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NEO: Neoadjuvant Chemotherapy, Excision and Observation for Early Rectal Cancer

NEO: Neoadjuvant Chemotherapy, Excision and Observation for Early Rectal Cancer

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03259035
Enrollment
58
Registered
2017-08-23
Start date
2018-06-29
Completion date
2024-04-25
Last updated
2024-10-10

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Rectal Cancer

Brief summary

The purpose of this study is to find out the effects of chemotherapy followed by less invasive surgery on patients and their early rectal cancer. The approach of this trial will be considered a success if at least 65% of participants are able to keep the rectum.

Interventions

6 cycles of q2weekly FOLFOX, or

DRUGCapox

4 cycles of q3weekly CAPOX

Sponsors

Canadian Cancer Trials Group
Lead SponsorNETWORK

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Intervention model description

This is a two staged, single arm phase II trial of chemotherapy (FOLFOX or CAPOX) followed by tumour excision in patients with early stage rectal cancer

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Histologically confirmed invasive well-moderately differentiated rectal adenocarcinoma diagnosed within 90 days prior to enrollment. * Tumour stage cT1-T3abN0 based on pelvic MRI * cT1N0- tumour invasion into submucosa, no radiographic evidence of mesorectal nodal metastasis, tumour deposits or vascular invasion. * cT2N0 - tumour invasion into muscularis propria, no radiographic evidence of mesorectal nodal metastasis, tumour deposits or vascular invasion. * cT3a,bN0- tumour invasion through the muscularis propria no more than 5 mm into the subserosa/perirectal tissue and clear of the circumferential radial margin (CRM). Absence of radiographic evidence of mesorectal nodal metastasis, tumour deposits or lymphovascular invasion. Note: If the tumour is not visualized in the MRI but there is histological confirmation of rectal adenocarcinoma the patient is eligible. * cN0 stage based on pelvic MRI. Any nodes ≥ 10 mm in longest dimension are considered malignant, regardless of nodal morphology. For pelvic nodes \< 10 mm in longest dimension, if nodes are seen and are deemed to be morphologically benign in the opinion of the radiologist and surgeon, the patient is eligible. Patients with visible pelvic sidewall nodes are excluded * M0 stage based on no evidence of metastatic disease by CT imaging. * Mid to low-lying tumour eligible for local tumour excision in the opinion of the treating surgeon. * Age of at least 18 years. * Medically fit to undergo radical surgery as per treating surgeon's discretion * No contraindications to protocol chemotherapy. * Adequate normal organ and marrow function as defined below (must be done within 30 days prior to enrolment): * ANC ≥ 1.5 x 109/L * platelet count ≥100 x 109/L * bilirubin \< 1.5 ULN, excluding Gilbert's syndrome * Calculated creatinine clearance of ≥ 50 ml/min. * Clearance to be calculated using Cockcroft formula: Males: 1.23 x (140 - age) x weight (kg) - serum creatinine (μmol/l) ; Females: 1.05 x (140 - age) x weight (kg) - serum creatinine (μmol/l) * The patient must have an ECOG performance status of 0, 1. * Patient is able (i.e. sufficiently fluent) and willing to complete the quality of life and health utility questionnaires. * Patient consent must be appropriately obtained in accordance with applicable local and regulatory requirements. Each patient must sign a consent form prior to enrollment in the trial to document their willingness to participate. * Must be accessible for treatment and follow up. Patients registered on this trial must be treated with chemotherapy and followed at the enrolling centre. * Protocol treatment is to begin within 5 working days of patient enrollment. * Women/men of childbearing potential must have agreed to use a highly effective contraceptive method during and for 6 months after completion of chemotherapy.

