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Individualizing Incentives for Alcohol in the Severely Mentally Ill

Novel EtG-Based Contingency Management for Alcohol in the Severely Mentally Ill

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03481049
Enrollment
392
Registered
2018-03-29
Start date
2018-05-05
Completion date
2024-11-22
Last updated
2025-08-11

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Alcohol Dependence, Bipolar Disorder, Major Depressive Disorder, Schizophrenia

Brief summary

The investigators will evaluate the efficacy of a 2 various contingency management (CM) interventions (High-Magnitude CM, Shaping CM) for treating heavy drinking among individuals with serious mental illness and alcohol dependence who are seen within the context of a community mental health center setting. Participants will be 400 adults diagnosed with serious mental illness and alcohol dependence and those who demonstrate heavy drinking during the first 4 weeks will be randomized to receive treatment conditions.

Detailed description

The objective of this study is to determine whether modifications to a CM intervention improve outcomes and reduce costs in heavy drinkers with serious mental illness using alcohol biomarker ethyl glucuronide (EtG) to test of alcohol abstinence. In CM, patients receive tangible rewards for demonstrating drug abstinence. The investigators propose to examine whether 2 strategies - 1. Increasing reinforcer magnitude (High-Magnitude CM) or 2. Reinforcing light drinking before reinforcing abstinence (Shaping CM) - can improve outcomes in heavy drinkers with serious mental illness. The investigators will compare the efficacy of these 2 approaches to Usual CM in heavy drinkers with serious mental illness. A total of 400 participants receiving treatment as usual at 2 treatment agencies will take part in a 4-week induction period. Participants (n=240) who attain a mean EtG \> 349 ng/mL (heavy drinking) during the induction period will be randomized to either a) 4 months of standard-magnitude CM for submitting alcohol-abstinent EtG samples (EtG \< 150 ng/mL) (Usual CM), b) 4 months of high-magnitude CM for submitting alcohol-abstinent EtG samples (High-Magnitude CM), or c) 1 month of CM for submitting alcohol samples that indicate light drinking (EtG \< 500 ng/mL), followed by 3 months of CM for submitting alcohol-abstinent EtG samples (Shaping CM). The primary outcome will be EtG-verified alcohol abstinence during the last 3 months of treatment (when all reinforcement is contingent on abstinence) and during 12 months of follow-up. The investigators will also examine group differences in secondary outcomes, conduct a comprehensive economic analysis, and determine whether variables that make up the NIAAA Addictions Neuroclinical Assessment (ANA) model moderate alcohol abstinence.

Interventions

BEHAVIORALUsual CM

Behavioral reinforcement for alcohol abstinence

BEHAVIORALHigh-Magnitude CM

Behavioral reinforcement for alcohol abstinence

BEHAVIORALShaping CM

Behavioral reinforcement for alcohol abstinence

Sponsors

National Institute on Alcohol Abuse and Alcoholism (NIAAA)
CollaboratorNIH
Washington State University
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to 65 Years
Healthy volunteers
Yes

Inclusion criteria

1. Aged 18 to 65 years. 2. 4 or more standard drinks for females (AFAB)/ 5 or more standard drinks for males (AMAB) on 5 or more occasions in the past 30 days. 3. DSM-5 diagnosis of moderate to severe alcohol use disorder. 4. DSM-5 diagnosis of schizophrenia or schizoaffective disorder, bipolar I or II, or recurrent major depressive disorder (\>1 episode).

Exclusion criteria

1. Current DSM-5 diagnosis of a severe substance use disorder for any substances used within the past 30 days 2. A significant risk of medically dangerous alcohol withdrawal (e.g. a history of seizures in the last 12 months, participant or clinician concern that abstinence will induce dangerous alcohol withdrawal). 3. Any medical/psychiatric condition, or severity of that condition, that in the opinion of the PI, would compromise safe study participation. 4. Inability to provide informed consent as measured by the MacCAT-CR. (e.g. dementia) 5. Pregnant or planning to become pregnant.

