Skip to content

Neoadjuvant Endocrine Therapy in Hormone Receptor-Positive, Human Epidermal Growth Factor Receptor 2 (HER2)-Negative Node-Negative Breast Cancer

Neoadjuvant Endocrine Therapy in Hormone Receptor-Positive HER2-Negative Node-Negative Breast Cancer Patients to Assess Responses and Mechanisms of Endocrine Resistance

Status
Completed
Phases
Phase 2
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03219476
Enrollment
37
Registered
2017-07-17
Start date
2017-02-05
Completion date
2025-03-20
Last updated
2025-04-29

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Breast Cancer, Invasive Breast Cancer

Keywords

aromatase inhibitor, breast cancer, estrogen receptor, progesterone receptor, endocrine-targeted therapy, Anti-estrogen therapy, HR+, HER2-negative, Neoadjuvant Treatment

Brief summary

This is an exploratory interventional study that initiates standard-of-care anti-estrogen treatment preoperatively for four weeks.

Detailed description

STUDY RATIONALE: Patients with hormone receptor (HR)+, HER2- node-negative breast cancers generally undergo surgical resection upfront, followed by adjuvant chemotherapy, if needed, in addition to adjuvant endocrine therapy. Because endocrine therapy is primarily delivered in the postoperative setting, the ability to assess the tumor response to this treatment modality is lost and very difficult to assess. This study offers the unique opportunity to assess the responsiveness of breast tumors to endocrine therapy while the tumors are still in vivo by treating patients with endocrine therapy before surgery and assessing molecular changes with treatment. By comparing pre- and post-treatment levels of molecular markers in individual tumors, the team expects to identify predictors of responsiveness to existing agents and identify new candidate therapeutic targets. PRIMARY OBJECTIVE: The primary objective is to determine the frequency of increased HER family of receptor tyrosine kinases protein expression in tumors, following treatment with neoadjuvant endocrine therapy and their correlation with Ki-67 tumor responses. The team will measure cancer cell protein levels of growth factor receptors of the human epidermal growth factor receptor (HER) family before and after neoadjuvant endocrine therapy. The data will be used to inform a future randomized trial of combined endocrine and the most promising anti-HER targeted therapy.

Interventions

DRUGAnastrozole

1 mg once daily.

DRUGLetrozole

2.5mg once daily.

DRUGExemestane

25 mg once daily.

DRUGTamoxifen

20 mg once daily.

Sponsors

Medical College of Wisconsin
Lead SponsorOTHER

Study design

Allocation
NA
Intervention model
SINGLE_GROUP
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
FEMALE
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* Female; age ≥18 years. * Pathologically proven diagnosis of invasive breast cancer, clinically stage I-II. * Clinically lymph node negative, confirmed by clinical exam and/or ultrasound imaging. * Estrogen- and/or progesterone-receptor-positive tumor, defined ≥1% positively staining cells by immunohistochemistry, according to the current American Society of Clinical Oncology (ASCO)/College of American Pathologists (CAP) guidelines. * HER2/neu must be negative by immunohistochemistry (IHC) or fluorescence in situ hybridization (FISH). * Eastern Cooperative Oncology Group (ECOG) performance status 0-2. * Pretreatment evaluations (minimum diagnostic workup) within 28 days prior to study * Qualify for anti-endocrine treatment (per medical oncologist). * Informed consent provided. * If history of contralateral breast cancer, patient completed all treatment two years prior * No treatment for this breast cancer or any malignancy within two years (except non-melanomatous skin cancer, carcinoma in situ of the cervix and contralateral breast cancer) * Using adequate methods of contraception; negative pregnancy test. * No strong CYP2D6 inhibitors. * Adequate organ function with baseline lab values. * Absolute neutrophil count (ANC) ≥ 1500/µL. * Hemoglobin (Hb) ≥ 9g/dL. * Platelet count ≥ 100,000/µL. * Alanine aminotransferase (ALT) and aspartate aminotransferase (AST) ≤ 3x upper limit of normal (ULN). * Serum bilirubin within ≤ 1.5 x ULN.

