Skip to content

Obstructive Sleep Apnea Endotypes and Impact on Phenotypes of People Living With HIV

Obstructive Sleep Apnea Endotypes and Impact on Phenotypes of People Living With HIV

Status
Completed
Phases
Unknown
Study type
Observational
Source
ClinicalTrials.gov
Registry ID
NCT03575143
Acronym
PLWH/OSA
Enrollment
132
Registered
2018-07-02
Start date
2018-08-02
Completion date
2022-07-16
Last updated
2023-08-21

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Human Immunodeficiency Virus, Obstructive Sleep Apnea

Keywords

HIV, OSA, PLWH, Sleep, Obstructive Sleep Apnea, Human Immunodeficiency Virus, CPAP

Brief summary

The investigators seek to understand how the different underlying causes of OSA affect the way people living with HIV (PLWH) experience OSA. The investigators also want to understand how symptoms of obstructive sleep apnea improve with treatment, and if this too, is affected by the underlying cause of OSA in that individual

Detailed description

Overnight Visit #1. Subjects will arrive to the research sleep laboratory at approximately 7PM and undergo the following procedures: 1. Polysomnography: Monitoring for standard clinical polysomnography study will be applied to the subject, as follows: The subject will have EEG, EMG, EOG, and ECG electrodes, an adhesive body position sensor placed in standard locations. Pulse oximetry sensor will be attached either to a finger or ear lobe and secured by tape. The following parameters will be measured during sleep: electroencephalogram, eye movement, electrocardiogram, electromyogram, leg movement, snoring sounds, nasal pressure, and nasal-oral airflow by thermistor, respiratory effort and body position by piezo-electric bands of the thorax and abdomen or magnetometers, position sensors, and pulse oximetry. This equipment is standard for diagnostic polysomnography and should not be uncomfortable. Once all of this equipment has been comfortably and securely fastened, the subject will be allowed to fall asleep and data recording will begin. Subjects will be asked to remain in the supine position as much as possible. All data will be acquired on a 1401 plus interface and Spike 2 software. The study will end at approximately 6 AM, at which time the monitoring equipment will be removed, and the subject will undergo a blood draw in this fasting state. 2. Phlebotomy: Venipuncture will be performed by a certified research staff or physician using standard techniques and appropriate blood borne pathogen precautions. Approximately 10-15 cc of blood will be drawn in the morning at wake into serum separator and EDTA tubes. Serum samples will be immediately processed to separate serum, which will be stored in darkness at -70 F to preserve until analysis can be conducted. EDTA tubes will be processed and refrigerated for use within 24 hours. Blood will also be collected to measure high sensitivity C Reactive Protein (hsCRP), insulin, glucose (to calculate HOMA-IR), cytokines such as IL-6 and TNF-alpha.119 The investigators will also store plasma for other potential markers, to explore other interactions, such as markers of liver disease like ALT and AST. Subjects will then be able to go home. They will leave the actiwatch for the investigators. The investigators anticipate that Overnight Visit #1 will last 10 hours (most of which will be spent asleep). If subjects are not found to have OSA, they will not continue with the study. (End of Aim #1) Aims #2 and #3 Subjects found to have OSA (with AHI \>5 events/hour) will be referred for clinical evaluation (by a sleep physician not involved in the study) and treatment, and will also return for overnight visit #2, and continue to be followed with weekly phone calls and a repeat assessment 3 months after starting OSA treatment. Overnight Visit #2 (Aim #2) Measurement of Endotypic Traits This visit will be scheduled to occur within 1 month of visit 1, and will be prior to any clinical OSA treatment. Subjects will come to the sleep research laboratory about 2-3 hours before their usual bedtime. They will undergo polysomnography, as described above, without the physiological CPAP testing procedure. To review, the subject will have EEG, EMG, EOG, and ECG electrodes, an adhesive body position sensor placed in standard locations. Pulse oximetry sensor will be attached either to a finger or ear lobe and secured by tape. The following parameters will be measured during sleep: electroencephalogram, eye movement, electrocardiogram, electromyogram, leg movement, snoring sounds, nasal pressure, and nasal-oral air flow by thermistor, respiratory effort and body position by piezo-electric bands of the thorax and abdomen or magnetometers, position