the ITT analysis.

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
PepCanEfficacy Analysis (Intention to Treat) - PlaceboResponder4 Participants
PepCanEfficacy Analysis (Intention to Treat) - PlaceboNon-responder1 Participants
PepCanEfficacy Analysis (Intention to Treat) - PlaceboUnknown0 Participants
p-value: 0.3195% CI: [0.28, 0.99]Fisher Exact
Secondary

Efficacy Analysis (Per Protocol) - PepCan

The Per Protocol outcome includes subjects who completed the study either by completing Visit 9 or having had recurrences. Patients who screen-failed, withdrew, or were considered ineligible (after randomization) are excluded from the PP analysis.

Time frame: Study completion, approximately 24 months after enrollment

Population: Patients who screen-failed, withdrew, or were considered ineligible (after randomization) are excluded from the PP analysis.

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
PepCanEfficacy Analysis (Per Protocol) - PepCanResponder5 Participants
PepCanEfficacy Analysis (Per Protocol) - PepCanNon-responder4 Participants
PepCanEfficacy Analysis (Per Protocol) - PepCanUnknown3 Participants
p-value: 0.5895% CI: [0.21, 0.86]Fisher Exact
Secondary

Efficacy Analysis (Per Protocol) - Placebo

The Per Protocol outcome includes subjects who completed the study either by completing Visit 9 or having had recurrences. Patients who screen-failed, withdrew, or were considered ineligible (after randomization) are excluded from the PP analysis.

Time frame: Study completion, approximately 24 months after enrollment

Population: Patients who screen-failed, withdrew, or were considered ineligible (after randomization) are excluded from the PP analysis.

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
PepCanEfficacy Analysis (Per Protocol) - PlaceboResponder4 Participants
PepCanEfficacy Analysis (Per Protocol) - PlaceboNon-responder1 Participants
PepCanEfficacy Analysis (Per Protocol) - PlaceboUnknown0 Participants
p-value: 0.5895% CI: [0.28, 0.99]Fisher Exact

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026