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Apnea in Hospitalized Preterm Infants Following the Administration of Routine Childhood Vaccines

A Prospective, Randomized, Open-label Clinical Trial to Assess Apnea Following Administration of 13-valent Conjugate Pneumococcal Vaccine, Diphtheria Toxoid, Tetanus Toxoid, and Acellular Pertussis Vaccine, Inactivated Polio Vaccine, Hepatitis B Vaccine, and Haemophilus Influenzae Type B Vaccine in Preterm Infants

Status
Completed
Phases
Phase 4
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03530124
Enrollment
223
Registered
2018-05-21
Start date
2018-07-17
Completion date
2021-11-01
Last updated
2024-02-14

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Apnea, Apnea Neonatal, Prematurity

Keywords

apnea following vaccination

Brief summary

A prospective, randomized open-label clinical trial will be conducted from July 2018 to October 2020. Approximately 300 preterm infants will be enrolled across three sites: Duke University Medical Center, the University of North Carolina, and Cincinnati Children's Hospital Medical Center. Eligible infants will be randomized 1:1 to receive either 2-month US licensed childhood vaccines (PCV13, DTaP, HBV, IPV an Hib) or no vaccines. After their participation in the study, healthcare providers of the infants in the unvaccinated group will make decision abut receipt of their 2-month childhood vaccines. The study will collect data from the continuous cardiorespiratory and pulse oximetry monitors from randomization to 48 hours after randomization for infants in the unvaccinated group, and from randomization to 48 hours after vaccination for infants in the vaccinated group. Infants in both groups will be monitored for up to 60 hours for the occurrence of apnea, bradycardia, and oxygen desaturation. For infants in the vaccinated group, the study will also collect adverse events of clinical interest and serious adverse events occurring between the end of the 48-hour monitoring period and 14 days after vaccination. This information will be collected through parental report and review of medical records.

Detailed description

Modified Intent-to-Treat (mITT) Analysis Population: Defined as any infant that was enrolled and randomized in the study For the mITT analysis, infants will be analyzed in their assigned treatment arms irrespective of receipt of vaccine. Study outcomes will be included in the analysis as follows: i) Vaccinated group: study outcomes in the 48-hour monitoring after vaccination. If vaccination does not occur by 12 hours after randomization, then study outcomes will be assessed between 12 and 60 hours after randomization. ii) Unvaccinated group: study outcomes in the 48-hour monitoring period after randomization.

Interventions

BIOLOGICALPCV13

Advisory Committee on Immunization Practices (ACIP) Recommended vaccine

BIOLOGICALDTaP

ACIP Recommended vaccine

BIOLOGICALHBV

ACIP Recommended vaccine

BIOLOGICALIPV

ACIP Recommended vaccine

BIOLOGICALHib

ACIP Recommended vaccine

Sponsors

Centers for Disease Control and Prevention
CollaboratorFED
Children's Hospital Medical Center, Cincinnati
CollaboratorOTHER
University of North Carolina
CollaboratorOTHER
Duke University
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
PREVENTION
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
6 Weeks to No maximum
Healthy volunteers
No

Inclusion criteria

1. \<33 and 0 days weeks gestational age at birth 2. ≥6 weeks and 0 days and ≤12 weeks and 0 days postnatal age at randomization 3. Remains hospitalized after birth (has never been discharged home) 4. Treating clinician deems infant eligible to receive 2-month vaccines 5. English- or Spanish-speaking parent(s)/legally authorized representative(s) (LAR(s)) 6. Not planned for discharge within 60 hours of study entry 7. The parent/guardian must be willing and capable of providing permission for their child to participate through the written informed consent process