sensors, and pulse oximetry. This equipment is standard for diagnostic polysomnography and should not be uncomfortable. Additional equipment for the physiological sleep study will also be applied to the subject, as follows: A thin esophageal catheter (6-8 french) with an electrode array to measure diaphragm electromyography will be placed via the nares. Prior to the cannula placement the subject will received 2 sprays of a nasal decongestant (0.05% oxymetazoline hydrochloride), followed by 4% lidocaine topical spray for local anesthesia. The catheter will be confirmed to be in the proper position by examining the signal, then taped to the nose (and later secured to the CPAP mask). The esophageal catheter placement may be omitted by subject or investigator request; in this case subjects can still remain in the study. A standard CPAP mask will be placed over the nose and secured with velcro straps. If necessary, the subject's mouth will be either taped closed or a chin strap applied to ensure nasal breathing. A specially modified continuous positive airway pressure (CPAP) device (ResMed, San Diego, CA) that delivers both positive and negative airway pressure will be connected to the mask. Once all of this equipment has been comfortably and securely fastened, the subject will be allowed to fall asleep and data recording will begin. Subjects will be asked to remain in the supine position as much as possible. All data will be acquired on a 1401 plus interface and Spike 2 software (Cambridge Electronics Design Ltd, Cambridge, UK). After sleep onset, airway pressure will be increased in order to abolish flow limitation. During sleep, a previously validated sequence of pressure reductions will be performed in order to measure respiratory control and upper airway characteristics, as follows: The holding pressure will be abruptly changed to atmospheric pressure for several breaths, then returned to holding pressure. After a short time, the pressure will be gradually reduced over the course of several minutes, until an arousal occurs on the EEG (generally not associated with any awareness by the subject). The subject will be given several minutes to resume normal sleep, and the procedure will be repeated until three stable readings are obtained. Subsequently, the procedure will be repeated, but with a reduction in pressure to a level that does not induce arousal. After a short period of time with stable breathing at this pressure, the pressure will be returned to the holding pressure to measure ventilatory response. This will be repeated until 3 stable values are obtained. The study will end at approximately 4 AM, at which time the monitoring equipment will be removed, and the subject will be allowed to go home. However, if the subject is still sleepy, they will be allowed to sleep with CPAP applied until they feel rested. Aim #3 investigates the impact of CPAP on the phenotypic traits. The investigators anticipate that Overnight Visit #2 will last 8 hours (most of which will be spent sleeping). Weekly Phone calls: Subjects will be referred to a sleep physician for PAP therapy. The treatment is expected every day to be worn when participants are asleep (including naps). In addition to usual clinical care provided to ensure optimal adherence to PAP therapy, the research staff will be in weekly contact with subjects to provide encouragement, and identify and troubleshoot impediments to all-night, every-night use of PAP therapy. These phone calls will be 10-15 minutes each for 12 weeks. 2 weeks prior to returning for Daytime Visit #2, subjects will be mailed or delivered an actiwatch to wear for 2 weeks. Daytime Visit #2: Impact of OSA treatment on Sleep and Activity Phenotypes After three months of OSA treatment, subjects will return to the sleep lab to repeat all of the same measurements described under Visit 1 with the exception of the lung function testing (see Daytime Visit #1). This visit will generally occur in the morning at which time another fasting blood sample will be collected. Additionally for subjects using PAP therapy for treatment of OSA, the investigators will obtain a PAP download which will report therapeutic holding pressure, residual apnea-hypopnea index, as well as multiple parameters of adherence such as days of use, number of days \>4 hours per night, etc. Mask type (nasal vs. oronasal, etc) will be recorded. The actiwatch will be returned to the investigators to assess the impact of PAP therapy on activity levels, pattern of activity and sleep duration. The investigators anticipate that Daytime Visit #2 will be 2 hours. The total duration of the participant's involvement in the study is expected to be a total of 18 weeks.

