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Effectiveness & Implementation of a Behavioral Intervention for Adherence and Substance Use in HIV Care in South Africa

Hybrid Effectiveness-Implementation Trial for ART Adherence and Substance Use in HIV Care in South Africa

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03529409
Enrollment
66
Registered
2018-05-18
Start date
2018-07-30
Completion date
2020-04-07
Last updated
2022-05-18

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Alcohol-Related Disorders, Drug Use, Human Immunodeficiency Virus

Keywords

Immunologic Deficiency Syndromes, Substance Use, Acquired Immunodeficiency Syndrome, Immune System Diseases, Behavioral Symptoms, RNA Virus Infections, HIV Infections, Alcohol Use, Drug Use

Brief summary

The purpose of this study is to test the effectiveness and implementation of a brief, integrated behavioral intervention for HIV medication adherence and substance use in the HIV care setting in South Africa. The intervention is specifically designed to be implemented by non-specialist counselors using a task sharing model in local HIV clinics. The behavioral intervention will be compared to usual care, enhanced with referral to a local outpatient substance use treatment program (Enhanced Standard of Care - ESOC) on study endpoints (as described in study endpoint section below).

Detailed description

The HIV epidemic in South Africa (SA) is among the highest in the world. SA has a large antiretroviral therapy (ART) program, but some individuals exhibit poor ART adherence, which increases the likelihood of developing drug resistance and failing the only available first and second line ART regimens in SA. ART nonadherence contributes to greater morbidity, mortality, and higher likelihood of sexual HIV transmission when virus is detectable. At the same time, alcohol and other drug use is prevalent among HIV-infected individuals in SA and associated with worse ART adherence, lower rates of viral suppression, and HIV transmission risk behavior. Yet, despite the impact of untreated substance use on poor HIV treatment outcomes and continued HIV transmission, there is little if any integration of substance use and HIV care services in SA, which creates a fragmented and incomplete system of care. This study had three phases, first being formative, qualitative work which led to a systematic treatment adaptation phase. This third phase, the clinical trial, is based on this formative work and other empirical support using behavioral interventions to improve ART adherence and reduce substance use in resource-limited settings, including SA. This study is a Type 1 hybrid effectiveness-implementation trial of a lay counselor-delivered behavioral intervention for adherence and substance use integrated into the HIV primary care setting in SA. To ensure that those who need this intervention most will receive it, participants will be patients with HIV who are struggling with adherence (as defined in the investigator's inclusion criteria) and who have an elevated substance use risk.

Interventions

BEHAVIORALProject Khanya

This treatment involves integrating a behavioral intervention for substance use with a behavioral intervention for adherence.

Sponsors

University of Cape Town
CollaboratorOTHER
National Institute on Drug Abuse (NIDA)
CollaboratorNIH
University of Maryland, College Park
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to 65 Years
Healthy volunteers
No

Inclusion criteria

* HIV positive and on ART * 18-65 years of age * Elevated substance use risk (ASSIST score greater than or equal to 4 for drugs or greater than or equal to 11 for alcohol) * Have at least one of the following: 1. Not attained viral suppression from first line ART (VL\>400 copies/mL) 2. On second-line ART treatment 3. Reinitiated first-line treatment within the past three months 4. Had a pharmacy non-refill at least once in the past 3 months

Exclusion criteria

* Inability to provide informed consent or complete procedures in English or isiXhosa * Severe risk/likely dependence for opiates (ASSIST score \>26) because opiate substitution therapy may not be available * Severe alcohol dependence symptoms that may warrant medical management of potential withdrawal symptoms * Active, untreated, major mental illness (with untreated psychosis or mania) that would interfere with the paraprofessional adapted intervention

Design outcomes

Primary

MeasureTime frameDescription
Changes in Self-reported Substance UseAssessed between baseline assessment and the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)World Health Organization Alcohol, Smoking, and Substance Involvement Screening Test (WHO-ASSIST). It is a measure used to assess substance use risk for alcohol, cannabis, cocaine, opiates, and amphetamines, hallucinogens, and other drugs. Standardized cutoff scores are used to categorize risk levels: low risk (0-3 for illicit drugs/0-10 for alcohol), moderate risk (4-26 for illicit drugs/11-26 for alcohol), or high risk (\> 26) for substance use-related problems.
Biological Measure of Substance UseAssessed at the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)Substance use measured with urinalysis.
Changes in HIV Medication Adherence Throughout Intervention PhaseAssessed between baseline assessment and the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)Percentage of prescribed antiviral therapy agent (medications) taken as measured by real time wireless motoring device