Design outcomes

Primary

MeasureTime frameDescription
Alcohol Use Assessed by Ethyl Glucuronide (EtG) Detection in UrineDuring weeks 5 -16 of treatmentProportion of uEtG negative samples during weeks 5-16 of treatment. (EtG \<150 ng/mL = EtG-negative)

Secondary

MeasureTime frameDescription
Positive and Negative Syndrome ScaleAt baseline, week 4, 8, 12, 16 through study completionPsychiatric symptomology
Urinanalysis for Drug UseBaseline, during 4-week induction period and 16 weeks of treatment (repeated measure)Urine tests for drug use
Addiction Severity Index (ASI)Baseline, week 4, 8, 12, 16 through study completionAlcohol and drug addiction severity
Alcohol and Cigarette Timeline FollowbackBaseline, during 4-week induction period and 16 weeks of treatment (repeated measure)Alcohol and Cigarette Use
Fagerstrom Test of Nicotine DependenceBaseline, week 4, 8, 12, 16 through study completionPresence and severity of nicotine dependence
Housing Timeline FollowBackBaseline, during 4-week induction period, 16 weeks of treatment (repeated measure) through study completionAssess homelessness
Brief HIV Risk Behavior ScaleBaseline, during 4-week induction period, 16 weeks of treatment (repeated measure) through study completionHIV risk behavior; with a drug use subscale measuring 0 - 30 (with lower scores representing better health outcomes related to drug use and higher scores representing poorer health outcomes related to drug use) and a sexual behavior subscale measuring 0 - 25 (with lower scores representing better health outcomes related to sexual behavior and higher scores representing poorer health outcomes related to sexual behavior). Both are summed to create a total score ranging from 0 - 55 (with lower totals representing better health outcomes related to HIV risk and higher totals representing poorer health outcomes related to HIV risk)
NIH Toolbox Emotion BatteryBaseline, during 4-week induction period and 16 weeks of treatment (repeated measure) through study completionNegative emotionality
NIH Toolbox Cognition BatteryBaseline, weeks 20, 47, 71Executive functioning
Obsessive-Compulsive Drinking ScaleBaseline, 16 weeks of treatment (repeated measure) through study completionSelf-report measure of frequency and consequences alcohol-related thoughts and behaviors; Obsessive subscale ranges from 0 - 20 (with lower score representing better health outcomes and higher scores representing poorer health outcomes) Compulsive subscale ranges from 0 -20 (with lower scores representing better health outcomes and higher scores representing poorer health outcomes). Total score (Obsessive + Compulsive sub scales ) ranging from 0 - 40 (with lower totals representing better health outcomes and higher totals representing poorer health outcomes).
Stimulus-Response Compatibility TaskBaseline, weeks 20, 47, 71Cognitive measure of approach-avoidance of alcohol-related cues
Stages of Change Readiness and Treatment Eagerness ScaleBaseline, during 4-week induction period and 16 weeks of treatment (repeated measure) through study completionMotivation to change alcohol use; total scores range from 19 - 95 (with lower totals representing lesser readiness/eagerness for change and higher totals representing greater readiness/eagerness to change)
Treatment Experiences and Expediencies QuestionnaireBaseline, during 4-week induction period and 16 weeks of treatment (repeated measure) through study completionAssess drinking goals

Countries

United States

Participant flow

Participants by arm

ArmCount
Usual CM
Participants will earn at least 3 prize draws each time they submit an alcohol negative urine samples during weeks 5-20, plus treatment as usual Usual CM: Behavioral reinforcement for alcohol abstinence
53
High-Magnitude CM
Participants will earn twice as many prize draws than those in the Usual CM for alcohol abstinence during weeks 5-20, plus treatment as usual. High-Magnitude CM: Behavioral reinforcement for alcohol abstinence
54
Shaping CM
Participants will earn prize draws for light drinking during weeks 5-8 instead of alcohol abstinence and will then earn prize draws for abstinence during weeks 9-20, plus treatment as usual. Shaping CM: Behavioral reinforcement for alcohol abstinence
51
Total158

Baseline characteristics

CharacteristicTotalUsual CMHigh-Magnitude CMShaping CM
Age, Continuous40.4 years
STANDARD_DEVIATION 11.8
39.4 years
STANDARD_DEVIATION 11.5
42.6 years
STANDARD_DEVIATION 11.7
39.2 years
STANDARD_DEVIATION 12.1
Race (NIH/OMB)
American Indian or Alaska Native
4 Participants2 Participants1 Participants1 Participants
Race (NIH/OMB)
Asian
3 Participants1 Participants1 Participants1 Participants
Race (NIH/OMB)
Black or African American
11 Participants2 Participants6 Participants3 Participants
Race (NIH/OMB)
More than one race
8 Participants2 Participants3 Participants3 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
2 Participants0 Participants1 Participants1 Participants
Race (NIH/OMB)
Unknown or Not Reported
2 Participants1 Participants0 Participants1 Participants
Race (NIH/OMB)
White
128 Participants45 Participants42 Participants41 Participants
Sex: Female, Male
Female
84 Participants28 Participants28 Participants28 Participants
Sex: Female, Male
Male
74 Participants25 Participants26 Participants23 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
EG003
affected / at risk
deaths
Total, all-cause mortality
0 / 530 / 540 / 510 / 234
other
Total, other adverse events
30 / 5721 / 5523 / 5463 / 234
serious
Total, serious adverse events
4 / 573 / 557 / 542 / 234