Exclusion criteria

* Patient has pathologic high risk factors on either the initial biopsy specimen report or follow-up biopsy (if done): high histologic grade, mucinous histology, lymphatic or vascular invasion. * History of other malignancies, except: adequately treated non-melanoma skin cancer, curatively treated in-situ cancer of the cervix, or other solid tumours curatively treated with no evidence of disease for ≥ 5 years. * Synchronous cancer. * Prior treatment for rectal cancer. * Previous pelvic radiation for any reason. * Patients with known dihydropyrimidine dehydrogenase deficiency * Treatment with other investigational drugs or anti-cancer therapy within 28 days prior to enrolment. * Clinically significant (i.e. active) cardiovascular disease for example cerebro vascular accidents (\< 6 months prior to enrolment), myocardial infarction (\< 6 months prior to enrolment), unstable angina, New York Heart Association (NYHA) grade II or higher, congestive heart failure, serious cardiac arrhythmia requiring medication. * Any contra-indications to undergo MRI imaging.

Design outcomes

Primary

MeasureTime frameDescription
Percentage of Organ Preservation3 yearsDefined as the percentage of patients with tumour downstaging to ypT0/T1good N0 and who avoid radical surgery.

Secondary

MeasureTime frameDescription
Percentage of Locoregional Relapses at 3 Years3 yearsLocoregional relapse is defined as reappearance of a tumour within the rectum or pelvis. The percentage of loco-reginal relapse at 3 years was estimated by Kaplan-Meier method for the survival function of the loco-regional relapse free survival, defined as the time from enrollment to the first date of definitive evidence (clinical, radiological or pathological) of locoregional relapses with patients who developed distant relapse only, died, loss to follow up, or were alive at clinical cut-off censored at respectively at last date of distant relapses, date of death, date of lost to follow-up, or last disease assessment date.
Percentage of Distant Relapse at 3 Years3 yearsDistant relapse is defined as appearance of rectal cancer disease at sites remote from the rectum. The percentage of distant relapse at 3 years was estimated also by Kaplan-Meier method for the survival function of the distant free survival, defined as the time from enrollment to the first date of definitive evidence (clinical, radiological or pathological) of distant relapses with patients who died, loss to follow up, or were alive at clinical cut-off censored at respectively: date of death, date of lost to follow-up, and last disease assessment date.
Percentage of Disease Free at 3 Years3 yearsPercentage of disease free at 3 years was estimated by Kaplan-Meier method for the survival function of Disease-Free Survival (DFS), which is defined as the interval from date of enrollment to the first date of the events defined below: * Locoregional relapse * Distant relapse * Non-protocol radiotherapy, chemotherapy, or biologic therapy without documentation of the site of failure * Death due to any other reason. Patients who were alive without locoregional or distant relapse or receiving non-protocol radiotherapy, chemotherapy, or biologic therapy without documentation of the site of failure at the clinical data cutoff date were censored at their last disease assessment date. 3 year disease free survival was estimated by Kaplan-Meier method.
Rate of Intraoperative Complications1 dayPercentage of patients with at least one intraoperative injury

Countries

Canada, United States

Participant flow

Participants by arm

ArmCount
Chemotherapy (FOLFOX or CAPOX) Followed by Tumour Excision
FOLFOX infusion on a 14 day cycle (IV oxaliplatin 85 mg/m2 and leucovorin 400 mg/m2 over 2 hours on day 1 and bolus fluorouracil 400 mg/m2 over 5 - 15 minutes and continuous infusion of fluorouracil 2400 mg/m2 over 46 to 48 hours on days 1-2) for a total of 6 cycles or CAPOX on a 21 day cycle (IV oxaliplatin 130 mg/m2 over 2 hours on day 1 and 1000 mg/m2 capecitabine orally twice daily for 14 days from day 1) for a total of 4 cycles.
58
Total58