Exclusion criteria

* American Joint Committee on Cancer (AJCC) clinical T4, N1-3 or M1, breast cancer. * Synchronous non-breast malignancy (exceptions include non-melanomatous skin cancer, carcinoma in situ of the cervix). * Purely noninvasive breast cancer (i.e., ductal carcinoma in situ, lobular carcinoma in situ). * Men with breast cancer. * Medical, psychiatric or other condition that would prevent the patient from receiving the protocol therapy or providing informed consent. * Pregnant or lactating women.

Design outcomes

Primary

MeasureTime frameDescription
Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.At four weeks.ImmunoHistoChemistry (IHC) will be used. The IHC test gives a score of 0 to 3+ that measures the amount of HER2 receptor protein on the surface of cells in a breast cancer tissue sample. If the score is 0 to 1+ (up to 25% of cells stained), it's called HER2 negative. If the score is 2+ (approximately 50% of cells stained), it's called borderline. A score of 3+ (approximately 75% or more of cells stained) is called HER2 positive. Upregulation means increased staining from a prior observation; Downregulation means decreased staining from a prior observation; and No Change means similar staining from a prior observation.

Secondary

MeasureTime frameDescription
Number of Subjects Who Achieve Complete Radiographic Response.At four weeks.This will be assessed by World Health Organization (WHO) criteria: * Complete Response (CR): The disappearance of all known disease, based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * Partial Response (PR): A 50% or greater decrease in the product of the bi-dimensional measurements of the lesion (total tumor size), based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * No Change (NC): A 50% decrease in total tumor size cannot be established nor has a 25% increase in the size of the lesion been demonstrated. * Progressive Disease (PD): A 25% or greater increase in the total tumor size of the measurable lesions (calculated on the smallest diameter recorded over time).
Number of Subjects Who Achieve a Partial Radiographic Response.At four weeks.This will be assessed by World Health Organization (WHO) criteria: * Complete Response (CR): The disappearance of all known disease, based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * Partial Response (PR): A 50% or greater decrease in the product of the bi-dimensional measurements of the lesion (total tumor size), based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * No Change (NC): A 50% decrease in total tumor size cannot be established nor has a 25% increase in the size of the lesion been demonstrated. * Progressive Disease (PD): A 25% or greater increase in the total tumor size of the measurable lesions (calculated on the smallest diameter recorded over time).

Countries

United States

Participant flow

Participants by arm

ArmCount
Neoadjuvant Endocrine Therapy Treatment (Physician's Choice)
Once enrolled, patients would be treated with the current standard-of-care endocrine therapy. Choice of endocrine therapy (aromatase inhibitors or tamoxifen) would be decided by medical oncologist, following a review of the patient's medical history and menstrual status. The patient would be treated with endocrine therapy in a neoadjuvant setting for four weeks, with dosing continuing until surgery. Anastrozole: 1 mg once daily. Letrozole: 2.5mg once daily. Exemestane: 25 mg once daily. Tamoxifen: 20 mg once daily.
37
Total37

Baseline characteristics

CharacteristicNeoadjuvant Endocrine Therapy Treatment (Physician's Choice)
Age, Categorical
<=18 years
0 Participants
Age, Categorical
>=65 years
12 Participants
Age, Categorical
Between 18 and 65 years
25 Participants
Ethnicity (NIH/OMB)
Hispanic or Latino
1 Participants
Ethnicity (NIH/OMB)
Not Hispanic or Latino
36 Participants
Ethnicity (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants
Race (NIH/OMB)
Asian
0 Participants
Race (NIH/OMB)
Black or African American
1 Participants
Race (NIH/OMB)
More than one race
0 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants
Race (NIH/OMB)
White
36 Participants
Region of Enrollment
United States
37 participants
Sex: Female, Male
Female
37 Participants
Sex: Female, Male
Male
0 Participants

Adverse events

Event typeEG000
affected / at risk
deaths
Total, all-cause mortality
1 / 37
other
Total, other adverse events
2 / 37
serious
Total, serious adverse events
1 / 37

Outcome results

Primary

Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.

