Skip to content

Acute Intermittent Hypoxia and Breathing in Neuromuscular Disease

Acute Intermittent Hypoxia and Breathing in Neuromuscular Disease

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03645031
Acronym
AIH-ALS
Enrollment
29
Registered
2018-08-24
Start date
2018-10-01
Completion date
2023-06-02
Last updated
2025-05-15

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Amyotrophic Lateral Sclerosis (ALS), Neuromuscular Diseases

Keywords

acute intermittent hypoxia (AIH), respiratory motor function, hypoxia, normoxia, EMG (electromyography)

Brief summary

This project seeks to investigate the effects of a single acute intermittent hypoxia (AIH) session on respiratory and non-respiratory motor function and EMG (electromyography) activity on patients with ALS (amyotrophic lateral sclerosis) and healthy controls.

Detailed description

Most ALS patients survive less than 5 years after diagnosis, and the main cause of death is respiratory failure. The investigators are interested in the therapeutic potential of acute intermittent hypoxia (AIH) for individuals with neuromuscular diseases, such as ALS. More than two decades of research indicates AIH elicits meaningful respiratory and non-respiratory motor recovery. Acute intermittent hypoxia (AIH) consists of alternating periods of breathing mildly hypoxic (lowered oxygen concentration) and normoxic (normal oxygen concentration) air. The investigators propose to study mechanisms of respiratory plasticity associated with a single presentation of mild AIH. The fundamental hypothesis guiding this proposal is that even a single AIH trial improves respiratory (and non-respiratory) motor function in ALS patients procedure. Participants will then be asked to breathe air with reduced oxygen for short periods of time, for a duration of 45 minutes. The activity of your muscles and your heart function will be monitored throughout the procedure.

Interventions

AIH entails continuous breathing as the level of oxygen in the air is decreased, then returned to normal. Participants will alternate between breathing normal air and breathing hypoxic air (air that has less oxygen). Participants will complete a single 45 minute session of acute intermittent hypoxia (AIH). Breathing, muscle activity and heart activity will be monitored before, during and after the procedure. The intervals will last 1 minute each.

Participants will complete the sham acute intermittent hypoxia, consisting of a single 45 minute session of breathing air with normal oxygen levels. All aspects of this procedure will otherwise be the same as for the AIH procedure. Breathing, muscle activity and heart activity will be monitored before, during and after the procedure.

Sponsors

University of Florida
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
CROSSOVER
Primary purpose
TREATMENT
Masking
SINGLE (Subject)

Masking description

Participants will be blind to the order of the AIH/sham AIH visits, but this information will be provided to the participant after completion of last visit.

Intervention model description

Participants will complete both the AIH and the sham AIH visits. The order of these visits will be randomized, but all subjects will complete both visits in the course of the study.

Eligibility

Sex/Gender
ALL
Age
21 Years to 75 Years
Healthy volunteers
Yes

Inclusion criteria

* a healthy adult * clinical diagnosis of ALS * baseline FVC \>60% predicted for age, sex and height.

Exclusion criteria

* pregnant * diagnosed cardiovascular disease * a BMI \>35 kg/m2 * currently take selective serotonin reuptake inhibitors (SSRI) * history of seizures * history of hospitalization for sepsis * respiratory infection or took antibiotic medications within the past 4 weeks * use external respiratory support during any waking hours * participate in a pharmaceutical trial to treat ALS * have any other medical condition the PI or medical director identify would make it unsuitable to participate.

Design outcomes

Primary

MeasureTime frameDescription
Percent Change in Maximal Inspiratory Pressure (MIP)3 HoursMIP is a maximal voluntary static contraction of the inspiratory muscles against a closed valve, measured at the mouth. The test will be repeated until 3 measurements are obtained within 10% variability and an average of the three trials is reported. The change in MIP will be the percent difference in pressure between the averaged baseline MIP and the averaged follow-up measure, which is tested 60 minutes after the gas intervention.
Percent Change in Maximal Voluntary Grip Force3 HoursMaximal static voluntary handgrip contractions will be evaluated in a seated position with the arm at the side and elbow flexed to 90 degrees. The test will be repeated until 3 measurements are obtained within 10% variability and then averaged. The change in grip will be the percent difference in force between the averaged baseline grip and the averaged follow-up grip measure, which is tested 60 minutes after the gas intervention.
Percent Change in Sniff Nasal Inspiratory Pressure3 HoursMaximal voluntary contractions of the inspiratory muscles measured with a pressure sensor placed in the nare. The test will be repeated until 3 measurements are obtained within 10% variability and then averaged. The change in sniff nasal inspiratory pressure will be the percent difference in pressure between the averaged baseline sniff nasal inspiratory pressure and the averaged follow-up measure, which is tested 60 minutes after the gas intervention.