Baseline characteristics

CharacteristicChemotherapy (FOLFOX or CAPOX) Followed by Tumour Excision
Age, Continuous66.5 years
Race (NIH/OMB)
American Indian or Alaska Native
5 Participants
Race (NIH/OMB)
Asian
4 Participants
Race (NIH/OMB)
Black or African American
0 Participants
Race (NIH/OMB)
More than one race
1 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
White
48 Participants
Region of Enrollment
Canada
54 participants
Region of Enrollment
United States
4 participants
Sex: Female, Male
Female
17 Participants
Sex: Female, Male
Male
41 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
2 / 58
other
Total, other adverse events
58 / 58
serious
Total, serious adverse events
1 / 58

Outcome results

Primary

Percentage of Organ Preservation

Defined as the percentage of patients with tumour downstaging to ypT0/T1good N0 and who avoid radical surgery.

Time frame: 3 years

Population: All participants who had chemotherapy.

ArmMeasureValue (NUMBER)
Chemotherapy (FOLFOX or CAPOX) Followed by Tumour ExcisionPercentage of Organ Preservation57 percentage of participants
Secondary

Percentage of Disease Free at 3 Years

Percentage of disease free at 3 years was estimated by Kaplan-Meier method for the survival function of Disease-Free Survival (DFS), which is defined as the interval from date of enrollment to the first date of the events defined below: * Locoregional relapse * Distant relapse * Non-protocol radiotherapy, chemotherapy, or biologic therapy without documentation of the site of failure * Death due to any other reason. Patients who were alive without locoregional or distant relapse or receiving non-protocol radiotherapy, chemotherapy, or biologic therapy without documentation of the site of failure at the clinical data cutoff date were censored at their last disease assessment date. 3 year disease free survival was estimated by Kaplan-Meier method.

Time frame: 3 years

Population: All participants enrolled.

ArmMeasureValue (NUMBER)
Chemotherapy (FOLFOX or CAPOX) Followed by Tumour ExcisionPercentage of Disease Free at 3 Years84.3 percentage of participants
Secondary

Percentage of Distant Relapse at 3 Years

Distant relapse is defined as appearance of rectal cancer disease at sites remote from the rectum. The percentage of distant relapse at 3 years was estimated also by Kaplan-Meier method for the survival function of the distant free survival, defined as the time from enrollment to the first date of definitive evidence (clinical, radiological or pathological) of distant relapses with patients who died, loss to follow up, or were alive at clinical cut-off censored at respectively: date of death, date of lost to follow-up, and last disease assessment date.

Time frame: 3 years

Population: All participants enrolled

ArmMeasureValue (NUMBER)
Chemotherapy (FOLFOX or CAPOX) Followed by Tumour ExcisionPercentage of Distant Relapse at 3 Years5.3 percentage of participants
Secondary

Percentage of Locoregional Relapses at 3 Years

Locoregional relapse is defined as reappearance of a tumour within the rectum or pelvis. The percentage of loco-reginal relapse at 3 years was estimated by Kaplan-Meier method for the survival function of the loco-regional relapse free survival, defined as the time from enrollment to the first date of definitive evidence (clinical, radiological or pathological) of locoregional relapses with patients who developed distant relapse only, died, loss to follow up, or were alive at clinical cut-off censored at respectively at last date of distant relapses, date of death, date of lost to follow-up, or last disease assessment date.

Time frame: 3 years

Population: All patients enrolled

ArmMeasureValue (NUMBER)
Chemotherapy (FOLFOX or CAPOX) Followed by Tumour ExcisionPercentage of Locoregional Relapses at 3 Years7.1 percentage of participants
Secondary

Rate of Intraoperative Complications

Percentage of patients with at least one intraoperative injury

Time frame: 1 day

Population: Patients who had BOTH chemotherapy and tumor excision with transanal endoscopic microsurgery (TEM) or transanal minimally invasive surgery (TAMIS)

ArmMeasureValue (NUMBER)
Chemotherapy (FOLFOX or CAPOX) Followed by Tumour ExcisionRate of Intraoperative Complications1.89 percentage of participants

Source: ClinicalTrials.gov · Data processed: Feb 22, 2026