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Neoadjuvant FOLFOX Therapy With Short Course Radiation and Active Surveillance in Locally Advanced Rectal Cancer

Neoadjuvant FOLFOX Therapy With Short Course Radiation and Active Surveillance in Locally Advanced Rectal Cancer: A Phase II Study

Status
Active, not recruiting
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03781323
Enrollment
12
Registered
2018-12-19
Start date
2019-05-03
Completion date
2027-06-01
Last updated
2026-06-04

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Advanced Rectal Cancer

Keywords

Advanced rectal cancer, FOLFOX (fluorouracil, leucovorin, oxaliplatin)

Brief summary

The purpose of this study is to evaluate the treatment of patients with locally advanced rectal cancer for complete response to neoadjuvant chemotherapy without the use of radiation and surgery.

Detailed description

These patients will be evaluated for complete clinical response (cCR) after completing 10 cycles of FOLFOX (fluorouracil, leucovorin, oxaliplatin) chemotherapy, with interval analysis after six cycles. Patients who have stable or progressive disease will be treated per discretion of the treating physician following multidisciplinary discussion. Those determined to have partial or complete response will complete full neoadjuvant treatment and undergo close surveillance with watchful waiting for local recurrence without immediate surgery. The primary endpoint of this study will be the rate of cCR, which is to include complete and near complete clinical response, with secondary endpoints of disease free survival (DFS), overall survival (OS), quality of life (QOL), as well as evaluation of safety and toxicity.

Interventions

DRUGFOLFOX

Patients treated on protocol will be treated with modified FOLFOX. Patients will receive 10 cycles of FOLFOX, administered every other week. FOLFOX will be given on day 1 of each cycle. Patients will receive oxaliplatin 85 mg/m² IV over 120 minutes, leucovorin 400 mg/m² IV over 120 minutes, 5-FU 400 mg/m² IVP followed by 5-FU 2400 mg/m² infuse over 46 hours.

Sponsors

University of Rochester
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

1. Participants must be \>18 years old at time of diagnosis 2. Histologically confirmed adenocarcinoma of the rectum from biopsy, defined as adenocarcinoma \<15 cm from the anal verge 3. Clinical staging including T3N0 tumors, or T1-3 with N1-2a disease 4. Patients with lower rectal cancer deemed by surgery to not be candidates for sphincter sparing surgery are eligible to participate 5. There must be no evidence of metastatic disease any time prior to initiation of study 6. Rectal tumors must be determined as likely requiring total mesorectal excision (TME) 7. Participant must be treatment naïve for rectal cancer, with no prior radiation chemotherapy, radiation, or surgery for specific rectal cancer 8. No history of prior pelvic radiation 9. No prior administration of platinum agents 10. No active infections requiring intravenous antibiotics 11. No additional active malignancy 12. No prior treatment of any malignancy within the past 3 years 13. Baseline lab work must meet the following parameters: 1. Absolute neutrophil count (ANC)\>1500/mm3 2. Platelet count\>100,000/mm3 3. Hemoglobin\>8.0 g/dL 4. Total bilirubin and creatinine \< 1.5x upper limit of normal (ULN) 5. AST and ALT \< 3x ULN 14. Women of childbearing potential (WCBP) will be defined as those biologically capable of becoming pregnant. WCBP must be negative for pregnancy testing (urine or blood) and agree to use effective contraception. Viable contraception should be used after trial screening, before initiation of chemotherapy, and throughout the duration of active treatment in the study. 15. Participants must be read and explained the purposes of the study, and sign a statement of informed consent prior to participation. Those who do not read or understand English are eligible and may be consented according to institutional federal regulations.

Exclusion criteria

1. Recurrent or refractory rectal adenocarcinoma 2. T1N0, T2N0, T4a, T4b, or N2b tumors 3. Any evidence of metastatic disease 4. Primary unresectable rectal cancer. A tumor will be considered unresectable when invading adjacent organs such that an en bloc resection cannot achieve negative margins 5. Patients with threatened margins, defined as tumor \<1 mm from circumferential resection margins or mesorectal fascia 6. Patients unable to undergo MRI imaging 7. Patient with a history of any arterial thrombotic event within the past 6 months. This includes angina, myocardial infarction, transient ischemic attack, or cerebral vascular accident. 8. Patients with history of venous thrombotic episodes such as deep vein thrombosis, pulmonary embolus occurring more than 6 months prior to enrollment may be considered for protocol participation, provided they are on stable doses of anticoagulant therapy. Patients who are anticoagulated for atrial fibrillation or other conditions may participate only if on stable doses of anticoagulant therapy. 9. Patients with cardiovascular, hepatic, or renal systemic diseases that would preclude use of chemotherapy 10. Peripheral neuropathy\>grade 1 by Common Terminology Criteria for Adverse Events, or CTCAEa 11. The patient must not be on any clinical trials involving other experimental therapies before or during study treatment 12. Women who are currently pregnant or breast-feeding 13. Men and women expecting to father/conceive children 14. Patients with any other concord medical or psychiatric condition which were deemed inappropriate for entry into the study per the investigator. 15. History of other invasive malignancy within the past 3 years, except for adequately treated non-melanoma skin cancer, ductal carcinoma in situ, bladder carcinoma in situ or carcinoma in situ of the cervix. aCTCAE version 5.0 from Department of Health and Human Services

