One-lung Ventilation
Conditions
Brief summary
Nowadays, lung isolation techniques are an essential part of thoracic anesthesia. The two principal devices used in order to achieve one-lung ventilation (OLV) are the double lumen tube (DLT) and the bronchial blocker (BB). Even though DLT and BB have always been considered equally effective in lung isolation, a study recently published by Bussières et al. demonstrated the clear superiority of BB over DLT in terms of rapidity and quality of lung collapse. In order to explain this result, a physiologic study was recently conducted. During this project, some interesting discoveries were made. In fact, during lung isolation, while the chest is closed, there is a buildup of negative pressure in the NVL until pleural opening. Moreover, an absorption of ambient air through the lumen of the DLT or through the internal channel of the BB is observed. Putting all these elements together, a possible explanation for the superiority of BB over DLT was obtained. Indeed, in the first study of Bussières, the internal channel of BB was occluded. By doing so, there were no possible aspiration of ambient air in the NVL. This condition may have accelerated the absorption atelectasis of the NVL that occurs during lung collapse by reducing NVL volume and by conserving a higher alveolar partial pressure of oxygen in it. The hypothesis is that when using a DLT in OLV, occluding the non-ventilated lung (NVL) lumen will reproduce the BB physiology by accelerating the second phase of lung deflation and giving a better quality of lung collapse compared to usual practice of keeping the non-ventilated lung opened to ambient air. The main objective is to compare the speed and quality of complete lung deflation occurring during OLV with a DLT when the non-ventilated DLT lumen is occluded vs not occluded. This randomized study will include a total of 30 patients scheduled for lung resection using video-assisted thoracoscopic surgery (VATS). Fifteen patients will compose the experimental group (NVL lumen occluded) and 15 other patients will be part of the control group (NVL lumen opened to ambient air).
Detailed description
One-lung ventilation (OLV) is a major consideration in thoracic anesthesia. Lung isolation, through the use of double-lumen tube (DLT) or bronchial blocker (BB), offers to the surgeon the intra-thoracic access he needs for the surgery. With the use of a DLT, the non-ventilated lung is isolated by disconnecting its specific lumen from the ventilator and keeping it opened to ambient air. With a BB, the BB cuff is inflated in the bronchus after a brief apnea period. Thereafter, only the dependent lung is ventilated. Until recently, studies evaluating the quality of lung collapse with the use of DLT versus BB showed contradicting results and were not conclusive. However, in 2016, Bussières' research group obtained a faster lung collapse with the use of a BB with its internal channel occluded and a second period of apnea at pleural opening. A review of the literature could not explain in details these results. In the 2000s, lung collapse during OLV was described as undergoing two distinct phases; the first phase occuring at the opening of the pleural cavity and corresponding to a quick but partial collapse secondary to the elastic recoil of the lung. The second phase, a slower one, being the reabsorption, by the vascular capillary bed, of the gas contained into the alveoli; the speed of this second phase being directly proportional to the solubility coefficient of the gas. Since no previous studies had explanation for Bussières' unexpected results, they conducted a physiologic study to extensively determine the physiology of the non-ventilated lung (NVL) during OLV with the use of DLT and BB. Their results demonstrated that during lung isolation, while the chest is closed, there is a buildup of negative pressure in the NVL until pleural opening, when the lumen of the DLT or the internal channel of the BB are occluded. This phenomenon was observed for both lung isolation devices (BB and DLT). They also observed an absorption of ambient air through the lumen of the DLT and the internal channel of the BB when the lumen of both device was open to ambient air. These results probably explain why Bussières obtained a faster lung collapse with BB in their study. By occluding the internal channel of the BB they prevented the aspiration of ambient air in the NVL. This condition may have accelerated the absorption atelectasis of the NVL that occurs during the second phase of lung collapse by obtaining an initial lower lung volume containing a higher alveolar partial pressure of oxygen (PAO2) in the BB group. Since these recent findings demonstrate that both lung isolation devices cause negative pressure and an aspiration of ambient air, it is possible that the occlusion of the specific lumen of the NVL of a DLT could reproduce the physiology of the lung isolation obtained with a BB with its internal channel occluded. The hypothesis is that by withholding gas exchange between the NVL and ambient air from the beginning of OLV to the pleural opening, the resorption atelectasis will be facilitated. Consequently, lung collapse of the NVL will occur faster when clamping its specific lumen on the DLT instead of letting it communicate with ambient air like anesthesiologists usually do.