Secondary

MeasureTime frameDescription
Percent Change in Minute Ventilation3 HoursMinute ventilation is measured using a pneumotachograph connected to the face mask to record breath-by-breath volume and breathing rate, which is then multiplied to calculate minute ventilation. After achieving a stable tidal volume, 5 minutes of resting minute ventilation will be recorded and then averaged. The change in minute ventilation will be the percent difference in volume between the averaged baseline ventilation and the averaged follow-up ventilation, which is tested 60 minutes after the gas intervention.
Occlusion Pressure (P0.1)3 HoursP0.1 is measured with a pressure transducer connected to a face mask and represents the pressure generated against a transiently occluded airway in the first 0.1 sec of inspiration. The generated during this initial period of inspiration is resistant to learning or sensory bias and is considered a clinical estimate of inspiratory drive. Five measurements will be conducted and then averaged, with 5-15 un-occluded breaths between each P0.1 measurement. The averaged pressures at baseline and 60 minutes post-gas intervention will be reported and will be expressed in cm H2O.
Percentage Change in Respiratory EMG Vector Magnitude3 HoursEMG vector magnitude represents the composite surface EMG activity expressed from eight respiratory muscles (bilateral scalene, sternocleidomastoid, 2nd parasternal, and 8th external intercostal/diaphragm). The vector magnitude was calculated for each participant from the root mean square (RMS) values from each EMG channel, as the square root of the sum of the individual squared EMG channel amplitudes.

Countries

United States

Participant flow

Participants by arm

ArmCount
ALS Group
Participants will complete a single 45 minute session of acute intermittent hypoxia (AIH), as well as, the 45 minute sham AIH session, consisting of breathing air with normal oxygen levels. Breathing, muscle activity and heart activity will be monitored before, during and after both procedures. Acute Intermittent Hypoxia: AIH entails continuous breathing as the level of oxygen in the air is decreased, then returned to normal. Participants will alternate between breathing normal air and breathing hypoxic air (air that has less oxygen). Participants will complete a single 45 minute session of acute intermittent hypoxia (AIH). Breathing, muscle activity and heart activity will be monitored before, during and after the procedure. The intervals will last 1 minute each. Sham Acute Intermittent Hypoxia: Participants will complete the sham acute intermittent hypoxia, consisting of a single 45 minute session of breathing air with normal oxygen levels. All aspects of this procedure will otherwise be the same as for the AIH procedure. Breathing, muscle activity and heart activity will be monitored before, during and after the procedure.
13
Healthy Control Group
Participants will complete a single 45 minute session of acute intermittent hypoxia (AIH), as well as, the 45 minute sham AIH session, consisting of breathing air with normal oxygen levels. Breathing, muscle activity and heart activity will be monitored before, during and after both procedures. Acute Intermittent Hypoxia: AIH entails continuous breathing as the level of oxygen in the air is decreased, then returned to normal. Participants will alternate between breathing normal air and breathing hypoxic air (air that has less oxygen). Participants will complete a single 45 minute session of acute intermittent hypoxia (AIH). Breathing, muscle activity and heart activity will be monitored before, during and after the procedure. The intervals will last 1 minute each. Sham Acute Intermittent Hypoxia: Participants will complete the sham acute intermittent hypoxia, consisting of a single 45 minute session of breathing air with normal oxygen levels. All aspects of this procedure will otherwise be the same as for the AIH procedure. Breathing, muscle activity and heart activity will be monitored before, during and after the procedure.
10
Total23

