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Preoperative Anti-PD-1 Antibody Combined With Chemoradiotherapy for Locally Advanced Squamous Cell Carcinoma of Esophagus

A Phase Ib Study of Pre-Operative Pembrolizumab + Chemoradiation in Patients With Locally Advanced Esophageal Squamous Cell Carcinoma

Status
Completed
Phases
Phase 1
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03792347
Acronym
PALACE-1
Enrollment
20
Registered
2019-01-03
Start date
2019-01-21
Completion date
2020-06-17
Last updated
2023-11-22

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Esophageal Squamous Cell Carcinoma

Keywords

esophageal squamous cell carcinoma, neoadjuvant chemoradiotherapy, pembrolizumab, immune therapy, checkpoint inhibitor

Brief summary

This study will evaluate the safety and feasibility of preoperative immune checkpoint therapy with concurrent chemoradiotherapy in patients with locally advanced esophageal squamous cell carcinoma. And this study will provide valuable information for further clinical trials of preoperative pembrolizumab and other immune checkpoint therapy in esophageal cancer treatment.

Detailed description

Esophageal cancer ranks the eighth most common cancer (the fifth most common cancer in China), while ESCC is the most common subtype in Asia (more than 90 % in china). Radical resection is thought to be the mainstay of esophageal cancer treatment and preoperative CRT is well applied in treating locally advanced esophageal cancer. In a multicohort, phase IB study, pembrolizumab was used in 23 unresectable esophageal cancer patients. In this clinical trial, the incidence of grade 3 treatment-related adverse events was 39 % without the appearance of grade 4 and higher-grade adverse event, while the overall response rate reached 30 %. The safety of immune checkpoint therapy for unresected esophageal cancers using nivolumab, a different PD-1 monoclonal antibody, has also been confirmed by high quality clinical trials. This study will evaluate the safety and feasibility of preoperative immune checkpoint therapy using pembrolizumab with concurrent chemoradiotherapy in patients with locally advanced esophageal squamous cell carcinoma. And this study will provide valuable information for further clinical trials of preoperative pembrolizumab and other immune checkpoint therapy in esophageal cancer.

Interventions

DRUGPembrolizumab

Arm1:Pre-operative Pembrolizumab+chemoradiotherapy

Sponsors

Hecheng Li M.D., Ph.D
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Intervention model description

Participants will receive carboplatin (AUC=2) IV and paclitaxel (50mg/m²) IV on day 1,8,15,22,29. And radiotherapy will start on day 1 of chemotherapy. A total of 41.4 Gy, 23 fractions of 1.8 Gy, 5 fractions a week. Participants will also receive pembrolizumab (2mg/kg) IV on days 1 and 22. Surgery will be performed within 6 weeks after completion of preoperative therapy described above

Eligibility

Sex/Gender
ALL
Age
18 Years to 75 Years
Healthy volunteers
No

Inclusion criteria

* A patient will be eligible for inclusion in this study only if ALL of the following criteria apply: 1. Histologically confirmed cT2-T4a,N0-N+,M0 resectable esophageal squamous cell carcinoma 2. Eastern Cooperative Oncology Group (ECOG) performance status 0-1 3. Patients approve and sign the informed consent

Exclusion criteria

* 1\. Patients with active autoimmune disease or history of autoimmune disease 2. Patients who have a condition requiring systemic treatment with either corticosteroids or other immunosuppressive medications 3. Subjects with a history of symptomatic interstitial lung disease 4. History of allergy to study drug components 5. Women must not be pregnant or breast-feeding 6. Men with female partners (WOCBP) that are not willing to use contraception 7. Patient has received prior chemotherapy, radiotherapy, target therapy and immune therapy for this malignancy or for any other past malignancy 8. Underlying medical conditions that, in the Investigator's opinion, will make the administration of study drug hazardous or obscure the interpretation of toxicity or adverse events

Design outcomes

Primary

MeasureTime frameDescription
Safety (Number of Participants With Grade 3 and Higher-grade Treatment-related Adverse Events)From date of treatment allocation until surgery was applied during study period or up to at least 90 days after last doseThe number of participants with grade 3 and higher-grade treatment-related adverse events. Adverse events were evaluated using CTCAE 4.0, grade 3 treatment-related adverse events and higher-grade adverse events were reported.

Secondary

MeasureTime frameDescription
Feasibility (Number of Participants Who Finished Pembrolizumab With Chemoradiotherapy and Receive Surgery Within 4-6 Weeks After Preoperative Therapies)From date of treatment allocation until surgery or definitive chemoradiotherapy was applied, whichever came first, assessed up to 5 monthsThe number of participants who finished pembrolizumab with chemoradiotherapy and receive surgery within 4-6 weeks after preoperative therapies.
Pathologic Complete ResponseTwo weeks after surgeryPathologic complete response was defined as the lack of all signs of cancer in tissue samples removed during surgery after treatment with pembrolizumab and chemoradiotherapy.
Radiographic ResponseFrom date of treatment allocation and during treatment period up to 3 monthsTo assess radiographic response to neoadjuvant pembrolizumab with concurrent chemoradiotherapy using RECIST 1.1. Complete metabolic response (cMR), defined as a physiological distribution of FDG uptake on PET-CT with a SUVmax value of less than 4 with no nodal uptake.