Exclusion criteria

1. Receipt of DTaP, IPV, PCV13, or Hib prior to enrollment. Previous administration of the first dose of HBV is permitted 2. Anticipated receipt of any vaccine other than DTaP, IPV, HBV, PCV13, or Hib during the first 60 hours after randomization 3. History of a severe allergic reaction (e.g. anaphylaxis) to a previous dose of any hepatitis B vaccine 4. History of a severe allergic reaction (e.g. anaphylaxis) to any component of the vaccines used in the study including neomycin, yeast and polymyxin B 5. History of latex allergy 6. Fever ≥38°C within 48 hours prior to randomization\* \*This may result in a temporary delay of randomization 7. Active known respiratory infection within 48 hours prior to randomization\* \*This may result in a temporary delay of randomization 8. Active infection being treated with systemic antimicrobials\* \*This may result in a temporary delay of randomization 9. Requiring mechanical ventilation or support with nasal intermittent positive pressure ventilation (NIPPV)\* \*This may result in a temporary delay of randomization 10. History of unstable progressive neurologic disorder of unknown cause 11. Known cause of apnea other than apnea of prematurity 12. Cyanotic heart disease (congenital or acquired) 13. Major invasive medical or surgical procedure (including circumcision) within 48 hours prior to randomization or anticipated to have major invasive medical or surgical procedure during the first 60 hours after randomization\* \*This may result in a temporary delay of randomization 14. Child or parent/LAR is an immediate relative of study staff or an employee who is supervised by study staff. 15. Any condition that would, in the opinion of the site investigator, place the participant at an unacceptable risk of injury or render the participant unable to meet the requirements of the protocol

Design outcomes

Primary

MeasureTime frameDescription
Occurrence of Apnea48 hoursNumber of infants with ≥ 1 apneic event in a 48-hour monitoring period after vaccination in the vaccinated group and a 48-hour monitoring period after randomization in the unvaccinated group, mITT Population Apnea was defined as a pause in respirations of \>20 seconds, or a pause in respirations of \>15 seconds with associated bradycardia (heart rate \<80 beats per minute for any duration occurring within 1 minute of the apnea event). Potential apnea events triggered by the cardiorespiratory monitors were manually reviewed by 2 neonatologists to verify the event. In uncommon situations in which manual review of a triggered event was not possible due to missing data, the triggered event was considered to be apnea.

Secondary

MeasureTime frameDescription
Number of Apneic Episodes48 hoursAverage number of apneic episodes in a 48-hour monitoring period after vaccination in the vaccinated group and a 48-hour monitoring period after randomization in the unvaccinated group.
Duration of Apneic Episodes48 hoursAverage duration of apneic episodes in a 48-hour monitoring period after vaccination in the vaccinated group and a 48-hour monitoring period after randomization in the unvaccinated group.
Increase in Respiratory Support48 hoursProportion of infants requiring any increase in respiratory support in a 48-hour monitoring period after vaccination in the vaccinated group and a 48-hour monitoring period after randomization in the unvaccinated group.
Severe Cardiorespiratory Events48 hoursProportion of infants with severe ≥1 severe cardiorespiratory event in a 48-hour monitoring period after vaccination in the vaccinated group and a 48-hour monitoring period after randomization in the unvaccinated group. Only severe apnea events in the mITT analysis window and only the severe bradycardia events in the mITT analysis window from Duke University. The monitor data were not viable at UNC and Cincinnati Children's Hospital. Duke data were adjudicated by neonatologists.
Positive Pressure Ventilation48 hoursProportion of Infants Requiring Positive Pressure Ventilation in a 48-hour monitoring period after vaccination in the vaccinated group and a 48-hour monitoring period after randomization in the unvaccinated group.

Countries

United States

Participant flow

Participants by arm

ArmCount
Vaccinated
In the study arm, infants will receive PCV13, DTaP, HBV, IPV, and Hib vaccines within 12 hours of randomization. Infants will be monitored from time of vaccination to 48 hours post-vaccination for the occurrence of apnea, bradycardia and desaturation. PCV13: ACIP Recommended vaccine DTaP: ACIP Recommended vaccine HBV: ACIP Recommended vaccine IPV: ACIP Recommended vaccine Hib: ACIP Recommended vaccine
107
Unvaccinated
In the study arm, infants will not receive PCV13, DTaP, HBV, IPV, and Hib vaccines during the study. Infants will be monitored from randomization to 48 hours post-randomization for the occurrence of apnea, bradycardia and desaturation.
116
Total223

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyDischarged prior to study completion10
Overall StudyProtocol Violation10
Overall StudyWithdrawal by Subject01