Interventions

None listed

Sponsors

National Heart, Lung, and Blood Institute (NHLBI)
CollaboratorNIH
University of California, San Diego
Lead SponsorOTHER

Study design

Observational model
COHORT
Time perspective
CROSS_SECTIONAL

Eligibility

Sex/Gender
ALL
Age
18 Years to 65 Years
Healthy volunteers
No

Inclusion criteria

* Physician diagnosis of HIV and viral suppression * Ages 18-65 years old * BMI 20 - 35 kg/m2

Exclusion criteria

* Pregnancy * Inability to complete study procedures, such as questionnaires that are only available/validated in English. * Known OSA already on effective therapy and adherent to treatment * Other known untreated sleep fragmenting disorder, such as periodic limb movement disorder, or narcolepsy. We will NOT exclude based on insomnia, given that OSA and insomnia frequently exist together. * Chronic lung disease requiring the use of supplemental oxygen, or with evidence of hypercapnia due to obstructive lung disease.

Design outcomes

Primary

MeasureTime frameDescription
Reaction Time Measured Using the Psychomotor Vigilance Task1 dayThe Psychomotor Vigilance Task (PVT) is commonly used to asses the impact of sleep (or sleep deprivation) on cognitive performance. Subjects are instructed to respond (by tapping a key on a keyboard) as fast as possible to a graphical stimulus displayed on a computer screen. The stimulus is presented multiple times at variable intervals every few seconds for 10 minutes. The reaction time is the mean latency from appearance of the stimulus to the response by the participant. Higher values suggest a slower reaction time compared to lower values.

Secondary

MeasureTime frameDescription
Reactive Hyperemia Index (RHI) Assessed by Peripheral Arterial Tonometry1 dayReactive hyperemia is measured using the commercially available EndoPAT device (Itamar Medical). Briefly, the device uses finger plethysmography to measure the finger arterial pulse wave amplitude. Subjects have the pulse wave measured during rest, during the application of a blood pressure cuff to occlude blood flow for 5 minutes, and then once the blood pressure cuff is deflated. The reactive hyperemia index (RHI) is the ratio (thus dimensionless) of the pulse wave amplitude after occlusion compared to the pre-occlusion value. Values for the RHI are physiologically greater than 1 (least health endothelial function), with the highest values in the literature about 3. (See Itzhaki SLEEP 2005;28(5):594-600.) Higher ratios are considered to reflect healthier endothelial function.

Other

MeasureTime frameDescription
Neurocognitive and Endothelial Function After CPAP3 monthsTo test in PLWH+OSA whether 3 months of PAP treatment results in changes in OSA manifestations. This aim will allow us to test the hypothesis that endotype underlying OSA will be predictive of the specific clinical improvements seen in adherent users of PAP therapy. For example, those with high LG at baseline will have the greatest improvement in endothelial dysfunction with PAP therapy compared to other OSA patients with similar disease severity as measured by AHI.

Countries

United States

Participant flow

Pre-assignment details

Subjects living with HIV were enrolled after written informed consent was obtained. Enrolled subjects completed daytime questionnaires, 1 week of actigraphy, and then an overnight sleep study. Enrolled subjects were placed into 3 different groups: 1) those with OSA (based on Medicare Criteria 4%)(PLWH+OSA), 2) those without OSA (PLWH-OSA), and 3) those who did not complete overnight testing (PLWH?OSA).

Participants by arm

ArmCount
PLWH+OSA
Subjects diagnosed with both Human Immunodeficiency Virus and Obstructive Sleep Apnea
66
PLWH-OSA
Subjects diagnosed with both Human Immunodeficiency Virus without Obstructive Sleep Apnea
55
PLWH?OSA
Subjects diagnosed with HIV who signed consent but did not complete overnight sleep study
11
Total132

Withdrawals & dropouts

PeriodReasonFG000FG001FG002
Overall StudyLost to Follow-up004
Overall Studynew information provide after consent, no longer met inclusion criteria002
Overall StudyWithdrawal by Subject005