Interventions
Clamping the non-dependent lung's lumen of the double lumen tube during closed chest one-lung ventilation
Sponsors
Study design
Intervention model description
Just before induction of anesthesia and according to the computerized randomization list generated by the statistical department, each of the 30 patients is allocated to one of the following groups: Control group : OLV with the specific lumen of the NVL opened to ambient air. Experimental group : OLV with a clamp on the specific lumen of the NVL
Eligibility
Inclusion criteria
* Elective lung resection (lobectomies and segmentectomies) by VATS requiring OLV. * More than 18 years old. * Having read, understand and signed the consent form presented at the pre-operative evaluation
Exclusion criteria
: A- Pre-operative 1. Known or anticipated difficult tracheal intubation. 2. Bronchoscopic or CT-scan findings contraindicating the insertion of a DLT. 3. Severe COPD or asthma (FEV1 \<50%). 4. Prior intrathoracic surgery (including cardiac surgeries). 5. Pleural or interstitial pathology. 6. Previous chemotherapy or thoracic radiotherapy. 7. Acute or chronic pulmonary infection. 8. Endobronchial mass. 9. Tracheostomy. B- Post-randomisation 1. Bronchoscopic findings contraindicating the insertion of DLT. 2. VATS findings that cancel the surgery. 3. Severe desaturation (SatO2 \< 90%) during the observation period. 4. Any need to reinflate the collapse lung.
Design outcomes
Primary
| Measure | Time frame | Description |
|---|---|---|
| T50-3 | From the beginning of surgery (pleural opening) until 120 minutes | Moment where the probability of having a complete lung collapse is 50% |
Secondary
| Measure | Time frame | Description |
|---|---|---|
| O2 Concentration of Expired Air at Pleural Opening | From pleural opening and lasting 60 seconds | A measure of the O2 concentration of the expiratory air at pleural opening |
| Expiratory Volume at Pleural Opening | From pleural opening and lasting 60 seconds | A measure of the expiratory volume (EV) at pleural opening |
| O2 Concentration of Expired Air at the Beginning of One-lung Ventilation | From the beginning of one-lung ventilation and lasting 60 seconds | A measure of the O2 concentration of the expiratory air at the beginning of one-lung ventilation (OLV) |
| Optimization of Lung Collapse | From the beginning of surgery (pleural opening) until 60 minutes | Number of Participants needing Other Interventions to Optimize Lung Collapse |
| Quality of Oxygenation During One-lung Ventilation (PaO2 ) | 25 minutes after pleural opening | An evaluation of the PaO2 during one-lung ventilation |
| Complete Lung Collapse (CLC-clinical) | From the beginning of surgery (pleural opening) until 60 minutes | The time required to obtain CLC. This end-point is assessed clinically by the surgeon during the surgery |
| Surgery Duration | From the beginning of surgery (pleural opening) until 120 minutes | Time required for completion of the surgery |
| Postoperative Atelectasis | End of hospitalization | Number of atelectasis detected by Postoperative X-Ray |
| Quality of Lung Collapse (Clinical) at 0 Minute | At pleural opening (0 minute) | A clinical evaluation, by the thoracic surgeon, of the quality of the surgical exposure following lung collapse using a visual scale graduated from 1 to 3. Score 1 = No lung collapse, Score 2 = Partial lung collapse, Score 3 = Complete lung collapse Scale title: Visual grading scale of lung collapse Higher score means a better outcome |
| Quality of Lung Collapse (Clinical) at 10 Minutes | 10 minutes after pleural opening | A clinical evaluation, by the thoracic surgeon, of the quality of the surgical exposure following lung collapse using a visual scale graduated from 1 to 3. Score 1 = No lung collapse, Score 2 = Partial lung collapse, Score 3 = Complete lung collapse Scale title: Visual grading scale of lung collapse Higher score means a better outcome |