Outcome results

Primary

Alcohol Use Assessed by Ethyl Glucuronide (EtG) Detection in Urine

Proportion of uEtG negative samples during weeks 5-16 of treatment. (EtG \<150 ng/mL = EtG-negative)

Time frame: During weeks 5 -16 of treatment

ArmMeasureValue (MEAN)Dispersion
Usual CMAlcohol Use Assessed by Ethyl Glucuronide (EtG) Detection in Urine0.66 proportion uEtG negativeStandard Deviation 0.25
High-Magnitude CMAlcohol Use Assessed by Ethyl Glucuronide (EtG) Detection in Urine0.65 proportion uEtG negativeStandard Deviation 0.26
Shaping CMAlcohol Use Assessed by Ethyl Glucuronide (EtG) Detection in Urine0.61 proportion uEtG negativeStandard Deviation 0.28
Secondary

Addiction Severity Index (ASI)

Alcohol and drug addiction severity

Time frame: Baseline, week 4, 8, 12, 16 through study completion

Secondary

Alcohol and Cigarette Timeline Followback

Alcohol and Cigarette Use

Time frame: Baseline, during 4-week induction period and 16 weeks of treatment (repeated measure)

Secondary

Brief HIV Risk Behavior Scale

HIV risk behavior; with a drug use subscale measuring 0 - 30 (with lower scores representing better health outcomes related to drug use and higher scores representing poorer health outcomes related to drug use) and a sexual behavior subscale measuring 0 - 25 (with lower scores representing better health outcomes related to sexual behavior and higher scores representing poorer health outcomes related to sexual behavior). Both are summed to create a total score ranging from 0 - 55 (with lower totals representing better health outcomes related to HIV risk and higher totals representing poorer health outcomes related to HIV risk)

Time frame: Baseline, during 4-week induction period, 16 weeks of treatment (repeated measure) through study completion

Secondary

Fagerstrom Test of Nicotine Dependence

Presence and severity of nicotine dependence

Time frame: Baseline, week 4, 8, 12, 16 through study completion

Secondary

Housing Timeline FollowBack

Assess homelessness

Time frame: Baseline, during 4-week induction period, 16 weeks of treatment (repeated measure) through study completion

Secondary

NIH Toolbox Cognition Battery

Executive functioning

Time frame: Baseline, weeks 20, 47, 71

Secondary

NIH Toolbox Emotion Battery

Negative emotionality

Time frame: Baseline, during 4-week induction period and 16 weeks of treatment (repeated measure) through study completion

Secondary

Obsessive-Compulsive Drinking Scale

Self-report measure of frequency and consequences alcohol-related thoughts and behaviors; Obsessive subscale ranges from 0 - 20 (with lower score representing better health outcomes and higher scores representing poorer health outcomes) Compulsive subscale ranges from 0 -20 (with lower scores representing better health outcomes and higher scores representing poorer health outcomes). Total score (Obsessive + Compulsive sub scales ) ranging from 0 - 40 (with lower totals representing better health outcomes and higher totals representing poorer health outcomes).

Time frame: Baseline, 16 weeks of treatment (repeated measure) through study completion

Secondary

Positive and Negative Syndrome Scale

Psychiatric symptomology

Time frame: At baseline, week 4, 8, 12, 16 through study completion

Secondary

Stages of Change Readiness and Treatment Eagerness Scale

Motivation to change alcohol use; total scores range from 19 - 95 (with lower totals representing lesser readiness/eagerness for change and higher totals representing greater readiness/eagerness to change)

Time frame: Baseline, during 4-week induction period and 16 weeks of treatment (repeated measure) through study completion

Secondary

Stimulus-Response Compatibility Task

Cognitive measure of approach-avoidance of alcohol-related cues

Time frame: Baseline, weeks 20, 47, 71

Secondary

Treatment Experiences and Expediencies Questionnaire

Assess drinking goals

Time frame: Baseline, during 4-week induction period and 16 weeks of treatment (repeated measure) through study completion

Secondary

Urinanalysis for Drug Use

Urine tests for drug use

Time frame: Baseline, during 4-week induction period and 16 weeks of treatment (repeated measure)

Source: ClinicalTrials.gov · Data processed: Feb 4, 2026