Baseline characteristics

CharacteristicVaccinatedTotalUnvaccinated
Age, Continuous
Gestational Age at Birth
27.3 Gestational Age in Weeks27.6 Gestational Age in Weeks27.7 Gestational Age in Weeks
Age, Customized
Age: <28 wks
60 Participants121 Participants61 Participants
Age, Customized
Age: >=28 wks
47 Participants102 Participants55 Participants
Age, Customized
Postmenstrual Age
36.6 Postmenstrual Age in Weeks36.6 Postmenstrual Age in Weeks36.6 Postmenstrual Age in Weeks
Age, Customized
Postnatal Age
8.7 Postnatal Age in Weeks8.7 Postnatal Age in Weeks8.7 Postnatal Age in Weeks
Birth Weight940 Grams970 Grams1000 Grams
Combination Vaccine Brand Administered
Pediarix
100 Participants100 Participants0 Participants
Combination Vaccine Brand Administered
Pentacel
2 Participants2 Participants0 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
16 Participants26 Participants10 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
89 Participants192 Participants103 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
2 Participants5 Participants3 Participants
Haemophilus influenzae type b Vaccine Brand Administered
ActHIB
98 Participants98 Participants0 Participants
Haemophilus influenzae type b Vaccine Brand Administered
Hiberix
1 Participants1 Participants0 Participants
Haemophilus influenzae type b Vaccine Brand Administered
PedvaxHIB
1 Participants1 Participants0 Participants
Hepatitis B Vaccine Brand Administered - Engerix-B1 Participants1 Participants0 Participants
Insurance
Any Private
50 Participants99 Participants49 Participants
Insurance
None
2 Participants3 Participants1 Participants
Insurance
Public
55 Participants121 Participants66 Participants
Multiple Gestation
Single
73 Participants157 Participants84 Participants
Multiple Gestation
Triplets
0 Participants2 Participants2 Participants
Multiple Gestation
Twins
34 Participants64 Participants30 Participants
Race/Ethnicity, Customized
Black Only
33 Participants75 Participants42 Participants
Race/Ethnicity, Customized
Other
19 Participants27 Participants8 Participants
Race/Ethnicity, Customized
White Only
55 Participants121 Participants66 Participants
Reason for Preterm Delivery
Fetal distress
18 Participants40 Participants22 Participants
Reason for Preterm Delivery
Hypertension/Preeclampsia/Hemolysis, Elevated Liver Enzymes, Low Platelet Count (HELLP)
30 Participants55 Participants25 Participants
Reason for Preterm Delivery
Other
25 Participants54 Participants29 Participants
Reason for Preterm Delivery
Placental Abruption
12 Participants24 Participants12 Participants
Reason for Preterm Delivery
Preterm Labor/Premature Rupture
55 Participants124 Participants69 Participants
Received Caffeine
No
4 Participants12 Participants8 Participants
Received Caffeine
Yes
98 Participants205 Participants107 Participants
Received Synagis During Study Period
No
107 Participants222 Participants115 Participants
Received Synagis During Study Period
Yes
0 Participants1 Participants1 Participants
Respiratory Support at Randomization
Continuous Positive Airway Pressure (CPAP)
17 Participants33 Participants16 Participants
Respiratory Support at Randomization
Nasal Cannula
34 Participants80 Participants46 Participants
Respiratory Support at Randomization
None
55 Participants109 Participants54 Participants
Sex: Female, Male
Female
57 Participants117 Participants60 Participants
Sex: Female, Male
Male
50 Participants106 Participants56 Participants
Sibling Enrolled in Study
No
79 Participants171 Participants92 Participants
Sibling Enrolled in Study
Yes
28 Participants52 Participants24 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 1070 / 116
other
Total, other adverse events
32 / 10720 / 116
serious
Total, serious adverse events
1 / 1070 / 116

Outcome results

Primary

Occurrence of Apnea

Number of infants with ≥ 1 apneic event in a 48-hour monitoring period after vaccination in the vaccinated group and a 48-hour monitoring period after randomization in the unvaccinated group, mITT Population Apnea was defined as a pause in respirations of \>20 seconds, or a pause in respirations of \>15 seconds with associated bradycardia (heart rate \<80 beats per minute for any duration occurring within 1 minute of the apnea event). Potential apnea events triggered by the cardiorespiratory monitors were manually reviewed by 2 neonatologists to verify the event. In uncommon situations in which manual review of a triggered event was not possible due to missing data, the triggered event was considered to be apnea.

Time frame: 48 hours

Population: The mITT population includes any infant that was enrolled and randomized in the study.

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
VaccinatedOccurrence of ApneaYes25 Participants
VaccinatedOccurrence of ApneaNo80 Participants
VaccinatedOccurrence of ApneaMissing2 Participants
UnvaccinatedOccurrence of ApneaYes12 Participants
UnvaccinatedOccurrence of ApneaNo104 Participants
UnvaccinatedOccurrence of ApneaMissing0 Participants
p-value: 0.010495% CI: [1.27, 5.73]Mantel Haenszel
Secondary

Duration of Apneic Episodes

Average duration of apneic episodes in a 48-hour monitoring period after vaccination in the vaccinated group and a 48-hour monitoring period after randomization in the unvaccinated group.

