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Ventilation Strategy During General Anesthesia for Orthopedic Surgery: A Quality Improvement Project

Ventilation Strategy During General Anesthesia for Orthopedic Surgery: A Quality Improvement Project

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03657368
Enrollment
2860
Registered
2018-09-05
Start date
2018-09-03
Completion date
2020-10-23
Last updated
2025-08-27

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Orthopedic Surgery, Ventilation

Brief summary

The objective is to determine the optimal intraoperative ventilation strategy among the chosen tidal volume and positive end-expiratory pressure (PEEP) levels, and standardize it in an enhanced recovery pathway for orthopedic surgical patients. In particular, we propose to determine which combination of intraoperative tidal volume and positive end-expiratory pressure is best for patients having elective orthopedic surgery.

Detailed description

This is a non-randomized alternating intervention cohort study in which all orthopedic surgery operating rooms will alternate amongst four designated ventilation settings which include two tidal volumes and two PEEP levels. At the end of the four-week sequence, the entire sequence will be repeated 26 times over a 2-year period. Thus, ventilator settings will not be randomized on a per-patient basis, or even among study weeks. Ventilation parameters will be designated at the beginning of each study week. However, clinicians will be free to adjust to whatever ventilation settings they believe is optimal in individual patients to ensure oxygenation and patient safety.

Interventions

PROCEDUREHigh PEEP

PEEP = 8 cm H2O

Tidal volume = 6 ml/kg predicted body weight

Tidal volume = 10 ml/kg predicted body weight

PROCEDURELow PEEP

PEEP = 5 cm H2O

Sponsors

The Cleveland Clinic
Lead SponsorOTHER

Study design

Allocation
NON_RANDOMIZED
Intervention model
FACTORIAL
Primary purpose
PREVENTION
Masking
SINGLE (Outcomes Assessor)

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Surgery in orthopedic operating rooms 32-37 * General anesthesia with endotracheal intubation.

Exclusion criteria

* Non-orthopedic procedures; * Intubation before induction of anesthesia.

Design outcomes

Primary

MeasureTime frameDescription
Time-weighted Average SaO2/FiO2 Ratio in the Postanesthesia Care Unit (PACU)After surgery until discharged from PACU or up to 90 minutesPrimary outcome was oxygenation in the postoperative care unit, defined by the peripheral oxygen saturation divided by the fraction of inspired oxygen (SpO2/FiO2 ratio), a validated measure of acute lung injury.

Secondary

MeasureTime frameDescription
Composite of Serious Postoperative Pulmonary ComplicationsAfter surgery from 2 to 5 daysPostoperative diagnoses will be collected from electronic medical records of patients. Individual chart reviews (blinded to ventilation management) will confirm that terms of the composite are met will be performed.
Oxygenation in Ward, Defined as Time Weighted Average (TWA) of SaO2/FIO2 RatioAfter surgery from 2 to 5 daysOxygen administration and SaO2 are normally recorded at 4-hour intervals on surgical wards. The time weighted average (TWA) of overall SaO2/FIO2 ratio will be compared among different ventilation strategies.
Length of Postoperative Hospital Stay by Daysfrom out of operation room to dischargeThe days of postoperative hospitalization, which from out of operation room to discharge from the hospital, an average of 1 week

Other

MeasureTime frameDescription
Patients Need of Oxygen in Ward After Surgeryfrom out of operation room to discharge from the hospitalnumber of patients who need of Oxygen in ward after surgery during hospital stay
Patients With Unplanned ICU Admissionfrom out of operation room to discharge from the hospitalnumber of patients with unplanned ICU admission after surgery in hospital stay

Countries

United States

Participant flow

Participants by arm

ArmCount
Low Tidal Volume and Low PEEP
Ventilation parameters will be set at tidal volume = 6 ml/ kg predicted body weight, and PEEP = 5 cm water (H2O). (n = 727) Low tidal Volume: Tidal volume = 6 ml/kg predicted body weight Low PEEP: PEEP = 5 cm H2O
727
Low Tidal Volume and High PEEP
Ventilation parameters will be set at tidal volume = 6 ml/kg predicted body weight, and PEEP = 8 cm H2O. (n = 635) Low tidal Volume: Tidal volume = 6 ml/kg predicted body weight High PEEP: PEEP = 8 cm H2O
635
High Tidal Volume and Low PEEP
Ventilation parameters will be set at tidal volume = 10 ml/kg predicted body weight, and PEEP = 5cm H2O. (n = 799) High tidal Volume: Tidal volume = 10 ml/kg predicted body weight Low PEEP: PEEP = 5 cm H2O
799
High Tidal Volume and High PEEP
Ventilation parameters will be set at tidal volume = 10 ml/kg predicted body weight, and PEEP = 8cm H2O. (n = 699) High tidal Volume: Tidal volume = 10 ml/kg predicted body weight High PEEP: PEEP = 8 cm H2O
699
Total2,860