| Quality of Lung Collapse (Clinical) at 20 Minutes | 20 minutes after pleural opening | A clinical evaluation, by the thoracic surgeon, of the quality of the surgical exposure following lung collapse using a visual scale graduated from 1 to 3. Score 1 = No lung collapse, Score 2 = Partial lung collapse, Score 3 = Complete lung collapse Scale title: Visual grading scale of lung collapse Higher score means a better outcome |
| Quality of Oxygenation During One-lung Ventilation (SaO2) | 25 minutes after pleural opening | An evaluation of the SaO2during one-lung ventilation |
Countries
Canada
Participant flow
Participants by arm
| Arm | Count |
|---|---|
| Experimental Clamping the non-dependent lung's lumen of the double lumen tube during closed chest one-lung ventilation
Clamping the Double Lumen Tube: Clamping the non-dependent lung's lumen of the double lumen tube during closed chest one-lung ventilation | 15 |
| Control Not Clamping the non-dependent lung's lumen of the double lumen tube during closed chest one-lung ventilation | 15 |
| Total | 30 |
Withdrawals & dropouts
| Period | Reason | FG000 | FG001 |
|---|---|---|---|
| Overall Study | Mucus plug | 1 | 0 |
| Overall Study | Negative biopsy, surgery cancelled | 3 | 1 |
| Overall Study | Pleural adhesions | 1 | 0 |
| Overall Study | Sustained desaturation | 0 | 1 |
Baseline characteristics
| Characteristic | Total | Experimental | Control |
|---|---|---|---|
| Age, Continuous | 65.6 years STANDARD_DEVIATION 8.1 | 64.67 years STANDARD_DEVIATION 9.6 | 66.60 years STANDARD_DEVIATION 6.5 |
| Forced Expiratory Volume - 1 sec (FEV1) | 94.77 % predicted value STANDARD_DEVIATION 15.5 | 93.27 % predicted value STANDARD_DEVIATION 15.29 | 96.27 % predicted value STANDARD_DEVIATION 16.1 |
| Height (meter) | 1.62 meter STANDARD_DEVIATION 0.09 | 1.64 meter STANDARD_DEVIATION 0.1 | 1.62 meter STANDARD_DEVIATION 0.08 |
| Ideal body weight (kg) | 58.43 kg STANDARD_DEVIATION 6.74 | 59.27 kg STANDARD_DEVIATION 7.31 | 57.6 kg STANDARD_DEVIATION 6.25 |
| Race (NIH/OMB) American Indian or Alaska Native | 0 Participants | 0 Participants | 0 Participants |
| Race (NIH/OMB) Asian | 0 Participants | 0 Participants | 0 Participants |
| Race (NIH/OMB) Black or African American | 0 Participants | 0 Participants | 0 Participants |
| Race (NIH/OMB) More than one race | 0 Participants | 0 Participants | 0 Participants |
| Race (NIH/OMB) Native Hawaiian or Other Pacific Islander | 0 Participants | 0 Participants | 0 Participants |
| Race (NIH/OMB) Unknown or Not Reported | 30 Participants | 15 Participants | 15 Participants |
| Race (NIH/OMB) White | 0 Participants | 0 Participants | 0 Participants |
| Sex: Female, Male Female | 22 Participants | 10 Participants | 12 Participants |
| Sex: Female, Male Male | 8 Participants | 5 Participants | 3 Participants |
| Tiffeneau index (FEV1/FVC ratio) | 72.63 ratio of predicted value STANDARD_DEVIATION 8.45 | 71.93 ratio of predicted value STANDARD_DEVIATION 10.29 | 73.33 ratio of predicted value STANDARD_DEVIATION 6.4 |
| Weight (kg) | 71.07 kg STANDARD_DEVIATION 16.56 | 67.73 kg STANDARD_DEVIATION 17.96 | 74.4 kg STANDARD_DEVIATION 14.88 |
Adverse events
| Event type | EG000 affected / at risk | EG001 affected / at risk |
|---|---|---|
| deaths Total, all-cause mortality | 0 / 15 | 0 / 15 |
| other Total, other adverse events | 1 / 15 | 7 / 15 |
| serious Total, serious adverse events | 0 / 20 | 1 / 17 |
Outcome results
T50-3
Moment where the probability of having a complete lung collapse is 50%
Time frame: From the beginning of surgery (pleural opening) until 120 minutes
| Arm | Measure | Group | Value (MEAN) | Dispersion |
|---|---|---|---|---|
| Double Lumen Tube Clamp | T50-3 | First random videoclip analysis | 31.87 minutes | Standard Deviation 3.68 |