Countries

China

Participant flow

Participants by arm

ArmCount
Preoperative Pembrolizumab With Chemoradiotherapy Group
Participants will receive carboplatin (AUC=2) IV and paclitaxel (50mg/m²) IV on day 1,8,15,22,29. And radiotherapy will start on day 1 of chemotherapy. A total of 41.4 Gy, 23 fractions of 1.8 Gy, 5 fractions a week. Participants will also receive pembrolizumab (2mg/kg) IV on days 1 and 22. Surgery will be performed within 4-6 weeks after completion of preoperative therapy described above.
20
Total20

Baseline characteristics

CharacteristicPreoperative Pembrolizumab With Chemoradiotherapy Group
Age, Categorical
<=18 years
0 Participants
Age, Categorical
>=65 years
4 Participants
Age, Categorical
Between 18 and 65 years
16 Participants
Age, Continuous62 years
Body Mass Index (BMI)23.20 kg/m^2
Clinical N Stage
cN0
2 Participants
Clinical N Stage
cN1
5 Participants
Clinical N Stage
cN2
10 Participants
Clinical N Stage
cN3
3 Participants
Clinical Stage
II
2 Participants
Clinical Stage
III
13 Participants
Clinical Stage
IVA
5 Participants
Clinical T Stage
cT3
16 Participants
Clinical T Stage
cT4a
4 Participants
Eastern Cooperative Oncology Group (ECOG) Performance Status
0
3 Participants
Eastern Cooperative Oncology Group (ECOG) Performance Status
1
17 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
20 Participants
Race (NIH/OMB)
Black or African American
0 Participants
Race (NIH/OMB)
More than one race
0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
White
0 Participants
Region of Enrollment
China
20 Participants
Sex: Female, Male
Female
1 Participants
Sex: Female, Male
Male
19 Participants
Smoking History
Non-smoker
6 Participants
Smoking History
Previous or current smoker
14 Participants
Tumor Length6.34 cm
Tumor Location
Distal third
4 Participants
Tumor Location
Middle third
11 Participants
Tumor Location
Proximal third
5 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
1 / 20
other
Total, other adverse events
20 / 20
serious
Total, serious adverse events
13 / 20

Outcome results

Primary

Safety (Number of Participants With Grade 3 and Higher-grade Treatment-related Adverse Events)

The number of participants with grade 3 and higher-grade treatment-related adverse events. Adverse events were evaluated using CTCAE 4.0, grade 3 treatment-related adverse events and higher-grade adverse events were reported.

Time frame: From date of treatment allocation until surgery was applied during study period or up to at least 90 days after last dose

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Preoperative Pembrolizumab With Chemoradiotherapy GroupSafety (Number of Participants With Grade 3 and Higher-grade Treatment-related Adverse Events)13 Participants
Secondary

Feasibility (Number of Participants Who Finished Pembrolizumab With Chemoradiotherapy and Receive Surgery Within 4-6 Weeks After Preoperative Therapies)

The number of participants who finished pembrolizumab with chemoradiotherapy and receive surgery within 4-6 weeks after preoperative therapies.

Time frame: From date of treatment allocation until surgery or definitive chemoradiotherapy was applied, whichever came first, assessed up to 5 months

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Preoperative Pembrolizumab With Chemoradiotherapy GroupFeasibility (Number of Participants Who Finished Pembrolizumab With Chemoradiotherapy and Receive Surgery Within 4-6 Weeks After Preoperative Therapies)11 Participants
Secondary

Pathologic Complete Response

Pathologic complete response was defined as the lack of all signs of cancer in tissue samples removed during surgery after treatment with pembrolizumab and chemoradiotherapy.

Time frame: Two weeks after surgery

Population: Twenty patients were assigned to this group, while, 18 patients received esophagectomy. Two patients did not receive surgery due to the following reasons: one was determined progression disease due to liver metastasis after completion of preoperative therapy; another patient died while awaiting surgery due to severe esophageal hemorrhage.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Preoperative Pembrolizumab With Chemoradiotherapy GroupPathologic Complete Response10 Participants
Secondary

Radiographic Response

To assess radiographic response to neoadjuvant pembrolizumab with concurrent chemoradiotherapy using RECIST 1.1. Complete metabolic response (cMR), defined as a physiological distribution of FDG uptake on PET-CT with a SUVmax value of less than 4 with no nodal uptake.

Time frame: From date of treatment allocation and during treatment period up to 3 months

Population: Twenty patients were enrolled, and seventeen patients out of them received PET-CT before and after the completion of preoperative treatment.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Preoperative Pembrolizumab With Chemoradiotherapy GroupRadiographic Response6 Participants

Source: ClinicalTrials.gov · Data processed: Feb 24, 2026