Baseline characteristics

CharacteristicLow Tidal Volume and Low PEEPHigh Tidal Volume and Low PEEPTotalLow Tidal Volume and High PEEPHigh Tidal Volume and High PEEP
Age, Continuous64 years
STANDARD_DEVIATION 15
62 years
STANDARD_DEVIATION 15
63 years
STANDARD_DEVIATION 14
64 years
STANDARD_DEVIATION 14
63 years
STANDARD_DEVIATION 14
ASA score
1
23 Participants10 Participants56 Participants9 Participants14 Participants
ASA score
2
122 Participants157 Participants505 Participants106 Participants120 Participants
ASA score
3
519 Participants572 Participants2071 Participants460 Participants520 Participants
ASA score
4 or 5
63 Participants60 Participants228 Participants60 Participants45 Participants
Asthma119 Participants157 Participants483 Participants105 Participants102 Participants
blood loss150 ml200 ml150 ml150 ml150 ml
BMI30 kg/m2
STANDARD_DEVIATION 7
31 kg/m2
STANDARD_DEVIATION 8
31 kg/m2
STANDARD_DEVIATION 7
30 kg/m2
STANDARD_DEVIATION 7
32 kg/m2
STANDARD_DEVIATION 7
COPD87 Participants103 Participants377 Participants85 Participants102 Participants
Crystalloids1.7 L
STANDARD_DEVIATION 0.8
1.8 L
STANDARD_DEVIATION 0.8
1.7 L
STANDARD_DEVIATION 0.8
1.7 L
STANDARD_DEVIATION 0.8
1.7 L
STANDARD_DEVIATION 0.8
intraoperative use of Rocuronium70 mg70 mg68 mg70 mg65 mg
Obstructive sleep apnea161 Participants202 Participants694 Participants144 Participants187 Participants
Race/Ethnicity, Customized
race
Black
97 Participants115 Participants409 Participants108 Participants89 Participants
Race/Ethnicity, Customized
race
missing
11 Participants14 Participants42 Participants4 Participants13 Participants
Race/Ethnicity, Customized
race
other
16 Participants15 Participants65 Participants12 Participants22 Participants
Race/Ethnicity, Customized
race
White
603 Participants655 Participants2344 Participants511 Participants575 Participants
Sex: Female, Male
Female
360 Participants442 Participants1504 Participants326 Participants376 Participants
Sex: Female, Male
Male
367 Participants357 Participants1356 Participants309 Participants323 Participants
smoking369 Participants404 Participants1460 Participants346 Participants341 Participants
The total Charlson score1 units on a scale1 units on a scale1 units on a scale1 units on a scale1 units on a scale
transfusion48 Participants75 Participants223 Participants50 Participants50 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
EG003
affected / at risk
deaths
Total, all-cause mortality
0 / 7270 / 6350 / 7990 / 699
other
Total, other adverse events
0 / 7270 / 6350 / 7990 / 699
serious
Total, serious adverse events
0 / 7270 / 6350 / 7990 / 699

Outcome results

Primary

Time-weighted Average SaO2/FiO2 Ratio in the Postanesthesia Care Unit (PACU)

Primary outcome was oxygenation in the postoperative care unit, defined by the peripheral oxygen saturation divided by the fraction of inspired oxygen (SpO2/FiO2 ratio), a validated measure of acute lung injury.

Time frame: After surgery until discharged from PACU or up to 90 minutes

Population: The mean difference was estimated from a linear mixed regression model with surgeries from same patient as repeated measures, after propensity score weighting.

