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Trial on Oral Appliance Design for Improving Upper Airway Function and Sleep Quality

Mid-line Traction Versus Bilateral Thrust Oral Appliances: A Trial to Determine Superiority for Improving Upper Airway Function and Sleep Quality

Status
Completed
Phases
NA
Study type
Interventional
Source
ClinicalTrials.gov
Registry ID
NCT03219034
Enrollment
62
Registered
2017-07-17
Start date
2017-10-10
Completion date
2019-03-20
Last updated
2022-01-10

For informational purposes only — not medical advice. Sourced from public registries and may not reflect the latest updates. Terms

Conditions

Obstructive Sleep Apnea

Keywords

oral appliance, sleep quality, sleep apnea

Brief summary

This study will compare the effectiveness of the two leading oral appliances (OAs) designs for the treatment of severe obstructive sleep apnea in overweight adults. The effectiveness of OAs has come under question since different designs are combined in evaluating treatment efficacy, for example when comparing them to continuous positive airway pressure Due to the wide range of reported efficacy (53 to 90%), it is of great value to identify the most effective design to guide sleep practitioners and patients.

Detailed description

The two prominent oral appliances used in treating obstructive sleep apnea differ in their designs, mid-line traction versus bilateral thrust. From a clinical perspective, it is important to know which design is superior and should be the 'treatment of choice' for improving airway function and sleep quality. These two designs differ in their protrusive mechanisms that are categorized in general under four main types: bilateral compression, bilateral thrust, midline compression and mid-line traction. Although the two designs considered in this proposal have undergone the most rigorous testing individually, well controlled 'head-to-head' trials as proposed here have not been conducted to determine their efficacy within a single test population.

Interventions

DEVICEoral appliance - A ; washout; oral appliance B

Anti-snoring intra-oral appliance A that consists of two custom fitted trays which fit over the upper and lower teeth and uses a Midline Traction Mechanism to advance the mandible. The coupling mechanism is located at a single point midline, allows adjustment by incremental protraction (advancement) of the mandible. 1 week washout followed by anti-snoring intra-oral appliance B that consists of two custom fitted trays which fit over the upper and lower teeth uses a Bilateral Thrust Mechanism to advance the mandible. The trays are engaged by means of adjustable lugs.

DEVICEoral appliance - B; washout; oral appliance A

Anti-snoring intra-oral appliance B that consists of two custom fitted trays which fit over the upper and lower teeth uses a Bilateral Thrust Mechanism to advance the mandible. The trays are engaged by means of adjustable lugs. 1-week washout followed by anti-snoring intra-oral appliance A that consists of two custom fitted trays which fit over the upper and lower teeth and uses a Midline Traction Mechanism to advance the mandible. The coupling mechanism is located at a single point midline, allows adjustment by incremental protraction (advancement) of the mandible.

Sponsors

Texas A&M University
Lead SponsorOTHER

Study design

Allocation
RANDOMIZED
Intervention model
CROSSOVER
Primary purpose
TREATMENT
Masking
NONE

Eligibility

Sex/Gender
ALL
Age
18 Years to No maximum
Healthy volunteers
No

Inclusion criteria

* OSA PSG or PG diagnosed adults within 1 year * age \>18 * Currently treated with continuous positive airway pressure (CPAP) * AHI ≥ \>30 events/hour of sleep * Two or more OSA symptoms (snoring, witnessed apnea or daytime hypersomnolence complaint) * BMI ≥ 30 * At least 8 teeth per arch to support either OA device * Central and mixed apnea index \<5 events/hour * Mallampati score from I to III * Palatine tonsils - grade 0, 1, or 2 * Consent to study's timeline * Willingness to wear home sleep test apparatus for at least 4 nights * Willingness to wear an oral appliance every night for 8 weeks * Willingness to pick up and return home sleep test kits as needed

Exclusion criteria

* Cardiac & pulmonary disease (e.g., congestive heart failure, severe arrhythmias, COPD); * Central sleep apnea; * Comorbidities with other sleep disorders * No active TMD or jaw muscle pain * Morphological airway abnormalities * Pre-existing difficulty swallowing; throat or neck related health issues * Endocrine dysfunction * Severe psychiatric disorders; * Previous OA therapy; ENT surgery * Restrictions in jaw opening * Pregnancy / breast feeding or intent to become pregnant during the study * Inability to apply the sleep recorders

Design outcomes

Primary

MeasureTime frameDescription
Respiratory Event Index (REI) at T24 weeksNumber of apneas and hypopneas (respiratory events) per hour of recording; REI was reported instead of AHI, as it is a more appropriate measure for home sleep testing.

Secondary

MeasureTime frameDescription
Stable Sleep Percent4 weeksPercent of stable sleep during the recording, specifically the percentage of high frequency coupling (HFC%) from cardiopulmonary coupling (CPC) Analysis

Countries

United States

Participant flow

Recruitment details

162 individuals screened for eligibility; 62 enrolled.

