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Los Tres Paso: Neoadjuvant Palbociclib Monotherapy, Concurrent Chemoradiation Therapy, Adjuvant Palbociclib Monotherapy in Patients With p16INK4a Negative, HPV-Unrelated Head and Neck Squamous Cell Carcinoma

Los Tres Paso Trial: Step One - Neoadjuvant Palbociclib Monotherapy, Step Two - Concurrent Chemoradiation Therapy, and Step Three - Adjuvant Palbociclib Monotherapy in Patients With p16INK4a Negative, HPV-Unrelated Head and Neck Squamous Cell Carcinoma

Status
Active, not recruiting
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03389477
Enrollment
26
Registered
2018-01-03
Start date
2018-04-27
Completion date
2027-04-06
Last updated
2026-04-21

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Head and Neck Squamous Cell Carcinoma

Brief summary

The purpose of this study is to evaluate the results of treating patients with HPV-unrelated head and neck squamous cell carcinoma with neoadjuvant single-agent palbociclib, followed by chemoradiation (either cisplatin + IMRT or cetuximab + IMRT depending on patient characteristics), followed by adjuvant single-agent palbociclib.

Interventions

DRUGPalbociclib

Palbociclib is an oral drug available as capsules (or as liquid suspension). The capsules should be taken with food

DRUGCetuximab

-Cetuximab must not be administered as an IV push or bolus

DRUGCisplatin

-Patients will receive cisplatin via intravenous (IV) infusion over 60 minutes.

RADIATIONIntensity-Modulated Radiation Therapy

-Once daily fractions Monday through Friday, with one additional fraction of RT administered on (preferably) Fridays

PROCEDURETumor biopsy

* Tumor tissue will be collected at baseline and then after two cycles of neoadjuvant palbociclib monotherapy * If the patient has been previously enrolled in Washington University's TAP protocol (head and neck bank, HRPO #201102323), tissue that has been banked may be accessed in lieu of fresh biopsy at baseline.

PROCEDUREPeripheral blood draw

Baseline and post-treatment

Sponsors

Washington University School of Medicine
Lead SponsorOTHER
Pfizer
CollaboratorINDUSTRY

Study design

Allocation
NON_RANDOMIZED
Intervention model
PARALLEL
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Larynx SCC, hypopharynx SCC, or oral cavity SCC. HPV-unrelated OPSCC \[defined as p16INK4a negative by IHC (staining in \< 70% of cells) or HPV High Risk (Type 16 or 18) negative by ISH\]. P16INK4a positive larynx SCC, hypopharynx SCC, and oral cavity SCC are eligible given the unknown effect of this on the biology of SCC of these subsites. * Overall Stage III, IVA, or IVB disease per AJCC version 7.0 * Measurable disease defined as lesions that can be accurately measured in at least one dimension (longest diameter to be recorded) as ≥ 10 mm with CT scan, as ≥ 20 mm by chest x-ray, or ≥ 10 mm with calipers by clinical exam. * At least 18 years of age. * Normal bone marrow function as defined below: * Absolute neutrophil count ≥ 1,000/mcL * Platelets ≥ 100,000/mcL * Hemoglobin ≥ 9.0 g/dL * QTc \< 500 msec by Fridericia * Women of childbearing potential and men must agree to use adequate contraception (hormonal or barrier method of birth control, abstinence) prior to study entry, for the duration of study participation, and for 90 days after completion of treatment. Should a woman become pregnant or suspect she is pregnant while participating in this study, she must inform her treating physician immediately. * Ability to understand and willingness to sign an IRB approved written informed consent document (or that of legally authorized representative, if applicable). Additional Cohort 1 Eligibility Criteria: Patients enrolling to Cohort 1 must meet all of the following criteria: * Eastern Cooperative Oncology Group (ECOG) performance status 0-1 * Adequate organ function defined as: * Serum creatinine ≤ 1.5 x institutional upper limit of normal (IULN) and creatinine clearance ≥ 75 mL/min * Bilirubin ≤ 1.5 x IULN * ALT and AST ≤ 2.5 x IULN Additional Cohort 2 Eligibility Criteria: Patients enrolling to Cohort 2 must meet at least one of the following criteria: * ECOG performance status of 2 * Reduced organ function defined as: * Creatinine clearance 30-75 mL/min * Bilirubin 1.5-2 x IULN * ALT and AST 2.5-5 x IULN