ImmunoHistoChemistry (IHC) will be used. The IHC test gives a score of 0 to 3+ that measures the amount of HER2 receptor protein on the surface of cells in a breast cancer tissue sample. If the score is 0 to 1+ (up to 25% of cells stained), it's called HER2 negative. If the score is 2+ (approximately 50% of cells stained), it's called borderline. A score of 3+ (approximately 75% or more of cells stained) is called HER2 positive. Upregulation means increased staining from a prior observation; Downregulation means decreased staining from a prior observation; and No Change means similar staining from a prior observation.

Time frame: At four weeks.

Population: All 37 subjects were analyzed for each of the protein markers.

ArmMeasureGroupValue (COUNT_OF_PARTICIPANTS)
Change From Baseline in Human Epidermal Growth Factor Receptor 1 (HER1) Cell Protein Levels.Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.Upregulation1 Participants
Change From Baseline in Human Epidermal Growth Factor Receptor 1 (HER1) Cell Protein Levels.Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.No Change36 Participants
Change From Baseline in Human Epidermal Growth Factor Receptor 1 (HER1) Cell Protein Levels.Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.Downregulation0 Participants
Change From Baseline in Human Epidermal Growth Factor Receptor 2 (HER2) Cell Protein Levels.Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.Upregulation17 Participants
Change From Baseline in Human Epidermal Growth Factor Receptor 2 (HER2) Cell Protein Levels.Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.No Change18 Participants
Change From Baseline in Human Epidermal Growth Factor Receptor 2 (HER2) Cell Protein Levels.Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.Downregulation2 Participants
Change From Baseline in Human Epidermal Growth Factor Receptor 3 (HER3) Cell Protein Levels.Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.Downregulation18 Participants
Change From Baseline in Human Epidermal Growth Factor Receptor 3 (HER3) Cell Protein Levels.Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.Upregulation1 Participants
Change From Baseline in Human Epidermal Growth Factor Receptor 3 (HER3) Cell Protein Levels.Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.No Change18 Participants
Change From Baseline in Human Epidermal Growth Factor Receptor 4 (HER4) Cell Protein Levels.Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.Upregulation1 Participants
Change From Baseline in Human Epidermal Growth Factor Receptor 4 (HER4) Cell Protein Levels.Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.No Change18 Participants
Change From Baseline in Human Epidermal Growth Factor Receptor 4 (HER4) Cell Protein Levels.Change in Baseline of Cancer Cell Protein Levels of Human Epidermal Growth Factor Receptor (HER) Family Members (HER1-4) Following Neoadjuvant Endocrine Therapy.Downregulation18 Participants
Secondary

Number of Subjects Who Achieve a Partial Radiographic Response.

This will be assessed by World Health Organization (WHO) criteria: * Complete Response (CR): The disappearance of all known disease, based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * Partial Response (PR): A 50% or greater decrease in the product of the bi-dimensional measurements of the lesion (total tumor size), based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * No Change (NC): A 50% decrease in total tumor size cannot be established nor has a 25% increase in the size of the lesion been demonstrated. * Progressive Disease (PD): A 25% or greater increase in the total tumor size of the measurable lesions (calculated on the smallest diameter recorded over time).

Time frame: At four weeks.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Change From Baseline in Human Epidermal Growth Factor Receptor 1 (HER1) Cell Protein Levels.Number of Subjects Who Achieve a Partial Radiographic Response.1 Participants
Secondary

Number of Subjects Who Achieve Complete Radiographic Response.

This will be assessed by World Health Organization (WHO) criteria: * Complete Response (CR): The disappearance of all known disease, based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * Partial Response (PR): A 50% or greater decrease in the product of the bi-dimensional measurements of the lesion (total tumor size), based on a comparison between the measurements at baseline and after four weeks of treatment with neoadjuvant therapy. * No Change (NC): A 50% decrease in total tumor size cannot be established nor has a 25% increase in the size of the lesion been demonstrated. * Progressive Disease (PD): A 25% or greater increase in the total tumor size of the measurable lesions (calculated on the smallest diameter recorded over time).

Time frame: At four weeks.

ArmMeasureValue (COUNT_OF_PARTICIPANTS)
Change From Baseline in Human Epidermal Growth Factor Receptor 1 (HER1) Cell Protein Levels.Number of Subjects Who Achieve Complete Radiographic Response.0 Participants

Source: ClinicalTrials.gov · Data processed: Feb 19, 2026