Baseline characteristics

CharacteristicPLWH+OSAPLWH-OSAPLWH?OSATotal
Age, Categorical
<=18 years
0 Participants0 Participants0 Participants0 Participants
Age, Categorical
>=65 years
0 Participants0 Participants0 Participants0 Participants
Age, Categorical
Between 18 and 65 years
66 Participants55 Participants11 Participants132 Participants
Apnea Hypopnea Index (3%)42 events/hr
STANDARD_DEVIATION 24
7 events/hr
STANDARD_DEVIATION 6
26 events/hr
STANDARD_DEVIATION 25
Apnea Hypopnea Index (4%)32 events/hr
STANDARD_DEVIATION 23
2 events/hr
STANDARD_DEVIATION 2
19 events/hr
STANDARD_DEVIATION 23
Race (NIH/OMB)
American Indian or Alaska Native
3 Participants2 Participants0 Participants5 Participants
Race (NIH/OMB)
Asian
0 Participants1 Participants0 Participants1 Participants
Race (NIH/OMB)
Black or African American
10 Participants9 Participants3 Participants22 Participants
Race (NIH/OMB)
More than one race
6 Participants10 Participants2 Participants18 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
1 Participants0 Participants0 Participants1 Participants
Race (NIH/OMB)
Unknown or Not Reported
2 Participants1 Participants0 Participants3 Participants
Race (NIH/OMB)
White
44 Participants32 Participants6 Participants82 Participants
Sex: Female, Male
Female
3 Participants15 Participants2 Participants20 Participants
Sex: Female, Male
Male
63 Participants40 Participants9 Participants112 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
0 / 660 / 550 / 11
other
Total, other adverse events
1 / 660 / 550 / 11
serious
Total, serious adverse events
0 / 660 / 550 / 11

Outcome results

Primary

Reaction Time Measured Using the Psychomotor Vigilance Task

The Psychomotor Vigilance Task (PVT) is commonly used to asses the impact of sleep (or sleep deprivation) on cognitive performance. Subjects are instructed to respond (by tapping a key on a keyboard) as fast as possible to a graphical stimulus displayed on a computer screen. The stimulus is presented multiple times at variable intervals every few seconds for 10 minutes. The reaction time is the mean latency from appearance of the stimulus to the response by the participant. Higher values suggest a slower reaction time compared to lower values.

Time frame: 1 day

ArmMeasureValue (MEAN)Dispersion
PLWH+OSA+High ATReaction Time Measured Using the Psychomotor Vigilance Task346 msStandard Deviation 38
PLWH+OSA+Low ATReaction Time Measured Using the Psychomotor Vigilance Task353 msStandard Deviation 39
PLWH-OSAReaction Time Measured Using the Psychomotor Vigilance Task348 msStandard Deviation 48
Secondary

Reactive Hyperemia Index (RHI) Assessed by Peripheral Arterial Tonometry

Reactive hyperemia is measured using the commercially available EndoPAT device (Itamar Medical). Briefly, the device uses finger plethysmography to measure the finger arterial pulse wave amplitude. Subjects have the pulse wave measured during rest, during the application of a blood pressure cuff to occlude blood flow for 5 minutes, and then once the blood pressure cuff is deflated. The reactive hyperemia index (RHI) is the ratio (thus dimensionless) of the pulse wave amplitude after occlusion compared to the pre-occlusion value. Values for the RHI are physiologically greater than 1 (least health endothelial function), with the highest values in the literature about 3. (See Itzhaki SLEEP 2005;28(5):594-600.) Higher ratios are considered to reflect healthier endothelial function.

Time frame: 1 day

Population: A loop gain of .7 was used as a cutoff between Low and High LG groups

ArmMeasureValue (MEAN)Dispersion
PLWH+OSA+High ATReactive Hyperemia Index (RHI) Assessed by Peripheral Arterial Tonometry1.6 ratio (unitless)Standard Deviation 0.38
PLWH+OSA+Low ATReactive Hyperemia Index (RHI) Assessed by Peripheral Arterial Tonometry1.52 ratio (unitless)Standard Deviation 0.36
Other Pre-specified

Neurocognitive and Endothelial Function After CPAP

To test in PLWH+OSA whether 3 months of PAP treatment results in changes in OSA manifestations. This aim will allow us to test the hypothesis that endotype underlying OSA will be predictive of the specific clinical improvements seen in adherent users of PAP therapy. For example, those with high LG at baseline will have the greatest improvement in endothelial dysfunction with PAP therapy compared to other OSA patients with similar disease severity as measured by AHI.

Time frame: 3 months

Source: ClinicalTrials.gov · Data processed: Feb 17, 2026