ArmMeasureValue (MEAN)Dispersion
TV = 6 ml/kgTime-weighted Average SaO2/FiO2 Ratio in the Postanesthesia Care Unit (PACU)355 ratioStandard Deviation 46
TV = 10 ml/kgTime-weighted Average SaO2/FiO2 Ratio in the Postanesthesia Care Unit (PACU)350 ratioStandard Deviation 47
PEEP = 5cmH2OTime-weighted Average SaO2/FiO2 Ratio in the Postanesthesia Care Unit (PACU)353 ratioStandard Deviation 46
PEEP = 8cmH2OTime-weighted Average SaO2/FiO2 Ratio in the Postanesthesia Care Unit (PACU)352 ratioStandard Deviation 47
p-value: 0.04297.5% CI: [-0.4, 7.3]Regression, Linear
p-value: 0.96697.5% CI: [-3.9, 3.7]Regression, Linear
Secondary

Composite of Serious Postoperative Pulmonary Complications

Postoperative diagnoses will be collected from electronic medical records of patients. Individual chart reviews (blinded to ventilation management) will confirm that terms of the composite are met will be performed.

Time frame: After surgery from 2 to 5 days

ArmMeasureValue (NUMBER)
TV = 6 ml/kgComposite of Serious Postoperative Pulmonary Complications34 person
TV = 10 ml/kgComposite of Serious Postoperative Pulmonary Complications39 person
PEEP = 5cmH2OComposite of Serious Postoperative Pulmonary Complications36 person
PEEP = 8cmH2OComposite of Serious Postoperative Pulmonary Complications37 person
p-value: 0.51999.2% CI: [0.68, 1.27]Regression, Logistic
p-value: 0.23299.2% CI: [0.63, 1.19]Regression, Logistic
Secondary

Length of Postoperative Hospital Stay by Days

The days of postoperative hospitalization, which from out of operation room to discharge from the hospital, an average of 1 week

Time frame: from out of operation room to discharge

ArmMeasureValue (MEDIAN)
TV = 6 ml/kgLength of Postoperative Hospital Stay by Days3 days
TV = 10 ml/kgLength of Postoperative Hospital Stay by Days3 days
PEEP = 5cmH2OLength of Postoperative Hospital Stay by Days3 days
PEEP = 8cmH2OLength of Postoperative Hospital Stay by Days3 days
p-value: 0.14399.2% CI: [0.97, 1.1]Mixed Models Analysis
p-value: 0.64999.2% CI: [0.93, 1.05]Regression, Logistic
Secondary

Oxygenation in Ward, Defined as Time Weighted Average (TWA) of SaO2/FIO2 Ratio

Oxygen administration and SaO2 are normally recorded at 4-hour intervals on surgical wards. The time weighted average (TWA) of overall SaO2/FIO2 ratio will be compared among different ventilation strategies.

Time frame: After surgery from 2 to 5 days

ArmMeasureValue (MEAN)Dispersion
TV = 6 ml/kgOxygenation in Ward, Defined as Time Weighted Average (TWA) of SaO2/FIO2 Ratio428 ratioStandard Deviation 42
TV = 10 ml/kgOxygenation in Ward, Defined as Time Weighted Average (TWA) of SaO2/FIO2 Ratio430 ratioStandard Deviation 41
PEEP = 5cmH2OOxygenation in Ward, Defined as Time Weighted Average (TWA) of SaO2/FIO2 Ratio429 ratioStandard Deviation 41
PEEP = 8cmH2OOxygenation in Ward, Defined as Time Weighted Average (TWA) of SaO2/FIO2 Ratio429 ratioStandard Deviation 41
p-value: 0.21799.2% CI: [-6.5, 2.4]Regression, Linear
p-value: 0.6699.2% CI: [-3.7, 5.2]Regression, Linear
Other Pre-specified

Patients Need of Oxygen in Ward After Surgery

number of patients who need of Oxygen in ward after surgery during hospital stay

Time frame: from out of operation room to discharge from the hospital

ArmMeasureValue (NUMBER)
TV = 6 ml/kgPatients Need of Oxygen in Ward After Surgery855 participants
TV = 10 ml/kgPatients Need of Oxygen in Ward After Surgery932 participants
PEEP = 5cmH2OPatients Need of Oxygen in Ward After Surgery961 participants
PEEP = 8cmH2OPatients Need of Oxygen in Ward After Surgery826 participants
Other Pre-specified

Patients With Unplanned ICU Admission

number of patients with unplanned ICU admission after surgery in hospital stay

Time frame: from out of operation room to discharge from the hospital

ArmMeasureValue (NUMBER)
TV = 6 ml/kgPatients With Unplanned ICU Admission44 participants
TV = 10 ml/kgPatients With Unplanned ICU Admission43 participants
PEEP = 5cmH2OPatients With Unplanned ICU Admission43 participants
PEEP = 8cmH2OPatients With Unplanned ICU Admission44 participants

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026