Exclusion criteria

* Diagnosis of cutaneous, paranasal sinus, salivary, or nasopharynx SCC, or diagnosis of neck nodes with unknown primary. * Diagnosis of P16/HPV-ISH positive OPSCC. * Presence of distant metastatic disease. * Prior systemic therapy for current diagnosis of HNSCC. * A history of other malignancy ≤ 2 years previous with the exception of basal cell or squamous cell carcinoma of the skin which were treated with local resection only or low risk/curatively treated prostate, thyroid, and cervical cancers. * Currently receiving any other investigational agents. * Treated within the last 7 days prior to Day 1 of protocol therapy with: * Food or drugs that are known to be STRONG CYP3A4 inhibitors (e.g. grapefruit juice, verapamil, ketoconazole, miconazole, itraconazole, erythromycin, clarithromycin, telithromycin, indinavir, ritonavir, nelfinavir, atazanavir, amprenavir, nefazodone, diltiazem, and delavirdine) or inducers (e.g. glucocorticoids, progesterone, rifampin, phenobarbital, St. John's wort) \[moderate CYP3A4 inhibitors/inducers are okay\] * Drugs that are known to prolong the QT interval * Drugs that are proton pump inhibitors * A history of allergic reactions attributed to compounds of similar chemical or biologic composition to palbociclib, cisplatin (for Cohort 1), or cetuximab (for Cohort 2). * Uncontrolled intercurrent illness including, but not limited to, ongoing or active infection, symptomatic congestive heart failure, unstable angina pectoris, cardiac arrhythmia, or uncontrolled electrolyte disorders that can compound the effects of a QTc-prolonging drug (e.g. hypocalcemia, hypokalemia, hypomagnesemia). * History of cirrhosis. * History of renal or liver transplant. * Pregnant and/or breastfeeding. Women of childbearing potential must have a negative serum pregnancy test within 28 days of study entry. Female patients must be surgically sterile or be postmenopausal, or must agree to use effective contraception during the period of the trial and for at least 90 days after completion of treatment. * Known HIV-positivity and on combination antiretroviral therapy because of the potential for pharmacokinetic interactions with palbociclib. In addition, these patients are at increased risk of lethal infections when treated with marrow-suppressive therapy. * Rb (retinoblastoma) loss: mutation or homozygous deletion described on genomic sequencing report.

Design outcomes

Primary

MeasureTime frameDescription
Tumor Response Rate of Newly Diagnosed p16INK4a Negative, HPV-unrelated HNSCC to Neoadjuvant Palbociclib Monotherapy2 cycles (56 days)* Tumor response rate is defined as the proportion of subjects who achieve a complete response (CR) or partial response (PR) based on RECIST criteria * CR: Disappearance of all target lesions. Any pathological lymph nodes (whether target or non-target) must have reduction in short axis to \<10 mm. Disappearance of all non-target lesions and normalization of tumor marker level. All lymph nodes must be non-pathological in size (\<10 mm short axis). * PR: At least a 30% decrease in the sum of the diameters of target lesions, taking as reference the baseline sum diameters.

Secondary

MeasureTime frameDescription
Combined Local-regional Disease Relapse Risk and Distant Metastases Risk Following Completion of CRTThrough 18 months after completion of step 2* Local-regional disease relapse, a binary variable (Yes vs. No). Local-regional disease relapse rate is defined as the proportion of subjects alive who have local-regional progressed disease at 18 months following completion of CRT, stratified by cohorts. * Distant metastases, a binary variable (Yes vs. No). Distant metastases rate is defined as the proportion of subjects alive who have distant metastases at 18 months following completion of CRT, stratified by cohorts.
Median Progression-free Survival (PFS) (Stratified by Cohort) of Patients Treated With the Three Step Sequence of Palbociclib Monotherapy, CRT, and Adjuvant Palbociclib MonotherapyThrough 5 years after completion of step 2-Progression-free survival (PFS), defined as the interval from the start of Step 2 (CRT) to the first documentation of disease progression or death from any cause or the end of follow-up, stratified by cohorts.
Progression-free Survival (PFS) of Patients Treated With the Three Step Sequence of Palbociclib Monotherapy, CRT, and Adjuvant Palbociclib MonotherapyThrough 2 years after completion of step 2-Progression-free survival (PFS), defined as the days from the start of Step 2 (CRT) to the first documentation of disease progression or death from any cause or the end of follow-up
Median Overall Survival (OS) of Patients Treated With the Three Step Sequence of Palbociclib Monotherapy, CRT, and Adjuvant Palbociclib MonotherapyThrough 5 years after completion of step 2-Overall survival (OS), defined as the days from the time of diagnosis to death from any cause or the end of follow-up
Overall Survival of Patients Treated With the Three Step Sequence of Palbociclib Monotherapy, CRT, and Adjuvant Palbociclib MonotherapyThrough 2 years after completion of step 2-Overall survival (OS), defined as the days from the time of diagnosis to death from any cause or the end of follow-up
Change in Genomic Alterations in Tumor TissueAt baseline and at time of disease relapse (up to 5 years)Tumor genomic alterations at baseline and at relapse will be compared to assess for potential mechanisms of primary or secondary resistance to palbociclib.
Association Between Baseline Tumor CDKN2A and CCND1 Alterations and Tumor Response to Palbociclib Given Before CRT and Relapse After CRTAt baseline and at time of disease relapse (up to 5 years)Number of participants with altered versus wild-type at baseline will be compared with response.