Secondary

MeasureTime frameDescription
Intervention AcceptabilityAssessed at the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)15-item acceptability subscale of a pragmatic, quantitative assessment based on RE-AIM developed by the Applied Mental Health Research group (AMHR) at Johns Hopkins University. Total scores are averaged across all items and range from 0 to 3. Higher scores indicate greater acceptability. Qualitative interviews will also be conducted with intervention participants at the end of the study to assess acceptability guided by RE-AIM and the Proctor model.
Intervention FidelityAssessed between randomization and the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)Independent fidelity ratings of a randomly selected subset (20%) of intervention sessions using a fidelity assessment developed for each session that includes 15-19 items that map onto each core intervention component, and factors unique to the peer delivery implementation strategy (i.e., appropriate self-disclosure, stigmatizing behaviors, common factors including warmth and non-judgment).
Intervention UptakeAssessed between randomization and the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)Intervention participant attendance and retention (i.e., the mean number of intervention sessions attended by intervention participants)
Intervention FeasibilityAssessed at the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)14-item feasibility subscale of a pragmatic, quantitative assessment based on RE-AIM developed by the Applied Mental Health Research group (AMHR) at Johns Hopkins University. Total scores are averaged across all items and range from 0 to 3. Higher scores indicate greater feasibility. Qualitative interviews will also be conducted with intervention participants at the end of the study to assess feasibility guided by RE-AIM and the Proctor model.
Biological Measure of Substance UseAssessed at follow-up (approximately 24-weeks post-randomization/ 6-month follow-up assessment)Substance use measured with urinalysis.
Changes in Self-reported Substance UseAssessed between baseline assessment and follow-up (approximately 24-weeks post-randomization/ 6-month follow-up assessment)World Health Organization Alcohol, Smoking, and Substance Involvement Screening Test (WHO-ASSIST). It is a measure used to assess substance use risk for alcohol, cannabis, cocaine, opiates, and amphetamines, hallucinogens, and other drugs. Standardized cutoff scores are used to categorize risk levels: low risk (0-3 for illicit drugs/0-10 for alcohol), moderate risk (4-26 for illicit drugs/11-26 for alcohol), or high risk (\> 26) for substance use-related problems.

Other

MeasureTime frameDescription
HIV Viral LoadAssessed at follow-up (approximately 24-weeks post-randomization/ 6-month follow-up assessment)Percentage of patients with a suppressed viral load (\<400 copies/ml)
Changes in Self-reported Substance UseAssessed between baseline assessment and follow-up (approximately 24-weeks post-randomization/ 6-month follow-up assessment)Changes in percent days used any substance measured by timeline follow-back

Countries

South Africa, United States

Participant flow

Participants by arm

ArmCount
Project Khanya
Those assigned to Project Khanya (the behavioral intervention for substance use and adherence condition) will have approximately 6 sessions (including Life-Steps, behavioral activation, and relapse prevention) delivered by a peer interventionist plus standard of care, which is typically referral to a local outpatient substance use treatment clinic. They will also receive a Wisepill, a wireless, real-time adherence monitoring device. Project Khanya: This treatment involves integrating a behavioral intervention for substance use with a behavioral intervention for adherence.
30
ESOC
Those assigned to the ESOC (enhanced standard of care) condition will receive the standard of care, which is referral to a local substance use treatment clinic. The substance use clinics in the location that this study occurs follow the Matrix, and evidence-based 16-week outpatient program to treat substance use. We will enhance patients' normal referral to Matrix for ESOC participants by promoting facilitating and following up on the referral. Additionally, those in the control group will also receive a Wisepill, a wireless adherence monitoring device.
31
Pre-Randomization
Participants enrolled in the study at the baseline assessment, but who were never randomized (approximately 2 weeks post-baseline) and did not continue with the study.
5
Total66