Time frame: 48 hours

Population: The mITT population includes any infant that was enrolled and randomized in the study.

ArmMeasureValue (MEAN)Dispersion
VaccinatedDuration of Apneic Episodes27.7 secondsStandard Deviation 2.6
UnvaccinatedDuration of Apneic Episodes32.3 secondsStandard Deviation 4.7
p-value: 0.36Mixed Effects Model
Secondary

Increase in Respiratory Support

Proportion of infants requiring any increase in respiratory support in a 48-hour monitoring period after vaccination in the vaccinated group and a 48-hour monitoring period after randomization in the unvaccinated group.

Time frame: 48 hours

Population: The mITT population includes any infant that was enrolled and randomized in the study.

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
VaccinatedIncrease in Respiratory SupportMissing7 Participants
VaccinatedIncrease in Respiratory SupportYes8 Participants
VaccinatedIncrease in Respiratory SupportNo92 Participants
UnvaccinatedIncrease in Respiratory SupportYes4 Participants
UnvaccinatedIncrease in Respiratory SupportNo112 Participants
UnvaccinatedIncrease in Respiratory SupportMissing0 Participants
p-value: 0.355595% CI: [0.59, 7.23]Mantel Haenszel
Secondary

Number of Apneic Episodes

Average number of apneic episodes in a 48-hour monitoring period after vaccination in the vaccinated group and a 48-hour monitoring period after randomization in the unvaccinated group.

Time frame: 48 hours

Population: The mITT population includes any infant that was enrolled and randomized in the study.

ArmMeasureValue (MEAN)Dispersion
VaccinatedNumber of Apneic Episodes2.72 Apneic EpisodesStandard Deviation 2.76
UnvaccinatedNumber of Apneic Episodes2.00 Apneic EpisodesStandard Deviation 1.76
p-value: 0.11Regression, Linear
Secondary

Positive Pressure Ventilation

Proportion of Infants Requiring Positive Pressure Ventilation in a 48-hour monitoring period after vaccination in the vaccinated group and a 48-hour monitoring period after randomization in the unvaccinated group.

Time frame: 48 hours

Population: The mITT population includes any infant that was enrolled and randomized in the study.

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
VaccinatedPositive Pressure VentilationYes2 Participants
VaccinatedPositive Pressure VentilationNo104 Participants
VaccinatedPositive Pressure VentilationMissing1 Participants
UnvaccinatedPositive Pressure VentilationYes1 Participants
UnvaccinatedPositive Pressure VentilationNo115 Participants
UnvaccinatedPositive Pressure VentilationMissing0 Participants
Comparison: The proportion of infants requiring positive pressure ventilation for each group were compared using a Mantel-Haenszel statistic in a stratified analysis by study site and gestational age group to control for the randomization blocks at the two-sided alpha 0.05 level and corresponding 95% confidence interval for the occurrence of apnea during the 48-hour monitoring period.p-value: 195% CI: [0.17, 21.63]Mantel Haenszel
Secondary

Severe Cardiorespiratory Events

Proportion of infants with severe ≥1 severe cardiorespiratory event in a 48-hour monitoring period after vaccination in the vaccinated group and a 48-hour monitoring period after randomization in the unvaccinated group. Only severe apnea events in the mITT analysis window and only the severe bradycardia events in the mITT analysis window from Duke University. The monitor data were not viable at UNC and Cincinnati Children's Hospital. Duke data were adjudicated by neonatologists.

Time frame: 48 hours

Population: mITT Analysis Population: Duke Site Only

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
VaccinatedSevere Cardiorespiratory EventsYes7 Participants
VaccinatedSevere Cardiorespiratory EventsNo31 Participants
VaccinatedSevere Cardiorespiratory EventsMissing1 Participants
UnvaccinatedSevere Cardiorespiratory EventsYes8 Participants
UnvaccinatedSevere Cardiorespiratory EventsNo34 Participants
UnvaccinatedSevere Cardiorespiratory EventsMissing0 Participants
Comparison: Only Duke University had viable monitoring data to analyze this compound outcome objective.p-value: 195% CI: [0.29, 2.77]Mantel Haenszel

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026