Participants by arm

ArmCount
Oral Appliance Sequence - A -- B
Group STARTING with Appliance A for 4 weeks: Anti-snoring intra-oral appliance that consists of two custom fitted trays which fit over the upper and lower teeth and uses a Midline Traction Mechanism to advance the mandible. The coupling mechanism is located at a single point midline, allows adjustment by incremental protraction (advancement) of the mandible. Trade Name: TAP1 Oral Appliance, Airway Management Inc. Dallas, TX. One week washout with no oral appliance usage. Used Appliance B for second leg of 4 weeks: Anti-snoring intra-oral appliance that consists of two custom fitted trays which fit over the upper and lower teeth uses a Bilateral Thrust Mechanism to advance the mandible. The trays are engaged by means of adjustable lugs. Trade name: SomnoDent Flex Oral Appliance, SomnoMed Inc., Plano TX.
27
Oral Appliance Sequence B -- A
Group STARTING with Appliance B for first leg of 4 weeks: Anti-snoring intra-oral appliance that consists of two custom fitted trays which fit over the upper and lower teeth uses a Bilateral Thrust Mechanism to advance the mandible. The trays are engaged by means of adjustable lugs. Trade name: SomnoDent Flex Oral Appliance, SomnoMed Inc., Plano TX. One week washout with no oral appliance usage. Used Appliance A for second leg of 4 weeks: Anti-snoring intra-oral appliance that consists of two custom fitted trays which fit over the upper and lower teeth and uses a Midline Traction Mechanism to advance the mandible. The coupling mechanism is located at a single point midline, allows adjustment by incremental protraction (advancement) of the mandible. Trade Name: TAP1 Oral Appliance, Airway Management Inc. Dallas, TX
29
Total56

Withdrawals & dropouts

PeriodReasonFG000FG001
Overall StudyAdditional dental work needed10
Overall StudyDeath in family01
Overall StudyDental sensitivity01
Overall StudyLost to Follow-up913
Overall StudyUPPP Surgery10

Baseline characteristics

CharacteristicTotalOral Appliance Sequence - A -- BOral Appliance Sequence B -- A
Age, Continuous61.0 years64.5 years61.0 years
Body Mass Index (kg/m^2)31.0 kg/m^230.3 kg/m^231.0 kg/m^2
Mean SaO293.0 Percent93.0 Percent93.1 Percent
Minimum SaO280.0 Percent80.0 Percent82.0 Percent
Race (NIH/OMB)
American Indian or Alaska Native
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Asian
2 Participants1 Participants1 Participants
Race (NIH/OMB)
Black or African American
4 Participants2 Participants2 Participants
Race (NIH/OMB)
More than one race
7 Participants3 Participants4 Participants
Race (NIH/OMB)
Native Hawaiian or Other Pacific Islander
0 Participants0 Participants0 Participants
Race (NIH/OMB)
Unknown or Not Reported
0 Participants0 Participants0 Participants
Race (NIH/OMB)
White
43 Participants21 Participants22 Participants
Respiratory Event Index (events/hr)33.7 number of events /hour32.6 number of events /hour36.1 number of events /hour
Sex: Female, Male
Female
17 Participants12 Participants5 Participants
Sex: Female, Male
Male
39 Participants15 Participants24 Participants

Adverse events

Event typeEG000
affected / at risk
EG001
affected / at risk
deaths
Total, all-cause mortality
0 / 410 / 36
other
Total, other adverse events
0 / 411 / 36
serious
Total, serious adverse events
0 / 410 / 36

Outcome results

Primary

Respiratory Event Index (REI) at T2

Number of apneas and hypopneas (respiratory events) per hour of recording; REI was reported instead of AHI, as it is a more appropriate measure for home sleep testing.

Time frame: 4 weeks

Population: 20 subjects dropped out or were lost to follow-up by T2. An additional 6 dropped out before T4, bringing the total number of dropouts to 26.

ArmMeasureGroupValue (MEDIAN)
Oral Appliance Sequence - A -- BRespiratory Event Index (REI) at T2At T2 (end of 1st 4 wk leg12.8 number of events per hour
Oral Appliance Sequence - A -- BRespiratory Event Index (REI) at T2At T4 (end of 2nd 4 wk leg)9.3 number of events per hour
Oral Appliance Sequence B -- ARespiratory Event Index (REI) at T2At T2 (end of 1st 4 wk leg21.1 number of events per hour
Oral Appliance Sequence B -- ARespiratory Event Index (REI) at T2At T4 (end of 2nd 4 wk leg)13.1 number of events per hour
Comparison: Cross-over design: Median differences between oral appliances at the end of the first 4-week leg of the study (T2). The hypothesis tested was that REI would be lowered more with Appliance A than B.p-value: 0.152Wilcoxon (Mann-Whitney)
Secondary

Stable Sleep Percent

Percent of stable sleep during the recording, specifically the percentage of high frequency coupling (HFC%) from cardiopulmonary coupling (CPC) Analysis

Time frame: 4 weeks

Population: 20 subject dropped out or were lost to follow-up at T2. An additional 6 dropped out before T4.

ArmMeasureGroupValue (MEAN)Dispersion
Oral Appliance Sequence - A -- BStable Sleep PercentAt T2 (end of 1st 4 wk leg49.35 percentage of high frequency couplingStandard Deviation 17.7
Oral Appliance Sequence - A -- BStable Sleep PercentAt T4 (end of 2nd 4 wk leg47.82 percentage of high frequency couplingStandard Deviation 21.12
Oral Appliance Sequence B -- AStable Sleep PercentAt T2 (end of 1st 4 wk leg48.7 percentage of high frequency couplingStandard Deviation 18.3
Oral Appliance Sequence B -- AStable Sleep PercentAt T4 (end of 2nd 4 wk leg52.38 percentage of high frequency couplingStandard Deviation 19.67

Source: ClinicalTrials.gov · Data processed: Feb 17, 2026