| Double Lumen Tube Clamp | T50-3 | Second random videoclip analysis | 33.30 minutes | Standard Deviation 3.71 |
| Control | T50-3 | First random videoclip analysis | 63.81 minutes | Standard Deviation 10.77 |
| Control | T50-3 | Second random videoclip analysis | 60.82 minutes | Standard Deviation 7.51 |
Complete Lung Collapse (CLC-clinical)
The time required to obtain CLC. This end-point is assessed clinically by the surgeon during the surgery
Time frame: From the beginning of surgery (pleural opening) until 60 minutes
| Arm | Measure | Value (MEAN) | Dispersion |
|---|---|---|---|
| Double Lumen Tube Clamp | Complete Lung Collapse (CLC-clinical) | 28.67 minutes | Standard Deviation 15.04 |
| Control | Complete Lung Collapse (CLC-clinical) | 59.47 minutes | Standard Deviation 20.79 |
Expiratory Volume at Pleural Opening
A measure of the expiratory volume (EV) at pleural opening
Time frame: From pleural opening and lasting 60 seconds
| Arm | Measure | Value (MEAN) | Dispersion |
|---|---|---|---|
| Double Lumen Tube Clamp | Expiratory Volume at Pleural Opening | 178.53 ml | Standard Deviation 138.12 |
| Control | Expiratory Volume at Pleural Opening | 421.13 ml | Standard Deviation 199.9 |
O2 Concentration of Expired Air at Pleural Opening
A measure of the O2 concentration of the expiratory air at pleural opening
Time frame: From pleural opening and lasting 60 seconds
| Arm | Measure | Value (MEAN) | Dispersion |
|---|---|---|---|
| Double Lumen Tube Clamp | O2 Concentration of Expired Air at Pleural Opening | 41.87 % of oxygen | Standard Deviation 18.61 |
| Control | O2 Concentration of Expired Air at Pleural Opening | 11.93 % of oxygen | Standard Deviation 3.65 |
O2 Concentration of Expired Air at the Beginning of One-lung Ventilation
A measure of the O2 concentration of the expiratory air at the beginning of one-lung ventilation (OLV)
Time frame: From the beginning of one-lung ventilation and lasting 60 seconds
| Arm | Measure | Value (MEAN) | Dispersion |
|---|---|---|---|
| Double Lumen Tube Clamp | O2 Concentration of Expired Air at the Beginning of One-lung Ventilation | 40.93 % of oxygen | Standard Deviation 5.87 |
| Control | O2 Concentration of Expired Air at the Beginning of One-lung Ventilation | 35.13 % of oxygen | Standard Deviation 3.89 |
Optimization of Lung Collapse
Number of Participants needing Other Interventions to Optimize Lung Collapse
Time frame: From the beginning of surgery (pleural opening) until 60 minutes
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Double Lumen Tube Clamp | Optimization of Lung Collapse | 0 Participants |
| Control | Optimization of Lung Collapse | 1 Participants |
Postoperative Atelectasis
Number of atelectasis detected by Postoperative X-Ray
Time frame: End of hospitalization
| Arm | Measure | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|
| Double Lumen Tube Clamp | Postoperative Atelectasis | 1 Participants |
| Control | Postoperative Atelectasis | 6 Participants |
Quality of Lung Collapse (Clinical) at 0 Minute
A clinical evaluation, by the thoracic surgeon, of the quality of the surgical exposure following lung collapse using a visual scale graduated from 1 to 3. Score 1 = No lung collapse, Score 2 = Partial lung collapse, Score 3 = Complete lung collapse Scale title: Visual grading scale of lung collapse Higher score means a better outcome
Time frame: At pleural opening (0 minute)
| Arm | Measure | Category | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|---|
| Double Lumen Tube Clamp | Quality of Lung Collapse (Clinical) at 0 Minute | No lung collapse | 0 Participants |
| Double Lumen Tube Clamp | Quality of Lung Collapse (Clinical) at 0 Minute | Partial lung collapse | 14 Participants |
| Double Lumen Tube Clamp | Quality of Lung Collapse (Clinical) at 0 Minute | Complete lung collapse | 1 Participants |
| Control | Quality of Lung Collapse (Clinical) at 0 Minute | No lung collapse | 1 Participants |