Countries

United States

Contacts

PRINCIPAL_INVESTIGATORDouglas R Adkins, M.D.

Washington University School of Medicine

Participant flow

Participants by arm

ArmCount
Cohort 1: 1: Palbociclib, 2: Cisplatin & IMRT, 3: Palbociclib
* Step 1: Neoadjuvant palbociclib monotherapy (125 mg/day, Days 1-21 of a 28-day cycle for two cycles) * Step 2: Cisplatin 100 mg/m\^2 given on Days 1 and 22 with accelerated IMRT 70 Gy to be administered over 6 weeks * Step 3: Adjuvant palbociclib 125 mg/day, days 1-21 of each 28-day cycle for six cycles. Adjuvant palbociclib will begin 16 to 22 weeks following completion of cisplatin & IMRT
19
Cohort 2: 1: Palbociclib, 2: Cetuximab & IMRT, 3: Palbociclib
* Step 1: Neoadjuvant palbociclib monotherapy (125 mg/day, Days 1-21 of a 28-day cycle for two cycles) * Step 2: Cetuximab given one week before RT and then weekly with accelerated IMRT 70 Gy to be administered over 6 weeks * Step 3: Adjuvant palbociclib 125 mg/day, days 1-21 of each 28-day cycle for six cycles. Adjuvant palbociclib will begin 16 to 22 weeks following completion of cetuximab & IMRT
7
Total26

Baseline characteristics

CharacteristicCohort 1: 1: Palbociclib, 2: Cisplatin & IMRT, 3: PalbociclibTotalCohort 2: 1: Palbociclib, 2: Cetuximab & IMRT, 3: Palbociclib
Age, Continuous61 years63 years66 years
Ethnicity (NIH/OMB)
Hispanic or Latino
0 Participants0 Participants0 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
19 Participants26 Participants7 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Black or African American
3 Participants4 Participants1 Participants
Race (NIH/OMB)
More than one race
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
16 Participants22 Participants6 Participants
Region of Enrollment
United States
19 participants26 participants7 participants
Sex: Female, Male
Female
4 Participants7 Participants3 Participants
Sex: Female, Male
Male
15 Participants19 Participants4 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
EG002
affected / at risk
EG003
affected / at risk
EG004
affected / at risk
deaths
Total, all-cause mortality
0 / 260 / 181 / 70 / 198 / 26
other
Total, other adverse events
26 / 2618 / 187 / 719 / 190 / 0
serious
Total, serious adverse events
3 / 2610 / 184 / 70 / 190 / 0

Outcome results

Primary

Tumor Response Rate of Newly Diagnosed p16INK4a Negative, HPV-unrelated HNSCC to Neoadjuvant Palbociclib Monotherapy

* Tumor response rate is defined as the proportion of subjects who achieve a complete response (CR) or partial response (PR) based on RECIST criteria * CR: Disappearance of all target lesions. Any pathological lymph nodes (whether target or non-target) must have reduction in short axis to \<10 mm. Disappearance of all non-target lesions and normalization of tumor marker level. All lymph nodes must be non-pathological in size (\<10 mm short axis). * PR: At least a 30% decrease in the sum of the diameters of target lesions, taking as reference the baseline sum diameters.

Time frame: 2 cycles (56 days)

Population: The data for Cohort 1 and Cohort 2 were combined as the participants enrolled in both cohorts received the same neoadjuvant palbociclib treatment (125 mg/day Days 1-21 of a 28-day cycle for two cycles) in Step 1.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Step 1 Neoadjuvant Palbociclib for Cohort 1 and Cohort 2Tumor Response Rate of Newly Diagnosed p16INK4a Negative, HPV-unrelated HNSCC to Neoadjuvant Palbociclib Monotherapy6 Participants
Secondary

Association Between Baseline Tumor CDKN2A and CCND1 Alterations and Tumor Response to Palbociclib Given Before CRT and Relapse After CRT

Number of participants with altered versus wild-type at baseline will be compared with response.

Time frame: At baseline and at time of disease relapse (up to 5 years)

Secondary

Change in Genomic Alterations in Tumor Tissue

Tumor genomic alterations at baseline and at relapse will be compared to assess for potential mechanisms of primary or secondary resistance to palbociclib.