Withdrawals & dropouts

PeriodReasonFG000FG001FG002
Follow-up AssessmentDeath100
Follow-up AssessmentWithdrawal by Subject010
Post-treatment AssessmentDeath100
Post-treatment AssessmentLost to Follow-up110
Post-treatment AssessmentUnable to contact for this assessment, but attended later assessments240
RandomizedExcluded001
RandomizedLost to Follow-up004

Baseline characteristics

CharacteristicProject KhanyaESOCPre-RandomizationTotal
Age, Continuous39.80 years
STANDARD_DEVIATION 10.47
34.29 years
STANDARD_DEVIATION 7.99
31.60 years
STANDARD_DEVIATION 9.56
36.59 years
STANDARD_DEVIATION 9.66
Consumed any substance on timeline followback38.81 percentage of days
STANDARD_DEVIATION 24.58
29.49 percentage of days
STANDARD_DEVIATION 21.72
42.86 percentage of days
STANDARD_DEVIATION 35.36
37.74 percentage of days
STANDARD_DEVIATION 24.29
HIV medication adherence53.6 percentage of days adherent
STANDARD_DEVIATION 32.1
49.3 percentage of days adherent
STANDARD_DEVIATION 29.8
46.60 percentage of days adherent
STANDARD_DEVIATION 31.56
Moderate or high-risk on Alcohol, Smoking, and Substance Involvement Screening Test (ASSIST) measure30 Participants31 Participants5 Participants66 Participants
Number of drinks on days drinking on timeline followback7.17 number of drinks
STANDARD_DEVIATION 3.79
8.03 number of drinks
STANDARD_DEVIATION 5.59
5.37 number of drinks
STANDARD_DEVIATION 6.24
7.43 number of drinks
STANDARD_DEVIATION 4.86
Phosphatidylethanol (PEth) concentration686.0 ng/ML
STANDARD_DEVIATION 639.9
456.1 ng/ML
STANDARD_DEVIATION 530.8
370.8 ng/ML
STANDARD_DEVIATION 418.4
554.1 ng/ML
STANDARD_DEVIATION 582
Positive alcohol or drug urine test result27 Participants29 Participants4 Participants60 Participants
Race/Ethnicity, Customized
Black African
29 Participants31 Participants5 Participants65 Participants
Race/Ethnicity, Customized
Mixed race
1 Participants0 Participants0 Participants1 Participants
Region of Enrollment
South Africa
30 participants31 participants5 participants66 participants
Sex: Female, Male
Female
13 Participants20 Participants3 Participants36 Participants
Sex: Female, Male
Male
17 Participants11 Participants2 Participants30 Participants
Suppressed viral load, <400 copies/ml15 Participants24 Participants3 Participants42 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
deaths
Total, all-cause mortality
2 / 300 / 310 / 5
other
Total, other adverse events
0 / 300 / 310 / 5
serious
Total, serious adverse events
8 / 300 / 311 / 5

Outcome results

Primary

Biological Measure of Substance Use

Substance use measured with urinalysis.

Time frame: Assessed at the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
Project KhanyaBiological Measure of Substance UsePositive25 Participants
Project KhanyaBiological Measure of Substance UseNegative1 Participants
ESOCBiological Measure of Substance UsePositive23 Participants
ESOCBiological Measure of Substance UseNegative3 Participants
p-value: 0.2895% CI: [-1.61, 5.5]Mixed Models Analysis
Primary

Biological Measure of Substance Use

Substance use measured with phosphatidylethanol (PEth) concentration, which is an objective biomarker of alcohol use that can detect blood collected up to 21 days after alcohol consumption. Minimum detection value is 8 ng/mL. Higher PEth values indicate greater concentration of alcohol. Values of ≥ 50 ng/mL indicate unhealthy drinking.