Baseline characteristics

CharacteristicALS GroupHealthy Control GroupTotal
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
7 Participants7 Participants14 Participants
Age, Categorical
Between 18 and 65 years
6 Participants3 Participants9 Participants
Age, Continuous65.3 years67.4 years66.2 years
Amyotrophic Lateral Sclerosis Functional Rating Scale- Revised (ALS-RFS-R)38.8 units on a scale38.8 units on a scale
Ethnicity (NIH/OMB)
Hispanic or Latino
2 Participants0 Participants2 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
11 Participants10 Participants21 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants2 Participants2 Participants
Race (NIH/OMB)
Black or African American
0 Participants0 Participants0 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
13 Participants8 Participants21 Participants
Region of Enrollment
United States
13 Participants10 Participants23 Participants
Sex: Female, Male
Female
3 Participants4 Participants7 Participants
Sex: Female, Male
Male
10 Participants6 Participants16 Participants
Vital capacity (% predicted)83.3 Percentage105.2 Percentage92.8 Percentage

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
EG003
affected / at risk
deaths
Total, all-cause mortality
0 / 140 / 110 / 140 / 11
other
Total, other adverse events
2 / 141 / 114 / 140 / 11
serious
Total, serious adverse events
0 / 140 / 110 / 140 / 11

Outcome results

Primary

Percent Change in Maximal Inspiratory Pressure (MIP)

MIP is a maximal voluntary static contraction of the inspiratory muscles against a closed valve, measured at the mouth. The test will be repeated until 3 measurements are obtained within 10% variability and an average of the three trials is reported. The change in MIP will be the percent difference in pressure between the averaged baseline MIP and the averaged follow-up measure, which is tested 60 minutes after the gas intervention.

Time frame: 3 Hours

Population: Individuals with an ALS diagnosis and age matched healthy controls.

ArmMeasureGroupValue (MEAN)Dispersion
ALS GroupPercent Change in Maximal Inspiratory Pressure (MIP)Sham Hypoxia0.3 percentage change in MIP from baselineStandard Error 2.9
ALS GroupPercent Change in Maximal Inspiratory Pressure (MIP)AIH-4.8 percentage change in MIP from baselineStandard Error 1.6
Healthy Control GroupPercent Change in Maximal Inspiratory Pressure (MIP)Sham Hypoxia-3.1 percentage change in MIP from baselineStandard Error 2.3
Healthy Control GroupPercent Change in Maximal Inspiratory Pressure (MIP)AIH-5.0 percentage change in MIP from baselineStandard Error 3.2
Primary

Percent Change in Maximal Voluntary Grip Force

Maximal static voluntary handgrip contractions will be evaluated in a seated position with the arm at the side and elbow flexed to 90 degrees. The test will be repeated until 3 measurements are obtained within 10% variability and then averaged. The change in grip will be the percent difference in force between the averaged baseline grip and the averaged follow-up grip measure, which is tested 60 minutes after the gas intervention.

Time frame: 3 Hours

Population: Individuals with an ALS diagnosis and age matched unaffected controls.

ArmMeasureGroupValue (MEAN)Dispersion
ALS GroupPercent Change in Maximal Voluntary Grip ForceAIH-8.2 percent change in grip forcfrom baselineStandard Error 0.26
ALS GroupPercent Change in Maximal Voluntary Grip ForceSHAM14.5 percent change in grip forcfrom baselineStandard Error 0.11
Healthy Control GroupPercent Change in Maximal Voluntary Grip ForceAIH-11.2 percent change in grip forcfrom baselineStandard Error 0.24
Healthy Control GroupPercent Change in Maximal Voluntary Grip ForceSHAM18.2 percent change in grip forcfrom baselineStandard Error 0.07
Primary

Percent Change in Sniff Nasal Inspiratory Pressure

Maximal voluntary contractions of the inspiratory muscles measured with a pressure sensor placed in the nare. The test will be repeated until 3 measurements are obtained within 10% variability and then averaged. The change in sniff nasal inspiratory pressure will be the percent difference in pressure between the averaged baseline sniff nasal inspiratory pressure and the averaged follow-up measure, which is tested 60 minutes after the gas intervention.

Time frame: 3 Hours

Population: Individuals with an ALS diagnosis and age matched healthy controls.