Time frame: At baseline and at time of disease relapse (up to 5 years)

Secondary

Combined Local-regional Disease Relapse Risk and Distant Metastases Risk Following Completion of CRT

* Local-regional disease relapse, a binary variable (Yes vs. No). Local-regional disease relapse rate is defined as the proportion of subjects alive who have local-regional progressed disease at 18 months following completion of CRT, stratified by cohorts. * Distant metastases, a binary variable (Yes vs. No). Distant metastases rate is defined as the proportion of subjects alive who have distant metastases at 18 months following completion of CRT, stratified by cohorts.

Time frame: Through 18 months after completion of step 2

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Step 1 Neoadjuvant Palbociclib for Cohort 1 and Cohort 2Combined Local-regional Disease Relapse Risk and Distant Metastases Risk Following Completion of CRTLocal-regional disease relapse0 Participants
Step 1 Neoadjuvant Palbociclib for Cohort 1 and Cohort 2Combined Local-regional Disease Relapse Risk and Distant Metastases Risk Following Completion of CRTDistant metastases4 Participants
Step 1 Neoadjuvant Palbociclib for Cohort 1 and Cohort 2Combined Local-regional Disease Relapse Risk and Distant Metastases Risk Following Completion of CRTBoth local-regional disease relapse and distant metastases1 Participants
Cohort 2: 1: Palbociclib, 2: Cetuximab & IMRT, 3: PalbociclibCombined Local-regional Disease Relapse Risk and Distant Metastases Risk Following Completion of CRTLocal-regional disease relapse2 Participants
Cohort 2: 1: Palbociclib, 2: Cetuximab & IMRT, 3: PalbociclibCombined Local-regional Disease Relapse Risk and Distant Metastases Risk Following Completion of CRTDistant metastases1 Participants
Cohort 2: 1: Palbociclib, 2: Cetuximab & IMRT, 3: PalbociclibCombined Local-regional Disease Relapse Risk and Distant Metastases Risk Following Completion of CRTBoth local-regional disease relapse and distant metastases0 Participants
Secondary

Median Overall Survival (OS) of Patients Treated With the Three Step Sequence of Palbociclib Monotherapy, CRT, and Adjuvant Palbociclib Monotherapy

-Overall survival (OS), defined as the days from the time of diagnosis to death from any cause or the end of follow-up

Time frame: Through 5 years after completion of step 2

Secondary

Median Progression-free Survival (PFS) (Stratified by Cohort) of Patients Treated With the Three Step Sequence of Palbociclib Monotherapy, CRT, and Adjuvant Palbociclib Monotherapy

-Progression-free survival (PFS), defined as the interval from the start of Step 2 (CRT) to the first documentation of disease progression or death from any cause or the end of follow-up, stratified by cohorts.

Time frame: Through 5 years after completion of step 2

Secondary

Overall Survival of Patients Treated With the Three Step Sequence of Palbociclib Monotherapy, CRT, and Adjuvant Palbociclib Monotherapy

-Overall survival (OS), defined as the days from the time of diagnosis to death from any cause or the end of follow-up

Time frame: Through 2 years after completion of step 2

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Step 1 Neoadjuvant Palbociclib for Cohort 1 and Cohort 2Overall Survival of Patients Treated With the Three Step Sequence of Palbociclib Monotherapy, CRT, and Adjuvant Palbociclib Monotherapy16 Participants
Cohort 2: 1: Palbociclib, 2: Cetuximab & IMRT, 3: PalbociclibOverall Survival of Patients Treated With the Three Step Sequence of Palbociclib Monotherapy, CRT, and Adjuvant Palbociclib Monotherapy5 Participants
Secondary

Progression-free Survival (PFS) of Patients Treated With the Three Step Sequence of Palbociclib Monotherapy, CRT, and Adjuvant Palbociclib Monotherapy

-Progression-free survival (PFS), defined as the days from the start of Step 2 (CRT) to the first documentation of disease progression or death from any cause or the end of follow-up

Time frame: Through 2 years after completion of step 2

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Step 1 Neoadjuvant Palbociclib for Cohort 1 and Cohort 2Progression-free Survival (PFS) of Patients Treated With the Three Step Sequence of Palbociclib Monotherapy, CRT, and Adjuvant Palbociclib Monotherapy13 Participants
Cohort 2: 1: Palbociclib, 2: Cetuximab & IMRT, 3: PalbociclibProgression-free Survival (PFS) of Patients Treated With the Three Step Sequence of Palbociclib Monotherapy, CRT, and Adjuvant Palbociclib Monotherapy3 Participants

Source: ClinicalTrials.gov · Data processed: Apr 22, 2026