Time frame: Assessed at the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)

ArmMeasureValue (MEAN)Dispersion
Project KhanyaBiological Measure of Substance Use484.2 ng/mLStandard Deviation 398.7
ESOCBiological Measure of Substance Use414.7 ng/mLStandard Deviation 389.6
p-value: 0.1695% CI: [-67, 382]Mixed Models Analysis
Primary

Changes in HIV Medication Adherence Throughout Intervention Phase

Percentage of prescribed antiviral therapy agent (medications) taken as measured by real time wireless motoring device

Time frame: Assessed between baseline assessment and the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)

ArmMeasureValue (MEAN)Dispersion
Project KhanyaChanges in HIV Medication Adherence Throughout Intervention Phase60.0 percentage of days adherent to WisepillStandard Deviation 37.1
ESOCChanges in HIV Medication Adherence Throughout Intervention Phase28.2 percentage of days adherent to WisepillStandard Deviation 32.1
p-value: 0.0195% CI: [-0.507, -0.066]Mixed Models Analysis
Primary

Changes in Self-reported Substance Use

World Health Organization Alcohol, Smoking, and Substance Involvement Screening Test (WHO-ASSIST). It is a measure used to assess substance use risk for alcohol, cannabis, cocaine, opiates, and amphetamines, hallucinogens, and other drugs. Standardized cutoff scores are used to categorize risk levels: low risk (0-3 for illicit drugs/0-10 for alcohol), moderate risk (4-26 for illicit drugs/11-26 for alcohol), or high risk (\> 26) for substance use-related problems.

Time frame: Assessed between baseline assessment and the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
Project KhanyaChanges in Self-reported Substance Usemoderate or high risk23 Participants
Project KhanyaChanges in Self-reported Substance Uselow risk3 Participants
ESOCChanges in Self-reported Substance Usemoderate or high risk25 Participants
ESOCChanges in Self-reported Substance Uselow risk1 Participants
p-value: 0.7795% CI: [-1.51, 2]Mixed Models Analysis
Secondary

Biological Measure of Substance Use

Substance use measured with phosphatidylethanol (PEth) concentration, which is an objective biomarker of alcohol use that can detect blood collected up to 21 days after alcohol consumption. Minimum detection value is 8 ng/mL. Higher PEth values indicate greater concentration of alcohol. Values of ≥ 50 ng/mL indicate unhealthy drinking.

Time frame: Assessed at follow-up (approximately 24-weeks post-randomization/ 6-month follow-up assessment)

ArmMeasureValue (MEAN)Dispersion
Project KhanyaBiological Measure of Substance Use538.4 ng/mLStandard Deviation 554.4
ESOCBiological Measure of Substance Use386.1 ng/mLStandard Deviation 392.6
p-value: 0.4495% CI: [-136, 304]Mixed Models Analysis
Secondary

Biological Measure of Substance Use

Substance use measured with urinalysis.

Time frame: Assessed at follow-up (approximately 24-weeks post-randomization/ 6-month follow-up assessment)

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
Project KhanyaBiological Measure of Substance UsePositive20 Participants
Project KhanyaBiological Measure of Substance UseNegative7 Participants
ESOCBiological Measure of Substance UsePositive24 Participants
ESOCBiological Measure of Substance UseNegative5 Participants
p-value: 0.6395% CI: [-2.24, 3.67]Mixed Models Analysis
Secondary

Changes in Self-reported Substance Use

World Health Organization Alcohol, Smoking, and Substance Involvement Screening Test (WHO-ASSIST). It is a measure used to assess substance use risk for alcohol, cannabis, cocaine, opiates, and amphetamines, hallucinogens, and other drugs. Standardized cutoff scores are used to categorize risk levels: low risk (0-3 for illicit drugs/0-10 for alcohol), moderate risk (4-26 for illicit drugs/11-26 for alcohol), or high risk (\> 26) for substance use-related problems.

Time frame: Assessed between baseline assessment and follow-up (approximately 24-weeks post-randomization/ 6-month follow-up assessment)

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
Project KhanyaChanges in Self-reported Substance Usemoderate or high risk24 Participants
Project KhanyaChanges in Self-reported Substance Uselow risk3 Participants
ESOCChanges in Self-reported Substance Usemoderate or high risk22 Participants
ESOCChanges in Self-reported Substance Uselow risk7 Participants
p-value: 0.8795% CI: [-1.85, 1.58]Mixed Models Analysis
Secondary

Intervention Acceptability

15-item acceptability subscale of a pragmatic, quantitative assessment based on RE-AIM developed by the Applied Mental Health Research group (AMHR) at Johns Hopkins University. Total scores are averaged across all items and range from 0 to 3. Higher scores indicate greater acceptability. Qualitative interviews will also be conducted with intervention participants at the end of the study to assess acceptability guided by RE-AIM and the Proctor model.