ArmMeasureGroupValue (MEAN)Dispersion
ALS GroupPercent Change in Sniff Nasal Inspiratory PressureSham2.5 Percent Change from BaselineStandard Deviation 4.1
ALS GroupPercent Change in Sniff Nasal Inspiratory PressureAIH4.9 Percent Change from BaselineStandard Deviation 5
Healthy Control GroupPercent Change in Sniff Nasal Inspiratory PressureSham7.4 Percent Change from BaselineStandard Deviation 5.9
Healthy Control GroupPercent Change in Sniff Nasal Inspiratory PressureAIH5.8 Percent Change from BaselineStandard Deviation 5.5
Secondary

Occlusion Pressure (P0.1)

P0.1 is measured with a pressure transducer connected to a face mask and represents the pressure generated against a transiently occluded airway in the first 0.1 sec of inspiration. The generated during this initial period of inspiration is resistant to learning or sensory bias and is considered a clinical estimate of inspiratory drive. Five measurements will be conducted and then averaged, with 5-15 un-occluded breaths between each P0.1 measurement. The averaged pressures at baseline and 60 minutes post-gas intervention will be reported and will be expressed in cm H2O.

Time frame: 3 Hours

Population: Individuals with an ALS diagnosis and age matched healthy controls who completed a single exposure to acute intermittent hypoxia. P0.1 during sham hypoxia presentations were not collected due to an oversight by study staff and cannot be reported.

ArmMeasureGroupValue (MEAN)Dispersion
ALS GroupOcclusion Pressure (P0.1)Baseline-0.80 cm H2OStandard Deviation 0.58
ALS GroupOcclusion Pressure (P0.1)60 minutes post-AIH-0.83 cm H2OStandard Deviation 0.72
Healthy Control GroupOcclusion Pressure (P0.1)Baseline-0.60 cm H2OStandard Deviation 0.41
Healthy Control GroupOcclusion Pressure (P0.1)60 minutes post-AIH-0.47 cm H2OStandard Deviation 0.53
Secondary

Percentage Change in Respiratory EMG Vector Magnitude

EMG vector magnitude represents the composite surface EMG activity expressed from eight respiratory muscles (bilateral scalene, sternocleidomastoid, 2nd parasternal, and 8th external intercostal/diaphragm). The vector magnitude was calculated for each participant from the root mean square (RMS) values from each EMG channel, as the square root of the sum of the individual squared EMG channel amplitudes.

Time frame: 3 Hours

Population: Individuals with an ALS diagnosis and age matched controls.

ArmMeasureGroupValue (MEAN)Dispersion
ALS GroupPercentage Change in Respiratory EMG Vector MagnitudeSham hypoxia-24.5 percentage change from baselineStandard Error 4.1
ALS GroupPercentage Change in Respiratory EMG Vector MagnitudeAIH179.8 percentage change from baselineStandard Error 45.9
Healthy Control GroupPercentage Change in Respiratory EMG Vector MagnitudeSham hypoxia7.4 percentage change from baselineStandard Error 13.1
Healthy Control GroupPercentage Change in Respiratory EMG Vector MagnitudeAIH352.3 percentage change from baselineStandard Error 99.4
Secondary

Percent Change in Minute Ventilation

Minute ventilation is measured using a pneumotachograph connected to the face mask to record breath-by-breath volume and breathing rate, which is then multiplied to calculate minute ventilation. After achieving a stable tidal volume, 5 minutes of resting minute ventilation will be recorded and then averaged. The change in minute ventilation will be the percent difference in volume between the averaged baseline ventilation and the averaged follow-up ventilation, which is tested 60 minutes after the gas intervention.

Time frame: 3 Hours

Population: Individuals with an ALS diagnosis and age matched controls.

ArmMeasureGroupValue (MEAN)Dispersion
ALS GroupPercent Change in Minute VentilationSham hypoxia5.7 percentage change from baselineStandard Error 7.3
ALS GroupPercent Change in Minute VentilationAIH19.5 percentage change from baselineStandard Error 6
Healthy Control GroupPercent Change in Minute VentilationSham hypoxia-5.6 percentage change from baselineStandard Error 5.4
Healthy Control GroupPercent Change in Minute VentilationAIH2.6 percentage change from baselineStandard Error 7.2

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026