Design outcomes

Primary

MeasureTime frameDescription
Proportion of Patients With a Complete Clinical Response.1 year* A complete response will consist of a digital rectal exam with normal appearing mucosa and sigmoidoscopy/proctoscopy with scarring but no nodularity or ulcerations. * A near complete response will consist of digital rectal exam with smooth or minor mucosal abnormalities, and sigmoidoscopy/proctoscopy with small mucosal abnormalities, or superficial ulceration or erythematous scarring. * Partial response, in our study, will be those tumors read with RECIST version 1.1 criteria with a ≥20% decrease in size without obtaining near or complete response. * Stable disease, in our study, will be those tumors read with RECIST criteria with a \<20% decrease in size without obtaining near or complete response. * Progressive disease will be those tumors with \>20% increase in size by RECIST version 1.1 criteria on imaging.

Secondary

MeasureTime frameDescription
Proportion of Patients With Survival5 yearsWill be measured by physical exams

Countries

United States

Contacts

PRINCIPAL_INVESTIGATORRichard Dunne

University of Rochester

Participant flow

Pre-assignment details

13 patients were consented, 1 failed screening

Participants by arm

ArmCount
mFOLFOX (5-Fluorouracil Leucovorin Oxaliplatin)
Patients treated on protocol will be treated with modified FOLFOX. Patients will receive 10 cycles of FOLFOX, administered every other week. FOLFOX will be given on day 1 of each cycle. Patients will receive oxaliplatin 85 mg/m² IV over 120 minutes, leucovorin 400 mg/m² IV over 120 minutes, 5-FU 400 mg/m² IVP followed by 5-FU 2400 mg/m² infuse over 46 hours. FOLFOX: Patients treated on protocol will be treated with modified FOLFOX. Patients will receive 10 cycles of FOLFOX, administered every other week. FOLFOX will be given on day 1 of each cycle. Patients will receive oxaliplatin 85 mg/m² IV over 120 minutes, leucovorin 400 mg/m² IV over 120 minutes, 5-FU 400 mg/m² IVP followed by 5-FU 2400 mg/m² infuse over 46 hours.
12
Total12

Baseline characteristics

CharacteristicmFOLFOX (5-Fluorouracil Leucovorin Oxaliplatin)
Age, Continuous51.4 years
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
12 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
0 Participants
Race (NIH/OMB)
Black or African American
0 Participants
Race (NIH/OMB)
More than one race
0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
White
12 Participants
Region of Enrollment
United States
12 participants
Sex: Female, Male
Female
5 Participants
Sex: Female, Male
Male
7 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
1 / 12
other
Total, other adverse events
12 / 12
serious
Total, serious adverse events
4 / 12

Outcome results

Primary

Proportion of Patients With a Complete Clinical Response.

* A complete response will consist of a digital rectal exam with normal appearing mucosa and sigmoidoscopy/proctoscopy with scarring but no nodularity or ulcerations. * A near complete response will consist of digital rectal exam with smooth or minor mucosal abnormalities, and sigmoidoscopy/proctoscopy with small mucosal abnormalities, or superficial ulceration or erythematous scarring. * Partial response, in our study, will be those tumors read with RECIST version 1.1 criteria with a ≥20% decrease in size without obtaining near or complete response. * Stable disease, in our study, will be those tumors read with RECIST criteria with a \<20% decrease in size without obtaining near or complete response. * Progressive disease will be those tumors with \>20% increase in size by RECIST version 1.1 criteria on imaging.

Time frame: 1 year

Population: Data was missing for one participant.

ArmMeasureValue (NUMBER)
mFOLFOX (5-Fluorouracil Leucovorin Oxaliplatin)Proportion of Patients With a Complete Clinical Response.0.27 proportion or participants
Secondary

Proportion of Patients With Survival

Will be measured by physical exams

Time frame: 5 years

Secondary

Proportion of Patients With Survival

Will be measured by laboratory testing

Time frame: 5 years

Secondary

Proportion of Patients With Survival

Will be measured by proctoscopy

Time frame: 5 years

Secondary

Proportion of Patients With Survival

Will be measured by sigmoidoscopy

Time frame: 5 years

Source: ClinicalTrials.gov · Data processed: Jun 5, 2026