Time frame: Assessed at the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)

ArmMeasureValue (MEAN)Dispersion
Project KhanyaIntervention Acceptability2.98 average score on a scaleStandard Deviation 0.04
Secondary

Intervention Feasibility

14-item feasibility subscale of a pragmatic, quantitative assessment based on RE-AIM developed by the Applied Mental Health Research group (AMHR) at Johns Hopkins University. Total scores are averaged across all items and range from 0 to 3. Higher scores indicate greater feasibility. Qualitative interviews will also be conducted with intervention participants at the end of the study to assess feasibility guided by RE-AIM and the Proctor model.

Time frame: Assessed at the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)

ArmMeasureValue (MEAN)Dispersion
Project KhanyaIntervention Feasibility2.98 average score on a scaleStandard Deviation 0.18
Secondary

Intervention Fidelity

Independent fidelity ratings of a randomly selected subset (20%) of intervention sessions using a fidelity assessment developed for each session that includes 15-19 items that map onto each core intervention component, and factors unique to the peer delivery implementation strategy (i.e., appropriate self-disclosure, stigmatizing behaviors, common factors including warmth and non-judgment).

Time frame: Assessed between randomization and the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)

ArmMeasureValue (MEAN)Dispersion
Project KhanyaIntervention Fidelity91.7 Percentage fidelity to treatmentStandard Deviation 13.3
Secondary

Intervention Uptake

Intervention participant attendance and retention (i.e., the mean number of intervention sessions attended by intervention participants)

Time frame: Assessed between randomization and the acute outcome (approximately 12-weeks post-randomization/ post-intervention assessment)

ArmMeasureValue (MEAN)Dispersion
Project KhanyaIntervention Uptake4.77 Sessions attendedStandard Deviation 1.96
Other Pre-specified

Changes in Self-reported Substance Use

Changes in percent days used any substance measured by timeline follow-back

Time frame: Assessed between baseline assessment and follow-up (approximately 24-weeks post-randomization/ 6-month follow-up assessment)

ArmMeasureValue (MEAN)Dispersion
Project KhanyaChanges in Self-reported Substance Use30.7 percentage of days used any substanceStandard Deviation 25.9
ESOCChanges in Self-reported Substance Use25.1 percentage of days used any substanceStandard Deviation 23.2
p-value: 0.6395% CI: [-10.5, 17.1]Mixed Models Analysis
Other Pre-specified

Changes in Self-reported Substance Use

Changes in number of drinks measured by timeline follow-back

Time frame: Assessed between baseline assessment and follow-up (approximately 24-weeks post-randomization/ 6-month follow-up assessment)

ArmMeasureValue (MEAN)Dispersion
Project KhanyaChanges in Self-reported Substance Use4.61 number of drinks on days drinkingStandard Deviation 3.29
ESOCChanges in Self-reported Substance Use4.96 number of drinks on days drinkingStandard Deviation 4.25
p-value: 0.8595% CI: [-0.34, 0.28]Mixed Models Analysis
Other Pre-specified

HIV Viral Load

Percentage of patients with a suppressed viral load (\<400 copies/ml)

Time frame: Assessed at follow-up (approximately 24-weeks post-randomization/ 6-month follow-up assessment)

ArmMeasureCategoryValue (COUNT_OF_PARTICIPANTS)
Project KhanyaHIV Viral LoadSuppressed16 Participants
Project KhanyaHIV Viral LoadUnsuppressed11 Participants
ESOCHIV Viral LoadSuppressed22 Participants
ESOCHIV Viral LoadUnsuppressed7 Participants
p-value: 0.6595% CI: [-2.49, 1.55]Mixed Models Analysis

Source: ClinicalTrials.gov · Data processed: Feb 25, 2026