| Control | Quality of Lung Collapse (Clinical) at 0 Minute | Partial lung collapse | 14 Participants |
| Control | Quality of Lung Collapse (Clinical) at 0 Minute | Complete lung collapse | 0 Participants |
Quality of Lung Collapse (Clinical) at 10 Minutes
A clinical evaluation, by the thoracic surgeon, of the quality of the surgical exposure following lung collapse using a visual scale graduated from 1 to 3. Score 1 = No lung collapse, Score 2 = Partial lung collapse, Score 3 = Complete lung collapse Scale title: Visual grading scale of lung collapse Higher score means a better outcome
Time frame: 10 minutes after pleural opening
| Arm | Measure | Category | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|---|
| Double Lumen Tube Clamp | Quality of Lung Collapse (Clinical) at 10 Minutes | No lung collapse | 1 Participants |
| Double Lumen Tube Clamp | Quality of Lung Collapse (Clinical) at 10 Minutes | Partial lung collapse | 14 Participants |
| Double Lumen Tube Clamp | Quality of Lung Collapse (Clinical) at 10 Minutes | Complete lung collapse | 0 Participants |
| Control | Quality of Lung Collapse (Clinical) at 10 Minutes | No lung collapse | 0 Participants |
| Control | Quality of Lung Collapse (Clinical) at 10 Minutes | Partial lung collapse | 14 Participants |
| Control | Quality of Lung Collapse (Clinical) at 10 Minutes | Complete lung collapse | 1 Participants |
Quality of Lung Collapse (Clinical) at 20 Minutes
A clinical evaluation, by the thoracic surgeon, of the quality of the surgical exposure following lung collapse using a visual scale graduated from 1 to 3. Score 1 = No lung collapse, Score 2 = Partial lung collapse, Score 3 = Complete lung collapse Scale title: Visual grading scale of lung collapse Higher score means a better outcome
Time frame: 20 minutes after pleural opening
| Arm | Measure | Category | Value (COUNT_OF_PARTICIPANTS) |
|---|---|---|---|
| Double Lumen Tube Clamp | Quality of Lung Collapse (Clinical) at 20 Minutes | No lung collapse | 0 Participants |
| Double Lumen Tube Clamp | Quality of Lung Collapse (Clinical) at 20 Minutes | Partial lung collapse | 8 Participants |
| Double Lumen Tube Clamp | Quality of Lung Collapse (Clinical) at 20 Minutes | Complete lung collapse | 7 Participants |
| Control | Quality of Lung Collapse (Clinical) at 20 Minutes | No lung collapse | 0 Participants |
| Control | Quality of Lung Collapse (Clinical) at 20 Minutes | Partial lung collapse | 14 Participants |
| Control | Quality of Lung Collapse (Clinical) at 20 Minutes | Complete lung collapse | 1 Participants |
Quality of Oxygenation During One-lung Ventilation (PaO2 )
An evaluation of the PaO2 during one-lung ventilation
Time frame: 25 minutes after pleural opening
| Arm | Measure | Value (MEAN) | Dispersion |
|---|---|---|---|
| Double Lumen Tube Clamp | Quality of Oxygenation During One-lung Ventilation (PaO2 ) | 162.86 mmHg | Standard Deviation 68.71 |
| Control | Quality of Oxygenation During One-lung Ventilation (PaO2 ) | 128.60 mmHg | Standard Deviation 57.69 |
Quality of Oxygenation During One-lung Ventilation (SaO2)
An evaluation of the SaO2during one-lung ventilation
Time frame: 25 minutes after pleural opening
| Arm | Measure | Value (MEAN) | Dispersion |
|---|---|---|---|
| Double Lumen Tube Clamp | Quality of Oxygenation During One-lung Ventilation (SaO2) | 97.78 % of oxygen saturation | Standard Deviation 1.79 |
| Control | Quality of Oxygenation During One-lung Ventilation (SaO2) | 95.67 % of oxygen saturation | Standard Deviation 2.09 |
Surgery Duration
Time required for completion of the surgery
Time frame: From the beginning of surgery (pleural opening) until 120 minutes
| Arm | Measure | Value (MEAN) | Dispersion |
|---|---|---|---|
| Double Lumen Tube Clamp | Surgery Duration | 89.27 minutes | Standard Deviation 34.01 |
| Control | Surgery Duration | 88.40 minutes | Standard Deviation 30.39 |